$175 Million is the total value of Regal Investment Advisors LLC's 841 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 108.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAIC | Exit | ARLINGTON ASSET INVTCORP COMstock | $0 | – | -1 | -100.0% | 0.00% | – |
| T101SC | Exit | AMERICAN STRATEGIC INCOME PORTFOLIO INC-IIIcef | $0 | – | -8 | -100.0% | 0.00% | – |
| FOXA | Exit | TWENTY FIRST CENTY FOX INC CL Astock | $0 | – | -6 | -100.0% | 0.00% | – |
| ANF | Exit | ABERCROMBIE & FITCH CO CL Astock | $0 | – | -4 | -100.0% | 0.00% | – |
| EGLE | Exit | EAGLE BULK SHIPPING INCstock | $0 | – | -50 | -100.0% | 0.00% | – |
| NWSA | Exit | NEWS CORP NEW CL Astock | $0 | – | -1 | -100.0% | 0.00% | – |
| SATCQ | Exit | SATCON TECHNOLOGY CORP COM NEWstock | $0 | – | -63 | -100.0% | 0.00% | – |
| REM | Exit | ISHARES FTSE NAREIT MORTGAGE PLUS CAPPED INDEX FD (ETF)etf | $0 | – | -13 | -100.0% | 0.00% | – |
| 9207PS | Exit | ROCK-TENN COstock | $0 | – | -1 | -100.0% | 0.00% | – |
| USAP | Exit | UNIVERSAL STAINLESS & ALLOYstock | $0 | – | -15 | -100.0% | 0.00% | – |
| MOS | Exit | MOSAIC COstock | $0 | – | -2 | -100.0% | 0.00% | – |
| TA | Exit | TRAVELCENTERS OF AMERICAstock | $0 | – | -10 | -100.0% | 0.00% | – |
| FRCMQ | Exit | ACA FAIRPOINT COMMUNICATIONS INCstock | $0 | – | -58 | -100.0% | 0.00% | – |
| WLTGQ | Exit | WALTER ENERGY INCCOMstock | $0 | – | -2 | -100.0% | 0.00% | – |
| SCHP | Exit | SCHWAB US TIPS ETFetf | $0 | – | 0 | +100.0% | 0.00% | – |
| ORAN | Exit | ORANGE SPONSORED ADRadr | $0 | – | -13 | -100.0% | 0.00% | – |
| DMRC | Exit | DIGIMARC CORPstock | $0 | – | -21 | -100.0% | 0.00% | – |
| SDRL | Exit | SEADRILL LIMTEDstock | $0 | – | -40 | -100.0% | -0.00% | – |
| TROW | Exit | T ROWE PRICE GROUP INCstock | $0 | – | -12 | -100.0% | -0.00% | – |
| RJA | Exit | ELEMENTS ROGERS INTL COMMODITY AGRI ETNetf | $0 | – | -208 | -100.0% | -0.00% | – |
| TLAB | Exit | TELLABS INCstock | $0 | – | -250 | -100.0% | -0.00% | – |
| ASG | Exit | LIBERTY ALL-STAR GROWTH FUNDcef | $0 | – | -273 | -100.0% | -0.00% | – |
| VDSI | Exit | VASCO DATA SECURITY INTLstock | $0 | – | -100 | -100.0% | -0.00% | – |
| PHK | Exit | PIMCO HIGH INCOME FDcef | $0 | – | -69 | -100.0% | -0.00% | – |
| SVU | Exit | SUPERVALU INCstock | $0 | – | -70 | -100.0% | -0.00% | – |
| INCY | Exit | INCYTE CORPstock | $0 | – | -35 | -100.0% | -0.00% | – |
| SVM | Exit | SILVERCORP METALS INCstock | $0 | – | -572 | -100.0% | -0.00% | – |
| CACC | Exit | CREDIT ACCEP CORP MICHstock | $0 | – | -13 | -100.0% | -0.00% | – |
| NDSN | Exit | NORDSON CORPstock | $0 | – | -19 | -100.0% | -0.00% | – |
| MSO | Exit | MARTHA STEWART LIVINGstock | $0 | – | -253 | -100.0% | -0.00% | – |
| TSRA | Exit | TESSERA TECHNOLOGIESINC COMstock | $0 | – | -40 | -100.0% | -0.00% | – |
| HSNI | Exit | HSN INCstock | $0 | – | -44 | -100.0% | -0.00% | – |
| ASNA | Exit | ASCENA RETAIL GROUP INC COMstock | $0 | – | -26 | -100.0% | -0.00% | – |
| FSTO | Exit | FOREST OIL CORPstock | $0 | – | -200 | -100.0% | -0.00% | – |
| UIS | Exit | UNISYS CORPstock | $0 | – | -20 | -100.0% | -0.00% | – |
| SNDK | Exit | SANDISK CORPstock | $0 | – | -12 | -100.0% | -0.00% | – |
| XRM | Exit | XERIUM TECHNOLOGIES INCstock | $0 | – | -161 | -100.0% | -0.00% | – |
| ATI | Exit | ALLEGHENY TECH INCstock | $0 | – | -70 | -100.0% | -0.00% | – |
| NL | Exit | NL INDS INC COMstock | $0 | – | -200 | -100.0% | -0.00% | – |
| OPEN | Exit | OPEN TABLE INC.stock | $0 | – | -10 | -100.0% | -0.00% | – |
| PKG | Exit | PACKAGING CORP AMERstock | $0 | – | -40 | -100.0% | -0.00% | – |
| HTHIY | Exit | HITACHI ADR-EACH CNVINTO 10 ORD NPVadr | $0 | – | -20 | -100.0% | -0.00% | – |
| DRIV | Exit | DIGITAL RIVER INCstock | $0 | – | -80 | -100.0% | -0.00% | – |
| SSRI | Exit | SILVER STANDARD RESOURCES INCstock | $0 | – | -300 | -100.0% | -0.00% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INCstock | $0 | – | -14 | -100.0% | -0.00% | – |
| LIME | Exit | LIME ENERGY CO COMstock | $0 | – | -2,500 | -100.0% | -0.00% | – |
| EET | Exit | PROSHARES ULTRA MSCI EMER MKTSetf | $0 | – | -30 | -100.0% | -0.00% | – |
| UGI | Exit | UGI CORP NEWstock | $0 | – | -17 | -100.0% | -0.00% | – |
| AEO | Exit | AMERICAN EAGLE OUTFITTERSstock | $0 | – | -130 | -100.0% | -0.00% | – |
| SQNM | Exit | SEQUENOM INC COM NEWstock | $0 | – | -1,000 | -100.0% | -0.00% | – |
| DBP | Exit | POWERSHARES DB PRECIOUS METALSetf | $0 | – | -59 | -100.0% | -0.00% | – |
| WTI | Exit | W & T OFFSHORE INCstock | $0 | – | -196 | -100.0% | -0.00% | – |
| SA | Exit | SEABRIDGE GOLD INCstock | $0 | – | -355 | -100.0% | -0.00% | – |
| UIL | Exit | UIL HOLDINGS CORPstock | $0 | – | -100 | -100.0% | -0.00% | – |
| STEM | Exit | STEMCELLS INCstock | $0 | – | -2,270 | -100.0% | -0.00% | – |
| XRX | Exit | XEROX CORPstock | $0 | – | -405 | -100.0% | -0.00% | – |
| ERA | Exit | ERA GROUP INC COMstock | $0 | – | -140 | -100.0% | -0.00% | – |
| GEL | Exit | GENESIS ENERGY L P UNIT L P INTmlp | $0 | – | -80 | -100.0% | -0.00% | – |
| MET | Exit | METLIFE INC COMstock | $0 | – | -80 | -100.0% | -0.00% | – |
| JDSU | Exit | JDS UNIPHASE CORPstock | $0 | – | -250 | -100.0% | -0.00% | – |
| PWE | Exit | PENN WEST ENERGY TRUSTstock | $0 | – | -360 | -100.0% | -0.00% | – |
| ERF | Exit | ENERPLUS CORPstock | $0 | – | -201 | -100.0% | -0.00% | – |
| YORW | Exit | YORK WTR COstock | $0 | – | -204 | -100.0% | -0.00% | – |
| NIE | Exit | ALLIANZGI EQUITY & CONV INCOME COMcef | $0 | – | -217 | -100.0% | -0.00% | – |
| BGT | Exit | BLACKROCK GLOBAL FLOATING RATE INCOMEcef | $0 | – | -203 | -100.0% | -0.00% | – |
| MATX | Exit | MATSON INC COM NPVstock | $0 | – | -170 | -100.0% | -0.00% | – |
| ZBRA | Exit | ZEBRA TECHNOLOGIES CORP CL Astock | $0 | – | -60 | -100.0% | -0.00% | – |
| CVE | Exit | CENOVUS ENERGY INC Fstock | $0 | – | -100 | -100.0% | -0.00% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION CO COM CL Astock | $0 | – | -68 | -100.0% | -0.00% | – |
| PCAR | Exit | PACCAR INCstock | $0 | – | -90 | -100.0% | -0.00% | – |
| SPH | Exit | SUBURBAN PROPANE PARTNERS LPmlp | $0 | – | -110 | -100.0% | -0.00% | – |
| FHN | Exit | FIRST HORIZON NATL CORPstock | $0 | – | -430 | -100.0% | -0.00% | – |
| NSL | Exit | NUVEEN SR INCOME FD COMcef | $0 | – | -641 | -100.0% | -0.00% | – |
| CREE | Exit | CREE INCstock | $0 | – | -80 | -100.0% | -0.00% | – |
| PIPR | Exit | PIPER JAFFRAY COSstock | $0 | – | -150 | -100.0% | -0.00% | – |
| COKE | Exit | COCA COLA BOTTLING CO CONSstock | $0 | – | -100 | -100.0% | -0.00% | – |
| INFY | Exit | INFOSYS TECHNOLOGIES LTD SPONS ADR REPSTG 1/2 EQUITY SHadr | $0 | – | -145 | -100.0% | -0.00% | – |
| PCEF | Exit | POWERSHARES CEF INCOMEetf | $0 | – | -240 | -100.0% | -0.00% | – |
| FNGN | Exit | FINANCIAL ENGINES INCstock | $0 | – | -102 | -100.0% | -0.00% | – |
| FNB | Exit | F N B CORP-PAstock | $0 | – | -544 | -100.0% | -0.00% | – |
| STPZ | Exit | PIMCO 1-5 YEAR US TIPS INDEX FUNDetf | $0 | – | -141 | -100.0% | -0.00% | – |
| DATA | Exit | TABLEAU SOFTWARE INCstock | $0 | – | -100 | -100.0% | -0.00% | – |
| SMCI | Exit | SUPER MICRO COMPUTER INCstock | $0 | – | -492 | -100.0% | -0.00% | – |
| XIDEQ | Exit | EXIDE TECHNOLOGIESstock | $0 | – | -16,680 | -100.0% | -0.00% | – |
| ALEX | Exit | ALEXANDER & BALDWIN HLDGS INC COMstock | $0 | – | -170 | -100.0% | -0.00% | – |
| REMX | Exit | MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETFetf | $0 | – | -143 | -100.0% | -0.00% | – |
| AVNR | Exit | AVANIR PHARMACEUTICALS CL Astock | $0 | – | -1,400 | -100.0% | -0.00% | – |
| MSTR | Exit | MICROSTRATEGY INC A NEWstock | $0 | – | -90 | -100.0% | -0.01% | – |
| BLKB | Exit | BLACKBAUD INCstock | $0 | – | -200 | -100.0% | -0.01% | – |
| NAD | Exit | NUVEEN DIVID ADVANTAGE MUN FD COMcef | $0 | – | -575 | -100.0% | -0.01% | – |
| AKS | Exit | AK STEEL HLDG CORPstock | $0 | – | -2,445 | -100.0% | -0.01% | – |
| Q | Exit | QUINTILES TRANSNATIONAL CORP COMstock | $0 | – | -200 | -100.0% | -0.01% | – |
| GWW | Exit | GRAINGER W W INCstock | $0 | – | -30 | -100.0% | -0.01% | – |
| PML | Exit | PIMCO MUN INCOME FD II COMcef | $0 | – | -700 | -100.0% | -0.01% | – |
| TQNT | Exit | TRIQUINT SEMICONDUCTOR INCstock | $0 | – | -1,100 | -100.0% | -0.01% | – |
| OHI | Exit | OMEGA HEALTHCARE INVESTORS INCreit | $0 | – | -300 | -100.0% | -0.01% | – |
| TRP | Exit | TRANSCANADA CORPstock | $0 | – | -187 | -100.0% | -0.01% | – |
| AXP | Exit | AMERICAN EXPRESS COstock | $0 | – | -100 | -100.0% | -0.01% | – |
| L | Exit | LOEWS CORPORATIONstock | $0 | – | -200 | -100.0% | -0.01% | – |
| TCP | Exit | T C PIPELINESmlp | $0 | – | -202 | -100.0% | -0.01% | – |
| FTNT | Exit | FORTINET INC COMstock | $0 | – | -530 | -100.0% | -0.01% | – |
| ANAT | Exit | AMERICAN NATL INS COstock | $0 | – | -100 | -100.0% | -0.01% | – |
| CHI | Exit | CALAMOS CONV OPPORTUNITIES & INCOME FDcef | $0 | – | -845 | -100.0% | -0.01% | – |
| AHGP | Exit | ALLIANCE HLDGS GP L P COM UNITS REPSTG LTD PARTNERmlp | $0 | – | -172 | -100.0% | -0.01% | – |
| FFIV | Exit | F5 NETWORKS INCstock | $0 | – | -120 | -100.0% | -0.01% | – |
| FGPRQ | Exit | FERRELLGAS PARTNERS L.P. UNIT LTD PARTNERS INTmlp | $0 | – | -537 | -100.0% | -0.01% | – |
| MXI | Exit | ISHARES TRUST S&P GLOBAL MATERIALS INDEX FD ETFetf | $0 | – | -200 | -100.0% | -0.01% | – |
| CKH | Exit | SEACOR HOLDINGS INCstock | $0 | – | -160 | -100.0% | -0.01% | – |
| TS | Exit | TENARIS SA SPONSORED ADRadr | $0 | – | -301 | -100.0% | -0.01% | – |
| JGT | Exit | NUVEEN MULTI CURRENCY SHORT TERMcef | $0 | – | -1,200 | -100.0% | -0.01% | – |
| CMS | Exit | CMS ENERGY CORPstock | $0 | – | -500 | -100.0% | -0.01% | – |
| GCC | Exit | GREENHAVEN CON CMDTY ETF CONTINUOUS COMMODITYetf | $0 | – | -535 | -100.0% | -0.01% | – |
| HIO | Exit | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INCcef | $0 | – | -2,400 | -100.0% | -0.01% | – |
| GG | Exit | GOLDCORP INCstock | $0 | – | -545 | -100.0% | -0.01% | – |
| PICB | Exit | POWERSHARES INTERNATIONAL CORP BOND ETFetf | $0 | – | -435 | -100.0% | -0.01% | – |
| FRA | Exit | BLACKROCK FLOATING RATE INCOME STRATEGIES FD INCcef | $0 | – | -914 | -100.0% | -0.01% | – |
| NZTCY | Exit | TELECOM CORP NEW ZEALAND SPONS ADRadr | $0 | – | -1,615 | -100.0% | -0.01% | – |
| HSY | Exit | HERSHEY COstock | $0 | – | -173 | -100.0% | -0.01% | – |
| CIEN | Exit | CIENA CORPstock | $0 | – | -650 | -100.0% | -0.01% | – |
| ATAX | Exit | AMERICA FIRST TAX EXEMPT INVS L P BEN UNIT CTFmlp | $0 | – | -2,129 | -100.0% | -0.01% | – |
| 6699SC | Exit | ISHARES INC MSCI UNITED KINGDOM INDEXetf | $0 | – | -873 | -100.0% | -0.01% | – |
| DNP | Exit | DNP SELECT INCOME FD INCcef | $0 | – | -1,815 | -100.0% | -0.01% | – |
| BDX | Exit | BECTON DICKINSON & COstock | $0 | – | -169 | -100.0% | -0.01% | – |
| EIX | Exit | EDISON INTLstock | $0 | – | -400 | -100.0% | -0.01% | – |
| ISCG | Exit | ISHARES TR SMLL GRWTH IDX ETFetf | $0 | – | -155 | -100.0% | -0.01% | – |
| ISCV | Exit | ISHARES MORNINGSTAR SMALL VALUE INDEXetf | $0 | – | -175 | -100.0% | -0.01% | – |
| CTB | Exit | COOPER TIRE & RUBBER COstock | $0 | – | -640 | -100.0% | -0.01% | – |
| MBTF | Exit | M B T FINANCIAL CORPstock | $0 | – | -5,308 | -100.0% | -0.01% | – |
| PTY | Exit | PIMCO CORPORATE OPPORTUNITY FUNDcef | $0 | – | -1,250 | -100.0% | -0.01% | – |
| QQQX | Exit | NASDAQ PREM INCOME & GROWTH FD INCcef | $0 | – | -1,330 | -100.0% | -0.01% | – |
| EMD | Exit | SALOMON BROS EMERGING MKTS DEBT FUNDcef | $0 | – | -1,301 | -100.0% | -0.01% | – |
| SHW | Exit | SHERWIN WILLIAMS COstock | $0 | – | -120 | -100.0% | -0.01% | – |
| EWA | Exit | ISHARES INC MSCI AUSTRALIA INDEX FDetf | $0 | – | -856 | -100.0% | -0.01% | – |
| GUT | Exit | GABELLI UTILITY TRcef | $0 | – | -3,400 | -100.0% | -0.01% | – |
| JWN | Exit | NORDSTROM INCstock | $0 | – | -400 | -100.0% | -0.01% | – |
| SCG | Exit | SCANA CORP NEWstock | $0 | – | -521 | -100.0% | -0.01% | – |
| LB | Exit | L BRANDS INC COMstock | $0 | – | -400 | -100.0% | -0.01% | – |
| CEO | Exit | CNOOC LTD SPONSORED ADRadr | $0 | – | -120 | -100.0% | -0.01% | – |
| AOM | Exit | ISHARES TR S&P MODERATE ALLOCATION FDetf | $0 | – | -759 | -100.0% | -0.02% | – |
| ECPG | Exit | ENCORE CAPITAL GROUP INCstock | $0 | – | -542 | -100.0% | -0.02% | – |
| ANDE | Exit | ANDERSONS INCstock | $0 | – | -400 | -100.0% | -0.02% | – |
| ABV | Exit | CIA DE BEBIDAS PFD ADR F SPONSORED ADRadr | $0 | – | -783 | -100.0% | -0.02% | – |
| MELI | Exit | MERCADOLIBRE INCstock | $0 | – | -239 | -100.0% | -0.02% | – |
| CPB | Exit | CAMPBELL SOUP COMPANYstock | $0 | – | -800 | -100.0% | -0.02% | – |
| TAP | Exit | MOLSON COORS BREWING CO CL Bstock | $0 | – | -706 | -100.0% | -0.02% | – |
| SCHF | Exit | SCHWAB STRATEGIC TR INTL EQTY ETFetf | $0 | – | -1,143 | -100.0% | -0.02% | – |
| MEN | Exit | MUNIENHANCED FUND INCcef | $0 | – | -3,347 | -100.0% | -0.02% | – |
| EEMV | Exit | ISHARES MSCI EMERGING MARKETS MINIMUM VOLATILITY ETFetf | $0 | – | -645 | -100.0% | -0.02% | – |
| NPI | Exit | NUVEEN PREM INCOME MUN FD INCcef | $0 | – | -2,900 | -100.0% | -0.02% | – |
| ETV | Exit | EATON VANCE TAX MANAGED BUY WRITEcef | $0 | – | -2,900 | -100.0% | -0.02% | – |
| HYV | Exit | CORPORATE HIGH YIELD FUND Vcef | $0 | – | -3,202 | -100.0% | -0.02% | – |
| FSD | Exit | FIRST TRUST HIGH INCOME LONG SHORT FUNDcef | $0 | – | -2,511 | -100.0% | -0.03% | – |
| EFR | Exit | EATON VANCE SR FLTNGcef | $0 | – | -3,003 | -100.0% | -0.03% | – |
| EVV | Exit | EATON VANCE LTD DURATION INCOME FDcef | $0 | – | -3,020 | -100.0% | -0.03% | – |
| BHK | Exit | BLACKROCK CORE BD TR SHS BEN INTcef | $0 | – | -3,625 | -100.0% | -0.03% | – |
| IWC | Exit | ISHARES RUSSELL MICROCAP INDEXetf | $0 | – | -746 | -100.0% | -0.03% | – |
| PDT | Exit | JOHN HANCOCK PATRIOT PREMIUM DIV. FND. IIcef | $0 | – | -4,500 | -100.0% | -0.03% | – |
| EXTR | Exit | EXTREME NETWORKS INCstock | $0 | – | -10,990 | -100.0% | -0.03% | – |
| HBAN | Exit | HUNTINGTON BANCSHARES INC COMstock | $0 | – | -7,390 | -100.0% | -0.04% | – |
| FTSL | Exit | First Trust Senior Loan Fundetf | $0 | – | -1,300 | -100.0% | -0.04% | – |
| MGM | Exit | METRO GOLDWYN MAYER INCstock | $0 | – | -3,200 | -100.0% | -0.04% | – |
| CMLP | Exit | INERGY MIDSTREAM LLCUNIT LTD PARTNERSHIPmlp | $0 | – | -2,939 | -100.0% | -0.04% | – |
| MIY | Exit | MUNIYIELD MICH INSD FD INCcef | $0 | – | -5,446 | -100.0% | -0.04% | – |
| FXU | Exit | FIRST TR EXCHANGE TRADED FD II UTILS ALPHADEX FD ANNUALetf | $0 | – | -3,613 | -100.0% | -0.04% | – |
| ILCV | Exit | ISHARES TR LARGE VAL INDX ETFetf | $0 | – | -1,001 | -100.0% | -0.04% | – |
| FXO | Exit | FIRST TR EXCH TRADED FD FINANCIALS ALPHADEX FDetf | $0 | – | -3,876 | -100.0% | -0.04% | – |
| SHM | Exit | SPDR SHORT-TERM MUNICIPAL BOND ETFetf | $0 | – | -3,234 | -100.0% | -0.05% | – |
| WIP | Exit | SPDR INTERNATIONAL GOVERNMENT TIPS ETFetf | $0 | – | -1,345 | -100.0% | -0.05% | – |
| CSM | Exit | PROSHARES TR PSHS CS 130/30etf | $0 | – | -1,024 | -100.0% | -0.05% | – |
| YINN | Exit | DIREXION SH ETF TRUST DAILY CHINA BULL 3X SHSetf | $0 | – | -2,800 | -100.0% | -0.05% | – |
| WERN | Exit | WERNER ENTERPRISES INCstock | $0 | – | -3,600 | -100.0% | -0.05% | – |
| AIA | Exit | ISHARES TR S&P ASIA 50 INDEX FDetf | $0 | – | -1,848 | -100.0% | -0.05% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME FD COM SHScef | $0 | – | -7,041 | -100.0% | -0.05% | – |
| FDN | Exit | FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FDetf | $0 | – | -1,634 | -100.0% | -0.05% | – |
| BOND | Exit | PIMCO TOTAL RETURN ETFetf | $0 | – | -844 | -100.0% | -0.05% | – |
| CEQP | Exit | INERGY L Pmlp | $0 | – | -6,800 | -100.0% | -0.06% | – |
| EIM | Exit | EATON VANCE INSD MUN BD FDcef | $0 | – | -9,358 | -100.0% | -0.06% | – |
| PHB | Exit | POWERSHARES FUNDAMENTAL HIGH YLD CORP BDetf | $0 | – | -6,257 | -100.0% | -0.07% | – |
| MUE | Exit | BLACKROCK MUNIHOLDINGS INSD FDII INC COMcef | $0 | – | -9,700 | -100.0% | -0.07% | – |
| FXZ | Exit | FIRST TRUST MATERIALS ALPHADEX (ETF)etf | $0 | – | -4,758 | -100.0% | -0.08% | – |
| SIRI | Exit | SIRIUS XM RADIO INCstock | $0 | – | -37,200 | -100.0% | -0.08% | – |
| LZB | Exit | LA Z BOY INC FRMLY LA Z BOY CHAIRstock | $0 | – | -6,414 | -100.0% | -0.08% | – |
| VOE | Exit | VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETFetf | $0 | – | -2,029 | -100.0% | -0.09% | – |
| SPXL | Exit | DIREXION SHARES S&P 500 BULL 3 X SHARESetf | $0 | – | -3,146 | -100.0% | -0.09% | – |
| UWM | Exit | PROSHARES TR ULTRA RUSSELL 2000 PROSHARESetf | $0 | – | -2,190 | -100.0% | -0.09% | – |
| TNA | Exit | DIREXION SHS ETF TR SMALL CAP BULL 3X SHSetf | $0 | – | -2,565 | -100.0% | -0.09% | – |
| TTE | Exit | TOTAL S A ADR F 1 ADR REP 1 ORDadr | $0 | – | -2,900 | -100.0% | -0.10% | – |
| SCHO | Exit | SCHWAB SHORT TERM US TREASURY ETFetf | $0 | – | -3,700 | -100.0% | -0.11% | – |
| SCHR | Exit | SCHWAB INTMEDIATE TERM US TREASURY ETFetf | $0 | – | -3,598 | -100.0% | -0.11% | – |
| X | Exit | UNITED STATES STL CORPstock | $0 | – | -9,528 | -100.0% | -0.11% | – |
| SCHC | Exit | SCHWAB INTL SMALL CAP ETFetf | $0 | – | -6,501 | -100.0% | -0.12% | – |
| FXH | Exit | FIRST TR EXCH TRADED FD HEALTH CARE ALPHADEX FDetf | $0 | – | -5,037 | -100.0% | -0.13% | – |
| FXR | Exit | FIRST TR EXCHANGE-TRADED FD II INDLS PROD DURABLALPHADEX FD ANNUALetf | $0 | – | -8,871 | -100.0% | -0.13% | – |
| EBAY | Exit | EBAY INCstock | $0 | – | -4,000 | -100.0% | -0.13% | – |
| FXD | Exit | FIRST TR EXCH TRADED FD CONSUMER DISCRETIONARYetf | $0 | – | -7,528 | -100.0% | -0.13% | – |
| VPU | Exit | VANGUARD UTILITIESetf | $0 | – | -2,781 | -100.0% | -0.13% | – |
| MUB | Exit | ISHARES AMT-FREE MUNI BOND ETFetf | $0 | – | -2,222 | -100.0% | -0.14% | – |
| TDIV | Exit | FIRST TR EXCHANGE TRADED FD VI NASD TECH DIVetf | $0 | – | -10,725 | -100.0% | -0.14% | – |
| IWS | Exit | ISHARES RUSSELL MIDCAP VALUE INDEXetf | $0 | – | -4,269 | -100.0% | -0.15% | – |
| FXL | Exit | FIRST TR EXCH TRADED FD TECHNOLOGY ALPHADEX FDetf | $0 | – | -10,297 | -100.0% | -0.16% | – |
| FXG | Exit | FIRST TRUST CONSUMER ETFetf | $0 | – | -8,632 | -100.0% | -0.17% | – |
| FEX | Exit | FIRST TR LARGE CAP CORE ALPHADEX FD COMSHSetf | $0 | – | -7,920 | -100.0% | -0.17% | – |
| VCR | Exit | VANGUARD CONSUMER DISCRETIONARYetf | $0 | – | -3,215 | -100.0% | -0.19% | – |
| SCHZ | Exit | SCHWAB US AGGREGATE BOND ETFetf | $0 | – | -7,464 | -100.0% | -0.22% | – |
| EMLP | Exit | FIRST TR EXCHANGE-TRADED FD IV NORTH AMERN ENERGYetf | $0 | – | -18,779 | -100.0% | -0.25% | – |
| STLD | Exit | STEEL DYNAMICS INCstock | $0 | – | -59,869 | -100.0% | -0.58% | – |
| BND | Exit | VANGUARD TOTAL BOND MARKETetf | $0 | – | -20,132 | -100.0% | -0.95% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2015-02-17
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 6.6% |
| ISHARES TR | 42 | Q3 2023 | 15.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 9.7% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 9.1% |
| ISHARES TR | 42 | Q3 2023 | 4.9% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 5.8% |
| VANGUARD ST BOND ETF | 42 | Q3 2023 | 4.9% |
| VANGUARD REIT INDEX ETF | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
View Regal Investment Advisors LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-03-01 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-10 |
View Regal Investment Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.