$175 Million is the total value of Regal Investment Advisors LLC's 841 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NUS | New | NU SKIN ENT INCcl a | $1,313,000 | – | 9,502 | +100.0% | 0.75% | – |
| RPXC | New | RPX CORP COM | $1,292,000 | – | 76,430 | +100.0% | 0.74% | – |
| IPAR | New | INTER PARFUMS INC COM | $1,256,000 | – | 35,080 | +100.0% | 0.72% | – |
| CJES | New | C&J ENERGY SVCS INC COM | $1,203,000 | – | 52,096 | +100.0% | 0.69% | – |
| UNG | New | UNITED STATES NATURAL GAS FUNDunit par $0.001 | $560,000 | – | 27,052 | +100.0% | 0.32% | – |
| FISV | New | FISERV INC | $345,000 | – | 5,850 | +100.0% | 0.20% | – |
| SRCL | New | STERICYCLE INC | $256,000 | – | 2,200 | +100.0% | 0.15% | – |
| BHI | New | BAKER HUGHES INC | $227,000 | – | 4,103 | +100.0% | 0.13% | – |
| CTAS | New | CINTAS CORP | $197,000 | – | 3,300 | +100.0% | 0.11% | – |
| VXF | New | VANGUARD EXTENDED MARKET ETFextend mkt etf | $183,000 | – | 2,213 | +100.0% | 0.10% | – |
| HES | New | HESS CORPORATION COMMON STOCK | $184,000 | – | 2,217 | +100.0% | 0.10% | – |
| OMC | New | OMNICOM GROUP | $158,000 | – | 2,130 | +100.0% | 0.09% | – |
| SVXY | New | PROSHARES TR II SHT VIX ST TRMsht vix st trm | $146,000 | – | 2,162 | +100.0% | 0.08% | – |
| ECL | New | ECOLAB INC | $139,000 | – | 1,334 | +100.0% | 0.08% | – |
| BAX | New | BAXTER INTERNATIONAL INC | $116,000 | – | 1,661 | +100.0% | 0.07% | – |
| TGT | New | TARGET CORP | $115,000 | – | 1,810 | +100.0% | 0.07% | – |
| SRC | New | SPIRIT RLTY CAP INC NEW COM | $99,000 | – | 10,089 | +100.0% | 0.06% | – |
| KMI | New | KINDER MORGAN INC | $98,000 | – | 2,732 | +100.0% | 0.06% | – |
| SBUX | New | STARBUCKS CORP | $96,000 | – | 1,226 | +100.0% | 0.06% | – |
| EWG | New | ISHARES MSCI GERMANY INDEXmsci germany etf | $94,000 | – | 2,949 | +100.0% | 0.05% | – |
| PAYX | New | PAYCHEX INC | $93,000 | – | 2,043 | +100.0% | 0.05% | – |
| RMD | New | RESMED INC | $85,000 | – | 1,800 | +100.0% | 0.05% | – |
| MINC | New | ADVISORSHARES TR NEWFLT MULSINnewflt mulsinc | $78,000 | – | 1,582 | +100.0% | 0.04% | – |
| IWO | New | ISHARES TR RUSSELL 2000 GROWTHrus 2000 grw etf | $68,000 | – | 502 | +100.0% | 0.04% | – |
| SPHQ | New | POWERSHARES S&P 500 HIGH QUALIs&p 500 hgh qlty | $64,000 | – | 3,157 | +100.0% | 0.04% | – |
| HYS | New | PIMCO ETF TR 0-5 HIGH YIELD0-5 high yield | $65,000 | – | 612 | +100.0% | 0.04% | – |
| KIE | New | SPDR KBW INSURANCE Es&p ins etf | $58,000 | – | 921 | +100.0% | 0.03% | – |
| CRIS | New | CURIS INC | $56,000 | – | 20,000 | +100.0% | 0.03% | – |
| DVYA | New | ISHARES ASIA/PAC DIV Easia/pac div etf | $56,000 | – | 1,025 | +100.0% | 0.03% | – |
| DB | New | DEUTSCHE BANK AGnamen akt | $55,000 | – | 1,150 | +100.0% | 0.03% | – |
| CLB | New | CORE LABORATORIES NV | $52,000 | – | 270 | +100.0% | 0.03% | – |
| WAT | New | WATERS CORP | $50,000 | – | 500 | +100.0% | 0.03% | – |
| SHV | New | ISHARES TR BARCLYS SH TREAshrt trs bd etf | $49,000 | – | 444 | +100.0% | 0.03% | – |
| UL | New | UNILEVER PLC SPONSORED ADR NEWspon adr new | $46,000 | – | 1,124 | +100.0% | 0.03% | – |
| VQT | New | BARCLAYS BK PLC S&P 500 VEQTORs&p 500 veqtor | $46,000 | – | 314 | +100.0% | 0.03% | – |
| IWR | New | ISHARES RUSSELL MIDCAP INDEX Frus mid-cap etf | $46,000 | – | 308 | +100.0% | 0.03% | – |
| TBT | New | PROSHARES ULTRASHORT LEHMAN 20 | $44,000 | – | 556 | +100.0% | 0.02% | – |
| ANSS | New | ANSYS, INC | $44,000 | – | 500 | +100.0% | 0.02% | – |
| IGR | New | CBRE CLARION GLOBAL REAL ESTAT | $43,000 | – | 5,428 | +100.0% | 0.02% | – |
| CP | New | CANADIAN PAC RAILWAY | $39,000 | – | 257 | +100.0% | 0.02% | – |
| LAZ | New | LAZARD LTD | $37,000 | – | 813 | +100.0% | 0.02% | – |
| ARIA | New | ARIAD PHARMACEUTICALS INC | $34,000 | – | 5,000 | +100.0% | 0.02% | – |
| ASML | New | ASML HOLDING N V N Y REGISTRY | $33,000 | – | 351 | +100.0% | 0.02% | – |
| NFG | New | NATIONAL FUEL GAS CO N J | $34,000 | – | 483 | +100.0% | 0.02% | – |
| CSG | New | CHAMBERS STR PPTYS COM | $32,000 | – | 4,123 | +100.0% | 0.02% | – |
| XIV | New | VELOCITYSHARES DAILY INVERSE Vinvrs vix sterm | $32,000 | – | 930 | +100.0% | 0.02% | – |
| CVD | New | COVANCE INC | $31,000 | – | 350 | +100.0% | 0.02% | – |
| RIG | New | TRANSOCEAN LTD. | $30,000 | – | 600 | +100.0% | 0.02% | – |
| PSP | New | PWRSHARD LISTED PRIVgbl lstd pvt eqt | $29,000 | – | 2,430 | +100.0% | 0.02% | – |
| SAN | New | BANCO SANTANDER SA ADRadr | $29,000 | – | 3,200 | +100.0% | 0.02% | – |
| CHS | New | CHICOS FAS IND | $30,000 | – | 1,601 | +100.0% | 0.02% | – |
| ACN | New | ACCENTURE PLC SHS CLA NEW | $28,000 | – | 335 | +100.0% | 0.02% | – |
| STX | New | SEAGATE TECHNOLOGY | $28,000 | – | 500 | +100.0% | 0.02% | – |
| BA | New | BOEING COMPANY | $27,000 | – | 200 | +100.0% | 0.02% | – |
| WAB | New | WABTEC | $25,000 | – | 330 | +100.0% | 0.01% | – |
| GDX | New | MKT VECT GOLD MNRSgold miner etf | $24,000 | – | 1,137 | +100.0% | 0.01% | – |
| GNCIQ | New | GNC HLDGS INC COM CL A | $24,000 | – | 416 | +100.0% | 0.01% | – |
| ECON | New | EGA EMERGING GLOBAL SHS TR EGSegs emktcons etf | $22,000 | – | 804 | +100.0% | 0.01% | – |
| MMS | New | MAXIMUS INC COM | $21,000 | – | 477 | +100.0% | 0.01% | – |
| VFC | New | V F CORP | $21,000 | – | 340 | +100.0% | 0.01% | – |
| DAL | New | DELTA AIR LINES INC | $20,000 | – | 715 | +100.0% | 0.01% | – |
| IYT | New | ISHARES DJ TRANS AVGtrans avg etf | $20,000 | – | 155 | +100.0% | 0.01% | – |
| VIXM | New | PROSHARES TR II VIX MDTRM FUTRvix mdtrm futr | $19,000 | – | 986 | +100.0% | 0.01% | – |
| WST | New | WEST PHARMA SVCS INC | $20,000 | – | 409 | +100.0% | 0.01% | – |
| WOR | New | WORTHINGTON INDUSTRIES INC | $19,000 | – | 456 | +100.0% | 0.01% | – |
| NPP | New | NUVEEN PERFM PLUS FD | $20,000 | – | 1,500 | +100.0% | 0.01% | – |
| MKTX | New | MARKETAXESS HLDGS INC COM | $20,000 | – | 293 | +100.0% | 0.01% | – |
| CGO | New | CALAMOS GLOBAL TOTAL RETURN CO | $20,000 | – | 1,400 | +100.0% | 0.01% | – |
| MYL | New | MYLAN LABS INC | $19,000 | – | 446 | +100.0% | 0.01% | – |
| ADS | New | ALLIANCE DATA SYSTEMS | $19,000 | – | 73 | +100.0% | 0.01% | – |
| TTC | New | TORO COMPANY | $18,000 | – | 282 | +100.0% | 0.01% | – |
| WU | New | WESTERN UNION COMPAN | $17,000 | – | 1,000 | +100.0% | 0.01% | – |
| VEU | New | VANGUARD FTSE ALL-WORLD EX-USallwrld ex us | $17,000 | – | 343 | +100.0% | 0.01% | – |
| HPY | New | HEARTLAND PYMT SYS | $17,000 | – | 351 | +100.0% | 0.01% | – |
| HXL | New | HEXCEL CORP DELAWARE | $17,000 | – | 390 | +100.0% | 0.01% | – |
| MFD | New | MACQUARIE FIRST GLBL | $17,000 | – | 1,000 | +100.0% | 0.01% | – |
| SONC | New | SONIC CORP | $17,000 | – | 840 | +100.0% | 0.01% | – |
| MSCI | New | MSCI INC CL A | $17,000 | – | 400 | +100.0% | 0.01% | – |
| NTRS | New | NORTHERN TR CORP | $17,000 | – | 275 | +100.0% | 0.01% | – |
| CBI | New | CHICAGO BRIDGE & IRON | $17,000 | – | 200 | +100.0% | 0.01% | – |
| PXD | New | PIONEER NATURAL RESOURCES CO. | $18,000 | – | 100 | +100.0% | 0.01% | – |
| LOPE | New | GRAND CANYON ED INC COM | $16,000 | – | 377 | +100.0% | 0.01% | – |
| GIS | New | GENERAL MILLS INCORPORATED | $15,000 | – | 301 | +100.0% | 0.01% | – |
| LECO | New | LINCOLN ELECTRIC HOLDINGS INC | $16,000 | – | 218 | +100.0% | 0.01% | – |
| TSCO | New | TRACTOR SUPPLY COMPANY | $16,000 | – | 205 | +100.0% | 0.01% | – |
| PII | New | POLARIS INDS INC | $14,000 | – | 96 | +100.0% | 0.01% | – |
| BEAV | New | BE AEROSPACE INC | $14,000 | – | 158 | +100.0% | 0.01% | – |
| YELP | New | YELP INC CL Acl a | $14,000 | – | 200 | +100.0% | 0.01% | – |
| MIC | New | MACQUARIE INFRASTRUCTURE CO LLmembership int | $14,000 | – | 266 | +100.0% | 0.01% | – |
| POM | New | PEPCO HOLDINGS INC | $14,000 | – | 750 | +100.0% | 0.01% | – |
| TWC | New | TIME WARNER CABLE INC A | $12,000 | – | 88 | +100.0% | 0.01% | – |
| TSO | New | TESORO PETE CORP | $12,000 | – | 200 | +100.0% | 0.01% | – |
| EDU | New | NEW ORIENTAL EDUCATION & TECHNspon adr | $13,000 | – | 398 | +100.0% | 0.01% | – |
| APU | New | AMERIGAS PARTNERS L P UT LTD Punit l p int | $12,000 | – | 272 | +100.0% | 0.01% | – |
| JPNL | New | DIREXION SHS ETF TR DLY JPN BUdly jpn bull 3x | $13,000 | – | 250 | +100.0% | 0.01% | – |
| DOFSQ | New | DIAMOND OFFSHORE DRILLING INC | $13,000 | – | 224 | +100.0% | 0.01% | – |
| NDLS | New | NOODLES & CO CL Acl a | $11,000 | – | 300 | +100.0% | 0.01% | – |
| HCI | New | HCI GROUP INC COM | $11,000 | – | 210 | +100.0% | 0.01% | – |
| ZTS | New | ZOETIS INC CL Acl a | $10,000 | – | 295 | +100.0% | 0.01% | – |
| ANIK | New | ANIKA THERAPEUTICS INC | $11,000 | – | 285 | +100.0% | 0.01% | – |
| DNKN | New | DUNKIN BRANDS GROUP INC COM | $10,000 | – | 200 | +100.0% | 0.01% | – |
| SAVE | New | SPIRIT AIRLINES INC | $10,000 | – | 219 | +100.0% | 0.01% | – |
| YNDX | New | YANDEX NV | $11,000 | – | 266 | +100.0% | 0.01% | – |
| SFUN | New | SOUFUN HLDGS LTD ADRadr | $10,000 | – | 119 | +100.0% | 0.01% | – |
| FNX | New | RST TRUST MID CAP CORE ALPHADE | $10,000 | – | 200 | +100.0% | 0.01% | – |
| FLT | New | FLEETCOR TECHNOLOGIES INC COM | $11,000 | – | 90 | +100.0% | 0.01% | – |
| AFCE | New | AFC ENTERPRISES INC | $8,000 | – | 200 | +100.0% | 0.01% | – |
| ACETQ | New | ACETO CORP | $8,000 | – | 336 | +100.0% | 0.01% | – |
| EMLC | New | MARKET VECTORS EMERGING MARKETem lc curr dbt | $8,000 | – | 348 | +100.0% | 0.01% | – |
| GMWSA | New | GENERAL MTRS CO WT EXP 071016*w exp 07/10/201 | $9,000 | – | 294 | +100.0% | 0.01% | – |
| BOFI | New | BOFI HOLDING, INC. | $7,000 | – | 94 | +100.0% | 0.00% | – |
| SBGI | New | SINCLAIR BROADCAST GROUP INC Ccl a | $7,000 | – | 200 | +100.0% | 0.00% | – |
| GAS | New | AGL RESOURCES INC | $5,000 | – | 100 | +100.0% | 0.00% | – |
| ACXM | New | ACXIOM CORPORATION | $6,000 | – | 170 | +100.0% | 0.00% | – |
| INSYQ | New | INSYS THERAPEUTICS INC NEW COM | $5,000 | – | 120 | +100.0% | 0.00% | – |
| TUR | New | ISHARES MSCI TURKEYmsci turkey etf | $6,000 | – | 130 | +100.0% | 0.00% | – |
| NTI | New | NORTHERN TIER ENERGY LP COM UN | $5,000 | – | 200 | +100.0% | 0.00% | – |
| ONVO | New | ORGANOVO HLDGS INC COM | $6,000 | – | 500 | +100.0% | 0.00% | – |
| PGHEF | New | PENGROWTH EGY UTS | $6,000 | – | 1,000 | +100.0% | 0.00% | – |
| RNF | New | RENTECH NITROGEN PARTNERS L CO | $5,000 | – | 300 | +100.0% | 0.00% | – |
| HVPW | New | ALPS ETF TR US EQTHIVOLPTus eqthivolpt wr | $3,000 | – | 100 | +100.0% | 0.00% | – |
| PWE | New | PENN WEST PETROLEUM LTD | $3,000 | – | 370 | +100.0% | 0.00% | – |
| EGY | New | VAALCO ENERGY, INC | $3,000 | – | 500 | +100.0% | 0.00% | – |
| LNKD | New | LINKEDIN CORP COM CL A | $4,000 | – | 20 | +100.0% | 0.00% | – |
| GCI | New | GANNETT COMPANY INC | $3,000 | – | 116 | +100.0% | 0.00% | – |
| ZIVZF | New | CREDIT SUISSE NASSAU BRH INVRSinvrs vix mdterm | $4,000 | – | 100 | +100.0% | 0.00% | – |
| CVRR | New | CVR REFNG LP COMUNIT REP LT | $3,000 | – | 150 | +100.0% | 0.00% | – |
| BR | New | BROADRIDGE FINANCIAL SOLUTIONS | $4,000 | – | 91 | +100.0% | 0.00% | – |
| FRO | New | FRONTLINE LTD | $3,000 | – | 760 | +100.0% | 0.00% | – |
| DDC | New | DOMINION DIAMOND CORP COM | $2,000 | – | 125 | +100.0% | 0.00% | – |
| IAK | New | ISHARES DJ US IN IDXu.s. insrnce etf | $2,000 | – | 35 | +100.0% | 0.00% | – |
| IRBT | New | IROBOT CORPORATION | $1,000 | – | 20 | +100.0% | 0.00% | – |
| ARB | New | ARBITRON INC | $2,000 | – | 50 | +100.0% | 0.00% | – |
| SFL | New | SHIP FINANCE INTERNATIONAL LTD | $2,000 | – | 120 | +100.0% | 0.00% | – |
| AIGWS | New | AMERICAN INTL GROUP INC WT EXP*w exp 01/19/202 | $1,000 | – | 68 | +100.0% | 0.00% | – |
| CYH | New | COMMUNITY HLTH SYS NEW | $2,000 | – | 40 | +100.0% | 0.00% | – |
| SYNA | New | SYNAPTICS INCORPORATED | $2,000 | – | 40 | +100.0% | 0.00% | – |
| MCBC | New | MACATAWA BK CORP COM | $1,000 | – | 200 | +100.0% | 0.00% | – |
| DRV | New | DIREXION SHS ETF TR DLY R/E BEdly r/e bear3x | $0 | – | 5 | +100.0% | 0.00% | – |
| AGC | New | ADVENT CLAYMOR GLBL CNV SEC IN | $0 | – | 5 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2015-02-17
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 6.6% |
| ISHARES TR | 42 | Q3 2023 | 15.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 9.7% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 9.1% |
| ISHARES TR | 42 | Q3 2023 | 4.9% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 5.8% |
| VANGUARD ST BOND ETF | 42 | Q3 2023 | 4.9% |
| VANGUARD REIT INDEX ETF | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
View Regal Investment Advisors LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-03-01 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-10 |
View Regal Investment Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.