BOOTHBAY FUND MANAGEMENT, LLC

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$1.15 Billion is the total value of BOOTHBAY FUND MANAGEMENT, LLC's 884 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was - .

All

			Value		Shares		↓ Weighting
IMVTW	New	IMMUNOVANT INC*w exp 12/18/202	$11,277,000	–	710,559	+100.0%	0.98%	–
ZAGG	New	ZAGG INC	$9,604,000	–	1,184,186	+100.0%	0.84%	–
JIHU	New	JUNIPER INDL HLDGS INCunit 11/13/2026	$9,400,000	–	949,000	+100.0%	0.82%	–
NVDA	New	NVIDIA CORP	$6,678,000	–	28,380	+100.0%	0.58%	–
LATNU	New	UNION ACQUISITION CORP IIunit 99/99/9999	$6,488,000	–	634,800	+100.0%	0.56%	–
	New	AUTOMATIC DATA PROCESSING INcall	$5,882,000	–	345	+100.0%	0.51%	–
TECD	New	TECH DATA CORP	$5,655,000	–	39,378	+100.0%	0.49%	–
MCMJ	New	MERIDA MERGER CORP I	$5,618,000	–	576,746	+100.0%	0.49%	–
	New	SPDR SERIES TRUSTput	$5,517,000	–	580	+100.0%	0.48%	–
	New	GILEAD SCIENCES INCcall	$5,393,000	–	830	+100.0%	0.47%	–
TIF	New	TIFFANY & CO NEW	$5,293,000	–	39,601	+100.0%	0.46%	–
	New	ISHARES TRput	$4,989,000	–	414	+100.0%	0.43%	–
	New	WORLD WRESTLING ENTMT INCnote 3.375%12/1	$4,983,000	–	1,860,000	+100.0%	0.43%	–
	New	CISCO SYS INCcall	$4,676,000	–	975	+100.0%	0.41%	–
FRGI	New	FIESTA RESTAURANT GROUP INC	$4,579,000	–	462,966	+100.0%	0.40%	–
	New	ORACLE CORPcall	$4,429,000	–	836	+100.0%	0.38%	–
GLEOU	New	GALILEO ACQUISITION CORPunit 99/99/9999	$3,987,000	–	389,000	+100.0%	0.35%	–
	New	CAESARS ENTMT CORPnote 5.000%10/0	$3,851,000	–	2,000,000	+100.0%	0.34%	–
	New	MERCADOLIBRE INCcall	$3,832,000	–	67	+100.0%	0.33%	–
TAL	New	TAL EDUCATION GROUPsponsored ads	$3,256,000	–	67,562	+100.0%	0.28%	–
	New	ISHARES TRput	$3,181,000	–	192	+100.0%	0.28%	–
	New	OLIN CORPput	$3,140,000	–	1,820	+100.0%	0.27%	–
	New	ALIBABA GROUP HLDG LTDput	$3,118,000	–	147	+100.0%	0.27%	–
LOGM	New	LOGMEIN INC	$3,084,000	–	35,964	+100.0%	0.27%	–
TTWO	New	TAKE-TWO INTERACTIVE SOFTWAR	$3,055,000	–	24,957	+100.0%	0.27%	–
SAQNU	New	SOFTWARE ACQUISITION GROUP Iunit 10/01/2026	$3,048,000	–	300,000	+100.0%	0.26%	–
PHGEWS	New	BIOMX INC*w exp 10/16/202	$3,015,000	–	311,300	+100.0%	0.26%	–
SE	New	SEA LTDsponsored ads	$2,880,000	–	71,595	+100.0%	0.25%	–
MCMJW	New	MERIDA MERGER CORP I*w exp 11/07/202	$2,809,000	–	288,373	+100.0%	0.24%	–
IIF	New	MORGAN STANLEY INDIA INVS FD	$2,761,000	–	138,821	+100.0%	0.24%	–
BIDU	New	BAIDU INCspon adr rep a	$2,669,000	–	21,117	+100.0%	0.23%	–
LKNCY	New	LUCKIN COFFEE INCsponsored ads	$2,388,000	–	60,683	+100.0%	0.21%	–
	New	ALLAKOS INCcall	$2,365,000	–	248	+100.0%	0.21%	–
NTES	New	NETEASE INCsponsored ads	$2,358,000	–	7,689	+100.0%	0.20%	–
	New	VERISIGN INCput	$2,331,000	–	121	+100.0%	0.20%	–
GOTU	New	GSX TECHEDU INCsponsored ads	$2,330,000	–	106,600	+100.0%	0.20%	–
	New	INTERNATIONAL BUSINESS MACHScall	$2,279,000	–	170	+100.0%	0.20%	–
CTAS	New	CINTAS CORP	$2,260,000	–	8,400	+100.0%	0.20%	–
	New	LIBERTY MEDIA CORP DELAWAREnote 1.375%10/1	$2,263,000	–	1,688,000	+100.0%	0.20%	–
PDD	New	PINDUODUO INCsponsored ads	$2,216,000	–	58,600	+100.0%	0.19%	–
QRVO	New	QORVO INC	$2,205,000	–	18,971	+100.0%	0.19%	–
ALUSU	New	ALUSSA ENERGY ACQUISITION COunit 10/31/2026	$2,192,000	–	217,500	+100.0%	0.19%	–
	New	SAREPTA THERAPEUTICS INCcall	$2,129,000	–	165	+100.0%	0.18%	–
LHCG	New	LHC GROUP INC	$2,102,000	–	15,257	+100.0%	0.18%	–
FOX	New	FOX CORP	$2,079,000	–	57,128	+100.0%	0.18%	–
SWKS	New	SKYWORKS SOLUTIONS INC	$2,070,000	–	17,121	+100.0%	0.18%	–
VCTR	New	VICTORY CAP HLDGS INC	$1,916,000	–	91,363	+100.0%	0.17%	–
	New	WAYFAIR INCnote 1.125%11/0	$1,857,000	–	1,009,090	+100.0%	0.16%	–
MFSF	New	MUTUALFIRST FINL INC	$1,853,000	–	46,712	+100.0%	0.16%	–
CSGP	New	COSTAR GROUP INC	$1,797,000	–	3,004	+100.0%	0.16%	–
	New	INTEL CORPcall	$1,784,000	–	298	+100.0%	0.16%	–
	New	INTUITcall	$1,755,000	–	67	+100.0%	0.15%	–
MAR	New	MARRIOTT INTL INC NEWcl a	$1,752,000	–	11,569	+100.0%	0.15%	–
REXR	New	REXFORD INDL RLTY INC	$1,748,000	–	38,277	+100.0%	0.15%	–
GPS	New	GAP INC	$1,731,000	–	97,900	+100.0%	0.15%	–
AUPH	New	AURINIA PHARMACEUTICALS INC	$1,741,000	–	85,928	+100.0%	0.15%	–
	New	GW PHARMACEUTICALS PLCcall	$1,736,000	–	166	+100.0%	0.15%	–
CXP	New	COLUMBIA PPTY TR INC	$1,650,000	–	78,906	+100.0%	0.14%	–
	New	NUVASIVE INCnote 2.250% 3/1	$1,658,000	–	1,240,000	+100.0%	0.14%	–
LSXMK	New	LIBERTY MEDIA CORP DELAWARE	$1,656,000	–	34,390	+100.0%	0.14%	–
BRBS	New	BLUE RIDGE BANKSHARES INC VA	$1,640,000	–	78,303	+100.0%	0.14%	–
	New	ARQULE INCcall	$1,645,000	–	825	+100.0%	0.14%	–
SAGE	New	SAGE THERAPEUTICS INC	$1,637,000	–	22,683	+100.0%	0.14%	–
NLOK	New	NORTONLIFELOCK INC	$1,595,000	–	62,481	+100.0%	0.14%	–
CONE	New	CYRUSONE INC	$1,575,000	–	24,066	+100.0%	0.14%	–
	New	CLEVELAND CLIFFS INCdbcv 1.500% 1/1	$1,528,000	–	1,270,000	+100.0%	0.13%	–
IPHS	New	INNOPHOS HOLDINGS INC	$1,522,000	–	47,603	+100.0%	0.13%	–
	New	APELLIS PHARMACEUTICALS INCput	$1,513,000	–	494	+100.0%	0.13%	–
SITC	New	SITE CENTERS CORP	$1,501,000	–	107,096	+100.0%	0.13%	–
ALL	New	ALLSTATE CORP	$1,470,000	–	13,074	+100.0%	0.13%	–
MCS	New	MARCUS CORP	$1,443,000	–	45,410	+100.0%	0.13%	–
ROIC	New	RETAIL OPPORTUNITY INVTS COR	$1,402,000	–	79,398	+100.0%	0.12%	–
IMVT	New	IMMUNOVANT INC	$1,344,000	–	84,663	+100.0%	0.12%	–
YETI	New	YETI HLDGS INC	$1,339,000	–	38,501	+100.0%	0.12%	–
FNF	New	FIDELITY NATIONAL FINANCIAL	$1,339,000	–	29,534	+100.0%	0.12%	–
	New	ON SEMICONDUCTOR CORPcall	$1,329,000	–	545	+100.0%	0.12%	–
FSRVU	New	FINSERV ACQUISITION CORPunit 12/31/2026	$1,315,000	–	128,750	+100.0%	0.11%	–
	New	ZOGENIX INCput	$1,303,000	–	250	+100.0%	0.11%	–
CRWD	New	CROWDSTRIKE HLDGS INCcl a	$1,282,000	–	25,706	+100.0%	0.11%	–
MYL	New	MYLAN N V	$1,285,000	–	63,954	+100.0%	0.11%	–
UEIC	New	UNIVERSAL ELECTRS INC	$1,248,000	–	23,874	+100.0%	0.11%	–
	New	INTERCEPT PHARMACEUTICALS INcall	$1,251,000	–	101	+100.0%	0.11%	–
NHI	New	NATIONAL HEALTH INVS INC	$1,241,000	–	15,233	+100.0%	0.11%	–
	New	APELLIS PHARMACEUTICALS INCcall	$1,228,000	–	401	+100.0%	0.11%	–
ASUR	New	ASURE SOFTWARE INC	$1,207,000	–	147,508	+100.0%	0.10%	–
	New	PAYCHEX INCcall	$1,191,000	–	140	+100.0%	0.10%	–
	New	CINTAS CORPput	$1,184,000	–	44	+100.0%	0.10%	–
	New	INFOSYS LTDcall	$1,174,000	–	1,138	+100.0%	0.10%	–
	New	IHS MARKIT LTDcall	$1,175,000	–	156	+100.0%	0.10%	–
MKL	New	MARKEL CORP	$1,112,000	–	973	+100.0%	0.10%	–
	New	ARROWHEAD PHARMACEUTICALS INput	$1,066,000	–	168	+100.0%	0.09%	–
	New	ARROWHEAD PHARMACEUTICALS INcall	$1,047,000	–	165	+100.0%	0.09%	–
	New	DECIPHERA PHARMACEUTICALS INcall	$1,046,000	–	168	+100.0%	0.09%	–
RYTM	New	RHYTHM PHARMACEUTICALS INC	$1,033,000	–	45,000	+100.0%	0.09%	–
NNN	New	NATIONAL RETAIL PPTYS INC	$1,020,000	–	19,018	+100.0%	0.09%	–
LIVKU	New	LIV CAP ACQUISITION CORPunit 99/99/9999	$1,006,000	–	100,000	+100.0%	0.09%	–
CIICU	New	CIIG MERGER CORPunit 12/31/2026	$1,016,000	–	100,000	+100.0%	0.09%	–
	New	ACADIA PHARMACEUTICALS INCput	$992,000	–	232	+100.0%	0.09%	–
FSBC	New	FSB BANCORP INC	$975,000	–	56,092	+100.0%	0.08%	–
JIHWS	New	JUNIPER INDL HLDGS INC*w exp 11/13/202	$975,000	–	99,500	+100.0%	0.08%	–
NFLX	New	NETFLIX INC	$966,000	–	2,986	+100.0%	0.08%	–
	New	EIDOS THERAPEUTICS INCcall	$964,000	–	168	+100.0%	0.08%	–
CCH	New	COLLIER CREEK HOLDINGSunit 99/99/9999	$957,000	–	89,445	+100.0%	0.08%	–
RGT	New	ROYCE GLOBAL VALUE TR INC	$933,000	–	79,844	+100.0%	0.08%	–
DISCA	New	DISCOVERY INC	$932,000	–	29,992	+100.0%	0.08%	–
PINE	New	ALPINE INCOME PPTY TR INC	$913,000	–	48,000	+100.0%	0.08%	–
	New	CLOVIS ONCOLOGY INCcall	$899,000	–	863	+100.0%	0.08%	–
JOBS	New	51JOB INCsponsored ads	$900,000	–	10,596	+100.0%	0.08%	–
NI	New	NISOURCE INC	$893,000	–	32,086	+100.0%	0.08%	–
CHPMU	New	CHP MERGER CORPunit 11/22/2024	$890,000	–	87,500	+100.0%	0.08%	–
	New	WORKDAY INCcall	$888,000	–	54	+100.0%	0.08%	–
PRGO	New	PERRIGO CO PLC	$855,000	–	16,542	+100.0%	0.07%	–
EVH	New	EVOLENT HEALTH INCcl a	$847,000	–	93,620	+100.0%	0.07%	–
AXTA	New	AXALTA COATING SYS LTD	$843,000	–	27,735	+100.0%	0.07%	–
NXRT	New	NEXPOINT RESIDENTIAL TR INC	$813,000	–	18,076	+100.0%	0.07%	–
CNP	New	CENTERPOINT ENERGY INC	$814,000	–	29,839	+100.0%	0.07%	–
STE	New	STERIS PLC	$816,000	–	5,353	+100.0%	0.07%	–
AMLP	New	ALPS ETF TRalerian mlp	$820,000	–	96,480	+100.0%	0.07%	–
DTE	New	DTE ENERGY CO	$799,000	–	6,152	+100.0%	0.07%	–
MTUM	New	ISHARES TRusa momentum fct	$799,000	–	6,362	+100.0%	0.07%	–
ARDX	New	ARDELYX INC	$804,000	–	107,075	+100.0%	0.07%	–
	New	RESIDEO TECHNOLOGIES INCcall	$775,000	–	650	+100.0%	0.07%	–
VICR	New	VICOR CORP	$768,000	–	16,441	+100.0%	0.07%	–
	New	ADVERUM BIOTECHNOLOGIES INCcall	$760,000	–	660	+100.0%	0.07%	–
ATRO	New	ASTRONICS CORP	$751,000	–	26,887	+100.0%	0.06%	–
JD	New	JD COM INCspon adr cl a	$751,000	–	21,317	+100.0%	0.06%	–
LGCWS	New	LEGACY ACQUISITION CORP*w exp 11/30/202	$747,000	–	72,731	+100.0%	0.06%	–
AXON	New	AXON ENTERPRISE INC	$735,000	–	10,029	+100.0%	0.06%	–
CLB	New	CORE LABORATORIES N V	$722,000	–	19,166	+100.0%	0.06%	–
	New	MYOKARDIA INCput	$714,000	–	98	+100.0%	0.06%	–
WEBK	New	WELLESLEY BANCORP INC	$696,000	–	15,382	+100.0%	0.06%	–
RVNC	New	REVANCE THERAPEUTICS INC	$701,000	–	43,200	+100.0%	0.06%	–
DDOG	New	DATADOG INC	$687,000	–	18,188	+100.0%	0.06%	–
CHGG	New	CHEGG INC	$694,000	–	18,311	+100.0%	0.06%	–
QCOM	New	QUALCOMM INC	$673,000	–	7,623	+100.0%	0.06%	–
TKKS	New	TKK SYMPHONY ACQUISITION COR	$681,000	–	66,500	+100.0%	0.06%	–
HRTG	New	HERITAGE INS HLDGS INC	$681,000	–	51,366	+100.0%	0.06%	–
ANTM	New	ANTHEM INC	$669,000	–	2,214	+100.0%	0.06%	–
GS	New	GOLDMAN SACHS GROUP INC	$671,000	–	2,919	+100.0%	0.06%	–
BROGW	New	BROOGE HLDGS LTD*w exp 12/20/202	$662,000	–	75,000	+100.0%	0.06%	–
ASX	New	ASE TECHNOLOGY HOLDING CO LTsponsored ads	$666,000	–	119,764	+100.0%	0.06%	–
MIC	New	MACQUARIE INFRASTRUCTURE COR	$655,000	–	15,296	+100.0%	0.06%	–
MSBF	New	MSB FINL CORP NEW	$648,000	–	35,975	+100.0%	0.06%	–
STX	New	SEAGATE TECHNOLOGY PLC	$640,000	–	10,764	+100.0%	0.06%	–
ADSK	New	AUTODESK INC	$629,000	–	3,427	+100.0%	0.06%	–
WRB	New	BERKLEY W R CORP	$617,000	–	8,934	+100.0%	0.05%	–
	New	RESIDEO TECHNOLOGIES INCput	$620,000	–	520	+100.0%	0.05%	–
EPZM	New	EPIZYME INC	$615,000	–	25,000	+100.0%	0.05%	–
	New	WEX INCcall	$607,000	–	29	+100.0%	0.05%	–
IWM	New	ISHARES TRrussell 2000 etf	$604,000	–	3,643	+100.0%	0.05%	–
TRI	New	THOMSON REUTERS CORP	$601,000	–	8,400	+100.0%	0.05%	–
	New	COCA COLA COcall	$603,000	–	109	+100.0%	0.05%	–
	New	AMERICAN TOWER CORP NEWcall	$598,000	–	26	+100.0%	0.05%	–
TGTX	New	TG THERAPEUTICS INC	$582,000	–	52,426	+100.0%	0.05%	–
	New	VERIZON COMMUNICATIONS INCcall	$589,000	–	96	+100.0%	0.05%	–
	New	CDW CORPcall	$586,000	–	41	+100.0%	0.05%	–
	New	HEWLETT PACKARD ENTERPRISE Ccall	$579,000	–	365	+100.0%	0.05%	–
	New	ALIMERA SCIENCES INC	$566,000	–	74,666	+100.0%	0.05%	–
	New	SQUARE INCcall	$563,000	–	90	+100.0%	0.05%	–
	New	UNITED STATES STL CORP NEWput	$559,000	–	490	+100.0%	0.05%	–
BBL	New	BHP GROUP PLCsponsored adr	$545,000	–	11,600	+100.0%	0.05%	–
ATVI	New	ACTIVISION BLIZZARD INC	$542,000	–	9,121	+100.0%	0.05%	–
LGC	New	LEGACY ACQUISITION CORP	$543,000	–	52,836	+100.0%	0.05%	–
FTDR	New	FRONTDOOR INC	$539,000	–	11,356	+100.0%	0.05%	–
ATNX	New	ATHENEX INC	$534,000	–	35,000	+100.0%	0.05%	–
ROG	New	ROGERS CORP	$531,000	–	4,260	+100.0%	0.05%	–
CPAAW	New	CONYERS PK II ACQUISITION CO*w exp 07/18/202	$533,000	–	51,245	+100.0%	0.05%	–
ATO	New	ATMOS ENERGY CORP	$522,000	–	4,663	+100.0%	0.04%	–
	New	ASSEMBLY BIOSCIENCES INCput	$516,000	–	252	+100.0%	0.04%	–
TLRY	New	TILRAY INC	$514,000	–	30,000	+100.0%	0.04%	–
	New	ISHARES TRput	$510,000	–	58	+100.0%	0.04%	–
CBRL	New	CRACKER BARREL OLD CTRY STOR	$508,000	–	3,302	+100.0%	0.04%	–
ACOR	New	ACORDA THERAPEUTICS INC	$504,000	–	246,974	+100.0%	0.04%	–
AMHCU	New	AMPLITUDE HLTHCRE AQUSTIN COunit 12/01/2026	$504,000	–	50,000	+100.0%	0.04%	–
HARP	New	HARPOON THERAPEUTICS INC	$503,000	–	34,000	+100.0%	0.04%	–
RST	New	ROSETTA STONE INC	$511,000	–	28,174	+100.0%	0.04%	–
STM	New	STMICROELECTRONICS N Vny registry	$498,000	–	18,519	+100.0%	0.04%	–
ANAB	New	ANAPTYSBIO INC	$484,000	–	29,775	+100.0%	0.04%	–
AQST	New	AQUESTIVE THERAPEUTICS INC	$483,000	–	83,009	+100.0%	0.04%	–
KNSA	New	KINIKSA PHARMACEUTICALS LTD	$487,000	–	44,000	+100.0%	0.04%	–
BOLD	New	AUDENTES THERAPEUTICS INC	$485,000	–	8,100	+100.0%	0.04%	–
	New	US ECOLOGY INC	$484,000	–	8,353	+100.0%	0.04%	–
SRE	New	SEMPRA ENERGY	$477,000	–	3,148	+100.0%	0.04%	–
	New	CATERPILLAR INC DELcall	$473,000	–	32	+100.0%	0.04%	–
FTACW	New	FINTECH ACQUISITION CORP III*w exp 12/01/202	$471,000	–	46,511	+100.0%	0.04%	–
	New	AXSOME THERAPEUTICS INCput	$465,000	–	45	+100.0%	0.04%	–
ZBRA	New	ZEBRA TECHNOLOGIES CORPcl a	$454,000	–	1,779	+100.0%	0.04%	–
CCXI	New	CHEMOCENTRYX INC	$447,000	–	11,294	+100.0%	0.04%	–
PSNL	New	PERSONALIS INC	$436,000	–	40,000	+100.0%	0.04%	–
MTOR	New	MERITOR INC	$432,000	–	16,509	+100.0%	0.04%	–
WAT	New	WATERS CORP	$434,000	–	1,858	+100.0%	0.04%	–
ESE	New	ESCO TECHNOLOGIES INC	$434,000	–	4,692	+100.0%	0.04%	–
LCI	New	LANNET INC	$441,000	–	50,000	+100.0%	0.04%	–
	New	ROBERT HALF INTL INCput	$442,000	–	70	+100.0%	0.04%	–
ANIP	New	ANI PHARMACEUTICALS INC	$432,000	–	7,000	+100.0%	0.04%	–
SPLK	New	SPLUNK INC	$423,000	–	2,821	+100.0%	0.04%	–
AKAM	New	AKAMAI TECHNOLOGIES INC	$427,000	–	4,938	+100.0%	0.04%	–
HCCOU	New	HEALTHCARE MERGER CORPunit 12/17/2021	$414,000	–	40,000	+100.0%	0.04%	–
ALE	New	ALLETE INC	$414,000	–	5,097	+100.0%	0.04%	–
PYPL	New	PAYPAL HLDGS INC	$409,000	–	3,778	+100.0%	0.04%	–
	New	SHOPIFY INCput	$398,000	–	10	+100.0%	0.04%	–
	New	WAVE LIFE SCIENCES LTDput	$399,000	–	498	+100.0%	0.04%	–
MED	New	MEDIFAST INC	$399,000	–	3,640	+100.0%	0.04%	–
SHO	New	SUNSTONE HOTEL INVS INC NEW	$406,000	–	29,143	+100.0%	0.04%	–
	New	AGIOS PHARMACEUTICALS INCcall	$396,000	–	83	+100.0%	0.03%	–
CIR	New	CIRCOR INTL INC	$391,000	–	8,452	+100.0%	0.03%	–
LEN	New	LENNAR CORPcl a	$394,000	–	7,060	+100.0%	0.03%	–
BMYRT	New	BRISTOL MYERS SQUIBB COright 99/99/9999	$386,000	–	128,307	+100.0%	0.03%	–
CXO	New	CONCHO RES INC	$396,000	–	4,524	+100.0%	0.03%	–
AYX	New	ALTERYX INC	$390,000	–	3,900	+100.0%	0.03%	–
SELB	New	SELECTA BIOSCIENCES INC	$395,000	–	165,825	+100.0%	0.03%	–
IWP	New	ISHARES TRrus md cp gr etf	$382,000	–	2,505	+100.0%	0.03%	–
RLI	New	RLI CORP	$376,000	–	4,174	+100.0%	0.03%	–
ACN	New	ACCENTURE PLC IRELAND	$374,000	–	1,776	+100.0%	0.03%	–
ROP	New	ROPER TECHNOLOGIES INC	$379,000	–	1,070	+100.0%	0.03%	–
UPWK	New	UPWORK INC	$384,000	–	36,000	+100.0%	0.03%	–
BTAI	New	BIOXCEL THERAPEUTICS INC	$384,000	–	26,255	+100.0%	0.03%	–
CRON	New	CRONOS GROUP INC	$384,000	–	50,000	+100.0%	0.03%	–
LOGI	New	LOGITECH INTL S A	$379,000	–	8,039	+100.0%	0.03%	–
BKH	New	BLACK HILLS CORP	$381,000	–	4,850	+100.0%	0.03%	–
UTI	New	UNIVERSAL TECHNICAL INST INC	$367,000	–	47,597	+100.0%	0.03%	–
GNW	New	GENWORTH FINL INC	$367,000	–	83,490	+100.0%	0.03%	–
PRQR	New	PROQR THRAPEUTICS N V	$357,000	–	36,051	+100.0%	0.03%	–
SCHW	New	THE CHARLES SCHWAB CORPORATI	$358,000	–	7,519	+100.0%	0.03%	–
RARE	New	ULTRAGENYX PHARMACEUTICAL IN	$354,000	–	8,289	+100.0%	0.03%	–
FUNC	New	FIRST UTD CORP	$341,000	–	14,148	+100.0%	0.03%	–
EFX	New	EQUIFAX INC	$348,000	–	2,483	+100.0%	0.03%	–
	New	COVETRUS INCput	$343,000	–	260	+100.0%	0.03%	–
GXGXW	New	GX ACQUISITION CORP*w exp 05/24/202	$332,000	–	33,334	+100.0%	0.03%	–
XMMO	New	INVESCO EXCHANGE TRADED FD Ts&p mdcp momntum	$338,000	–	5,532	+100.0%	0.03%	–
PFG	New	PRINCIPAL FINL GROUP INC	$331,000	–	6,020	+100.0%	0.03%	–
ISRG	New	INTUITIVE SURGICAL INC	$339,000	–	574	+100.0%	0.03%	–
	New	DUCOMMUN INC DELput	$328,000	–	65	+100.0%	0.03%	–
	New	PAYPAL HLDGS INCcall	$335,000	–	31	+100.0%	0.03%	–
ZUMZ	New	ZUMIEZ INC	$332,000	–	9,621	+100.0%	0.03%	–
LII	New	LENNOX INTL INC	$319,000	–	1,307	+100.0%	0.03%	–
DXC	New	DXC TECHNOLOGY CO	$307,000	–	8,160	+100.0%	0.03%	–
XOM	New	EXXON MOBIL CORP	$315,000	–	4,511	+100.0%	0.03%	–
	New	TRIMBLE INCput	$309,000	–	74	+100.0%	0.03%	–
NOC	New	NORTHROP GRUMMAN CORP	$294,000	–	854	+100.0%	0.03%	–
NEM	New	NEWMONT GOLDCORP CORPORATION	$300,000	–	6,896	+100.0%	0.03%	–
CPT	New	CAMDEN PPTY TRsh ben int	$284,000	–	2,677	+100.0%	0.02%	–
EW	New	EDWARDS LIFESCIENCES CORP	$292,000	–	1,252	+100.0%	0.02%	–
JKHY	New	HENRY JACK & ASSOC INC	$290,000	–	1,990	+100.0%	0.02%	–
MXL	New	MAXLINEAR INC	$289,000	–	13,629	+100.0%	0.02%	–
ACB	New	AURORA CANNABIS INC	$290,000	–	134,200	+100.0%	0.02%	–
CGNX	New	COGNEX CORP	$280,000	–	5,000	+100.0%	0.02%	–
EVRI	New	EVERI HLDGS INC	$279,000	–	20,790	+100.0%	0.02%	–
POR	New	PORTLAND GEN ELEC CO	$276,000	–	4,943	+100.0%	0.02%	–
DEI	New	DOUGLAS EMMETT INC	$272,000	–	6,196	+100.0%	0.02%	–
	New	VANECK VECTORS ETF TRUSTcall	$275,000	–	65	+100.0%	0.02%	–
AMRX	New	AMNEAL PHARMACEUTICALS INC	$272,000	–	56,428	+100.0%	0.02%	–
ATEN	New	A10 NETWORKS INC	$275,000	–	40,022	+100.0%	0.02%	–
RUSHB	New	RUSH ENTERPRISES INCcl b	$266,000	–	5,826	+100.0%	0.02%	–
CMA	New	COMERICA INC	$261,000	–	3,634	+100.0%	0.02%	–
ADPT	New	ADAPTIVE BIOTECHNOLOGIES COR	$269,000	–	9,000	+100.0%	0.02%	–
EWZ	New	ISHARES INCmsci brazil etf	$265,000	–	5,592	+100.0%	0.02%	–
HAS	New	HASBRO INC	$270,000	–	2,557	+100.0%	0.02%	–
	New	COHERUS BIOSCIENCES INCcall	$259,000	–	144	+100.0%	0.02%	–
EBMT	New	EAGLE BANCORP MONT INC	$257,000	–	12,008	+100.0%	0.02%	–
EH	New	EHANG HLDGS LTDads	$249,000	–	23,200	+100.0%	0.02%	–
IAC	New	IAC INTERACTIVECORP	$252,000	–	1,012	+100.0%	0.02%	–
XLI	New	SELECT SECTOR SPDR TRsbi int-inds	$255,000	–	3,135	+100.0%	0.02%	–
XPEL	New	XPEL INC	$252,000	–	17,170	+100.0%	0.02%	–
T	New	AT&T INC	$251,000	–	6,415	+100.0%	0.02%	–
NTCT	New	NETSCOUT SYS INC	$248,000	–	10,322	+100.0%	0.02%	–
HD	New	HOME DEPOT INC	$257,000	–	1,178	+100.0%	0.02%	–
SAIL	New	SAILPOINT TECHNLGIES HLDGS I	$245,000	–	10,373	+100.0%	0.02%	–
HRC	New	HILL ROM HLDGS INC	$247,000	–	2,178	+100.0%	0.02%	–
QGEN	New	QIAGEN NV	$237,000	–	7,010	+100.0%	0.02%	–
	New	BAIDU INCcall	$240,000	–	19	+100.0%	0.02%	–
SEE	New	SEALED AIR CORP NEW	$246,000	–	6,179	+100.0%	0.02%	–
SIMO	New	SILICON MOTION TECHNOLOGY COsponsored adr	$241,000	–	4,751	+100.0%	0.02%	–
DD	New	DUPONT DE NEMOURS INC	$243,000	–	3,780	+100.0%	0.02%	–
LBRT	New	LIBERTY OILFIELD SVCS INC	$243,000	–	21,851	+100.0%	0.02%	–
CHD	New	CHURCH & DWIGHT INC	$241,000	–	3,422	+100.0%	0.02%	–
PBBI	New	PB BANCORP INC	$244,000	–	16,114	+100.0%	0.02%	–
MLCO	New	MELCO RESORTS AND ENTMT LTDadr	$245,000	–	10,155	+100.0%	0.02%	–
XOP	New	SPDR SERIES TRUSTs&p oilgas exp	$239,000	–	10,088	+100.0%	0.02%	–
CASA	New	CASA SYS INC	$235,000	–	57,475	+100.0%	0.02%	–
CWEN	New	CLEARWAY ENERGY INCcl c	$225,000	–	11,283	+100.0%	0.02%	–
KLR	New	KALEYRA INC	$227,000	–	26,756	+100.0%	0.02%	–
KRTX	New	KARUNA THERAPEUTICS INC	$226,000	–	3,000	+100.0%	0.02%	–
	New	LEXINFINTECH HLDGS LTDcall	$229,000	–	165	+100.0%	0.02%	–
MBIO	New	MUSTANG BIO INC	$225,000	–	55,088	+100.0%	0.02%	–
REI	New	RING ENERGY INC	$225,000	–	85,204	+100.0%	0.02%	–
BLL	New	BALL CORP	$234,000	–	3,617	+100.0%	0.02%	–
BRPMU	New	B RILEY PRINCIPAL MERGER CORunit 99/99/9999	$235,000	–	22,426	+100.0%	0.02%	–
SCVL	New	SHOE CARNIVAL INC	$225,000	–	6,033	+100.0%	0.02%	–
	New	SPLUNK INCcall	$225,000	–	15	+100.0%	0.02%	–
	New	VIKING THERAPEUTICS INCcall	$225,000	–	281	+100.0%	0.02%	–
	New	VIKING THERAPEUTICS INCput	$225,000	–	281	+100.0%	0.02%	–
RPLAWS	New	REPLAY ACQUISITION CORP*w exp 03/01/202	$225,000	–	22,434	+100.0%	0.02%	–
JNJ	New	JOHNSON & JOHNSON	$219,000	–	1,500	+100.0%	0.02%	–
PBFS	New	PIONEER BANCORP INC	$224,000	–	14,642	+100.0%	0.02%	–
RES	New	RPC INC	$219,000	–	41,821	+100.0%	0.02%	–
	New	AURORA CANNABIS INC	$216,000	–	1,000	+100.0%	0.02%	–
DBVT	New	DBV TECHNOLOGIES S Asponsored adr	$221,000	–	20,658	+100.0%	0.02%	–
PBF	New	PBF ENERGY INCcl a	$219,000	–	6,968	+100.0%	0.02%	–
AKRO	New	AKERO THERAPEUTICS INC	$222,000	–	10,000	+100.0%	0.02%	–
IQV	New	IQVIA HLDGS INC	$223,000	–	1,443	+100.0%	0.02%	–
HYG	New	ISHARES TRiboxx hi yd etf	$215,000	–	2,450	+100.0%	0.02%	–
	New	QUAD / GRAPHICS INCcall	$215,000	–	460	+100.0%	0.02%	–
PXD	New	PIONEER NAT RES CO	$203,000	–	1,343	+100.0%	0.02%	–
AMEH	New	APOLLO MEDICAL HLDGS INC	$208,000	–	11,305	+100.0%	0.02%	–
LAZ	New	LAZARD LTD	$204,000	–	5,100	+100.0%	0.02%	–
TRP	New	TC ENERGY CORP	$203,000	–	3,800	+100.0%	0.02%	–
GLW	New	CORNING INC	$211,000	–	7,236	+100.0%	0.02%	–
TDW	New	TIDEWATER INC NEW	$208,000	–	10,800	+100.0%	0.02%	–
HLT	New	HILTON WORLDWIDE HLDGS INC	$209,000	–	1,885	+100.0%	0.02%	–
XLP	New	SELECT SECTOR SPDR TRsbi cons stpls	$202,000	–	3,208	+100.0%	0.02%	–
GCVRZ	New	SANOFIright 12/31/2020	$210,000	–	243,574	+100.0%	0.02%	–
BHC	New	BAUSCH HEALTH COS INC	$209,000	–	7,000	+100.0%	0.02%	–
CSCO	New	CISCO SYS INC	$204,000	–	4,249	+100.0%	0.02%	–
SKT	New	TANGER FACTORY OUTLET CTRS I	$191,000	–	12,999	+100.0%	0.02%	–
X	New	UNITED STATES STL CORP NEW	$190,000	–	16,639	+100.0%	0.02%	–
HES	New	HESS CORP	$200,000	–	3,000	+100.0%	0.02%	–
VKTX	New	VIKING THERAPEUTICS INC	$193,000	–	24,016	+100.0%	0.02%	–
CAMP	New	CALAMP CORP	$201,000	–	21,026	+100.0%	0.02%	–
HGLB	New	HIGHLAND GLOBAL ALLOCATION F	$187,000	–	20,000	+100.0%	0.02%	–
LTHM	New	LIVENT CORP	$186,000	–	21,700	+100.0%	0.02%	–
BIT	New	BLACKROCK MULTI-SECTOR INC T	$178,000	–	11,000	+100.0%	0.02%	–
GTTN	New	GTT COMMUNICATIONS INC	$167,000	–	14,748	+100.0%	0.02%	–
NNBR	New	NN INC	$176,000	–	19,052	+100.0%	0.02%	–
XFOR	New	X4 PHARMACEUTICALS INC	$169,000	–	15,840	+100.0%	0.02%	–
APRN	New	BLUE APRON HLDGS INCcl a new	$172,000	–	26,122	+100.0%	0.02%	–
HIX	New	WESTERN ASSET HIGH INCM FD I	$162,000	–	24,000	+100.0%	0.01%	–
NFH	New	NEW FRONTIER HEALTH CORP	$165,000	–	16,490	+100.0%	0.01%	–
FCAU	New	FIAT CHRYSLER AUTOMOBILES N	$165,000	–	11,145	+100.0%	0.01%	–
FTCH	New	FARFETCH LTDord sh cl a	$155,000	–	14,973	+100.0%	0.01%	–
EOLS	New	EVOLUS INC	$134,000	–	11,000	+100.0%	0.01%	–
TFFP	New	TFF PHARMACEUTICALS INC	$133,000	–	24,876	+100.0%	0.01%	–
SD	New	SANDRIDGE ENERGY INC	$136,000	–	32,026	+100.0%	0.01%	–
RIGL	New	RIGEL PHARMACEUTICALS INC	$136,000	–	63,609	+100.0%	0.01%	–
IGD	New	VOYA GLBL EQTY DIV & PREM OP	$142,000	–	23,000	+100.0%	0.01%	–
DPHCW	New	DIAMONDPEAK HLDGS COR*w exp 02/22/202	$140,000	–	14,085	+100.0%	0.01%	–
DEACW	New	DIAMOND EAGLE ACQUISITION CO*w exp 06/30/202	$134,000	–	12,500	+100.0%	0.01%	–
BTU	New	PEABODY ENERGY CORP NEW	$128,000	–	14,063	+100.0%	0.01%	–
KIRK	New	KIRKLANDS INC	$128,000	–	103,257	+100.0%	0.01%	–
MNKD	New	MANNKIND CORP	$129,000	–	100,000	+100.0%	0.01%	–
NERV	New	MINERVA NEUROSCIENCES INC	$118,000	–	16,580	+100.0%	0.01%	–
PFSW	New	PFSWEB INC	$110,000	–	28,774	+100.0%	0.01%	–
TRUE	New	TRUECAR INC	$110,000	–	23,232	+100.0%	0.01%	–
AMC	New	AMC ENTMT HLDGS INC	$99,000	–	13,721	+100.0%	0.01%	–
CENX	New	CENTURY ALUM CO	$105,000	–	14,000	+100.0%	0.01%	–
RYAM	New	RAYONIER ADVANCED MATLS INC	$102,000	–	26,508	+100.0%	0.01%	–
VSTO	New	VISTA OUTDOOR INC	$101,000	–	13,443	+100.0%	0.01%	–
PBI	New	PITNEY BOWES INC	$100,000	–	24,814	+100.0%	0.01%	–
BCRX	New	BIOCRYST PHARMACEUTICALS	$104,000	–	30,000	+100.0%	0.01%	–
UBX	New	UNITY BIOTECHNOLOGY INC	$99,000	–	13,754	+100.0%	0.01%	–
CNDT	New	CONDUENT INC	$106,000	–	17,176	+100.0%	0.01%	–
TXMD	New	THERAPEUTICSMD INC	$101,000	–	41,820	+100.0%	0.01%	–
HROW	New	HARROW HEALTH INC	$89,000	–	11,417	+100.0%	0.01%	–
FBIO	New	FORTRESS BIOTECH INC	$90,000	–	35,176	+100.0%	0.01%	–
CDEV	New	CENTENNIAL RESOURCE DEV INCcl a	$87,000	–	18,922	+100.0%	0.01%	–
XERS	New	XERIS PHARMACEUTICALS INC	$97,000	–	13,752	+100.0%	0.01%	–
VOXX	New	VOXX INTL CORPcl a	$88,000	–	20,000	+100.0%	0.01%	–
IVAC	New	INTEVAC INC	$83,000	–	11,725	+100.0%	0.01%	–
WKHS	New	WORKHORSE GROUP INC	$78,000	–	25,681	+100.0%	0.01%	–
PWFL	New	POWERFLEET INC	$76,000	–	11,667	+100.0%	0.01%	–
LYTS	New	LSI INDS INC	$76,000	–	12,613	+100.0%	0.01%	–
AR	New	ANTERO RES CORP	$84,000	–	29,391	+100.0%	0.01%	–
VERU	New	VERU INC	$84,000	–	24,961	+100.0%	0.01%	–
ICAD	New	ICAD INC	$81,000	–	10,468	+100.0%	0.01%	–
AXTI	New	AXT INC	$85,000	–	19,532	+100.0%	0.01%	–
ASPU	New	ASPEN GROUP INC	$80,000	–	10,057	+100.0%	0.01%	–
MCF	New	CONTANGO OIL & GAS COMPANY	$82,000	–	22,213	+100.0%	0.01%	–
ORN	New	ORION GROUP HOLDINGS INC	$69,000	–	13,308	+100.0%	0.01%	–
PANL	New	PANGAEA LOGISTICS SOLUTION L	$68,000	–	22,951	+100.0%	0.01%	–
MN	New	MANNING & NAPIER INCcl a	$71,000	–	40,548	+100.0%	0.01%	–
SEAC	New	SEACHANGE INTL INC	$73,000	–	17,456	+100.0%	0.01%	–
	New	VIVEVE MED INC	$69,000	–	54,461	+100.0%	0.01%	–
PRTY	New	PARTY CITY HOLDCO INC	$59,000	–	25,000	+100.0%	0.01%	–
CTSO	New	CYTOSORBENTS CORP	$54,000	–	13,944	+100.0%	0.01%	–
RELL	New	RICHARDSON ELECTRS LTD	$58,000	–	10,301	+100.0%	0.01%	–
ABUS	New	ARBUTUS BIOPHARMA CORP	$59,000	–	21,261	+100.0%	0.01%	–
OBSV	New	OBSEVA SA	$53,000	–	13,821	+100.0%	0.01%	–
SMSI	New	SMITH MICRO SOFTWARE INC	$60,000	–	14,973	+100.0%	0.01%	–
SLDB	New	SOLID BIOSCIENCES INC	$56,000	–	12,526	+100.0%	0.01%	–
DYAI	New	DYADIC INTL INC DEL	$58,000	–	11,218	+100.0%	0.01%	–
TLRDQ	New	TAILORED BRANDS INC	$55,000	–	13,300	+100.0%	0.01%	–
MGI	New	MONEYGRAM INTL INC	$56,000	–	26,515	+100.0%	0.01%	–
NK	New	NANTKWEST INC	$55,000	–	14,458	+100.0%	0.01%	–
ENDP	New	ENDO INTL PLC	$56,000	–	11,987	+100.0%	0.01%	–
ECA	New	ENCANA CORP	$48,000	–	10,261	+100.0%	0.00%	–
AKRXQ	New	AKORN INC	$41,000	–	27,000	+100.0%	0.00%	–
ABEO	New	ABEONA THERAPEUTICS INC	$33,000	–	10,000	+100.0%	0.00%	–
MEIP	New	MEI PHARMA INC	$25,000	–	10,000	+100.0%	0.00%	–
MRNS	New	MARINUS PHARMACEUTICALS INC	$22,000	–	10,000	+100.0%	0.00%	–
MTNB	New	MATINAS BIOPHARMA HLDGS INC	$23,000	–	10,000	+100.0%	0.00%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-02-14

Signatures

The EDGAR filing(s) were signed by:

Ari Glass — Managing Member

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
APPLE INC	39	Q2 2024	1.1%
META PLATFORMS INC	37	Q2 2024	2.0%
SPDR S&P 500 ETF Trust	36	Q2 2024	6.4%
MICROSOFT CORP	36	Q2 2024	1.0%
AMAZON COM INC	35	Q2 2024	4.0%
Alibaba Group Holding Ltd	35	Q2 2024	4.0%
SYNOPSYS INC	34	Q2 2024	0.7%
VISA INC	34	Q2 2024	0.7%
EXTREME NETWORKS INC	34	Q2 2023	0.7%
BOYD GAMING CORP	34	Q2 2024	0.4%

View BOOTHBAY FUND MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

BOOTHBAY FUND MANAGEMENT, LLC Q4 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
ALPHATIME ACQUISITION CORP	February 14, 2024	438,093	6.4%
ECD Automotive Design, Inc.	February 14, 2024	1,003,184	3.1%
Monterey Capital Acquisition Corp	February 14, 2024	14,850	0.2%
AERWINS Technologies Inc.	February 13, 2024	338,732	0.5%
ALIMERA SCIENCES INC	February 13, 2024	3,198,708	6.1%
Aquaron Acquisition Corp.^{Sold out}	February 13, 2024	0	0.0%
AXIOS Sustainable Growth Acquisition Corp^{Sold out}	February 13, 2024	0	0.0%
Borealis Foods Inc.	February 13, 2024	235,330	6.3%
Denali Capital Acquisition Corp.^{Sold out}	February 13, 2024	0	0.0%
DUET Acquisition Corp.^{Sold out}	February 13, 2024	0	0.0%

View BOOTHBAY FUND MANAGEMENT, LLC's complete significant-ownership history.

Latest filings

Type	Filed
N-PX	2024-08-30
13F-HR	2024-08-14
13F-HR	2024-05-15
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G	2024-02-14
SC 13G/A	2024-02-13
SC 13G/A	2024-02-13
SC 13G/A	2024-02-13

View BOOTHBAY FUND MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

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