$226 Million is the total value of Cowen Prime Services LLC's 172 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 23.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PDFS | Sell | PDF SOLUTIONS INC COMstock | $33,751,000 | +9.7% | 1,562,526 | -4.9% | 14.96% | -0.1% |
| QUOT | Sell | QUOTIENT TECHNOLOGY INC COMstock | $31,188,000 | +23.6% | 3,310,877 | -3.1% | 13.82% | +12.6% |
| VG | Sell | VONAGE HLDGS CORP COMstock | $10,021,000 | -20.2% | 778,300 | -36.6% | 4.44% | -27.3% |
| ITI | Sell | ITERIS INC NEW COMstock | $8,967,000 | +6.2% | 1,587,000 | -22.9% | 3.97% | -3.2% |
| ASPN | Sell | ASPEN AEROGELS INC COMstock | $7,804,000 | +25.0% | 467,614 | -18.0% | 3.46% | +13.8% |
| DMRC | Sell | DIGIMARC CORP NEW COMstock | $5,849,000 | +108.1% | 123,818 | -1.6% | 2.59% | +89.5% |
| KRNT | Sell | KORNIT DIGITAL LTD SHSstock | $4,563,000 | +34.8% | 51,194 | -1.9% | 2.02% | +22.7% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $3,006,000 | +2.0% | 12,965 | -6.3% | 1.33% | -7.1% |
| JNJ | Sell | JOHNSON & JOHNSON COMstock | $2,878,000 | -8.4% | 18,285 | -13.3% | 1.28% | -16.5% |
| PFE | Sell | PFIZER INC COMstock | $2,649,000 | -9.1% | 71,975 | -9.3% | 1.17% | -17.2% |
| Sell | VONAGE HLDGS CORP NOTE 1.750 6/0stock | $2,560,000 | +6.3% | 2,370,000 | -5.2% | 1.14% | -3.2% | |
| KKR | Sell | KKR & CO INC COMstock | $2,480,000 | +14.4% | 61,250 | -2.9% | 1.10% | +4.2% |
| SBUX | Sell | STARBUCKS CORP COMstock | $2,341,000 | +22.2% | 21,885 | -1.8% | 1.04% | +11.4% |
| MTSI | Sell | MACOM TECH SOLUTIONS HLDGS I COMstock | $2,216,000 | +57.9% | 40,258 | -2.4% | 0.98% | +43.8% |
| MSFT | Sell | MICROSOFT CORP COMstock | $1,974,000 | +4.6% | 8,875 | -1.1% | 0.88% | -4.8% |
| PTC | Sell | PTC INC COMstock | $1,926,000 | +29.3% | 16,100 | -10.6% | 0.85% | +17.8% |
| APYX | Sell | APYX MEDICAL CORPORATION COMstock | $1,699,000 | +51.6% | 235,959 | -0.8% | 0.75% | +37.9% |
| LDOS | Sell | LEIDOS HOLDINGS INC COMstock | $1,628,000 | +15.4% | 15,490 | -2.1% | 0.72% | +5.1% |
| Sell | INFINERA CORP NOTE 2.125 9/0stock | $1,587,000 | -54.9% | 1,280,000 | -66.4% | 0.70% | -58.9% | |
| NEO | Sell | NEOGENOMICS INC COM NEWstock | $1,362,000 | +7.8% | 25,300 | -26.2% | 0.60% | -1.8% |
| APO | Sell | APOLLO GLOBAL MGMT INC COM CL Astock | $1,348,000 | +6.9% | 27,520 | -2.3% | 0.60% | -2.8% |
| ADI | Sell | ANALOG DEVICES INC COMstock | $1,256,000 | +14.5% | 8,500 | -9.6% | 0.56% | +4.3% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW COMstock | $1,108,000 | -7.7% | 6,960 | -3.5% | 0.49% | -15.9% |
| RBBN | Sell | RIBBON COMMUNICATIONS INC COMstock | $941,000 | +60.3% | 143,519 | -5.3% | 0.42% | +45.8% |
| NEOG | Sell | NEOGEN CORP COMstock | $829,000 | -1.8% | 10,450 | -3.2% | 0.37% | -10.7% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS COMstock | $613,000 | +3.2% | 4,870 | -0.2% | 0.27% | -5.9% |
| KOPN | Sell | KOPIN CORP COMstock | $557,000 | +59.6% | 229,400 | -9.4% | 0.25% | +45.3% |
| EGOV | Sell | NIC INC COMstock | $471,000 | +27.6% | 18,222 | -2.7% | 0.21% | +16.1% |
| GCI | Sell | GANNETT CO INC COMstock | $425,000 | +150.0% | 126,500 | -3.1% | 0.19% | +126.5% |
| MGNI | Sell | MAGNITE INC COMstock | $415,000 | -53.1% | 13,500 | -89.4% | 0.18% | -57.2% |
| OEG | Sell | ORBITAL ENERGY GROUP INC COMstock | $349,000 | +229.2% | 159,463 | -6.8% | 0.16% | +198.1% |
| NRC | Sell | NATIONAL RESH CORP COM NEWstock | $299,000 | -56.6% | 7,000 | -50.0% | 0.13% | -60.3% |
| SYNC | Sell | SYNACOR INC COMstock | $248,000 | -13.9% | 182,088 | -4.7% | 0.11% | -21.4% |
| JPM | Sell | JPMORGAN CHASE & CO COMstock | $177,000 | -72.9% | 1,395 | -79.4% | 0.08% | -75.4% |
| LGND | Sell | LIGAND PHARMACEUTICALS INC COM NEWstock | $169,000 | -96.5% | 1,700 | -96.6% | 0.08% | -96.8% |
| GE | Sell | GENERAL ELECTRIC CO COMstock | $145,000 | +66.7% | 13,470 | -3.6% | 0.06% | +52.4% |
| LLNW | Sell | LIMELIGHT NETWORKS INC COMstock | $90,000 | -98.5% | 22,500 | -97.8% | 0.04% | -98.6% |
| UPS | Sell | UNITED PARCEL SERVICE INC CL Bstock | $51,000 | -71.7% | 300 | -72.2% | 0.02% | -73.9% |
| EB | Sell | EVENTBRITE INC COM CL Astock | $44,000 | -97.1% | 2,450 | -98.2% | 0.02% | -97.3% |
| PEP | Sell | PEPSICO INC COMstock | $34,000 | -78.3% | 230 | -79.6% | 0.02% | -80.3% |
| EHTH | Sell | EHEALTH INC COMstock | $29,000 | -73.9% | 405 | -71.2% | 0.01% | -75.9% |
| GOLD | Sell | BARRICK GOLD CORP COMstock | $23,000 | -23.3% | 1,000 | -7.7% | 0.01% | -33.3% |
| SYY | Sell | SYSCO CORP COMstock | $14,000 | -78.8% | 185 | -82.5% | 0.01% | -81.2% |
| GLD | Sell | SPDR GOLD TR GOLD SHSstock | $4,000 | -85.7% | 20 | -87.5% | 0.00% | -85.7% |
| CSLT | Sell | CASTLIGHT HEALTH INC CL Bstock | $5,000 | -50.0% | 3,700 | -59.4% | 0.00% | -60.0% |
| NOK | Exit | NOKIA CORP SPONSORED ADRstock | $0 | – | -166 | -100.0% | 0.00% | – |
| GDXJ | Exit | VANECK VECTORS ETF TR JR GOLD MINERS Estock | $0 | – | -35 | -100.0% | -0.00% | – |
| PRGX | Exit | PRGX GLOBAL INC COM NEWstock | $0 | – | -500 | -100.0% | -0.00% | – |
| TYME | Exit | TYME TECHNOLOGIES INC COMstock | $0 | – | -5,300 | -100.0% | -0.00% | – |
| Exit | HARMONIC INC NOTE 4.000 12/0stock | $0 | – | -10,000 | -100.0% | -0.01% | – | |
| BOMN | Exit | BOSTON OMAHA CORP COMstock | $0 | – | -2,500 | -100.0% | -0.02% | – |
| BLFS | Exit | BIOLIFE SOLUTIONS INC COM NEWstock | $0 | – | -2,500 | -100.0% | -0.04% | – |
| TTGT | Exit | TECHTARGET INC COMstock | $0 | – | -1,800 | -100.0% | -0.04% | – |
| WY | Exit | WEYERHAEUSER CO MTN BE COM NEWstock | $0 | – | -3,000 | -100.0% | -0.04% | – |
| MDLZ | Exit | MONDELEZ INTL INC CL Astock | $0 | – | -1,800 | -100.0% | -0.05% | – |
| GDX | Exit | VANECK VECTORS ETF TR GOLD MINERS ETFstock | $0 | – | -3,000 | -100.0% | -0.06% | – |
| HTGM | Exit | HTG MOLECULAR DIAGNOSTICS IN COMstock | $0 | – | -1,411,500 | -100.0% | -0.23% | – |
| SCOR | Exit | COMSCORE INC COMstock | $0 | – | -376,500 | -100.0% | -0.37% | – |
| TWTR | Exit | TWITTER INC COMstock | $0 | – | -31,300 | -100.0% | -0.68% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.