$206 Million is the total value of Cowen Prime Services LLC's 246 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 16.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DUK | DUKE ENERGY CORP NEWCOM NEWstock | $1,681,000 | +6.3% | 19,600 | 0.0% | 0.82% | +11.5% | |
| JNJ | JOHNSON & JOHNSONCOMstock | $1,637,000 | +12.1% | 13,498 | 0.0% | 0.80% | +17.4% | |
| ADI | ANALOG DEVICES INCCOMstock | $993,000 | -4.2% | 17,524 | 0.0% | 0.48% | +0.2% | |
| EMC | EMC CORP COMstock | $965,000 | +2.0% | 35,500 | 0.0% | 0.47% | +6.8% | |
| T | AT&T INC COMstock | $962,000 | +10.3% | 22,269 | 0.0% | 0.47% | +15.6% | |
| MEG | MEDIA GEN INC NEWCOMstock | $602,000 | +5.4% | 35,039 | 0.0% | 0.29% | +10.2% | |
| XOM | EXXON MOBIL CORP COMstock | $526,000 | +12.2% | 5,610 | 0.0% | 0.26% | +18.0% | |
| NEOG | NEOGEN CORP COMstock | $489,000 | +11.6% | 8,700 | 0.0% | 0.24% | +17.2% | |
| NVEC | NVE CORP COMNEWISIN#US6294452064stock | $481,000 | +3.7% | 8,207 | 0.0% | 0.23% | +8.8% | |
| IBM | INTERNATIONALBUSINESS MACHS CORPCOMstock | $480,000 | +0.2% | 3,162 | 0.0% | 0.23% | +5.0% | |
| MSFT | MICROSOFT CORPCOMstock | $473,000 | -7.3% | 9,241 | 0.0% | 0.23% | -2.5% | |
| BRCD | BROCADECOMMUNICATIONS SYSINC COM NEWstock | $474,000 | -13.2% | 51,650 | 0.0% | 0.23% | -9.1% | |
| VZ | VERIZONCOMMUNICATIONS INCCOMstock | $440,000 | +3.3% | 7,881 | 0.0% | 0.21% | +8.1% | |
| AMTG | APOLLO RESIDENTIALMTG INC COMstock | $402,000 | -0.2% | 30,005 | 0.0% | 0.20% | +4.3% | |
| KO | COCA COLA COMPANYstock | $341,000 | -2.3% | 7,522 | 0.0% | 0.17% | +2.5% | |
| CL | COLGATE PALMOLIVE COCOMstock | $294,000 | +3.9% | 4,011 | 0.0% | 0.14% | +9.2% | |
| MET | METLIFE INC COMstock | $289,000 | -9.4% | 7,250 | 0.0% | 0.14% | -5.4% | |
| HCP | HCP INC COMstock | $283,000 | +8.4% | 8,000 | 0.0% | 0.14% | +13.2% | |
| STR | QUESTAR CORP COMstock | $254,000 | +2.4% | 10,000 | 0.0% | 0.12% | +7.0% | |
| PG | PROCTER & GAMBLE COCOMstock | $247,000 | +2.9% | 2,913 | 0.0% | 0.12% | +8.1% | |
| ESBA | EMPIRE ST RLTY OP LPUNIT LTD PARTNERSHIPINT SER ESstock | $245,000 | +8.4% | 12,904 | 0.0% | 0.12% | +13.3% | |
| NRC | NATIONAL RESH CORPCL Astock | $222,000 | -11.9% | 16,200 | 0.0% | 0.11% | -7.7% | |
| AAPL | APPLE INC COMstock | $221,000 | -12.3% | 2,310 | 0.0% | 0.11% | -8.5% | |
| AVNU | AVENUE FINL HLDGSCASH/STK MGR EFF7/1/16 1 OLD/.36 CU72346Q104 PINNACLEFINCL PARTNERS PLUS2 USDstock | $218,000 | +1.4% | 11,112 | 0.0% | 0.11% | +6.0% | |
| GIS | GENERAL MILLS INCCOMstock | $200,000 | +13.0% | 2,800 | 0.0% | 0.10% | +18.3% | |
| CELG | CELGENE CORPstock | $197,000 | -1.5% | 2,000 | 0.0% | 0.10% | +3.2% | |
| TXN | TEXAS INSTRUMENTSINCstock | $189,000 | +9.2% | 3,012 | 0.0% | 0.09% | +15.0% | |
| FNFG | FIRST NIAGARA FINLGROUP INC NEW COMstock | $186,000 | +0.5% | 19,123 | 0.0% | 0.09% | +4.7% | |
| NVO | NOVO NORDISK A.S.ADR FORMERLY NOVOINDUSTRIE A.S. ADRSAME CUSIPstock | $186,000 | -0.5% | 3,450 | 0.0% | 0.09% | +3.4% | |
| FALC | FALCONSTOR SOFTWAREINC COMstock | $179,000 | -21.5% | 170,163 | 0.0% | 0.09% | -17.9% | |
| MDLZ | MONDELEZ INTL INC CLAstock | $159,000 | +13.6% | 3,500 | 0.0% | 0.08% | +18.5% | |
| D | DOMINION RES INC VACOMstock | $156,000 | +4.0% | 2,000 | 0.0% | 0.08% | +8.6% | |
| PM | PHILIP MORRIS INTLINC COMstock | $142,000 | +3.6% | 1,400 | 0.0% | 0.07% | +7.8% | |
| PAYX | PAYCHEX INC COMstock | $143,000 | +10.0% | 2,400 | 0.0% | 0.07% | +15.0% | |
| YHOO | YAHOO INC COMstock | $126,000 | +1.6% | 3,356 | 0.0% | 0.06% | +7.0% | |
| KMB | KIMBERLY CLARK CORPCOMstock | $124,000 | +2.5% | 900 | 0.0% | 0.06% | +7.1% | |
| MO | ALTRIA GROUP INC COMstock | $117,000 | +9.3% | 1,700 | 0.0% | 0.06% | +14.0% | |
| BRT | BRT REALTY TRUSTSHARES OF BENEFICIALINTERESTstock | $115,000 | +3.6% | 16,025 | 0.0% | 0.06% | +9.8% | |
| PEP | PEPSICO INC COMstock | $107,000 | +2.9% | 1,011 | 0.0% | 0.05% | +8.3% | |
| SMSI | SMITH MICRO SOFTWAREINC COMstock | $108,000 | 0.0% | 182,331 | 0.0% | 0.05% | +4.0% | |
| GOOG | ALPHABET INC CAP STKCL Cstock | $97,000 | -6.7% | 140 | 0.0% | 0.05% | -2.1% | |
| NEWM | NEW MEDIA INVT GROUPINC COMstock | $96,000 | +9.1% | 5,300 | 0.0% | 0.05% | +14.6% | |
| SRE | SEMPRA ENERGY COMstock | $91,000 | +9.6% | 800 | 0.0% | 0.04% | +15.8% | |
| GSK | GLAXOSMITHKLINE PLCSPONS ADRstock | $87,000 | +7.4% | 2,000 | 0.0% | 0.04% | +10.5% | |
| WMT | WAL MART STORES INCCOMstock | $87,000 | +6.1% | 1,190 | 0.0% | 0.04% | +10.5% | |
| UL | UNILEVER PLCSPON ADR NEWISIN#US9047677045stock | $79,000 | +6.8% | 1,645 | 0.0% | 0.04% | +11.8% | |
| NNN | NATIONAL RETAILPPTYS INC COMISIN#US6374171063stock | $78,000 | +13.0% | 1,500 | 0.0% | 0.04% | +18.8% | |
| SYY | SYSCO CORP COMstock | $71,000 | +9.2% | 1,400 | 0.0% | 0.03% | +13.3% | |
| ALLE | ALLEGION PUB LTD COORD SHSISIN#IE00BFRT3W74stock | $69,000 | +7.8% | 999 | 0.0% | 0.03% | +13.3% | |
| LEN | LENNAR CORP CL Astock | $69,000 | -5.5% | 1,500 | 0.0% | 0.03% | 0.0% | |
| UNH | UNITEDHEALTH GROUPINC COMstock | $71,000 | +9.2% | 502 | 0.0% | 0.03% | +13.3% | |
| EMR | EMERSON ELEC CO COMstock | $68,000 | -4.2% | 1,300 | 0.0% | 0.03% | 0.0% | |
| NSAM | NORTHSTAR ASSET MGMTGROUP INC COMstock | $66,000 | -10.8% | 6,500 | 0.0% | 0.03% | -5.9% | |
| DD | DU PONT E I DENEMOURS & CO COMstock | $65,000 | +3.2% | 1,000 | 0.0% | 0.03% | +10.3% | |
| FB | FACEBOOK INC CL Astock | $57,000 | 0.0% | 500 | 0.0% | 0.03% | +7.7% | |
| DCP | DCP MIDSTREAMPARTNERS LP COMUNITS LTD PARTNERINTstock | $55,000 | +25.0% | 1,600 | 0.0% | 0.03% | +35.0% | |
| HP | HELMERICH & PAYNEINC COMstock | $54,000 | +14.9% | 800 | 0.0% | 0.03% | +18.2% | |
| VOD | VODAFONE GROUP PLCNEW SPONSORED ADRNO PARstock | $51,000 | -1.9% | 1,636 | 0.0% | 0.02% | +4.2% | |
| ABT | ABBOTT LABS COMstock | $52,000 | -5.5% | 1,316 | 0.0% | 0.02% | -3.8% | |
| BMO | BANK OF MONTREALstock | $48,000 | +4.3% | 753 | 0.0% | 0.02% | +9.5% | |
| ALKS | ALKERMES PLCSHSstock | $43,000 | +26.5% | 1,000 | 0.0% | 0.02% | +31.2% | |
| OXY | OCCIDENTAL PETE CORPCOMstock | $42,000 | +10.5% | 550 | 0.0% | 0.02% | +11.1% | |
| SNY | SANOFISPONS ADRISIN#US80105N1054stock | $42,000 | +5.0% | 1,000 | 0.0% | 0.02% | +5.3% | |
| TICC | TICC CAP CORP COMstock | $38,000 | +8.6% | 7,200 | 0.0% | 0.02% | +12.5% | |
| NRF | NORTHSTAR RLTY FINCORP COM PAR$stock | $37,000 | -14.0% | 3,250 | 0.0% | 0.02% | -10.0% | |
| VTR | VENTAS INC COMstock | $36,000 | +16.1% | 500 | 0.0% | 0.02% | +21.4% | |
| PPG | PPG INDUSTRIES INCstock | $30,000 | -9.1% | 292 | 0.0% | 0.02% | 0.0% | |
| GOOGL | ALPHABET INC CAP STKCL Astock | $28,000 | -9.7% | 40 | 0.0% | 0.01% | 0.0% | |
| EOG | EOG RES INCCOMstock | $25,000 | +13.6% | 300 | 0.0% | 0.01% | +20.0% | |
| GLW | CORNING INC COMstock | $24,000 | 0.0% | 1,150 | 0.0% | 0.01% | +9.1% | |
| EBAY | EBAY INC COMstock | $24,000 | 0.0% | 1,019 | 0.0% | 0.01% | +9.1% | |
| RBSPRRCL | ROYAL BK SCOTLANDGROUP PLC ADR REGSTGUSD PFD SER R CPN6.125% FREQ QRTLYPERP MTY CALL@20stock | $25,000 | +4.2% | 1,000 | 0.0% | 0.01% | +9.1% | |
| APA | APACHE CORP COMstock | $25,000 | +13.6% | 450 | 0.0% | 0.01% | +20.0% | |
| WMB | WILLIAMS COS INC COMstock | $22,000 | +37.5% | 1,000 | 0.0% | 0.01% | +57.1% | |
| GPS | GAP INC COMstock | $22,000 | -26.7% | 1,022 | 0.0% | 0.01% | -21.4% | |
| MRK | MERCK & CO INC NEWCOMstock | $23,000 | +9.5% | 400 | 0.0% | 0.01% | +10.0% | |
| APO | APOLLO GLOBAL MGMTLLC CL A SHSstock | $23,000 | -11.5% | 1,500 | 0.0% | 0.01% | -8.3% | |
| GLD | SPDR GOLD TR GOLDSHSstock | $20,000 | +5.3% | 160 | 0.0% | 0.01% | +11.1% | |
| HSBCPRA | HSBC HLDGS PLC ADRSER A REP 1/40 SER ADIV-6.2% FREQ-QRTLYPERP MATY CALLstock | $20,000 | 0.0% | 775 | 0.0% | 0.01% | +11.1% | |
| KMI | KINDER MORGAN INCDEL COMstock | $19,000 | +5.6% | 1,000 | 0.0% | 0.01% | +12.5% | |
| NFLX | NETFLIX INC COMstock | $18,000 | -10.0% | 200 | 0.0% | 0.01% | 0.0% | |
| TRGP | TARGA RES CORP COMstock | $18,000 | +38.5% | 434 | 0.0% | 0.01% | +50.0% | |
| DVN | DEVON ENERGY CORPNEW COMstock | $16,000 | +33.3% | 450 | 0.0% | 0.01% | +33.3% | |
| BABA | ALIBABA GROUP HLDGLTD SPONSORED ADSISIN#US01609W1027stock | $16,000 | 0.0% | 200 | 0.0% | 0.01% | +14.3% | |
| DRI | DARDEN RESTAURANTSINC COMstock | $16,000 | -5.9% | 250 | 0.0% | 0.01% | 0.0% | |
| ORCL | ORACLE CORP COMstock | $16,000 | 0.0% | 394 | 0.0% | 0.01% | +14.3% | |
| DPZ | DOMINOS PIZZA INCCOMstock | $13,000 | 0.0% | 100 | 0.0% | 0.01% | 0.0% | |
| G | GENPACT LTDSHSISIN#BMG3922B1072stock | $13,000 | -7.1% | 500 | 0.0% | 0.01% | 0.0% | |
| AXP | AMERICAN EXPRESSCOMPANYstock | $12,000 | 0.0% | 200 | 0.0% | 0.01% | 0.0% | |
| NRE | NORTHSTAR RLTYEUROPE CORP COMstock | $10,000 | -23.1% | 1,083 | 0.0% | 0.01% | -16.7% | |
| BAC | BANK AMER CORP COMstock | $10,000 | 0.0% | 761 | 0.0% | 0.01% | 0.0% | |
| CIE | COBALT INTL ENERGYINC COMstock | $10,000 | -52.4% | 7,200 | 0.0% | 0.01% | -50.0% | |
| TSLA | TESLA MTRS INCCOMstock | $11,000 | 0.0% | 50 | 0.0% | 0.01% | 0.0% | |
| CBZ | CBIZ INC COMstock | $10,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| ALE | ALLETE INC COM NEWstock | $11,000 | +22.2% | 166 | 0.0% | 0.01% | +25.0% | |
| NLS | NAUTILUS INC COMstock | $9,000 | -10.0% | 500 | 0.0% | 0.00% | -20.0% | |
| CMPR | CIMPRESS N VSHS EUROISIN#NL0009272269stock | $9,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| AA | ALCOA INC COMstock | $9,000 | -10.0% | 1,000 | 0.0% | 0.00% | -20.0% | |
| NEBLQ | NOBLE CORP PLCSHS USDISIN#GB00BFG3KF26stock | $7,000 | -12.5% | 800 | 0.0% | 0.00% | -25.0% | |
| AEG | AEGON N VORD AMER REGstock | $6,000 | -25.0% | 1,465 | 0.0% | 0.00% | -25.0% | |
| HPE | HEWLETT PACKARDENTERPRISE CO COMstock | $4,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| REXX | REX ENERGY CORP COMstock | $5,000 | -16.7% | 7,200 | 0.0% | 0.00% | -33.3% | |
| FTR | FRONTIERCOMMUNICATIONS CORPCOMstock | $2,000 | 0.0% | 439 | 0.0% | 0.00% | 0.0% | |
| CC | CHEMOURS COCOMstock | $2,000 | +100.0% | 200 | 0.0% | 0.00% | – | |
| HPQ | HP INC COMstock | $3,000 | +50.0% | 200 | 0.0% | 0.00% | 0.0% | |
| DIS | DISNEY WALT CODISNEY COMstock | $3,000 | 0.0% | 34 | 0.0% | 0.00% | 0.0% | |
| WBA | WALGREENS BOOTSALLIANCE INC COMstock | $2,000 | 0.0% | 23 | 0.0% | 0.00% | 0.0% | |
| KKR | KKR & CO L P DELCOM UNITSstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| LLY | LILLY ELI & CO COMstock | $0 | – | 5 | 0.0% | 0.00% | – | |
| LBTYK | LIBERTY GLOBAL PLCSHS CL CISIN#GB00B8W67B19stock | $0 | – | 2 | 0.0% | 0.00% | – | |
| ADMP | ADAMISPHARMACEUTICALS CORPCOM NEWISIN#US00547W2089stock | $0 | – | 6 | 0.0% | 0.00% | – | |
| LH | LABORATORY CORP AMERHLDGS COM NEWstock | $0 | – | 2 | 0.0% | 0.00% | – | |
| XLU | SELECT SECTOR SPDRTR UTILSstock | $1,000 | 0.0% | 22 | 0.0% | 0.00% | – | |
| DTRM | DETERMINE INC COMstock | $1,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| EVV | EATON VANCE LTDDURATION INCOME FDCOMstock | $0 | – | 2 | 0.0% | 0.00% | – | |
| ECA | ENCANA CORP COMSHSISIN#CA2925051047stock | $0 | – | 4 | 0.0% | 0.00% | – | |
| ENZ | ENZO BIOCHEM INCstock | $1,000 | 0.0% | 242 | 0.0% | 0.00% | – | |
| NOK | NOKIA CORPSPONSORED ADRstock | $1,000 | 0.0% | 166 | 0.0% | 0.00% | – | |
| CSCO | CISCO SYSTEMS INCstock | $1,000 | 0.0% | 38 | 0.0% | 0.00% | – | |
| SIRI | SIRIUS XM HLDGS INCCOMstock | $0 | – | 9 | 0.0% | 0.00% | – | |
| CVE | CENOVUS ENERGY INCCOMISIN#CA15135U1093stock | $0 | – | 4 | 0.0% | 0.00% | – | |
| FICO | FAIR ISAACCORPORATION COMstock | $0 | – | 3 | 0.0% | 0.00% | – | |
| FAST | FASTENAL COstock | $0 | – | 6 | 0.0% | 0.00% | – | |
| F | FORD MOTOR CO DELCOM PARstock | $1,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| FCPT | FOUR CORNERS PPTY TRINC COMstock | $1,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| BVSN | BROADVISION INC COMPARstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| UNP | UNION PAC CORP COMstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| UBSI | UNITED BANKSHARESINC W VA COMstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| UTX | UNITED TECHNOLOGIESCORP COMstock | $1,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
| VRX | VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021stock | $1,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
| CALL 100 VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021EXP [email protected] ROOT= VRX | $0 | -100.0% | 5 | 0.0% | 0.00% | – | ||
| AMAT | APPLIED MATERIALSINCstock | $0 | – | 12 | 0.0% | 0.00% | – | |
| ISIL | INTERSIL CORP CL Astock | $0 | – | 1 | 0.0% | 0.00% | – | |
| AEO | AMERICAN EAGLEOUTFITTERS INC NEWCOMstock | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| LOW | LOWES COS INC COMstock | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| JNPR | JUNIPER NETWORKS INCCOMstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| KND | KINDRED HEALTHCAREINC COMstock | $0 | – | 7 | 0.0% | 0.00% | – | |
| RRD | R R DONNELLEY & SONSCO COMstock | $0 | – | 3 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2016-08-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.