$255 Million is the total value of Cowen Prime Services LLC's 276 reported holdings in Q2 2015. The portfolio turnover from Q1 2015 to Q2 2015 was 13.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KMI | KINDER MORGAN INCstock | $5,544,000 | -8.7% | 144,400 | 0.0% | 2.17% | -13.2% | |
| PTC | PTC INC COMstock | $2,582,000 | +13.4% | 62,950 | 0.0% | 1.01% | +7.8% | |
| BX | BLACKSTONE GROUP L Pstock | $2,276,000 | +5.1% | 55,700 | 0.0% | 0.89% | 0.0% | |
| CEVA | CEVA INC COMstock | $1,519,000 | -8.9% | 78,183 | 0.0% | 0.60% | -13.4% | |
| AEP | AMERICAN ELECTRIC POWER CO INCstock | $1,481,000 | -5.8% | 27,950 | 0.0% | 0.58% | -10.4% | |
| EGOV | NIC INC COMstock | $1,281,000 | +3.4% | 70,100 | 0.0% | 0.50% | -1.6% | |
| AON | AON PLCSHS CL AISIN#GB00B5BT0K07stock | $1,106,000 | +3.7% | 11,100 | 0.0% | 0.43% | -1.4% | |
| SIAL | SIGMA ALDRICH CORPCOMstock | $1,087,000 | +0.8% | 7,800 | 0.0% | 0.43% | -4.1% | |
| HSP | HOSPIRA INC COMstock | $1,056,000 | +1.1% | 11,900 | 0.0% | 0.41% | -3.7% | |
| AVY | AVERY DENNISON CORPCOMstock | $902,000 | +15.2% | 14,800 | 0.0% | 0.35% | +9.3% | |
| 4107PS | MEADWESTVACO CORPCOM C/A EFF 7/01/151 OLD/0.78 NEW CU96145D105 WESTROCKCOMPANYstock | $654,000 | -5.4% | 13,856 | 0.0% | 0.26% | -10.2% | |
| RTI | RTI INTL METALSINC COMstock | $591,000 | -12.3% | 18,762 | 0.0% | 0.23% | -16.5% | |
| EHTH | EHEALTH INC COMstock | $551,000 | +35.4% | 43,400 | 0.0% | 0.22% | +28.6% | |
| NVEC | NVE CORP COMNEWISIN#US6294452064stock | $534,000 | +13.9% | 6,807 | 0.0% | 0.21% | +8.3% | |
| MIG | MEADOWBROOK INSGROUP INC COMstock | $434,000 | +1.2% | 50,421 | 0.0% | 0.17% | -4.0% | |
| DUK | DUKE ENERGY CORP NEWCOM NEWstock | $431,000 | -7.9% | 6,100 | 0.0% | 0.17% | -12.4% | |
| NEOG | NEOGEN CORP COMstock | $427,000 | +1.4% | 9,000 | 0.0% | 0.17% | -3.5% | |
| MTSI | M/A-COM TECHNOLOGYSOLUTIONS HLDGS INCCOMstock | $418,000 | +2.7% | 10,918 | 0.0% | 0.16% | -2.4% | |
| MET | METLIFE INC COMstock | $406,000 | +10.9% | 7,250 | 0.0% | 0.16% | +5.3% | |
| IR | INGERSOLL RAND PLCSHSISIN#IE00B6330302stock | $337,000 | -0.9% | 5,000 | 0.0% | 0.13% | -5.7% | |
| SUSQ | SUSQUEHANNA BANKSHSINC PAstock | $335,000 | +3.1% | 23,720 | 0.0% | 0.13% | -2.2% | |
| HCP | HCP INC COMstock | $292,000 | -15.6% | 8,000 | 0.0% | 0.11% | -20.3% | |
| EFC | ELLINGTON FINL LLCCOMstock | $278,000 | -7.0% | 15,000 | 0.0% | 0.11% | -11.4% | |
| KKR | KKR & CO L P DELCOM UNITSstock | $274,000 | 0.0% | 12,001 | 0.0% | 0.11% | -5.3% | |
| FALC | FALCONSTOR SOFTWAREINC COMstock | $263,000 | +2.3% | 165,663 | 0.0% | 0.10% | -2.8% | |
| BBNK | BRIDGE CAP HLDGS COMstock | $256,000 | +14.3% | 8,596 | 0.0% | 0.10% | +8.7% | |
| MKL | MARKEL CORP COMstock | $240,000 | +3.9% | 300 | 0.0% | 0.09% | -1.1% | |
| NRC | NATIONAL RESH CORPCL Astock | $230,000 | -1.3% | 16,200 | 0.0% | 0.09% | -6.2% | |
| SMSI | SMITH MICRO SOFTWAREINC COMstock | $209,000 | -9.9% | 181,331 | 0.0% | 0.08% | -14.6% | |
| DRRX | DURECT CORP COMstock | $198,000 | +25.3% | 82,928 | 0.0% | 0.08% | +20.0% | |
| ALKS | ALKERMES PLCSHSstock | $193,000 | +5.5% | 3,000 | 0.0% | 0.08% | +1.3% | |
| NVO | NOVO NORDISK A.S.ADR FORMERLY NOVOINDUSTRIE A.S. ADRSAME CUSIPstock | $194,000 | +2.1% | 3,550 | 0.0% | 0.08% | -2.6% | |
| GILD | GILEAD SCIENCES INCstock | $176,000 | +19.7% | 1,500 | 0.0% | 0.07% | +13.1% | |
| GIS | GENERAL MILLS INCCOMstock | $156,000 | -1.3% | 2,800 | 0.0% | 0.06% | -6.2% | |
| D | DOMINION RES INC VACOMstock | $134,000 | -5.6% | 2,000 | 0.0% | 0.05% | -10.3% | |
| YHOO | YAHOO INC COMstock | $132,000 | -11.4% | 3,356 | 0.0% | 0.05% | -14.8% | |
| NOC | NORTHROP GRUMMANCORP COMstock | $127,000 | -1.6% | 800 | 0.0% | 0.05% | -5.7% | |
| NSAM | NORTHSTAR ASSET MGMTGROUP INC COMstock | $124,000 | -20.5% | 6,700 | 0.0% | 0.05% | -23.4% | |
| CAT | CATERPILLAR INC COMstock | $119,000 | +6.2% | 1,400 | 0.0% | 0.05% | +2.2% | |
| BRT | BRT REALTY TRUSTSHARES OF BENEFICIALINTERESTstock | $113,000 | -0.9% | 16,025 | 0.0% | 0.04% | -6.4% | |
| PAYX | PAYCHEX INC COMstock | $113,000 | -5.0% | 2,400 | 0.0% | 0.04% | -10.2% | |
| PM | PHILIP MORRIS INTLINC COMstock | $112,000 | +6.7% | 1,400 | 0.0% | 0.04% | +2.3% | |
| CNL | CLECO CORP NEW COMstock | $108,000 | -0.9% | 2,000 | 0.0% | 0.04% | -6.7% | |
| NRF | NORTHSTAR RLTY FINCORP COM NEWstock | $107,000 | -11.6% | 6,700 | 0.0% | 0.04% | -16.0% | |
| ONVI | ONVIA INC COMstock | $101,000 | -4.7% | 23,562 | 0.0% | 0.04% | -9.1% | |
| KMB | KIMBERLY CLARK CORPstock | $95,000 | -1.0% | 900 | 0.0% | 0.04% | -7.5% | |
| DCP | DCP MIDSTREAMPARTNERS LP COMUNITS LTD PARTNERINTstock | $95,000 | -17.4% | 3,100 | 0.0% | 0.04% | -21.3% | |
| LMT | LOCKHEED MARTIN CORPCOMstock | $93,000 | -7.9% | 500 | 0.0% | 0.04% | -14.3% | |
| GSK | GLAXOSMITHKLINE PLCSPONS ADRstock | $83,000 | -9.8% | 2,000 | 0.0% | 0.03% | -13.2% | |
| MO | ALTRIA GROUP INCCOMstock | $83,000 | -2.4% | 1,700 | 0.0% | 0.03% | -5.7% | |
| SRE | SEMPRA ENERGY COMstock | $79,000 | -9.2% | 800 | 0.0% | 0.03% | -13.9% | |
| LEN | LENNAR CORP CL Astock | $77,000 | -1.3% | 1,500 | 0.0% | 0.03% | -6.2% | |
| SLB | SCHLUMBERGER LTD COMISIN#AN8068571086stock | $72,000 | +2.9% | 835 | 0.0% | 0.03% | -3.4% | |
| UL | UNILEVER PLCSPON ADR NEWISIN#US9047677045stock | $71,000 | +2.9% | 1,645 | 0.0% | 0.03% | 0.0% | |
| APO | APOLLO GLOBAL MGMTLLC CL A SHSstock | $71,000 | +2.9% | 3,200 | 0.0% | 0.03% | 0.0% | |
| SYY | SYSCO CORP COMstock | $61,000 | -4.7% | 1,700 | 0.0% | 0.02% | -7.7% | |
| MCD | MCDONALDS CORPstock | $61,000 | -1.6% | 640 | 0.0% | 0.02% | -7.7% | |
| ALLE | ALLEGION PUB LTD COORD SHSISIN#IE00BFRT3W74stock | $60,000 | -1.6% | 999 | 0.0% | 0.02% | -4.0% | |
| SU | SUNCOR ENERGY INCNEW COMISIN#CA8672241079stock | $55,000 | -5.2% | 2,000 | 0.0% | 0.02% | -8.3% | |
| HP | HELMERICH & PAYNEINC COMstock | $56,000 | +3.7% | 800 | 0.0% | 0.02% | 0.0% | |
| SNY | SANOFISPONS ADRISIN#US80105N1054stock | $50,000 | +2.0% | 1,000 | 0.0% | 0.02% | 0.0% | |
| EPD | ENTERPRISE PRODSPARTNERS L P COMUNITstock | $48,000 | -9.4% | 1,600 | 0.0% | 0.02% | -13.6% | |
| TICC | TICC CAP CORP COMstock | $48,000 | -4.0% | 7,200 | 0.0% | 0.02% | -9.5% | |
| BMO | BANK OF MONTREALstock | $45,000 | 0.0% | 753 | 0.0% | 0.02% | -5.3% | |
| OXY | OCCIDENTAL PETE CORPCOMstock | $43,000 | +7.5% | 550 | 0.0% | 0.02% | +6.2% | |
| COP | CONOCOPHILLIPS COMstock | $43,000 | -2.3% | 700 | 0.0% | 0.02% | -5.6% | |
| SYT | SYNGENTA AGSPON ADRISIN#US87160A1007stock | $41,000 | +20.6% | 500 | 0.0% | 0.02% | +14.3% | |
| HBI | HANESBRANDS INC COMstock | $42,000 | 0.0% | 1,248 | 0.0% | 0.02% | -5.9% | |
| BACPRL | BANK AMER CORPNON CUM PERPCONV PFDDIV-7.25%DIV FREQ-QTRLYPERP MTYstock | $39,000 | -4.9% | 35 | 0.0% | 0.02% | -11.8% | |
| GPS | GAP INCstock | $39,000 | -11.4% | 1,022 | 0.0% | 0.02% | -16.7% | |
| NGLS | TARGA RES PARTNERSLP COM UNIT LTDPARTNERSHIP INTstock | $27,000 | -6.9% | 700 | 0.0% | 0.01% | -8.3% | |
| APA | APACHE CORP COMstock | $26,000 | -3.7% | 450 | 0.0% | 0.01% | -9.1% | |
| RBSPRRCL | ROYAL BK SCOTLANDGROUP PLC ADR REGSTGUSD PFD SER R CPN6.125% FREQ QRTLYPERP MTY CALL@20 W/30 D NOTICE 12/30/11stock | $25,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| HBAN | HUNTINGTONBANCSHARES INCstock | $23,000 | +4.5% | 2,020 | 0.0% | 0.01% | 0.0% | |
| GLW | CORNING INC COMstock | $23,000 | -11.5% | 1,150 | 0.0% | 0.01% | -18.2% | |
| HSBCPRA | HSBC HLDGS PLC ADRSER A REP 1/40 SER ADIV-6.2% FREQ-QRTLYPERP MATY CALL W/30DAYS NOTICE ON ORAFTER 12/16/2010stock | $20,000 | 0.0% | 775 | 0.0% | 0.01% | 0.0% | |
| NNN | NATIONAL RETAILPPTYS INC COMISIN#US6374171063stock | $18,000 | -10.0% | 500 | 0.0% | 0.01% | -12.5% | |
| GLD | SPDR GOLD TR GOLDSHSstock | $18,000 | 0.0% | 160 | 0.0% | 0.01% | 0.0% | |
| JTA | NUVEEN TAXADVANTAGED TOTALRETURN STRATEGY FDCOMstock | $19,000 | -5.0% | 1,450 | 0.0% | 0.01% | -12.5% | |
| AXP | AMERICAN EXPRESSCOMPANYstock | $18,000 | 0.0% | 230 | 0.0% | 0.01% | 0.0% | |
| DRI | DARDEN RESTAURANTSINC COMstock | $18,000 | +5.9% | 250 | 0.0% | 0.01% | 0.0% | |
| ORCL | ORACLE CORP COMstock | $16,000 | -5.9% | 394 | 0.0% | 0.01% | -14.3% | |
| BABA | ALIBABA GROUP HLDGLTD SPONSORED ADSISIN#US01609W1027stock | $16,000 | -5.9% | 200 | 0.0% | 0.01% | -14.3% | |
| NEBLQ | NOBLE CORP PLCSHS USDISIN#GB00BFG3KF26stock | $12,000 | +9.1% | 800 | 0.0% | 0.01% | 0.0% | |
| PFL | PIMCO INCOMESTRATEGY FD COMstock | $14,000 | -6.7% | 1,313 | 0.0% | 0.01% | -16.7% | |
| BAC | BANK AMER CORP COMstock | $13,000 | +8.3% | 761 | 0.0% | 0.01% | 0.0% | |
| TSLA | TESLA MTRS INCCOMstock | $13,000 | +44.4% | 50 | 0.0% | 0.01% | +25.0% | |
| CBZ | CBIZ INC COMstock | $10,000 | +11.1% | 1,000 | 0.0% | 0.00% | 0.0% | |
| ETY | EATON VANCE TAXMANAGED DIVERSIFIEDEQUITY INCOME FD COMstock | $9,000 | 0.0% | 819 | 0.0% | 0.00% | 0.0% | |
| AEG | AEGON N VORD AMER REGstock | $11,000 | -8.3% | 1,465 | 0.0% | 0.00% | -20.0% | |
| ALE | ALLETE INC COM NEWstock | $8,000 | -11.1% | 166 | 0.0% | 0.00% | -25.0% | |
| CMPR | CIMPRESS N VSHS EUROISIN#NL0009272269stock | $8,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| HPQ | HEWLETT PACKARD COCOMstock | $6,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| HTZ | HERTZ GLOBAL HLDGSINC COMstock | $5,000 | 0.0% | 250 | 0.0% | 0.00% | 0.0% | |
| CPS | COOPER STD HLDGS INCCOMstock | $5,000 | 0.0% | 78 | 0.0% | 0.00% | 0.0% | |
| SLTC | SELECTICA INC DELCOM NEWstock | $4,000 | -20.0% | 700 | 0.0% | 0.00% | 0.0% | |
| BBG | BARRETT BILL CORPCOMstock | $4,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| VRX | VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021stock | $6,000 | +20.0% | 26 | 0.0% | 0.00% | 0.0% | |
| AEO | AMERICAN EAGLEOUTFITTERS INC NEWCOMstock | $2,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| AMBC | AMBAC FINL GROUP INCCOM NEWstock | $3,000 | -40.0% | 200 | 0.0% | 0.00% | -50.0% | |
| FTR | FRONTIERCOMMUNICATIONS CORPCOMstock | $2,000 | -33.3% | 439 | 0.0% | 0.00% | 0.0% | |
| ZG | ZILLOW GROUP INCCL Astock | $2,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| APC | ANADARKO PETE CORPCOMstock | $2,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| ENZ | ENZO BIOCHEM INCstock | $1,000 | 0.0% | 242 | 0.0% | 0.00% | – | |
| ZAZA | ZAZA ENERGY CORPCOM NEWstock | $0 | -100.0% | 500 | 0.0% | 0.00% | – | |
| FICO | FAIR ISAACCORPORATION COMstock | $0 | – | 3 | 0.0% | 0.00% | – | |
| BVSN | BROADVISION INC COMPARstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| AMAT | APPLIED MATERIALSINCstock | $0 | – | 12 | 0.0% | 0.00% | – | |
| CVE | CENOVUS ENERGY INCCOMISIN#CA15135U1093stock | $0 | – | 4 | 0.0% | 0.00% | – | |
| UBSI | UNITED BANKSHARESINC W VA COMstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| ISIL | INTERSIL CORP CL Astock | $0 | – | 1 | 0.0% | 0.00% | – | |
| RRD | R R DONNELLEY & SONSCO COMstock | $0 | – | 3 | 0.0% | 0.00% | – | |
| EVV | EATON VANCE LTDDURATION INCOME FDCOMstock | $0 | – | 2 | 0.0% | 0.00% | – | |
| SYMC | SYMANTEC CORPstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| KND | KINDRED HEALTHCAREINC COMstock | $0 | – | 7 | 0.0% | 0.00% | – | |
| PGNPQ | PARAGON OFFSHORE PLCSHSISIN#GB00BMTS0J78stock | $0 | – | 266 | 0.0% | 0.00% | – | |
| SIRI | SIRIUS XM HLDGS INCCOMstock | $0 | – | 9 | 0.0% | 0.00% | – | |
| STRS | STRATUS PPTYS INCCOM NEWstock | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| CRC | CALIFORNIA RES CORPCOMstock | $1,000 | -50.0% | 220 | 0.0% | 0.00% | -100.0% | |
| GDXJ | MARKET VECTORS ETFTR JR GOLD MINERSETF NEWstock | $1,000 | 0.0% | 35 | 0.0% | 0.00% | – | |
| LF | LEAPFROG ENTERPRISESINC CL Astock | $0 | – | 5 | 0.0% | 0.00% | – | |
| LH | LABORATORY CORP AMERHLDGS COM NEWstock | $0 | – | 2 | 0.0% | 0.00% | – | |
| LBTYK | LIBERTY GLOBAL PLCSHS CL CISIN#GB00B8W67B19stock | $0 | – | 2 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-08-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.