$260 Million is the total value of Cowen Prime Services LLC's 319 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 15.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AEP | AMERICAN ELECTRIC POWER CO INCstock | $2,232,000 | +7.8% | 47,750 | 0.0% | 0.86% | +6.3% | |
| PTC | PTC INCstock | $2,228,000 | +24.3% | 62,950 | 0.0% | 0.86% | +22.6% | |
| LIFE | LIFE TECHNOLOGIES CORPORATIONstock | $1,440,000 | +1.3% | 19,000 | 0.0% | 0.55% | -0.2% | |
| EPD | ENTERPRISE PRODUCTS PARTNERSstock | $1,406,000 | +8.7% | 21,200 | 0.0% | 0.54% | +7.1% | |
| CVX | CHEVRON CORPORATIONstock | $1,187,000 | +2.9% | 9,500 | 0.0% | 0.46% | +1.6% | |
| PPG | PPG INDUSTRIES INCstock | $739,000 | +13.5% | 3,896 | 0.0% | 0.28% | +11.8% | |
| DTSI | DTS INCstock | $671,000 | +13.9% | 28,044 | 0.0% | 0.26% | +12.2% | |
| VOD | VODAFONE GROUP PLCstock | $656,000 | +11.6% | 16,700 | 0.0% | 0.25% | +10.0% | |
| BRCD | BROCADE COMMUNICATIONS SYS INCstock | $646,000 | +10.1% | 72,875 | 0.0% | 0.25% | +8.3% | |
| GTATQ | GT ADVANCED TECHNOLOGIES INCstock | $565,000 | +2.5% | 64,800 | 0.0% | 0.22% | +0.9% | |
| BMY | BRISTOL MYERS SQUIBB COstock | $505,000 | +14.8% | 9,500 | 0.0% | 0.19% | +12.8% | |
| VCBI | VIRGINIA COMM BANCORP INCstock | $442,000 | +9.1% | 26,000 | 0.0% | 0.17% | +7.6% | |
| AAPL | APPLE INC COMstock | $378,000 | +16.3% | 674 | 0.0% | 0.14% | +14.2% | |
| MET | METLIFE INCstock | $321,000 | +15.1% | 5,950 | 0.0% | 0.12% | +12.8% | |
| DCP | DCP MIDSTREAM PARTNERS LPstock | $307,000 | +1.3% | 6,100 | 0.0% | 0.12% | 0.0% | |
| STSA | STERLING FINANCIAL CORPORATIONstock | $306,000 | +19.1% | 8,980 | 0.0% | 0.12% | +18.0% | |
| IR | INGERSOLL RAND PLCstock | $308,000 | -5.2% | 5,000 | 0.0% | 0.12% | -7.1% | |
| NRC | NATIONAL RESEARCH CORPORATIONstock | $305,000 | 0.0% | 16,200 | 0.0% | 0.12% | -1.7% | |
| COP | CONOCOPHILLIPSstock | $290,000 | +1.8% | 4,100 | 0.0% | 0.11% | +0.9% | |
| REGN | REGENERON PHARMACEUTICALS INCstock | $275,000 | -12.1% | 1,000 | 0.0% | 0.11% | -13.1% | |
| CSE | CAPITALSOURCE INCstock | $253,000 | +21.1% | 17,625 | 0.0% | 0.10% | +18.3% | |
| SMSI | SMITH MICRO SOFTWARE INCstock | $245,000 | +64.4% | 165,331 | 0.0% | 0.09% | +62.1% | |
| OXY | OCCIDENTAL PETE CORPstock | $243,000 | +1.7% | 2,550 | 0.0% | 0.09% | 0.0% | |
| NGLS | TARGA RESOURCES PARTNERS LPstock | $194,000 | +2.1% | 3,700 | 0.0% | 0.08% | +1.4% | |
| WEC | WISCONSIN ENERGY CORPstock | $186,000 | +2.2% | 4,500 | 0.0% | 0.07% | +1.4% | |
| NSC | NORFOLK SOUTHERN CORPstock | $186,000 | +20.0% | 2,000 | 0.0% | 0.07% | +20.0% | |
| CHYR | CHYRONHEGO CORPORATIONstock | $183,000 | +38.6% | 86,239 | 0.0% | 0.07% | +34.6% | |
| UPS | UNITED PARCEL SVCINC CL Bstock | $176,000 | +15.0% | 1,676 | 0.0% | 0.07% | +13.3% | |
| MKL | MARKEL CORP HOLDING COstock | $174,000 | +12.3% | 300 | 0.0% | 0.07% | +11.7% | |
| D | DOMINION RESOURCES INC VA NEWstock | $162,000 | +3.8% | 2,500 | 0.0% | 0.06% | +1.6% | |
| GIS | GENERAL MILLS INCstock | $140,000 | +4.5% | 2,800 | 0.0% | 0.05% | +3.8% | |
| NVO | NOVO NORDISK A/S-ADRstock | $139,000 | +9.4% | 750 | 0.0% | 0.05% | +6.0% | |
| YHOO | YAHOO INCstock | $136,000 | +22.5% | 3,356 | 0.0% | 0.05% | +20.9% | |
| TXN | TEXAS INSTRUMENTS INCORPORATEDstock | $132,000 | +9.1% | 3,012 | 0.0% | 0.05% | +8.5% | |
| CAT | CATERPILLAR INCstock | $127,000 | +8.5% | 1,400 | 0.0% | 0.05% | +6.5% | |
| TBF | PROSHARES TRSHORT 20+ YR TREASETFstock | $126,000 | +2.4% | 3,825 | 0.0% | 0.05% | 0.0% | |
| ARAY | ACCURAY INCORPORATEDstock | $124,000 | +18.1% | 14,200 | 0.0% | 0.05% | +17.1% | |
| PM | PHILIP MORRIS INTERNATIONALstock | $122,000 | +0.8% | 1,400 | 0.0% | 0.05% | 0.0% | |
| GSK | GLAXOSMITHKLINE PLCstock | $107,000 | +7.0% | 2,000 | 0.0% | 0.04% | +5.1% | |
| KMB | KIMBERLY CLARK CORPstock | $104,000 | +10.6% | 1,000 | 0.0% | 0.04% | +8.1% | |
| GOOGL | GOOGLE INC CL Astock | $101,000 | +27.8% | 90 | 0.0% | 0.04% | +25.8% | |
| EMR | EMERSON ELECTRIC COstock | $98,000 | +7.7% | 1,400 | 0.0% | 0.04% | +5.6% | |
| NOC | NORTHROP GRUMMAN CORPstock | $92,000 | +21.1% | 800 | 0.0% | 0.04% | +16.7% | |
| ECL | ECOLAB INCstock | $83,000 | +5.1% | 800 | 0.0% | 0.03% | +3.2% | |
| SLB | SCHLUMBERGER LTDstock | $75,000 | +1.4% | 835 | 0.0% | 0.03% | 0.0% | |
| SRE | SEMPRA ENERGYstock | $72,000 | +5.9% | 800 | 0.0% | 0.03% | +3.7% | |
| LMT | LOCKHEED MARTIN CORPstock | $74,000 | +15.6% | 500 | 0.0% | 0.03% | +12.0% | |
| SU | SUNCOR ENERGY INCstock | $70,000 | -1.4% | 2,000 | 0.0% | 0.03% | -3.6% | |
| UL | UNILEVER PLCstock | $68,000 | +7.9% | 1,645 | 0.0% | 0.03% | +4.0% | |
| HP | HELMERICH & PAYNE INCstock | $67,000 | +21.8% | 800 | 0.0% | 0.03% | +23.8% | |
| MO | ALTRIA GROUP INCstock | $65,000 | +12.1% | 1,700 | 0.0% | 0.02% | +8.7% | |
| SYY | SYSCO CORPstock | $65,000 | +14.0% | 1,800 | 0.0% | 0.02% | +13.6% | |
| LEN | LENNAR CORPstock | $59,000 | +11.3% | 1,500 | 0.0% | 0.02% | +9.5% | |
| SNY | SANOFIstock | $54,000 | +5.9% | 1,000 | 0.0% | 0.02% | +5.0% | |
| BMO | BANK OF MONTREALstock | $50,000 | 0.0% | 753 | 0.0% | 0.02% | -5.0% | |
| CALL LNG 01/17/15 30 | $46,000 | +84.0% | 30 | 0.0% | 0.02% | +80.0% | ||
| FB | FACEBOOK INC CL Astock | $43,000 | +7.5% | 800 | 0.0% | 0.02% | +6.2% | |
| TICC | TICC CAPITAL CORPstock | $43,000 | +4.9% | 4,200 | 0.0% | 0.02% | +6.2% | |
| ETFC | E TRADE FINANCIAL CORPORATIONstock | $39,000 | +18.2% | 2,000 | 0.0% | 0.02% | +15.4% | |
| APA | APACHE CORPstock | $39,000 | +2.6% | 450 | 0.0% | 0.02% | 0.0% | |
| GPS | GAP INCstock | $40,000 | -2.4% | 1,022 | 0.0% | 0.02% | -6.2% | |
| SYT | SYNGENTA AGstock | $40,000 | -2.4% | 500 | 0.0% | 0.02% | -6.2% | |
| BACPRL | BANK OF AMERICApref stock | $37,000 | -2.6% | 35 | 0.0% | 0.01% | -6.7% | |
| XIN | XINYUAN REAL ESTATE CO LTDstock | $27,000 | -10.0% | 5,000 | 0.0% | 0.01% | -16.7% | |
| EOG | EOG RES INCstock | $25,000 | 0.0% | 150 | 0.0% | 0.01% | 0.0% | |
| AXP | AMERICAN EXPRESS COMPANYstock | $21,000 | +23.5% | 230 | 0.0% | 0.01% | +14.3% | |
| BKCC | BLACKROCK KELSO CAPstock | $19,000 | -5.0% | 2,068 | 0.0% | 0.01% | -12.5% | |
| HSBCPRA | HSBC HOLDINGS PLC ADSpref stock | $19,000 | 0.0% | 775 | 0.0% | 0.01% | 0.0% | |
| GLD | SPDR GOLD TRstock | $19,000 | -9.5% | 160 | 0.0% | 0.01% | -12.5% | |
| GLW | CORNING INCstock | $18,000 | +20.0% | 1,000 | 0.0% | 0.01% | +16.7% | |
| C | CITIGROUP INCstock | $16,000 | +6.7% | 300 | 0.0% | 0.01% | 0.0% | |
| AXAS | ABRAXAS PETROLEUM CORPstock | $16,000 | +23.1% | 5,000 | 0.0% | 0.01% | +20.0% | |
| ADP | AUTOMATIC DATAPROCESSING INC COMstock | $16,000 | +6.7% | 201 | 0.0% | 0.01% | 0.0% | |
| ORCL | ORACLE CORPORATIONstock | $15,000 | +15.4% | 394 | 0.0% | 0.01% | +20.0% | |
| AEG | AEGON NVstock | $14,000 | +27.3% | 1,465 | 0.0% | 0.01% | +25.0% | |
| DUC | DUFF & PHELPS UTILITY &pref stock | $10,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| NLY | ANNALY CAPITAL MANAGEMENT INCstock | $11,000 | -15.4% | 1,136 | 0.0% | 0.00% | -20.0% | |
| ALE | ALLETE INCstock | $8,000 | 0.0% | 166 | 0.0% | 0.00% | 0.0% | |
| AIG | AMERICAN INTERNATIONAL GROUPstock | $7,000 | +16.7% | 130 | 0.0% | 0.00% | +50.0% | |
| BIDU | BAIDU INCstock | $9,000 | +12.5% | 50 | 0.0% | 0.00% | 0.0% | |
| BAX | BAXTER INTL INC COMstock | $8,000 | +14.3% | 113 | 0.0% | 0.00% | 0.0% | |
| CBZ | CBIZ INCstock | $9,000 | +28.6% | 1,000 | 0.0% | 0.00% | 0.0% | |
| PRKR | PARKERVISION INCstock | $9,000 | +28.6% | 2,000 | 0.0% | 0.00% | 0.0% | |
| TSLA | TESLA MOTORS INCstock | $8,000 | -20.0% | 50 | 0.0% | 0.00% | -25.0% | |
| VPRT | VISTAPRINT NVstock | $6,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| NRF | NORTHSTAR REALTY FINANCE CORPstock | $5,000 | +25.0% | 400 | 0.0% | 0.00% | 0.0% | |
| CX | CEMEX SAB DE CVstock | $4,000 | 0.0% | 343 | 0.0% | 0.00% | 0.0% | |
| HPQ | HEWLETT PACKARD COstock | $6,000 | +50.0% | 200 | 0.0% | 0.00% | 0.0% | |
| ACG | ALLIANCEBERNSTEIN INCOME FUNDpref stock | $5,000 | 0.0% | 700 | 0.0% | 0.00% | 0.0% | |
| 4305PS | ALCATEL LUCENTSPON ADRstock | $4,000 | 0.0% | 1,010 | 0.0% | 0.00% | 0.0% | |
| SLTC | SELECTICA INCstock | $4,000 | 0.0% | 700 | 0.0% | 0.00% | 0.0% | |
| VRX | VALEANT PHARMACEUTICALSstock | $3,000 | 0.0% | 26 | 0.0% | 0.00% | 0.0% | |
| FTR | FRONTIER COMMUNICATIONS CORPstock | $2,000 | 0.0% | 439 | 0.0% | 0.00% | 0.0% | |
| RIO | RIO TINTO PLCstock | $3,000 | 0.0% | 52 | 0.0% | 0.00% | 0.0% | |
| APC | ANADARKO PETROLEUM CORPstock | $2,000 | -33.3% | 30 | 0.0% | 0.00% | 0.0% | |
| GDXJ | MARKET VECTORS ETF TRstock | $3,000 | -25.0% | 110 | 0.0% | 0.00% | -50.0% | |
| ITT | ITT CORP NEW COM NEWstock | $2,000 | +100.0% | 37 | 0.0% | 0.00% | – | |
| LBTYK | LIBERTY GLOBAL PLCstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| MNKKQ | MALLINCKRODT PUB LTD COstock | $0 | – | 5 | 0.0% | 0.00% | – | |
| AEO | AMERICAN EAGLE OUTFITTERS INCstock | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ANRZQ | ALPHA NATURAL RESOURCES INCstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| CVE | CENOVUS ENERGY INCstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| SYMC | SYMANTEC CORPORATIONstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| STRS | STRATUS PROPERTIES INCstock | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| UNH | UNITEDHEALTH GROUP INCstock | $0 | – | 2 | 0.0% | 0.00% | – | |
| LF | LEAPFROG ENTERPRISES INCstock | $0 | – | 5 | 0.0% | 0.00% | – | |
| LH | LABORATORY CORP AMER HLDGSstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| JNPR | JUNIPER NETWORKSstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| MBB | ISHARES TR MBS ETFstock | $1,000 | 0.0% | 5 | 0.0% | 0.00% | – | |
| ISIL | INTERSIL CORPORATION CL Astock | $0 | – | 1 | 0.0% | 0.00% | – | |
| WPZ | WILLIAMS PARTNERS L Pstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| FICO | FAIR ISAAC INCstock | $0 | – | 3 | 0.0% | 0.00% | – | |
| XLS | EXELIS INC COMstock | $1,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| ENZ | ENZO BIOCHEM INCstock | $1,000 | 0.0% | 242 | 0.0% | 0.00% | – | |
| EVV | EATON VANCE LIMITED DURATIONpref stock | $0 | – | 2 | 0.0% | 0.00% | – | |
| RRD | R R DONNELLEY & SONS COstock | $0 | – | 3 | 0.0% | 0.00% | – | |
| TEN | TENNECO INCstock | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| BVSN | BROADVISION INCstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| AMAT | APPLIED MATERIALS INCstock | $0 | – | 12 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.