Cowen Prime Services LLC - Q4 2013 holdings

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$260 Million is the total value of Cowen Prime Services LLC's 319 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 77.1% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
LIOX BuyLIONBRIDGE TECHNOLOGIES INCstock$20,959,000
+70.9%
3,516,635
+5.8%
8.06%
+68.4%
DMRC BuyDIGIMARC CORPORATIONstock$17,962,000
+1.7%
932,618
+6.6%
6.91%
+0.2%
BIRT BuyACTUATE CORPORATIONstock$12,614,000
+61.2%
1,636,000
+53.6%
4.85%
+58.8%
PRGX BuyPRGX GLOBAL INCstock$11,785,000
+29.0%
1,753,650
+20.1%
4.53%
+27.1%
REIS BuyREIS INCstock$10,853,000
+43.0%
564,400
+20.1%
4.18%
+41.0%
WIFI BuyBOINGO WIRELESS INCstock$6,379,000
+110.9%
995,200
+130.3%
2.45%
+107.8%
WMB BuyWILLIAMS COMPANIES INCstock$5,319,000
+36.2%
137,900
+28.4%
2.05%
+34.3%
PCL BuyPLUM CREEK TIMBER COINC COMstock$5,236,000
+16.9%
112,567
+17.7%
2.01%
+15.2%
SNMX BuySENOMYX INCstock$4,573,000
+65.3%
903,786
+15.3%
1.76%
+62.9%
CLDT BuyCHATHAM LODGING TRCOMstock$4,390,000
+31.8%
214,700
+15.1%
1.69%
+29.9%
TEVA BuyTEVA PHARMACEUTICAL INDS LTDstock$4,139,000
+7.6%
103,264
+1.4%
1.59%
+6.0%
LMNX BuyLUMINEX CORP DELstock$3,276,000
+1.5%
168,875
+4.6%
1.26%0.0%
VTSS BuyVITESSE SEMICONDUCTOR CORPstock$3,132,000
+91.1%
1,072,500
+99.0%
1.20%
+88.3%
AON BuyAON PLCstock$2,399,000
+24.9%
28,600
+10.9%
0.92%
+23.1%
BG BuyBUNGE LTDstock$2,254,000
+37.2%
27,450
+26.8%
0.87%
+35.3%
VPHM BuyVIROPHARMA INCstock$1,446,000
+821.0%
29,000
+625.0%
0.56%
+811.5%
GIVN NewGIVEN IMAGINGstock$1,113,000–37,000
+100.0%
0.43%–
LSI BuyLSI CORPORATIONstock$1,010,000–91,502
+4575000.0%
0.39%–
JONE NewJONES ENERGY INCstock$937,000–64,700
+100.0%
0.36%–
KFN NewKKR FINANCIAL HOLDINGS LLCstock$884,000–72,557
+100.0%
0.34%–
JNY BuyTHE JONES GROUP INCstock$881,000
+1368.3%
58,911
+1372.8%
0.34%
+1373.9%
SONS BuySONUS NETWORKS INCstock$842,000
-4.8%
267,300
+1.9%
0.32%
-6.1%
PVR NewPVR PARTNERS L Pstock$803,000–29,947
+100.0%
0.31%–
CEVA BuyCEVA INCstock$801,000
+32.8%
52,600
+50.5%
0.31%
+31.1%
EXXIQ BuyENERGY XXI BERMUDA LIMITEDstock$790,000
+45.2%
29,200
+62.2%
0.30%
+43.4%
TWC NewTIME WARNER CABLE INCstock$759,000–5,600
+100.0%
0.29%–
ANEN NewANAREN INCstock$700,000–25,000
+100.0%
0.27%–
HITK NewHI-TECH PHARMACAL CO INCstock$622,000–14,340
+100.0%
0.24%–
JPM BuyJP MORGAN CHASE &CO COMstock$475,000
+13.1%
8,120
+0.0%
0.18%
+11.6%
GDV BuyGABELLI DIVIDEND & INCOME FUNDpref stock$443,000
+48.7%
20,000
+33.3%
0.17%
+46.6%
PACT NewPACTERA TECHNOLOGY INTL LTDstock$429,000–60,000
+100.0%
0.16%–
ASIA NewASIAINFO-LINKAGE INCstock$425,000–35,550
+100.0%
0.16%–
NEOG BuyNEOGEN CORPstock$411,000
+12.9%
9,000
+50.0%
0.16%
+11.3%
COLE NewCOLE REAL ESTATE INVESTMENTSstock$398,000–28,315
+100.0%
0.15%–
HCA NewHCA HOLDINGS INCstock$396,000–8,300
+100.0%
0.15%–
SCD BuyLMP CAPITAL AND INCOME FUNDpref stock$395,000
+33.0%
25,000
+25.0%
0.15%
+31.0%
EXAR BuyEXAR CORPORATIONstock$343,000
-5.8%
29,112
+7.4%
0.13%
-7.0%
ABBV BuyABBVIE INCCOMstock$279,000
+17.7%
5,286
+0.1%
0.11%
+15.1%
FORM NewFORMFACTOR INCstock$262,000–43,622
+100.0%
0.10%–
GILD BuyGILEAD SCIENCES INCstock$225,000
+78.6%
3,000
+50.0%
0.09%
+77.6%
EFC NewELLINGTON FINANCIAL LLCstock$227,000–10,000
+100.0%
0.09%–
GDX BuyMARKET VECTORS ETF TRUSTstock$201,000
+224.2%
9,500
+271.1%
0.08%
+220.8%
CVS BuyCVS CAREMARK CORPORATIONstock$172,000
+25.5%
2,403
+0.1%
0.07%
+24.5%
COPX NewGLOBAL X FDSstock$165,000–17,600
+100.0%
0.06%–
NVEC BuyNVE CORPORATIONstock$164,000
+30.2%
2,809
+14.2%
0.06%
+28.6%
BRE NewBRE PROPERTIES INCstock$164,000–3,000
+100.0%
0.06%–
B108PS NewACTAVIS PLCstock$162,000–964
+100.0%
0.06%–
BMRN BuyBIOMARIN PHARMACEUTICAL INCstock$141,000
+95.8%
2,000
+100.0%
0.05%
+92.9%
CMCSA BuyCOMCAST CORP CL Astock$114,000
+14.0%
2,200
+0.4%
0.04%
+12.8%
TFCO NewTUFCO TECHNOLOGIES INCstock$96,000–15,786
+100.0%
0.04%–
BIN NewPROGRESSIVE WASTE SOLUTIONSstock$83,000–3,350
+100.0%
0.03%–
ALLE NewALLEGION PUBLIC LIMITEDstock$74,000–1,665
+100.0%
0.03%–
BRT BuyBRT REALTY TRUST SBI-NEWstock$70,000
+191.7%
9,868
+198.7%
0.03%
+200.0%
KMDA NewKAMADA LTD SHSstock$64,000–4,300
+100.0%
0.02%–
CYTR NewCYTRX CORP COM PAR $001stock$65,000–10,350
+100.0%
0.02%–
RDSA BuyROYAL DUTCH SHELL PLCstock$66,000
+10.0%
933
+1.3%
0.02%
+8.7%
CPRX NewCATALYSTPHARMACEUTICALPARTNERS INC COMstock$59,000–30,000
+100.0%
0.02%–
ILMN NewILLUMINA INCstock$55,000–500
+100.0%
0.02%–
AYR NewAIRCASTLE LTD SHSstock$55,000–2,850
+100.0%
0.02%–
WSH NewWILLIS GROUP HLDGSPUBLIC LTD COSHSstock$55,000–1,225
+100.0%
0.02%–
TSRA NewTESSERA TECHNOLOGIESINC COMstock$44,000–2,250
+100.0%
0.02%–
AMOV BuyAMERICA MOVIL SAB DEC V SPONSORED ADRREPSTG SER A SHSstock$38,000
+15.2%
1,625
+0.7%
0.02%
+15.4%
NEBLQ NewNOBLE CORP PLCstock$30,000–800
+100.0%
0.01%–
USB BuyUS BANCORP DELCOMstock$29,000
+11.5%
709
+0.6%
0.01%
+10.0%
ELX NewEMULEX CORP COM NEWstock$25,000–3,500
+100.0%
0.01%–
CAFI NewCAMCO FINANCIAL CORPstock$20,000–2,996
+100.0%
0.01%–
DD BuyDU PONT E I DENEMOURS & CO COMstock$20,000
+11.1%
305
+1.0%
0.01%
+14.3%
RSG NewREPUBLIC SVCS INCCOMstock$17,000–500
+100.0%
0.01%–
MOS BuyMOSAIC CO NEW COMstock$19,000
+5.6%
405
+0.7%
0.01%0.0%
QCOM BuyQUALCOMM INCstock$17,000
+13.3%
222
+0.5%
0.01%
+16.7%
RIG BuyTRANSOCEAN LTDstock$18,000
+12.5%
359
+1.1%
0.01%
+16.7%
ARIA NewARIADPHARMACEUTICALS INCstock$14,000–2,000
+100.0%
0.01%–
MTSI NewM/A-COM TECHNOLOGY SOLUTIONSstock$14,000–831
+100.0%
0.01%–
PFF BuyISHARES TR S&P U SPFD STK INDEX FDstock$12,0000.0%334
+1.5%
0.01%0.0%
F113PS BuyCOVIDIEN PLCSHS NEWstock$14,000
+7.7%
207
+0.5%
0.01%0.0%
LLL BuyL 3 COMMUNICATIONSHLDGS INC COMstock$11,000
+10.0%
102
+1.0%
0.00%0.0%
ED BuyCONSOLIDATED EDISONINC COMstock$11,0000.0%204
+1.0%
0.00%0.0%
ORBK NewORBOTECH LTDORD SHSstock$7,000–500
+100.0%
0.00%–
SE BuySPECTRA ENERGY CORPCOMstock$4,0000.0%102
+1.0%
0.00%0.0%
FCX BuyFREEPORT-MCMORANCOPPER & GOLD INCCL Bstock$6,000
+20.0%
153
+0.7%
0.00%0.0%
XYL BuyXYLEM INC COMstock$3,000
+50.0%
76
+1.3%
0.00%0.0%
AIXNY NewAIXTRON SEstock$3,000–200
+100.0%
0.00%–
CAH BuyCARDINAL HEALTH INCCOMstock$3,0000.0%49
+2.1%
0.00%0.0%
SIRI NewSIRIUS XM HOLDINGS INCstock$1,000–244
+100.0%
0.00%–
XRT NewSPDR SER TRstock$0–0
+100.0%
0.00%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2014-02-13
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
PDF SOLUTIONS INCCOM33Q2 202124.5%
DIGIMARC CORPORATION33Q2 202115.5%
PFIZER INC COM33Q2 20213.1%
LUMINEX CORP DEL COM33Q2 20213.6%
TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US881624209833Q2 20214.0%
TRANSACTTECHNOLOGIES INC COM33Q2 20214.0%
PTC INC COM33Q2 20211.3%
JOHNSON & JOHNSONCOM33Q2 20212.2%
3-D SYSTEMS CORP-DEL33Q2 20212.0%
ENTERPRISE PRODUCTS PARTNERS33Q2 20211.0%

View Cowen Prime Services LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Cowen Prime Services LLC Q4 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
NEPHROS INCSold outFebruary 10, 202200.0%
NEPHROS INCSold outFebruary 10, 202200.0%
NEPHROS INCSold outFebruary 10, 202200.0%
NEPHROS INCSold outFebruary 10, 202200.0%
NEPHROS INCSold outFebruary 10, 202200.0%
ARI NETWORK SERVICES INC /WISold outJanuary 29, 201800.0%
Digimarc CORPFebruary 10, 2017369,4043.5%
INTERMOLECULAR INCSold outFebruary 10, 201700.0%
Reis, Inc.February 10, 2017354,9003.1%
TRANSACT TECHNOLOGIES INCFebruary 10, 2017228,9863.1%

View Cowen Prime Services LLC's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G2022-02-10
SC 13G2022-02-10
SC 13G2022-02-10
SC 13G2022-02-10
SC 13G2022-02-10
13F-HR2021-07-16
13F-HR2021-04-27
SC 13G2021-02-16
13F-HR2021-01-27
SC 13G2021-01-27

View Cowen Prime Services LLC's complete filings history.

All filings

View complete filings history.

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