Cowen Prime Services LLC - Q3 2013 holdings

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$256 Million is the total value of Cowen Prime Services LLC's 290 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 17.6% .

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 Value Shares↓ Weighting
GE  GENERAL ELECTRIC COstock$2,845,000
+2.4%
119,0750.0%1.11%
-4.1%
AEP  AMERICAN ELEC PWR INCstock$2,070,000
-2.5%
47,7500.0%0.81%
-8.7%
PTC  PTC INCstock$1,792,000
+13.2%
62,9500.0%0.70%
+5.9%
LIFE  LIFE TECHNOLOGIES CORPstock$1,422,000
+1.1%
19,0000.0%0.56%
-5.3%
CVX  CHEVRON CORP NEWstock$1,154,000
+2.0%
9,5000.0%0.45%
-4.5%
AVY  AVERY DENNISON CORPstock$1,040,0000.0%23,9000.0%0.41%
-6.2%
SONS  SONUS NETWORKS INCstock$884,000
+11.9%
262,3000.0%0.34%
+4.9%
WCRX  WARNER CHILCOTT PLC IRELANDstock$757,000
+16.5%
33,0000.0%0.30%
+8.9%
PPG  PPG INDS INCstock$651,000
+12.6%
3,8960.0%0.25%
+5.4%
WMS  WMS INDS INCstock$610,000
+1.2%
23,5000.0%0.24%
-5.2%
DTSI  DTS INCstock$589,000
-0.8%
28,0440.0%0.23%
-7.3%
DOW  DOW CHEM COstock$576,000
+18.0%
15,0000.0%0.22%
+10.8%
NVE  NV ENERGY INCstock$425,000
+0.7%
18,0000.0%0.17%
-5.7%
JPM  JPMORGAN CHASE & COstock$420,000
-1.4%
8,1190.0%0.16%
-7.9%
VCBI  VIRGINIA COMM BANCORP INCstock$405,000
+10.4%
26,0000.0%0.16%
+3.3%
NEOG  NEOGEN CORPstock$364,000
+7.7%
6,0000.0%0.14%
+0.7%
IR  INGERSOLL-RAND PLCstock$325,000
+15.7%
5,0000.0%0.13%
+8.5%
REGN  REGENERON PHARMACEUTICALSstock$313,000
+36.1%
1,0000.0%0.12%
+27.1%
IBM  INTERNATIONAL BUSINESS MACHSstock$308,000
-3.1%
1,6620.0%0.12%
-9.8%
NRC  NATIONAL RESH CORPstock$305,000
+9.7%
16,2000.0%0.12%
+2.6%
DCP  DCP MIDSTREAM PARTNERS LPstock$303,000
-10.6%
6,1000.0%0.12%
-16.3%
MET  METLIFE INCstock$279,000
+0.7%
5,9500.0%0.11%
-5.2%
EVT  EATON VANCE TAX ADVT DIV INCpref stock$270,000
-1.5%
15,0000.0%0.10%
-7.9%
VHS  VANGUARD HEALTH SYS INCstock$231,000
+0.9%
11,0000.0%0.09%
-5.3%
4945SC  KINDER MORGAN ENERGY PARTNERstock$200,000
-7.8%
2,5000.0%0.08%
-13.3%
NGLS  TARGA RESOURCES PARTNERS LPstock$190,000
-1.6%
3,7000.0%0.07%
-7.5%
WEC  WISCONSIN ENERGY CORPstock$182,000
+0.6%
4,5000.0%0.07%
-5.3%
PQ  PETROQUEST ENERGY INCstock$168,000
-1.8%
42,0000.0%0.07%
-7.0%
D  DOMINION RES INC VA NEWstock$156,000
+10.6%
2,5000.0%0.06%
+3.4%
MKL  MARKEL CORPstock$155,000
-1.9%
3000.0%0.06%
-9.1%
NSC  NORFOLK SOUTHERN CORPstock$155,000
+6.9%
2,0000.0%0.06%0.0%
PAYX  PAYCHEX INCstock$142,000
+10.9%
3,5000.0%0.06%
+3.8%
LGCY  LEGACY RESERVES LPstock$135,000
-0.7%
5,0000.0%0.05%
-7.0%
CHYR  CHYRONHEGO CORPstock$132,000
+9.1%
86,2390.0%0.05%
+4.0%
GIS  GENERAL MLS INCstock$134,000
-2.2%
2,8000.0%0.05%
-8.8%
NVO  NOVO-NORDISK A Sstock$127,000
+6.7%
7500.0%0.05%0.0%
TXN  TEXAS INSTRS INCstock$121,000
+14.2%
3,0120.0%0.05%
+6.8%
PM  PHILIP MORRIS INTL INCstock$121,000
-1.6%
1,4000.0%0.05%
-7.8%
CAT  CATERPILLAR INC DELstock$117,000
+0.9%
1,4000.0%0.05%
-4.2%
YHOO  YAHOO INCstock$111,000
+30.6%
3,3560.0%0.04%
+22.9%
GSK  GLAXOSMITHKLINE PLCstock$100,0000.0%2,0000.0%0.04%
-7.1%
EMR  EMERSON ELEC COstock$91,000
+18.2%
1,4000.0%0.04%
+12.5%
GOOGL  GOOGLE INCstock$79,000
-1.2%
900.0%0.03%
-6.1%
BAC  BANK OF AMERICA CORPORATIONstock$80,000
+8.1%
5,7610.0%0.03%0.0%
ECL  ECOLAB INCstock$79,000
+14.5%
8000.0%0.03%
+6.9%
NOC  NORTHROP GRUMMAN CORPstock$76,000
+13.4%
8000.0%0.03%
+7.1%
SLB  SCHLUMBERGER LTDstock$74,000
+21.3%
8350.0%0.03%
+16.0%
SU  SUNCOR ENERGY INC NEWstock$71,000
+20.3%
2,0000.0%0.03%
+12.0%
SRE  SEMPRA ENERGYstock$68,000
+6.2%
8000.0%0.03%0.0%
LMT  LOCKHEED MARTIN CORPstock$64,000
+18.5%
5000.0%0.02%
+8.7%
UL  UNILEVER PLCstock$63,000
-6.0%
1,6450.0%0.02%
-10.7%
SDOCQ  SANDRIDGE ENERGY INCstock$64,000
+20.8%
11,0000.0%0.02%
+13.6%
SYY  SYSCO CORPstock$57,000
-8.1%
1,8000.0%0.02%
-15.4%
HP  HELMERICH & PAYNE INCstock$55,000
+7.8%
8000.0%0.02%0.0%
SNY  SANOFIstock$51,000
-1.9%
1,0000.0%0.02%
-9.1%
BMO  BANK MONTREAL QUEstock$50,000
+13.6%
7530.0%0.02%
+11.1%
SYT  SYNGENTA AGstock$41,000
+5.1%
5000.0%0.02%0.0%
TICC  TICC CAPITAL CORPstock$41,0000.0%4,2000.0%0.02%
-5.9%
APA  APACHE CORPstock$38,000
+2.7%
4500.0%0.02%0.0%
FTNT  FORTINET INCstock$38,000
+18.8%
1,8000.0%0.02%
+15.4%
BACPRL  BANK OF AMERICA CORPORATIONpref stock$38,000
-2.6%
350.0%0.02%
-6.2%
ETFC  E TRADE FINANCIAL CORPstock$33,000
+26.9%
2,0000.0%0.01%
+18.2%
XIN  XINYUAN REAL ESTATE CO LTDstock$30,000
+42.9%
5,0000.0%0.01%
+33.3%
EOG  EOG RES INCstock$25,000
+25.0%
1500.0%0.01%
+25.0%
BRT  BRT RLTY TRstock$24,0000.0%3,3040.0%0.01%
-10.0%
BKCC  BLACKROCK KELSO CAPITAL CORPstock$20,0000.0%2,0680.0%0.01%0.0%
RWM  PROSHARES TRstock$18,000
-10.0%
1,0000.0%0.01%
-12.5%
AXP  AMERICAN EXPRESS COstock$17,0000.0%2300.0%0.01%0.0%
HSBCPRA  HSBC HLDGS PLCpref stock$19,0000.0%7750.0%0.01%
-12.5%
C  CITIGROUP INCstock$15,000
+7.1%
3000.0%0.01%0.0%
GLW  CORNING INCstock$15,000
+7.1%
1,0000.0%0.01%0.0%
ORCL  ORACLE CORPstock$13,000
+8.3%
3940.0%0.01%0.0%
NLY  ANNALY CAP MGMT INCstock$13,000
-7.1%
1,1360.0%0.01%
-16.7%
LLL  L-3 COMMUNICATIONS HLDGS INCstock$10,000
+11.1%
1010.0%0.00%0.0%
IMUC  IMMUNOCELLULAR THERAPEUTICSstock$7,000
+40.0%
2,5000.0%0.00%
+50.0%
PRKR  PARKERVISION INCstock$7,000
-22.2%
2,0000.0%0.00%
-25.0%
CBZ  CBIZ INCstock$7,0000.0%1,0000.0%0.00%0.0%
BIDU  BAIDU INCstock$8,000
+60.0%
500.0%0.00%
+50.0%
ALE  ALLETE INCstock$8,0000.0%1660.0%0.00%0.0%
SLTC  SELECTICA INCstock$4,000
-33.3%
7000.0%0.00%
-33.3%
VPRT  VISTAPRINT N Vstock$6,000
+20.0%
1000.0%0.00%0.0%
HPQ  HEWLETT PACKARD COstock$4,000
-20.0%
2000.0%0.00%0.0%
4305PS  ALCATEL-LUCENTstock$4,000
+100.0%
1,0100.0%0.00%
+100.0%
CAH  CARDINAL HEALTH INCstock$3,000
+50.0%
480.0%0.00%0.0%
VRX  VALEANT PHARMACEUTICALS INTLstock$3,000
+50.0%
260.0%0.00%0.0%
APC  ANADARKO PETE CORPstock$3,0000.0%300.0%0.00%0.0%
FTR  FRONTIER COMMUNICATIONS CORPstock$2,0000.0%4390.0%0.00%0.0%
TEN  TENNECO INCstock$1,0000.0%200.0%0.00%–
LF  LEAPFROG ENTERPRISES INCstock$0–50.0%0.00%–
LH  LABORATORY CORP AMER HLDGSstock$0–10.0%0.00%–
LSI  LSI CORPORATIONstock$0–20.0%0.00%–
JNPR  JUNIPER NETWORKS INCstock$0–40.0%0.00%–
UNH  UNITEDHEALTH GROUP INCstock$0–20.0%0.00%–
ISIL  INTERSIL CORPstock$0–10.0%0.00%–
STRS  STRATUS PPTYS INCstock$1,0000.0%500.0%0.00%–
FICO  FAIR ISAAC CORPstock$0–30.0%0.00%–
ENZ  ENZO BIOCHEM INCstock$1,0000.0%2420.0%0.00%–
EVV  EATON VANCE LTD DUR INCOME Fpref stock$0–20.0%0.00%–
RRD  DONNELLEY R R & SONS COstock$0–30.0%0.00%–
CVE  CENOVUS ENERGY INCstock$0–40.0%0.00%–
WPZ  WILLIAMS PARTNERS L Pstock$0–10.0%0.00%–
BVSN  BROADVISION INCstock$0–40.0%0.00%–
AMAT  APPLIED MATLS INCstock$0–120.0%0.00%–
AEO  AMERICAN EAGLE OUTFITTERS NEstock$1,000
-50.0%
1000.0%0.00%
-100.0%
LBTYK  LIBERTY GLOBAL PLCstock$0–10.0%0.00%–
ANRZQ  ALPHA NATURAL RESOURCES INCstock$0–10.0%0.00%–
SYMC  SYMANTEC CORPstock$0–10.0%0.00%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2013-11-12
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
PDF SOLUTIONS INCCOM33Q2 202124.5%
DIGIMARC CORPORATION33Q2 202115.5%
PFIZER INC COM33Q2 20213.1%
LUMINEX CORP DEL COM33Q2 20213.6%
TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US881624209833Q2 20214.0%
TRANSACTTECHNOLOGIES INC COM33Q2 20214.0%
PTC INC COM33Q2 20211.3%
JOHNSON & JOHNSONCOM33Q2 20212.2%
3-D SYSTEMS CORP-DEL33Q2 20212.0%
ENTERPRISE PRODUCTS PARTNERS33Q2 20211.0%

View Cowen Prime Services LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Cowen Prime Services LLC Q3 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
NEPHROS INCSold outFebruary 10, 202200.0%
NEPHROS INCSold outFebruary 10, 202200.0%
NEPHROS INCSold outFebruary 10, 202200.0%
NEPHROS INCSold outFebruary 10, 202200.0%
NEPHROS INCSold outFebruary 10, 202200.0%
ARI NETWORK SERVICES INC /WISold outJanuary 29, 201800.0%
Digimarc CORPFebruary 10, 2017369,4043.5%
INTERMOLECULAR INCSold outFebruary 10, 201700.0%
Reis, Inc.February 10, 2017354,9003.1%
TRANSACT TECHNOLOGIES INCFebruary 10, 2017228,9863.1%

View Cowen Prime Services LLC's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G2022-02-10
SC 13G2022-02-10
SC 13G2022-02-10
SC 13G2022-02-10
SC 13G2022-02-10
13F-HR2021-07-16
13F-HR2021-04-27
SC 13G2021-02-16
13F-HR2021-01-27
SC 13G2021-01-27

View Cowen Prime Services LLC's complete filings history.

All filings

View complete filings history.

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Issues

The following issues were detected while analyzing the report:

  • The reported number of holdings is incorrect (290 != 287)

Export Cowen Prime Services LLC's holdings

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