$256 Million is the total value of Cowen Prime Services LLC's 290 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 102.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PIPR | Exit | PIPER JAFFRAY COSCOMstock | $0 | – | -5 | -100.0% | 0.00% | – |
| EDAP | Exit | ***EDAP TMS SA-SPONSORED ADRstock | $0 | – | -500 | -100.0% | 0.00% | – |
| LTBR | Exit | LIGHTBRIDGE CORP COMstock | $0 | – | -1,000 | -100.0% | -0.00% | – |
| VEOEY | Exit | VEOLIA ENVIRONMENTSPONSORED ADRstock | $0 | – | -250 | -100.0% | -0.00% | – |
| MON | Exit | MONSANTO CO NEW COMstock | $0 | – | -16 | -100.0% | -0.00% | – |
| RENN | Exit | RENREN INCSPONSORED ADRRESPTG CL Astock | $0 | – | -600 | -100.0% | -0.00% | – |
| Exit | CALL NFX 01/18/14 27 | $0 | – | -25 | -100.0% | -0.00% | – | |
| UPLMQ | Exit | ULTRA PETE CORPCOMstock | $0 | – | -370 | -100.0% | -0.00% | – |
| Exit | CALL PVA 09/21/13 5 | $0 | – | -190 | -100.0% | -0.00% | – | |
| MEAD | Exit | MEADE INSTRUMENTS CORPstock | $0 | – | -2,245 | -100.0% | -0.00% | – |
| JPC | Exit | NUVEEN PREFERRED INCOMEpref stock | $0 | – | -1,000 | -100.0% | -0.00% | – |
| TLT | Exit | ISHARES TR BARCLAYS20+ TREAS BD FDstock | $0 | – | -117 | -100.0% | -0.01% | – |
| T107SC | Exit | NUVEEN EQUITY PREM ADVANTAGEpref stock | $0 | – | -1,000 | -100.0% | -0.01% | – |
| ZTS | Exit | ZOETIS INC CL Astock | $0 | – | -375 | -100.0% | -0.01% | – |
| LEMB | Exit | ISHARES INC EMERGINGMKTS LOCAL CURRENCYBD FDstock | $0 | – | -335 | -100.0% | -0.01% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INCstock | $0 | – | -275 | -100.0% | -0.01% | – |
| MPO | Exit | MIDSTATES PETROLEUM COMPANYstock | $0 | – | -5,000 | -100.0% | -0.01% | – |
| MHRCQ | Exit | MAGNUM HUNTER RESOURCESstock | $0 | – | -7,000 | -100.0% | -0.01% | – |
| AMRN | Exit | ***AMARIN CORPORATION PLCstock | $0 | – | -5,000 | -100.0% | -0.01% | – |
| DEM | Exit | WISDOMTREE TREMERGING MKTS EQUITYINCOME FD EQUITYstock | $0 | – | -810 | -100.0% | -0.02% | – |
| EWT | Exit | ISHARES INC MSCITAIWAN INDEX FDstock | $0 | – | -3,192 | -100.0% | -0.02% | – |
| CLWR | Exit | CLEARWIRE CORPORATIONstock | $0 | – | -10,000 | -100.0% | -0.02% | – |
| EWI | Exit | ISHARES INC MSCIITALY CAPPED INDEXFDstock | $0 | – | -4,688 | -100.0% | -0.02% | – |
| EWJ | Exit | ISHARES INC MSCIJAPAN INDEX FDstock | $0 | – | -9,170 | -100.0% | -0.04% | – |
| JQC | Exit | NUVEEN CREDIT STRATEGIESpref stock | $0 | – | -15,000 | -100.0% | -0.06% | – |
| BKT | Exit | BLACKROCK INCOME TRUST INCpref stock | $0 | – | -25,000 | -100.0% | -0.07% | – |
| RNP | Exit | COHEN & STEERS REIT &pref stock | $0 | – | -10,000 | -100.0% | -0.07% | – |
| QRE | Exit | QR ENERGY LPstock | $0 | – | -14,000 | -100.0% | -0.10% | – |
| ASML | Exit | ***ASML HOLDING N Vstock | $0 | – | -3,241 | -100.0% | -0.11% | – |
| NIE | Exit | AGIC EQUITY & CONVERTIBLEpref stock | $0 | – | -16,000 | -100.0% | -0.12% | – |
| ELD | Exit | WISDOMTREE TREMERGING MKTS LOCDEBT FDstock | $0 | – | -6,244 | -100.0% | -0.12% | – |
| BTZ | Exit | BLACKROCK CREDIT ALLOCATIONpref stock | $0 | – | -26,000 | -100.0% | -0.14% | – |
| ALC | Exit | ASSISTED LIVING CONCEPTS INCstock | $0 | – | -49,500 | -100.0% | -0.25% | – |
| ARB | Exit | ARBITRON INCstock | $0 | – | -14,100 | -100.0% | -0.27% | – |
| ASCA | Exit | AMERISTAR CASINOS INCstock | $0 | – | -25,623 | -100.0% | -0.28% | – |
| SFD | Exit | SMITHFIELD FOODS INCstock | $0 | – | -29,500 | -100.0% | -0.40% | – |
| NFP | Exit | NATIONAL FINL PARTNERS CORPstock | $0 | – | -46,586 | -100.0% | -0.49% | – |
| GDI | Exit | GARDNER DENVER INCstock | $0 | – | -16,300 | -100.0% | -0.51% | – |
| CTB | Exit | COOPER TIRE & RUBBER COstock | $0 | – | -39,000 | -100.0% | -0.54% | – |
| BMC | Exit | BMC SOFTWARE INCstock | $0 | – | -35,000 | -100.0% | -0.66% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.