$256 Million is the total value of Cowen Prime Services LLC's 290 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 47.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DMRC | Buy | DIGIMARC CORP NEWstock | $17,666,000 | +1.7% | 874,567 | +6.0% | 6.90% | -4.7% |
| LIOX | Buy | LIONBRIDGE TECHNOLOGIES INCstock | $12,265,000 | +31.3% | 3,323,835 | +5.7% | 4.79% | +23.0% |
| PRGX | Buy | PRGX GLOBAL INCstock | $9,139,000 | +16.2% | 1,459,850 | +1.9% | 3.57% | +8.8% |
| BIRT | Buy | ACTUATE CORPstock | $7,826,000 | +153.3% | 1,064,800 | +137.1% | 3.06% | +137.2% |
| REIS | Buy | REIS INCstock | $7,590,000 | +7.2% | 469,900 | +16.1% | 2.96% | +0.4% |
| PFE | Buy | PFIZER INCstock | $6,462,000 | +4.0% | 224,947 | +0.5% | 2.52% | -2.7% |
| OPAY | Buy | OFFICIAL PMTS HLDGS INCstock | $5,642,000 | +45.2% | 678,150 | +19.7% | 2.20% | +35.9% |
| APO | Buy | APOLLO GLOBAL MGMT LLCstock | $4,784,000 | +27.9% | 169,300 | +7.0% | 1.87% | +19.8% |
| PCL | Buy | PLUM CREEK TIMBER CO INCstock | $4,479,000 | +2.8% | 95,601 | +1.2% | 1.75% | -3.7% |
| KRFT | Buy | KRAFT FOODS GROUP INCstock | $4,456,000 | -4.5% | 84,915 | +0.1% | 1.74% | -10.5% |
| WMB | New | WILLIAMS COS INC DELstock | $3,905,000 | – | 107,400 | +100.0% | 1.52% | – |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDstock | $3,848,000 | -1.1% | 101,850 | +2.1% | 1.50% | -7.4% |
| HCP | Buy | HCP INCstock | $3,423,000 | -4.6% | 83,600 | +4.8% | 1.34% | -10.6% |
| CLDT | Buy | CHATHAM LODGING TRstock | $3,331,000 | +135.2% | 186,500 | +127.2% | 1.30% | +120.3% |
| LMNX | Buy | LUMINEX CORP DELstock | $3,228,000 | -2.2% | 161,375 | +3.1% | 1.26% | -8.4% |
| WIFI | New | BOINGO WIRELESS INCstock | $3,025,000 | – | 432,200 | +100.0% | 1.18% | – |
| SNMX | Buy | SENOMYX INCstock | $2,766,000 | +63.5% | 783,586 | +1.0% | 1.08% | +53.2% |
| BWP | Buy | BOARDWALK PIPELINE PARTNERSstock | $2,118,000 | +2.8% | 69,750 | +4.3% | 0.83% | -3.7% |
| AON | Buy | AON PLCstock | $1,921,000 | +67.0% | 25,800 | +46.6% | 0.75% | +56.6% |
| BG | Buy | BUNGE LIMITEDstock | $1,643,000 | +40975.0% | 21,650 | +43200.0% | 0.64% | +31950.0% |
| VTSS | Buy | VITESSE SEMICONDUCTOR CORPstock | $1,639,000 | +393.7% | 539,000 | +349.2% | 0.64% | +363.8% |
| JNJ | Buy | JOHNSON & JOHNSONstock | $1,521,000 | +4.5% | 17,526 | +4.1% | 0.59% | -2.1% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS Lstock | $1,294,000 | +0.7% | 21,200 | +3.9% | 0.50% | -5.8% |
| MOLXA | New | MOLEX INCstock | $1,238,000 | – | 32,348 | +100.0% | 0.48% | – |
| XOM | Buy | EXXON MOBIL CORPstock | $1,172,000 | -1.1% | 13,620 | +3.8% | 0.46% | -7.5% |
| ADI | Buy | ANALOG DEVICES INCstock | $1,011,000 | +5.6% | 21,490 | +1.8% | 0.40% | -1.0% |
| ONXX | Buy | ONYX PHARMACEUTICALS INCstock | $998,000 | +8.6% | 8,000 | +14.3% | 0.39% | +1.8% |
| RUE | Buy | RUE21 INCstock | $991,000 | +27.7% | 24,569 | +32.3% | 0.39% | +19.8% |
| LSE | Buy | CAPLEASE INCstock | $941,000 | +219.0% | 110,800 | +217.5% | 0.37% | +198.4% |
| HTSI | New | HARRIS TEETER SUPERMARKETS Istock | $869,000 | – | 17,675 | +100.0% | 0.34% | – |
| MAKO | New | MAKO SURGICAL CORPstock | $826,000 | – | 28,000 | +100.0% | 0.32% | – |
| MFB | New | MAIDENFORM BRANDS INCstock | $705,000 | – | 30,000 | +100.0% | 0.28% | – |
| ELN | Buy | ELAN PLCstock | $697,000 | +145.4% | 44,740 | +123.7% | 0.27% | +130.5% |
| NFX | Buy | NEWFIELD EXPL COstock | $688,000 | +13.5% | 25,150 | +0.2% | 0.27% | +6.3% |
| NTSC | New | NATIONAL TECHNICAL SYS INCstock | $682,000 | – | 29,842 | +100.0% | 0.27% | – |
| ONVI | Buy | ONVIA INCstock | $668,000 | +13.6% | 133,594 | +4.5% | 0.26% | +6.5% |
| CEVA | Buy | CEVA INCstock | $603,000 | +7.1% | 34,944 | +24.9% | 0.24% | 0.0% |
| DUK | Buy | DUKE ENERGY CORP NEWstock | $541,000 | +2.5% | 8,098 | +2.5% | 0.21% | -4.1% |
| HK | Buy | HALCON RES CORPstock | $532,000 | +2700.0% | 120,000 | +3429.4% | 0.21% | +2500.0% |
| FIRE | New | SOURCEFIRE INCstock | $531,000 | – | 7,000 | +100.0% | 0.21% | – |
| BLC | New | BELO CORPstock | $516,000 | – | 37,658 | +100.0% | 0.20% | – |
| ECA | Buy | ENCANA CORPstock | $498,000 | +982.6% | 28,798 | +966.6% | 0.19% | +921.1% |
| SKS | New | SAKS INCstock | $478,000 | – | 30,000 | +100.0% | 0.19% | – |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELstock | $448,000 | +14.9% | 3,937 | +13.6% | 0.18% | +7.4% |
| BMY | Buy | BRISTOL MYERS SQUIBB COstock | $440,000 | +15.5% | 9,500 | +11.8% | 0.17% | +8.2% |
| SHFL | New | SHFL ENTMT INCstock | $439,000 | – | 19,100 | +100.0% | 0.17% | – |
| PG | Buy | PROCTER & GAMBLE COstock | $421,000 | +7.7% | 5,557 | +10.5% | 0.16% | +0.6% |
| MSFT | Buy | MICROSOFT CORPstock | $416,000 | +4.3% | 12,463 | +7.3% | 0.16% | -2.4% |
| KO | Buy | COCA COLA COstock | $404,000 | +3.6% | 10,648 | +10.3% | 0.16% | -3.1% |
| NOG | Buy | NORTHERN OIL & GAS INC NEVstock | $390,000 | +68.8% | 27,000 | +58.8% | 0.15% | +58.3% |
| CL | Buy | COLGATE PALMOLIVE COstock | $383,000 | +9.7% | 6,431 | +6.6% | 0.15% | +2.8% |
| VZ | Buy | VERIZON COMMUNICATIONS INCstock | $358,000 | -4.5% | 7,666 | +3.0% | 0.14% | -10.3% |
| DE | Buy | DEERE & COstock | $355,000 | +8.9% | 4,343 | +8.4% | 0.14% | +2.2% |
| AAPL | Buy | APPLE INCstock | $325,000 | +33.7% | 674 | +12.1% | 0.13% | +25.7% |
| SFYWQ | Buy | SWIFT ENERGY COstock | $312,000 | +275.9% | 27,300 | +295.7% | 0.12% | +248.6% |
| SCD | Buy | LMP CAP & INCOME FD INCpref stock | $297,000 | +26.4% | 20,000 | +33.3% | 0.12% | +18.4% |
| COP | Buy | CONOCOPHILLIPSstock | $285,000 | +37.0% | 4,100 | +20.6% | 0.11% | +27.6% |
| STSA | New | STERLING FINL CORP WASHstock | $257,000 | – | 8,980 | +100.0% | 0.10% | – |
| WMT | Buy | WAL-MART STORES INCstock | $257,000 | +21.8% | 3,485 | +23.4% | 0.10% | +13.6% |
| NE | Buy | NOBLE CORPORATION BAARstock | $257,000 | +756.7% | 6,800 | +750.0% | 0.10% | +669.2% |
| ABBV | Buy | ABBVIE INCstock | $237,000 | +9.7% | 5,281 | +1.7% | 0.09% | +3.3% |
| OXY | Buy | OCCIDENTAL PETE CORP DELstock | $239,000 | +70.7% | 2,550 | +64.5% | 0.09% | +60.3% |
| BBG | Buy | BARRETT BILL CORPstock | $221,000 | +206.9% | 8,800 | +151.4% | 0.09% | +186.7% |
| FALC | Buy | FALCONSTOR SOFTWARE INCstock | $221,000 | +12.8% | 167,484 | +2.3% | 0.09% | +4.9% |
| CSE | New | CAPITALSOURCE INCstock | $209,000 | – | 17,625 | +100.0% | 0.08% | – |
| EBAY | Buy | EBAY INCstock | $201,000 | +29.7% | 3,594 | +21.1% | 0.08% | +20.0% |
| PEP | Buy | PEPSICO INCstock | $196,000 | +16.7% | 2,458 | +19.8% | 0.08% | +8.6% |
| GCOM | New | GLOBECOMM SYSTEMS INCstock | $196,000 | – | 14,000 | +100.0% | 0.08% | – |
| DIS | Buy | DISNEY WALT COstock | $185,000 | +41.2% | 2,852 | +37.0% | 0.07% | +30.9% |
| F | Buy | FORD MTR CO DELstock | $183,000 | +40.8% | 10,626 | +26.7% | 0.07% | +31.5% |
| WAG | Buy | WALGREEN COstock | $171,000 | +62.9% | 3,046 | +28.0% | 0.07% | +52.3% |
| WFC | Buy | WELLS FARGO & CO NEWstock | $170,000 | +20.6% | 4,104 | +20.4% | 0.07% | +11.9% |
| VPHM | New | VIROPHARMA INCstock | $157,000 | – | 4,000 | +100.0% | 0.06% | – |
| INTC | Buy | INTEL CORPstock | $154,000 | +11.6% | 6,719 | +17.2% | 0.06% | +3.4% |
| MDLZ | Buy | MONDELEZ INTL INCstock | $154,000 | +12.4% | 4,895 | +4.1% | 0.06% | +5.3% |
| UPS | Buy | UNITED PARCEL SERVICE INCstock | $153,000 | +8.5% | 1,676 | +3.1% | 0.06% | +1.7% |
| CE | New | CELANESE CORP DELstock | $142,000 | – | 2,653 | +100.0% | 0.06% | – |
| FAST | New | FASTENAL COstock | $138,000 | – | 2,684 | +100.0% | 0.05% | – |
| CVS | Buy | CVS CAREMARK CORPORATIONstock | $137,000 | -0.7% | 2,401 | +0.0% | 0.05% | -8.6% |
| UNP | New | UNION PAC CORPstock | $134,000 | – | 857 | +100.0% | 0.05% | – |
| TGT | Buy | TARGET CORPstock | $131,000 | +27.2% | 2,054 | +37.9% | 0.05% | +18.6% |
| CSCO | Buy | CISCO SYS INCstock | $130,000 | +27.5% | 5,576 | +33.5% | 0.05% | +18.6% |
| XLU | Buy | SELECT SECTOR SPDR TRstock | $129,000 | +11.2% | 3,449 | +11.5% | 0.05% | +4.2% |
| TBF | Buy | PROSHARES TRstock | $123,000 | +6.0% | 3,825 | +3.4% | 0.05% | 0.0% |
| LOW | Buy | LOWES COS INCstock | $117,000 | +58.1% | 2,428 | +35.0% | 0.05% | +48.4% |
| UTX | Buy | UNITED TECHNOLOGIES CORPstock | $110,000 | +35.8% | 1,028 | +17.8% | 0.04% | +26.5% |
| LLY | Buy | LILLY ELI & COstock | $102,000 | +27.5% | 2,021 | +24.5% | 0.04% | +21.2% |
| CMCSA | Buy | COMCAST CORP NEWstock | $100,000 | +9.9% | 2,191 | +0.5% | 0.04% | +2.6% |
| ABT | Buy | ABBOTT LABSstock | $100,000 | +22.0% | 2,987 | +27.4% | 0.04% | +14.7% |
| KMB | Buy | KIMBERLY CLARK CORPstock | $94,000 | +91.8% | 1,000 | +100.0% | 0.04% | +85.0% |
| ASTX | New | ASTEX PHARMACEUTICALS INCstock | $85,000 | – | 10,000 | +100.0% | 0.03% | – |
| POT | Buy | POTASH CORP SASK INCstock | $76,000 | +5.6% | 2,381 | +26.6% | 0.03% | 0.0% |
| MCD | Buy | MCDONALDS CORPstock | $71,000 | +10.9% | 740 | +15.6% | 0.03% | +3.7% |
| BMRN | New | BIOMARIN PHARMACEUTICAL INCstock | $72,000 | – | 1,000 | +100.0% | 0.03% | – |
| PBR | Buy | PETROLEO BRASILEIRO SA PETROstock | $63,000 | +46.5% | 4,050 | +25.2% | 0.02% | +38.9% |
| GDX | Buy | MARKET VECTORS ETF TRstock | $62,000 | +37.8% | 2,560 | +38.0% | 0.02% | +26.3% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCstock | $60,000 | +3.4% | 921 | +1.3% | 0.02% | -4.2% |
| MO | Buy | ALTRIA GROUP INCstock | $58,000 | +222.2% | 1,700 | +240.0% | 0.02% | +187.5% |
| JNY | New | JONES GROUP INCstock | $60,000 | – | 4,000 | +100.0% | 0.02% | – |
| LEN | New | LENNAR CORPstock | $53,000 | – | 1,500 | +100.0% | 0.02% | – |
| MRK | Buy | MERCK & CO INC NEWstock | $52,000 | +23.8% | 1,079 | +19.9% | 0.02% | +11.1% |
| FB | Buy | FACEBOOK INCstock | $40,000 | +700.0% | 800 | +300.0% | 0.02% | +700.0% |
| New | CALL ECA 04/19/14 17 | $21,000 | – | 100 | +100.0% | 0.01% | – | |
| KWKAQ | New | QUICKSILVER RESOURCES INCstock | $20,000 | – | 10,000 | +100.0% | 0.01% | – |
| WY | Buy | WEYERHAEUSER COstock | $19,000 | +280.0% | 640 | +255.6% | 0.01% | +250.0% |
| DD | Buy | DU PONT E I DE NEMOURS & COstock | $18,000 | +12.5% | 302 | +0.7% | 0.01% | 0.0% |
| MOS | Buy | MOSAIC CO NEWstock | $18,000 | -18.2% | 402 | +0.5% | 0.01% | -22.2% |
| T | Buy | AT&T INCstock | $16,000 | +1500.0% | 472 | +1952.2% | 0.01% | – |
| QCOM | New | QUALCOMM INCstock | $15,000 | – | 221 | +100.0% | 0.01% | – |
| COST | New | COSTCO WHSL CORP NEWstock | $12,000 | – | 100 | +100.0% | 0.01% | – |
| AMLP | New | ALPS ETF TRstock | $11,000 | – | 600 | +100.0% | 0.00% | – |
| AEG | Buy | AEGON N Vstock | $11,000 | +10.0% | 1,465 | +1.9% | 0.00% | 0.0% |
| ED | Buy | CONSOLIDATED EDISON INCstock | $11,000 | +83.3% | 202 | +102.0% | 0.00% | +33.3% |
| DUC | New | DUFF & PHELPS UTIL CORP BD Tpref stock | $10,000 | – | 1,000 | +100.0% | 0.00% | – |
| TSLA | New | TESLA MTRS INCstock | $10,000 | – | 50 | +100.0% | 0.00% | – |
| GDXJ | New | MARKET VECTORS ETF TRstock | $4,000 | – | 110 | +100.0% | 0.00% | – |
| SE | New | SPECTRA ENERGY CORPstock | $4,000 | – | 101 | +100.0% | 0.00% | – |
| CX | New | CEMEX SAB DE CVstock | $4,000 | – | 343 | +100.0% | 0.00% | – |
| AIG | New | AMERICAN INTL GROUP INCstock | $6,000 | – | 130 | +100.0% | 0.00% | – |
| NRF | New | NORTHSTAR RLTY FIN CORPstock | $4,000 | – | 400 | +100.0% | 0.00% | – |
| ACG | New | ALLIANCEBERNSTEIN INCOME FUNpref stock | $5,000 | – | 700 | +100.0% | 0.00% | – |
| FCX | Buy | FREEPORT-MCMORAN COPPER & GOstock | $5,000 | +25.0% | 152 | +1.3% | 0.00% | 0.0% |
| SVNTQ | New | SAVIENT PHARMACEUTICALS INCstock | $3,000 | – | 5,450 | +100.0% | 0.00% | – |
| TRV | Buy | TRAVELERS COMPANIES INCstock | $3,000 | +200.0% | 30 | +76.5% | 0.00% | – |
| HIS | New | BLACKROCK HIGH INCOME SHSpref stock | $2,000 | – | 1,000 | +100.0% | 0.00% | – |
| XYL | New | XYLEM INCstock | $2,000 | – | 75 | +100.0% | 0.00% | – |
| ITT | New | ITT CORP NEWstock | $1,000 | – | 37 | +100.0% | 0.00% | – |
| SIRI | Buy | SIRIUS XM RADIO INCstock | $1,000 | – | 244 | +2611.1% | 0.00% | – |
| XLS | New | EXELIS INCstock | $1,000 | – | 75 | +100.0% | 0.00% | – |
| MNKKQ | New | MALLINCKRODT PUB LTD COstock | $0 | – | 5 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.