Prospera Financial Services Inc

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$974 Million is the total value of Prospera Financial Services Inc's 542 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 17.8% .

All

			Value		Shares		↓ Weighting
FV	Sell	FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf	$117,172,000	-5.8%	3,959,867	-1.6%	12.03%	-13.8%
SPLV	Sell	INVESCO EXCHNG TRADED FD TRs&p500 low vol	$51,970,000	+2.1%	897,577	-1.1%	5.34%	-6.6%
PDP	Sell	INVESCO EXCHANGE TRADED FD Tdwa momentum	$44,019,000	-1.9%	722,812	-0.8%	4.52%	-10.2%
DWFI	Sell	SPDR SERIES TRUSTdorsey wrgt fi	$36,677,000	-0.4%	1,557,617	-1.2%	3.77%	-8.9%
AAPL	Sell	APPLE INC	$25,436,000	+6.0%	113,567	-4.7%	2.61%	-3.0%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$11,518,000	-1.1%	38,812	-1.9%	1.18%	-9.5%
AMZN	Sell	AMAZON COM INC	$9,327,000	-10.1%	5,373	-1.2%	0.96%	-17.7%
RSP	Sell	INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt	$8,306,000	-6.7%	76,853	-6.3%	0.85%	-14.6%
IFV	Sell	FIRST TR EXCHANGE TRADED FDdorsey wright	$6,901,000	-9.1%	362,616	-4.6%	0.71%	-16.8%
RFFC	Sell	ALPS ETF TRriverfrnt flex	$4,777,000	-6.8%	144,850	-4.6%	0.49%	-14.8%
XLF	Sell	SELECT SECTOR SPDR TRsbi int-finl	$4,476,000	-5.3%	159,848	-5.4%	0.46%	-13.4%
FVC	Sell	FIRST TR EXCHANGE TRADED FDdorsey wright	$4,197,000	-2.8%	158,798	-1.2%	0.43%	-11.1%
IVV	Sell	ISHARES TRcore s&p500 etf	$3,991,000	-23.6%	13,370	-23.4%	0.41%	-30.0%
HUSV	Sell	FIRST TR EXCH TRADED FD IIIhorizon dmst etf	$3,873,000	-2.0%	140,640	-4.0%	0.40%	-10.4%
PIZ	Sell	INVESCO EXCHNG TRADED FD TRdwa dev mkts	$3,688,000	-7.7%	139,820	-4.9%	0.38%	-15.4%
PIE	Sell	INVESCO EXCHNG TRADED FD TRdwa emerg mkts	$3,437,000	-7.0%	196,417	-5.4%	0.35%	-14.9%
MDY	Sell	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$3,292,000	-14.6%	9,339	-13.9%	0.34%	-21.9%
MDT	Sell	MEDTRONIC PLC	$3,191,000	+10.1%	29,378	-1.1%	0.33%	+0.9%
XLI	Sell	SELECT SECTOR SPDR TRsbi int-inds	$3,105,000	-6.9%	39,997	-7.1%	0.32%	-14.7%
FDN	Sell	FIRST TR EXCHANGE TRADED FDdj internt idx	$3,008,000	-8.3%	22,343	-0.5%	0.31%	-16.0%
FXU	Sell	FIRST TR EXCHANGE TRADED FDutilities alph	$2,782,000	-4.0%	93,835	-5.1%	0.29%	-12.0%
VTI	Sell	VANGUARD INDEX FDStotal stk mkt	$2,640,000	-7.6%	17,483	-7.6%	0.27%	-15.6%
INTC	Sell	INTEL CORP	$2,357,000	-0.2%	45,745	-7.1%	0.24%	-8.7%
MMP	Sell	MAGELLAN MIDSTREAM PRTNRS LP	$2,300,000	-2.5%	34,705	-5.6%	0.24%	-10.9%
XLB	Sell	SELECT SECTOR SPDR TRsbi materials	$2,288,000	-4.0%	39,321	-2.8%	0.24%	-12.3%
LQD	Sell	ISHARES TRiboxx inv cp etf	$2,164,000	-5.3%	16,972	-7.8%	0.22%	-13.3%
XLC	Sell	SELECT SECTOR SPDR TR	$2,125,000	-19.7%	42,910	-18.4%	0.22%	-26.6%
CAT	Sell	CATERPILLAR INC DEL	$2,063,000	-7.9%	16,332	-0.8%	0.21%	-15.5%
SDY	Sell	SPDR SERIES TRUSTs&p divid etf	$1,869,000	-0.1%	18,218	-1.6%	0.19%	-8.6%
VYM	Sell	VANGUARD WHITEHALL FDS INChigh div yld	$1,827,000	-4.5%	20,594	-6.0%	0.19%	-12.6%
MO	Sell	ALTRIA GROUP INC	$1,827,000	-32.6%	44,677	-21.8%	0.19%	-38.2%
DIS	Sell	DISNEY WALT CO	$1,764,000	-51.3%	13,538	-47.2%	0.18%	-55.4%
FCVT	Sell	FIRST TR EXCHANGE TRADED FDssi strg etf	$1,756,000	-2.2%	56,296	-1.0%	0.18%	-10.9%
AOK	Sell	ISHARES TRconser alloc etf	$1,664,000	+0.1%	46,660	-0.7%	0.17%	-8.6%
NEE	Sell	NEXTERA ENERGY INC	$1,659,000	+11.9%	7,122	-0.6%	0.17%	+2.4%
DWAS	Sell	INVESCO EXCHNG TRADED FD TRdwa smlcp ment	$1,636,000	-9.0%	32,691	-1.9%	0.17%	-16.8%
COST	Sell	COSTCO WHSL CORP NEW	$1,630,000	-9.1%	5,657	-16.4%	0.17%	-16.9%
FNX	Sell	FIRST TR MID CAP CORE ALPHAD	$1,613,000	-3.9%	23,889	-2.0%	0.17%	-11.7%
RFDI	Sell	FIRST TR EXCH TRADED FD IIIrivrfrnt dyn dev	$1,539,000	-32.0%	27,628	-30.5%	0.16%	-37.8%
UNH	Sell	UNITEDHEALTH GROUP INC	$1,496,000	-15.0%	6,885	-4.1%	0.15%	-21.8%
CWB	Sell	SPDR SERIES TRUSTblmbrg brc cnvrt	$1,431,000	-7.4%	27,280	-6.4%	0.15%	-15.0%
DVY	Sell	ISHARES TRselect divid etf	$1,435,000	-61.7%	14,075	-62.5%	0.15%	-65.0%
ET	Sell	ENERGY TRANSFER LP	$1,388,000	-14.4%	106,149	-7.2%	0.14%	-21.4%
CMCSA	Sell	COMCAST CORP NEWcl a	$1,234,000	+1.1%	27,363	-4.1%	0.13%	-7.3%
NKE	Sell	NIKE INCcl b	$1,227,000	+2.2%	13,062	-7.7%	0.13%	-6.7%
UTF	Sell	COHEN & STEERS INFRASTRUCTUR	$1,178,000	-6.7%	43,235	-10.0%	0.12%	-14.8%
SPHD	Sell	INVESCO EXCHNG TRADED FD TRs&p500 hdl vol	$1,153,000	-19.8%	27,045	-20.4%	0.12%	-26.7%
SBUX	Sell	STARBUCKS CORP	$1,140,000	-1.1%	12,889	-4.2%	0.12%	-9.3%
AMD	Sell	ADVANCED MICRO DEVICES INC	$1,113,000	-14.1%	38,377	-9.8%	0.11%	-21.4%
AGN	Sell	ALLERGAN PLC	$1,087,000	-1.2%	6,461	-1.5%	0.11%	-8.9%
IUSV	Sell	ISHARES TRcore s&p us vlu	$1,065,000	-54.6%	18,424	-55.0%	0.11%	-58.6%
IWF	Sell	ISHARES TRrus 1000 grw etf	$1,037,000	-7.5%	6,496	-8.3%	0.11%	-15.9%
FDL	Sell	FIRST TR MORNINGSTAR DIV LEA	$987,000	-17.3%	31,798	-18.3%	0.10%	-24.6%
IJH	Sell	ISHARES TRcore s&p mcp etf	$950,000	-5.3%	4,917	-4.4%	0.10%	-13.3%
CB	Sell	CHUBB LIMITED	$947,000	-3.7%	5,866	-11.3%	0.10%	-11.8%
PSX	Sell	PHILLIPS 66	$892,000	-3.3%	8,709	-10.6%	0.09%	-11.5%
UNP	Sell	UNION PACIFIC CORP	$898,000	-20.3%	5,544	-16.6%	0.09%	-27.6%
ECL	Sell	ECOLAB INC	$883,000	-15.0%	4,458	-15.3%	0.09%	-22.2%
SDIV	Sell	GLOBAL X FDSglb x superdiv	$870,000	-10.4%	51,296	-9.1%	0.09%	-18.3%
NFLX	Sell	NETFLIX INC	$867,000	-44.4%	3,238	-22.6%	0.09%	-49.1%
ICF	Sell	ISHARES TRcohen steer reit	$857,000	-3.1%	7,140	-8.3%	0.09%	-11.1%
NVS	Sell	NOVARTIS A Gsponsored adr	$824,000	-12.1%	9,476	-8.3%	0.08%	-19.0%
PKG	Sell	PACKAGING CORP AMER	$827,000	+11.2%	7,791	-0.1%	0.08%	+1.2%
GILD	Sell	GILEAD SCIENCES INC	$800,000	-10.3%	12,615	-3.5%	0.08%	-18.0%
QABA	Sell	FIRST TR NASDAQ ABA CMNTY BK	$803,000	-0.7%	16,774	-0.2%	0.08%	-9.9%
CHY	Sell	CALAMOS CONV & HIGH INCOME F	$777,000	-1.9%	70,598	-1.7%	0.08%	-10.1%
GYLD	Sell	ARROW ETF TRarrow dj glb yld	$778,000	-4.7%	48,768	-2.4%	0.08%	-13.0%
SMDV	Sell	PROSHARES TRruss 2000 divd	$774,000	-2.8%	13,034	-2.9%	0.08%	-11.2%
RTN	Sell	RAYTHEON CO	$762,000	+6.6%	3,885	-5.6%	0.08%	-2.5%
SHW	Sell	SHERWIN WILLIAMS CO	$736,000	+1.2%	1,339	-15.6%	0.08%	-7.3%
IYH	Sell	ISHARES TRus hlthcare etf	$716,000	-10.7%	3,787	-7.4%	0.07%	-17.8%
GD	Sell	GENERAL DYNAMICS CORP	$715,000	-5.3%	3,914	-5.7%	0.07%	-14.1%
FTCS	Sell	FIRST TR EXCHANGE TRADED FDcap strength etf	$712,000	-2.9%	12,546	-2.7%	0.07%	-11.0%
QCOM	Sell	QUALCOMM INC	$703,000	-8.7%	9,215	-8.7%	0.07%	-16.3%
MDLZ	Sell	MONDELEZ INTL INCcl a	$702,000	+0.7%	12,686	-0.7%	0.07%	-7.7%
EMLC	Sell	VANECK VECTORS ETF TRjp morgan mkts	$701,000	-5.8%	21,231	-1.1%	0.07%	-14.3%
APD	Sell	AIR PRODS & CHEMS INC	$681,000	-25.2%	3,071	-23.5%	0.07%	-31.4%
BLK	Sell	BLACKROCK INC	$675,000	-6.6%	1,514	-0.5%	0.07%	-14.8%
EEM	Sell	ISHARES TRmsci emg mkt etf	$654,000	-17.1%	16,014	-12.9%	0.07%	-24.7%
BABA	Sell	ALIBABA GROUP HLDG LTDsponsored ads	$647,000	-21.8%	3,867	-20.1%	0.07%	-29.0%
OEF	Sell	ISHARES TRs&p 100 etf	$646,000	-1.8%	4,914	-2.0%	0.07%	-10.8%
JPS	Sell	NUVEEN PFD & INCM SECURTIES	$641,000	-2.6%	65,045	-5.5%	0.07%	-10.8%
KMI	Sell	KINDER MORGAN INC DEL	$632,000	-24.4%	30,649	-23.1%	0.06%	-30.9%
RYU	Sell	INVESCO EXCHANGE TRADED FD Ts&p500 eql utl	$622,000	-8.8%	5,835	-15.3%	0.06%	-16.9%
REZ	Sell	ISHARES TRresidnl real est	$618,000	-8.6%	7,775	-16.2%	0.06%	-17.1%
PM	Sell	PHILIP MORRIS INTL INC	$610,000	-3.8%	8,035	-0.0%	0.06%	-11.3%
ABC	Sell	AMERISOURCEBERGEN CORP	$603,000	-6.2%	7,319	-1.3%	0.06%	-13.9%
VXF	Sell	VANGUARD INDEX FDSextend mkt etf	$593,000	-33.7%	5,096	-32.1%	0.06%	-39.0%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$584,000	-26.5%	20,440	-25.7%	0.06%	-32.6%
DOCU	Sell	DOCUSIGN INC	$585,000	+17.5%	9,455	-1.2%	0.06%	+7.1%
ITW	Sell	ILLINOIS TOOL WKS INC	$582,000	-5.5%	3,717	-9.3%	0.06%	-13.0%
GBIL	Sell	GOLDMAN SACHS ETF TRacces treasury	$573,000	-64.8%	5,705	-64.8%	0.06%	-67.8%
AFIN	Sell	AMERICAN FIN TR INC	$578,000	+25.1%	41,412	-2.1%	0.06%	+13.5%
LLY	Sell	LILLY ELI & CO	$578,000	-0.9%	5,171	-0.8%	0.06%	-9.2%
VNQ	Sell	VANGUARD INDEX FDSreal estate etf	$565,000	-5.7%	6,055	-10.5%	0.06%	-13.4%
EWJ	Sell	ISHARES INCmsci jpn etf new	$553,000	-4.7%	9,751	-8.2%	0.06%	-12.3%
AMAT	Sell	APPLIED MATLS INC	$545,000	+8.8%	10,929	-2.1%	0.06%	0.0%
PCY	Sell	INVESCO EXCHNG TRADED FD TRemrng mkt svrg	$543,000	-28.7%	18,624	-28.4%	0.06%	-34.9%
RFEM	Sell	FIRST TR EXCH TRADED FD IIIrivr frnt dyn	$530,000	-42.5%	9,175	-38.3%	0.05%	-47.6%
TGT	Sell	TARGET CORP	$522,000	-2.4%	4,883	-20.9%	0.05%	-10.0%
DOW	Sell	DOW INC	$516,000	-42.0%	10,830	-40.0%	0.05%	-47.0%
RWX	Sell	SPDR INDEX SHS FDSdj intl rl etf	$506,000	-6.3%	12,807	-7.4%	0.05%	-14.8%
IWY	Sell	ISHARES TRrus tp200 gr etf	$487,000	-7.6%	5,597	-7.0%	0.05%	-15.3%
WEC	Sell	WEC ENERGY GROUP INC	$479,000	-7.0%	5,042	-17.9%	0.05%	-15.5%
UN	Sell	UNILEVER N V	$464,000	-25.2%	7,730	-23.2%	0.05%	-31.4%
NVO	Sell	NOVO-NORDISK A Sadr	$472,000	-22.7%	9,131	-24.4%	0.05%	-30.4%
FBT	Sell	FIRST TR EXCHANGE TRADED FDny arca biotech	$449,000	-44.1%	3,629	-36.4%	0.05%	-48.9%
REM	Sell	ISHARES TRmortge rel etf	$445,000	-42.7%	10,553	-42.2%	0.05%	-47.1%
OKE	Sell	ONEOK INC NEW	$446,000	-65.6%	6,051	-67.7%	0.05%	-68.3%
EMLP	Sell	FIRST TR EXCHANGE TRADED FDno amer energy	$440,000	-15.2%	17,201	-16.0%	0.04%	-22.4%
FUTY	Sell	FIDELITY COVINGTON TRmsci utils index	$438,000	-1.4%	10,312	-8.8%	0.04%	-10.0%
NGG	Sell	NATIONAL GRID PLCsponsored adr ne	$442,000	+0.7%	8,163	-1.0%	0.04%	-8.2%
TJX	Sell	TJX COS INC NEW	$439,000	-20.3%	7,878	-24.4%	0.04%	-27.4%
MU	Sell	MICRON TECHNOLOGY INC	$426,000	+6.8%	9,952	-2.5%	0.04%	-2.2%
VPU	Sell	VANGUARD WORLD FDSutilities etf	$428,000	-26.5%	2,979	-32.0%	0.04%	-32.3%
HSY	Sell	HERSHEY CO	$429,000	-11.7%	2,768	-22.2%	0.04%	-20.0%
SRE	Sell	SEMPRA ENERGY	$430,000	-17.8%	2,916	-23.3%	0.04%	-25.4%
FXN	Sell	FIRST TR EXCHANGE TRADED FDenergy alphadx	$420,000	-18.8%	42,810	-6.7%	0.04%	-25.9%
BUD	Sell	ANHEUSER BUSCH INBEV SA/NVsponsored adr	$417,000	+4.8%	4,377	-1.5%	0.04%	-4.4%
RFEU	Sell	FIRST TR EXCH TRADED FD IIIrivrfrnt dyn eur	$423,000	-29.4%	7,340	-27.5%	0.04%	-35.8%
GWW	Sell	GRAINGER W W INC	$406,000	+7.7%	1,365	-2.9%	0.04%	0.0%
SU	Sell	SUNCOR ENERGY INC NEW	$402,000	-0.2%	12,723	-1.0%	0.04%	-8.9%
FEP	Sell	FIRST TR EXCH TRD ALPHA FD Ieurope alphadex	$397,000	-16.2%	11,550	-14.1%	0.04%	-22.6%
ENB	Sell	ENBRIDGE INC	$386,000	-3.0%	10,990	-0.2%	0.04%	-11.1%
IIM	Sell	INVESCO VALUE MUN INCOME TR	$390,000	-0.8%	25,422	-1.9%	0.04%	-9.1%
PUI	Sell	INVESCO EXCHANGE TRADED FD Tdwa utils mumt	$381,000	-0.8%	10,888	-7.8%	0.04%	-9.3%
RFAP	Sell	FIRST TR EXCH TRADED FD IIIrivrfrnt dy asia	$370,000	-47.6%	7,367	-46.6%	0.04%	-51.9%
CMI	Sell	CUMMINS INC	$367,000	-84.1%	2,259	-83.2%	0.04%	-85.3%
AXP	Sell	AMERICAN EXPRESS CO	$359,000	-13.5%	3,038	-9.3%	0.04%	-21.3%
IDV	Sell	ISHARES TRintl sel div etf	$352,000	-39.9%	11,445	-39.7%	0.04%	-45.5%
TLT	Sell	ISHARES TR20 yr tr bd etf	$337,000	-56.9%	2,353	-60.1%	0.04%	-60.2%
IYR	Sell	ISHARES TRu.s. real es etf	$338,000	+0.6%	3,618	-6.0%	0.04%	-7.9%
BDX	Sell	BECTON DICKINSON & CO	$341,000	-19.8%	1,350	-19.8%	0.04%	-27.1%
PWV	Sell	INVESCO EXCHANGE TRADED FD Tdynmc lrg valu	$337,000	-21.1%	8,786	-24.1%	0.04%	-27.1%
REGL	Sell	PROSHARES TRs&p mdcp 400 div	$330,000	-4.9%	5,675	-4.4%	0.03%	-12.8%
DG	Sell	DOLLAR GEN CORP NEW	$328,000	+14.3%	2,066	-1.7%	0.03%	+6.2%
ITOT	Sell	ISHARES TRcore s&p ttl stk	$333,000	-5.1%	4,972	-5.5%	0.03%	-12.8%
BAM	Sell	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$332,000	+2.8%	6,250	-7.4%	0.03%	-5.6%
FDS	Sell	FACTSET RESH SYS INC	$326,000	-23.8%	1,343	-10.0%	0.03%	-31.2%
XLE	Sell	SELECT SECTOR SPDR TRenergy	$311,000	-30.4%	5,262	-25.3%	0.03%	-36.0%
GWPH	Sell	GW PHARMACEUTICALS PLCads	$308,000	-48.2%	2,680	-22.3%	0.03%	-52.2%
USRT	Sell	ISHARES TRcre u s reit etf	$313,000	-10.1%	5,628	-15.8%	0.03%	-17.9%
MA	Sell	MASTERCARD INCcl a	$308,000	-23.2%	1,133	-24.3%	0.03%	-28.9%
PII	Sell	POLARIS INC	$301,000	-13.5%	3,416	-10.8%	0.03%	-20.5%
GE	Sell	GENERAL ELECTRIC CO	$305,000	-22.2%	34,081	-8.7%	0.03%	-29.5%
O	Sell	REALTY INCOME CORP	$292,000	-7.9%	3,806	-16.8%	0.03%	-16.7%
WELL	Sell	WELLTOWER INC	$295,000	-1.3%	3,254	-10.5%	0.03%	-11.8%
VCR	Sell	VANGUARD WORLD FDSconsum dis etf	$285,000	-5.3%	1,584	-4.8%	0.03%	-14.7%
TUSA	Sell	FIRST TR EXCHANGE TRADED FDetf	$278,000	-15.8%	8,266	-14.9%	0.03%	-21.6%
WM	Sell	WASTE MGMT INC DEL	$274,000	-7.4%	2,386	-6.9%	0.03%	-15.2%
FDT	Sell	FIRST TR EXCH TRD ALPHA FD Idev mrk ex us	$260,000	-5.8%	4,976	-2.6%	0.03%	-12.9%
SON	Sell	SONOCO PRODS CO	$264,000	-21.2%	4,541	-9.9%	0.03%	-28.9%
PHB	Sell	INVESCO EXCHNG TRADED FD TRfndmntl hy crp	$254,000	-1.9%	13,351	-2.1%	0.03%	-10.3%
ALL	Sell	ALLSTATE CORP	$251,000	+2.9%	2,313	-3.1%	0.03%	-3.7%
XEL	Sell	XCEL ENERGY INC	$257,000	-32.9%	3,963	-37.9%	0.03%	-39.5%
IBKC	Sell	IBERIABANK CORP	$245,000	-14.0%	3,249	-13.2%	0.02%	-21.9%
AZPN	Sell	ASPEN TECHNOLOGY INC	$231,000	-11.8%	1,875	-8.5%	0.02%	-17.2%
AWK	Sell	AMERICAN WTR WKS CO INC NEW	$236,000	-3.7%	1,898	-9.5%	0.02%	-14.3%
OMC	Sell	OMNICOM GROUP INC	$224,000	-14.5%	2,864	-10.0%	0.02%	-20.7%
ORLY	Sell	O REILLY AUTOMOTIVE INC NEW	$226,000	+3.7%	566	-0.4%	0.02%	-4.2%
ANET	Sell	ARISTA NETWORKS INC	$223,000	-9.7%	933	-1.6%	0.02%	-17.9%
CELG	Sell	CELGENE CORP	$228,000	-24.0%	2,295	-29.0%	0.02%	-32.4%
BTI	Sell	BRITISH AMERN TOB PLCsponsored adr	$223,000	-5.5%	6,035	-4.2%	0.02%	-11.5%
DVLU	Sell	FIRST TR EXCHANGE-TRADED FDdorsy wrgh vlu	$223,000	-7.1%	12,093	-6.6%	0.02%	-14.8%
CL	Sell	COLGATE PALMOLIVE CO	$224,000	-37.8%	3,043	-38.8%	0.02%	-42.5%
TSLA	Sell	TESLA INC	$211,000	-0.9%	874	-7.9%	0.02%	-8.3%
CR	Sell	CRANE CO	$210,000	-6.7%	2,602	-2.1%	0.02%	-12.0%
RXI	Sell	ISHARES TRglb cns disc etf	$205,000	-7.7%	1,710	-8.7%	0.02%	-16.0%
PPG	Sell	PPG INDS INC	$204,000	-2.9%	1,718	-4.4%	0.02%	-12.5%
FNV	Sell	FRANCO NEVADA CORP	$206,000	-25.6%	2,261	-30.8%	0.02%	-32.3%
FTEC	Sell	FIDELITY COVINGTON TRmsci info tech i	$200,000	-19.7%	3,143	-20.5%	0.02%	-25.0%
TROW	Sell	PRICE T ROWE GROUP INC	$206,000	0.0%	1,806	-3.7%	0.02%	-8.7%
LL	Sell	LUMBER LIQUIDATORS HLDGS INC	$133,000	-23.1%	13,501	-8.3%	0.01%	-26.3%
GPRO	Sell	GOPRO INCcl a	$58,000	-17.1%	11,200	-11.1%	0.01%	-25.0%
PLUG	Sell	PLUG POWER INC	$35,000	-38.6%	13,400	-46.8%	0.00%	-33.3%
	Exit	LIBERTY MEDIA CORPdeb 4.000%11/1	$0	–	-30,000	-100.0%	-0.00%	–
CHK	Exit	CHESAPEAKE ENERGY CORP	$0	–	-30,611	-100.0%	-0.01%	–
VIOT	Exit	VIOMI TECHNOLOGY CO LTDsponsored ads	$0	–	-13,500	-100.0%	-0.01%	–
FDC	Exit	FIRST DATA CORP NEW	$0	–	-7,086	-100.0%	-0.02%	–
PRFZ	Exit	INVESCO EXCHANGE TRADED FD Tftse rafi 1500	$0	–	-1,625	-100.0%	-0.02%	–
OGE	Exit	OGE ENERGY CORP	$0	–	-4,645	-100.0%	-0.02%	–
BZUN	Exit	BAOZUN INCsponsored adr	$0	–	-4,362	-100.0%	-0.02%	–
XLNX	Exit	XILINX INC	$0	–	-1,777	-100.0%	-0.02%	–
NJR	Exit	NEW JERSEY RES	$0	–	-4,220	-100.0%	-0.02%	–
ALGN	Exit	ALIGN TECHNOLOGY INC	$0	–	-821	-100.0%	-0.02%	–
CINF	Exit	CINCINNATI FINL CORP	$0	–	-2,176	-100.0%	-0.02%	–
UBER	Exit	UBER TECHNOLOGIES INC	$0	–	-4,851	-100.0%	-0.02%	–
ETSY	Exit	ETSY INC	$0	–	-3,561	-100.0%	-0.02%	–
AMJ	Exit	JPMORGAN CHASE & COalerian ml etn	$0	–	-9,311	-100.0%	-0.03%	–
MPLX	Exit	MPLX LP	$0	–	-7,722	-100.0%	-0.03%	–
KWEB	Exit	KRANESHARES TRcsi chi internet	$0	–	-5,540	-100.0%	-0.03%	–
ROKU	Exit	ROKU INC	$0	–	-2,717	-100.0%	-0.03%	–
RPG	Exit	INVESCO EXCHANGE TRADED FD Ts&p500 pur gwt	$0	–	-2,170	-100.0%	-0.03%	–
FEMS	Exit	FIRST TR EXCH TRD ALPHA FD Iem sml cp alph	$0	–	-7,500	-100.0%	-0.03%	–
WTRH	Exit	WAITR HLDGS INC	$0	–	-45,200	-100.0%	-0.03%	–
BOTZ	Exit	GLOBAL X FDSrbtcs artfl inte	$0	–	-13,643	-100.0%	-0.03%	–
FGD	Exit	FIRST TR EXCHANGE TRADED FDdj glbl divid	$0	–	-12,707	-100.0%	-0.03%	–
PAGP	Exit	PLAINS GP HLDGS L Pltd partnr int a	$0	–	-11,834	-100.0%	-0.03%	–
PAA	Exit	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$0	–	-12,605	-100.0%	-0.03%	–
BRKA	Exit	BERKSHIRE HATHAWAY INC DELcl a	$0	–	-1	-100.0%	-0.04%	–
MMC	Exit	MARSH & MCLENNAN COS INC	$0	–	-3,215	-100.0%	-0.04%	–
VNQI	Exit	VANGUARD INTL EQUITY INDEX Fglb ex us etf	$0	–	-5,579	-100.0%	-0.04%	–
ZM	Exit	ZOOM VIDEO COMMUNICATIONS INcl a	$0	–	-3,838	-100.0%	-0.04%	–
ROST	Exit	ROSS STORES INC	$0	–	-3,487	-100.0%	-0.04%	–
CSX	Exit	CSX CORP	$0	–	-4,994	-100.0%	-0.04%	–
WMB	Exit	WILLIAMS COS INC DEL	$0	–	-16,199	-100.0%	-0.05%	–
CTVA	Exit	CORTEVA INC	$0	–	-15,765	-100.0%	-0.05%	–
VNLA	Exit	JANUS DETROIT STR TRhendrsn shrt etf	$0	–	-11,000	-100.0%	-0.06%	–
PAGS	Exit	PAGSEGURO DIGITAL LTD	$0	–	-14,660	-100.0%	-0.07%	–
CONE	Exit	CYRUSONE INC	$0	–	-10,424	-100.0%	-0.07%	–
HRS	Exit	HARRIS CORP DEL	$0	–	-3,831	-100.0%	-0.08%	–
APO	Exit	APOLLO GLOBAL MGMT LLC	$0	–	-51,913	-100.0%	-0.20%	–
BX	Exit	BLACKSTONE GROUP L P	$0	–	-53,840	-100.0%	-0.27%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-10-22

Signatures

The EDGAR filing(s) were signed by:

Sonia R Biasatti — Surveillance Analyst

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SELECT SECTOR SPDR TR	42	Q3 2023	7.0%
ISHARES TR	42	Q3 2023	2.6%
ALTRIA GROUP INC	42	Q3 2023	1.4%
VERIZON COMMUNICATIONS INC	42	Q3 2023	1.4%
VANGUARD BD INDEX FDS	42	Q3 2023	1.2%
CHEVRON CORP NEW	42	Q3 2023	0.9%
ISHARES TR	42	Q3 2023	1.1%
SELECT SECTOR SPDR TR	42	Q3 2023	1.5%
PEPSICO INC	42	Q3 2023	0.7%
SPDR SER TR	42	Q3 2023	1.7%

View Prospera Financial Services Inc's complete holdings history.

Latest significant ownerships (13-D/G)

Prospera Financial Services Inc Q3 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
ALPS ETF Trust	June 02, 2017	10	12.0%
ALPS ETF Trust	June 02, 2017	10	12.0%
ALPS ETF Trust	June 02, 2017	10	12.0%
First Trust Exchange-Traded Fund III	May 11, 2017	10	12.0%
FIRST TRUST EXCHANGE-TRADED FUND VI	May 11, 2017	10	12.0%
PowerShares Exchange-Traded Fund Trust II^{Sold out}	May 11, 2017	0	0.0%
POWERSHARES DB SILVER FUND	September 09, 2016	10	12.0%
SPDR SERIES TRUST	September 09, 2016	10	12.0%
Probe Mines Ltd	May 01, 2015	616,348	1.8%
FIRST TRUST EXCHANGE-TRADED FUND VI	September 22, 2014	1,211,443	4.8%

View Prospera Financial Services Inc's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
13F-HR	2023-11-13
13F-HR	2023-08-08
13F-HR	2023-05-12
13F-HR	2023-02-08
13F-HR	2022-10-27
13F-HR	2022-08-08
13F-HR	2022-05-04
13F-HR	2022-02-10
13F-HR	2021-11-12

View Prospera Financial Services Inc's complete filings history.

All filings

View complete filings history.

Compare quarters

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