$496 Million is the total value of Prospera Financial Services Inc's 393 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SHY | New | ISHARES TR1 3 yr treas bd | $7,305,000 | – | 87,360 | +100.0% | 1.47% | – |
| IDU | New | ISHARES TRu.s. utilits etf | $2,466,000 | – | 18,378 | +100.0% | 0.50% | – |
| FXU | New | FIRST TR EXCHANGE TRADED FDutilities alph | $941,000 | – | 34,665 | +100.0% | 0.19% | – |
| SMDV | New | PROSHARES TRruss 2000 divd | $755,000 | – | 14,024 | +100.0% | 0.15% | – |
| WTRH | New | WAITR HLDGS INC | $616,000 | – | 54,050 | +100.0% | 0.12% | – |
| FSK | New | FS KKR CAPITAL CORP | $594,000 | – | 114,341 | +100.0% | 0.12% | – |
| TLT | New | ISHARES TR20 yr tr bd etf | $592,000 | – | 4,849 | +100.0% | 0.12% | – |
| TUSA | New | FIRST TR EXCHANGE TRADED FDetf | $536,000 | – | 18,251 | +100.0% | 0.11% | – |
| FIXD | New | FIRST TR EXCHNG TRADED FD VItcw opportunis | $502,000 | – | 10,122 | +100.0% | 0.10% | – |
| PDBC | New | INVESCO ACTIVELY MANAGD ETFoptimum yield | $394,000 | – | 26,112 | +100.0% | 0.08% | – |
| GBIL | New | GOLDMAN SACHS ETF TRacces treasury | $395,000 | – | 3,951 | +100.0% | 0.08% | – |
| ITOT | New | ISHARES TRcore s&p ttl stk | $377,000 | – | 6,640 | +100.0% | 0.08% | – |
| OKTA | New | OKTA INCcl a | $363,000 | – | 5,684 | +100.0% | 0.07% | – |
| REGL | New | PROSHARES TRs&p mdcp 400 div | $352,000 | – | 6,812 | +100.0% | 0.07% | – |
| HSY | New | HERSHEY CO | $291,000 | – | 2,728 | +100.0% | 0.06% | – |
| APD | New | AIR PRODS & CHEMS INC | $288,000 | – | 1,798 | +100.0% | 0.06% | – |
| ITW | New | ILLINOIS TOOL WKS INC | $282,000 | – | 2,228 | +100.0% | 0.06% | – |
| LYB | New | LYONDELLBASELL INDUSTRIES N | $276,000 | – | 3,197 | +100.0% | 0.06% | – |
| FTCS | New | FIRST TR EXCHANGE TRADED FDcap strength etf | $277,000 | – | 5,748 | +100.0% | 0.06% | – |
| OLED | New | UNIVERSAL DISPLAY CORP | $271,000 | – | 2,895 | +100.0% | 0.06% | – |
| OMC | New | OMNICOM GROUP INC | $268,000 | – | 3,657 | +100.0% | 0.05% | – |
| PAYX | New | PAYCHEX INC | $261,000 | – | 3,966 | +100.0% | 0.05% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INC | $259,000 | – | 3,742 | +100.0% | 0.05% | – |
| BOTZ | New | GLOBAL X FDSrbtcs artfl inte | $257,000 | – | 15,346 | +100.0% | 0.05% | – |
| GM | New | GENERAL MTRS CO | $255,000 | – | 7,637 | +100.0% | 0.05% | – |
| TWTR | New | TWITTER INC | $249,000 | – | 8,608 | +100.0% | 0.05% | – |
| FLDR | New | FIDELITYlow durtin etf | $249,000 | – | 5,000 | +100.0% | 0.05% | – |
| WEC | New | WEC ENERGY GROUP INC | $248,000 | – | 3,606 | +100.0% | 0.05% | – |
| NVO | New | NOVO-NORDISK A Sadr | $242,000 | – | 5,118 | +100.0% | 0.05% | – |
| UN | New | UNILEVER N V | $240,000 | – | 4,448 | +100.0% | 0.05% | – |
| FMHI | New | FIRST TR EXCH TRADED FD IIImuni hi incm etf | $231,000 | – | 4,614 | +100.0% | 0.05% | – |
| LIT | New | GLOBAL X FDSlithium btry etf | $232,000 | – | 8,593 | +100.0% | 0.05% | – |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $232,000 | – | 10,919 | +100.0% | 0.05% | – |
| WELL | New | WELLTOWER INC | $229,000 | – | 3,311 | +100.0% | 0.05% | – |
| HAL | New | HALLIBURTON CO | $223,000 | – | 8,101 | +100.0% | 0.04% | – |
| FDX | New | FEDEX CORP | $225,000 | – | 1,390 | +100.0% | 0.04% | – |
| SDOG | New | ALPS ETF TRsectr div dogs | $216,000 | – | 5,519 | +100.0% | 0.04% | – |
| NOC | New | NORTHROP GRUMMAN CORP | $214,000 | – | 872 | +100.0% | 0.04% | – |
| RGLD | New | ROYAL GOLD INC | $207,000 | – | 2,430 | +100.0% | 0.04% | – |
| EZU | New | ISHARES INCmsci eurzone etf | $210,000 | – | 6,003 | +100.0% | 0.04% | – |
| OIH | New | VANECK VECTORS ETF TRoil svcs etf | $204,000 | – | 14,532 | +100.0% | 0.04% | – |
| LIN | New | LINDE PLC | $201,000 | – | 1,287 | +100.0% | 0.04% | – |
| WB | New | WEIBO CORPsponsored adr | $205,000 | – | 3,500 | +100.0% | 0.04% | – |
| CBRE | New | CBRE GROUP INCcl a | $201,000 | – | 5,100 | +100.0% | 0.04% | – |
| GOLD | New | BARRICK GOLD CORP | $136,000 | – | 10,412 | +100.0% | 0.03% | – |
| JMLP | New | NUVEEN ALL CAP ENE MLP OPPO | $102,000 | – | 18,502 | +100.0% | 0.02% | – |
| AGD | New | ABERDEEN GLOBAL DYNAMIC DIVI | $94,000 | – | 11,055 | +100.0% | 0.02% | – |
| NUV | New | NUVEEN MUN VALUE FD INC | $95,000 | – | 10,200 | +100.0% | 0.02% | – |
| GLUU | New | GLU MOBILE INC | $87,000 | – | 11,064 | +100.0% | 0.02% | – |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $76,000 | – | 14,200 | +100.0% | 0.02% | – |
| WFTIQ | New | WEATHERFORD INTL PLC | $20,000 | – | 35,287 | +100.0% | 0.00% | – |
| New | LIBERTY MEDIA CORPdeb 4.000%11/1 | $19,000 | – | 30,000 | +100.0% | 0.00% | – | |
| WKHS | New | WORKHORSE GROUP INC | $10,000 | – | 18,650 | +100.0% | 0.00% | – |
| RGSEQ | New | REAL GOODS SOLAR INCcl a 2017 | $5,000 | – | 10,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 7.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ALTRIA GROUP INC | 42 | Q3 2023 | 1.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.4% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 0.9% |
| ISHARES TR | 42 | Q3 2023 | 1.1% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 1.5% |
| PEPSICO INC | 42 | Q3 2023 | 0.7% |
| SPDR SER TR | 42 | Q3 2023 | 1.7% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.