Prospera Financial Services Inc

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$716 Million is the total value of Prospera Financial Services Inc's 441 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 23.2% .

All

			Value		Shares		↓ Weighting
QQQ	Sell	POWERSHARES QQQ TRUSTunit ser 1	$10,668,000	-0.1%	66,687	-1.3%	1.49%	-8.6%
ABBV	Sell	ABBVIE INC	$7,301,000	-14.3%	78,013	-9.9%	1.02%	-21.7%
MO	Sell	ALTRIA GROUP INC	$4,604,000	-16.7%	73,765	-4.9%	0.64%	-23.9%
DIA	Sell	SPDR DOW JONES INDL AVRG ETFut ser 1	$3,837,000	-15.4%	15,865	-12.7%	0.54%	-22.7%
DWIN	Sell	POWERSHARES ETF TR IIdwa tact mlt	$3,739,000	-6.4%	148,082	-0.3%	0.52%	-14.4%
BMY	Sell	BRISTOL MYERS SQUIBB CO	$3,103,000	-1.8%	49,164	-4.3%	0.43%	-10.4%
NVDA	Sell	NVIDIA CORP	$2,947,000	+4.8%	12,973	-3.4%	0.41%	-4.2%
RFEU	Sell	FIRST TR EXCH TRADED FD IIIrivrfrnt dyn eur	$2,484,000	-4.6%	38,523	-1.4%	0.35%	-12.8%
CVX	Sell	CHEVRON CORP NEW	$2,329,000	-50.9%	20,381	-45.3%	0.32%	-55.2%
FB	Sell	FACEBOOK INCcl a	$2,158,000	-24.6%	13,717	-13.2%	0.30%	-31.1%
PGF	Sell	POWERSHARES ETF TRUSTfinl pfd ptfl	$2,092,000	-19.8%	112,803	-18.4%	0.29%	-26.8%
JNJ	Sell	JOHNSON & JOHNSON	$2,077,000	-9.3%	16,153	-1.3%	0.29%	-17.1%
VOE	Sell	VANGUARD INDEX FDSmcap vl idxvip	$2,035,000	-20.1%	18,558	-17.7%	0.28%	-27.0%
AMLP	Sell	ALPS ETF TRalerian mlp	$1,929,000	-26.2%	205,889	-14.7%	0.27%	-32.6%
EFA	Sell	ISHARES TRmsci eafe etf	$1,885,000	-31.5%	27,125	-29.2%	0.26%	-37.4%
BSV	Sell	VANGUARD BD INDEX FD INCshort trm bond	$1,856,000	-17.9%	23,679	-17.2%	0.26%	-24.9%
RFCI	Sell	ALPS ETF TRriverfront dym	$1,820,000	-18.4%	75,979	-15.9%	0.25%	-25.5%
XLB	Sell	SELECT SECTOR SPDR TRsbi materials	$1,667,000	-14.4%	29,305	-6.2%	0.23%	-21.8%
SDIV	Sell	GLOBAL X FDSglb x superdiv	$1,435,000	-20.6%	69,301	-16.5%	0.20%	-27.5%
SDY	Sell	SPDR SERIES TRUSTs&p divid etf	$1,330,000	-6.9%	14,572	-3.5%	0.19%	-14.7%
SPHD	Sell	POWERSHARES ETF TR II	$1,240,000	-32.3%	31,388	-27.3%	0.17%	-38.2%
VBR	Sell	VANGUARD INDEX FDSsm cp val etf	$1,150,000	-23.2%	8,880	-20.7%	0.16%	-29.7%
HYG	Sell	ISHARES TRiboxx hi yd etf	$1,150,000	-16.0%	13,442	-14.1%	0.16%	-23.0%
CHY	Sell	CALAMOS CONV & HIGH INCOME F	$1,096,000	-21.2%	93,643	-20.1%	0.15%	-27.8%
VOO	Sell	VANGUARD INDEX FDS	$973,000	-38.9%	4,018	-37.0%	0.14%	-44.0%
AMAT	Sell	APPLIED MATLS INC	$972,000	-8.8%	17,601	-12.4%	0.14%	-16.6%
WFC	Sell	WELLS FARGO CO NEW	$950,000	-22.5%	18,013	-9.3%	0.13%	-28.9%
VNQ	Sell	VANGUARD INDEX FDSreal estate etf	$918,000	-33.0%	12,108	-28.2%	0.13%	-38.8%
XLP	Sell	SELECT SECTOR SPDR TRsbi cons stpls	$871,000	-64.1%	16,515	-61.5%	0.12%	-67.1%
LQD	Sell	ISHARES TRiboxx inv cp etf	$858,000	-10.3%	7,350	-7.1%	0.12%	-17.8%
LOW	Sell	LOWES COS INC	$849,000	-11.4%	9,679	-6.2%	0.12%	-18.5%
GLD	Sell	SPDR GOLD TRUST	$850,000	+0.2%	6,745	-1.1%	0.12%	-8.5%
ABT	Sell	ABBOTT LABS	$832,000	-7.6%	13,889	-11.2%	0.12%	-15.3%
MLPA	Sell	GLOBAL X FDSglbl x mlp etf	$832,000	-49.8%	98,050	-41.6%	0.12%	-54.2%
D	Sell	DOMINION ENERGY INC	$816,000	-15.4%	12,140	-0.3%	0.11%	-22.4%
ACN	Sell	ACCENTURE PLC IRELAND	$707,000	-15.2%	4,701	-12.0%	0.10%	-22.0%
BIV	Sell	VANGUARD BD INDEX FD INCintermed term	$684,000	-30.8%	8,386	-29.1%	0.10%	-36.4%
CB	Sell	CHUBB LIMITED	$646,000	-8.1%	4,739	-2.6%	0.09%	-15.9%
UNP	Sell	UNION PAC CORP	$643,000	-4.2%	4,828	-2.6%	0.09%	-12.6%
MDT	Sell	MEDTRONIC PLC	$629,000	-7.6%	7,980	-1.7%	0.09%	-15.4%
PM	Sell	PHILIP MORRIS INTL INC	$581,000	-8.6%	5,809	-4.3%	0.08%	-16.5%
CL	Sell	COLGATE PALMOLIVE CO	$576,000	-9.7%	8,039	-5.1%	0.08%	-17.5%
BLK	Sell	BLACKROCK INC	$556,000	-51.6%	1,034	-53.5%	0.08%	-55.7%
OEF	Sell	ISHARES TRs&p 100 etf	$550,000	-6.5%	4,736	-2.7%	0.08%	-14.4%
NVS	Sell	NOVARTIS A Gsponsored adr	$548,000	-10.7%	6,774	-6.1%	0.08%	-18.1%
VPU	Sell	VANGUARD WORLD FDSutilities etf	$552,000	-28.2%	4,946	-26.3%	0.08%	-34.2%
RDSB	Sell	ROYAL DUTCH SHELL PLCspon adr b	$546,000	-13.5%	8,305	-7.9%	0.08%	-20.8%
GE	Sell	GENERAL ELECTRIC CO	$511,000	-41.5%	38,197	-22.2%	0.07%	-46.6%
XLE	Sell	SELECT SECTOR SPDR TRenergy	$503,000	-40.5%	7,458	-34.7%	0.07%	-45.7%
GILD	Sell	GILEAD SCIENCES INC	$491,000	-1.0%	6,525	-3.1%	0.07%	-9.2%
FXN	Sell	FIRST TR EXCHANGE TRADED FDenergy alphadx	$462,000	-23.5%	32,420	-14.5%	0.06%	-29.3%
ADBE	Sell	ADOBE SYS INC	$448,000	-23.0%	2,001	-37.1%	0.06%	-29.2%
IWX	Sell	ISHARES TRrus tp200 vl etf	$442,000	-19.3%	8,737	-15.3%	0.06%	-26.2%
BTI	Sell	BRITISH AMERN TOB PLCsponsored adr	$435,000	-15.0%	7,304	-5.3%	0.06%	-21.8%
DEO	Sell	DIAGEO P L Cspon adr new	$435,000	-13.3%	3,168	-8.6%	0.06%	-20.8%
MTUM	Sell	ISHARES TRusa momentum fct	$435,000	-9.9%	4,164	-10.3%	0.06%	-17.6%
IVZ	Sell	INVESCO LTD	$439,000	-19.4%	13,832	-6.5%	0.06%	-26.5%
GSIE	Sell	GOLDMAN SACHS ETF TRactivebeta int	$428,000	-4.5%	14,349	-2.6%	0.06%	-11.8%
MMC	Sell	MARSH & MCLENNAN COS INC	$428,000	-6.6%	5,219	-6.2%	0.06%	-14.3%
ORCL	Sell	ORACLE CORP	$423,000	-14.4%	9,297	-10.4%	0.06%	-21.3%
ETP	Sell	ENERGY TRANSFER PARTNERS LPunit ltd prt int	$412,000	-14.7%	25,392	-5.2%	0.06%	-21.6%
GLAD	Sell	GLADSTONE CAPITAL CORP	$395,000	-17.9%	45,375	-12.7%	0.06%	-24.7%
VFC	Sell	V F CORP	$383,000	-27.6%	5,135	-27.7%	0.05%	-34.6%
MUB	Sell	ISHARES TRnational mun etf	$376,000	-16.4%	3,463	-15.0%	0.05%	-23.2%
CR	Sell	CRANE CO	$377,000	-6.5%	4,101	-7.4%	0.05%	-14.5%
PSEC	Sell	PROSPECT CAPITAL CORPORATION	$374,000	-8.3%	56,600	-5.4%	0.05%	-16.1%
MON	Sell	MONSANTO CO NEW	$352,000	-17.9%	3,013	-17.7%	0.05%	-25.8%
SU	Sell	SUNCOR ENERGY INC NEW	$340,000	-10.1%	9,864	-0.4%	0.05%	-19.0%
KMB	Sell	KIMBERLY CLARK CORP	$336,000	-17.0%	3,060	-9.4%	0.05%	-24.2%
SNH	Sell	SENIOR HSG PPTYS TRsh ben int	$334,000	-45.7%	21,300	-33.6%	0.05%	-50.0%
PX	Sell	PRAXAIR INC	$317,000	-27.3%	2,192	-20.1%	0.04%	-34.3%
ABC	Sell	AMERISOURCEBERGEN CORP	$318,000	-12.9%	3,689	-6.5%	0.04%	-21.4%
RDSA	Sell	ROYAL DUTCH SHELL PLCspons adr a	$317,000	-83.3%	4,945	-82.1%	0.04%	-84.8%
TJX	Sell	TJX COS INC NEW	$318,000	+6.0%	3,838	-2.7%	0.04%	-4.3%
GDXJ	Sell	VANECK VECTORS ETF TRjr gold miners e	$308,000	-35.8%	9,666	-30.0%	0.04%	-41.1%
BIIB	Sell	BIOGEN INC	$305,000	-45.8%	1,117	-35.0%	0.04%	-50.0%
SGDM	Sell	ALPS ETF TRsprott gl mine	$303,000	-24.6%	15,570	-17.8%	0.04%	-31.1%
PBT	Sell	PERMIAN BASIN RTY TRunit ben int	$301,000	-14.2%	31,200	-21.2%	0.04%	-22.2%
BRKA	Sell	BERKSHIRE HATHAWAY INC DELcl a	$300,000	-7.1%	1	-99.1%	0.04%	-14.3%
ET	Sell	ENERGY TRANSFER EQUITY L P	$291,000	-31.0%	20,475	-16.1%	0.04%	-35.9%
HBI	Sell	HANESBRANDS INC	$289,000	-12.2%	15,205	-1.7%	0.04%	-20.0%
AXP	Sell	AMERICAN EXPRESS CO	$286,000	-47.0%	3,062	-43.5%	0.04%	-51.2%
DLTR	Sell	DOLLAR TREE INC	$286,000	-36.2%	2,951	-28.5%	0.04%	-41.2%
JWN	Sell	NORDSTROM INC	$286,000	-5.6%	5,790	-8.3%	0.04%	-13.0%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$279,000	-53.5%	11,397	-49.3%	0.04%	-57.6%
FXD	Sell	FIRST TR EXCHANGE TRADED FDconsumr discre	$282,000	-5.1%	6,848	-2.2%	0.04%	-13.3%
MA	Sell	MASTERCARD INCORPORATEDcl a	$274,000	-8.7%	1,576	-18.6%	0.04%	-17.4%
MUNI	Sell	PIMCO ETF TRinter mun bd act	$271,000	-6.9%	5,143	-5.1%	0.04%	-13.6%
ITW	Sell	ILLINOIS TOOL WKS INC	$273,000	-14.2%	1,737	-9.2%	0.04%	-22.4%
GWW	Sell	GRAINGER W W INC	$272,000	+5.4%	964	-11.6%	0.04%	-2.6%
BAM	Sell	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$263,000	-39.1%	6,750	-32.0%	0.04%	-43.9%
ROST	Sell	ROSS STORES INC	$268,000	-26.8%	3,423	-24.5%	0.04%	-33.9%
VIG	Sell	VANGUARD GROUPdiv app etf	$258,000	-51.2%	2,554	-50.6%	0.04%	-55.6%
SYY	Sell	SYSCO CORP	$256,000	-4.1%	4,255	-3.0%	0.04%	-12.2%
NOBL	Sell	PROSHARES TRs&p 500 dv arist	$260,000	-11.9%	4,185	-8.7%	0.04%	-20.0%
AWK	Sell	AMERICAN WTR WKS CO INC NEW	$244,000	-36.6%	2,986	-30.8%	0.03%	-42.4%
JNK	Sell	SPDR SERIES TRUSTbloomberg brclys	$241,000	-8.4%	6,717	-5.9%	0.03%	-15.0%
XLV	Sell	SELECT SECTOR SPDR TRsbi healthcare	$246,000	-89.6%	3,016	-89.2%	0.03%	-90.6%
VTV	Sell	VANGUARD INDEX FDSvalue etf	$245,000	-20.5%	2,367	-17.4%	0.03%	-27.7%
EMR	Sell	EMERSON ELEC CO	$224,000	-30.4%	3,282	-27.4%	0.03%	-36.7%
PKB	Sell	POWERSHARES ETF TRUSTdyn bldg cnstr	$221,000	-49.3%	7,047	-43.5%	0.03%	-53.7%
PAA	Sell	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$213,000	-22.5%	9,640	-27.1%	0.03%	-28.6%
FXG	Sell	FIRST TR EXCHANGE TRADED FDconsumr staple	$215,000	-12.6%	4,567	-9.4%	0.03%	-21.1%
ALL	Sell	ALLSTATE CORP	$209,000	-13.3%	2,194	-5.6%	0.03%	-21.6%
NS	Sell	NUSTAR ENERGY LP	$202,000	-49.2%	9,928	-25.2%	0.03%	-54.1%
LRCX	Sell	LAM RESEARCH CORP	$204,000	-16.7%	1,013	-24.0%	0.03%	-24.3%
PGX	Sell	POWERSHARES ETF TR IIpfd portfolio	$163,000	-53.4%	11,225	-52.5%	0.02%	-56.6%
TRXC	Sell	TRANSENTERIX INC	$37,000	-31.5%	22,000	-12.0%	0.01%	-37.5%
WIN	Sell	WINDSTREAM HLDGS INC	$14,000	-30.0%	10,077	-1.6%	0.00%	-33.3%
BBG	Exit	BARRETT BILL CORP	$0	–	-14,690	-100.0%	-0.01%	–
DX	Exit	DYNEX CAP INC	$0	–	-13,468	-100.0%	-0.01%	–
CEF	Exit	CENTRAL FD CDA LTDcl a	$0	–	-10,440	-100.0%	-0.02%	–
EWY	Exit	ISHARES INCmsci sth kor etf	$0	–	-2,684	-100.0%	-0.03%	–
LNCE	Exit	SNYDERS-LANCE INC	$0	–	-4,000	-100.0%	-0.03%	–
VMW	Exit	VMWARE INC	$0	–	-1,601	-100.0%	-0.03%	–
FFTY	Exit	INNOVATOR ETFS TRibd 50 etf	$0	–	-6,200	-100.0%	-0.03%	–
LYB	Exit	LYONDELLBASELL INDUSTRIES N	$0	–	-1,884	-100.0%	-0.03%	–
ON	Exit	ON SEMICONDUCTOR CORP	$0	–	-9,835	-100.0%	-0.03%	–
PHM	Exit	PULTE GROUP INC	$0	–	-6,606	-100.0%	-0.03%	–
FXI	Exit	ISHARES TRchina lg-cap etf	$0	–	-5,092	-100.0%	-0.04%	–
SCG	Exit	SCANA CORP NEW	$0	–	-5,399	-100.0%	-0.04%	–
UTHR	Exit	UNITED THERAPEUTICS CORP DEL	$0	–	-1,600	-100.0%	-0.04%	–
CLX	Exit	CLOROX CO DEL	$0	–	-1,627	-100.0%	-0.04%	–
ANTM	Exit	ANTHEM INC	$0	–	-1,040	-100.0%	-0.04%	–
PCY	Exit	POWERSHARES ETF TR IIsovereign debt	$0	–	-8,572	-100.0%	-0.04%	–
KBWY	Exit	POWERSHARES ETF TRUST IIkbw yield reit	$0	–	-7,340	-100.0%	-0.04%	–
STAG	Exit	STAG INDL INC	$0	–	-10,725	-100.0%	-0.04%	–
MCHP	Exit	MICROCHIP TECHNOLOGY INC	$0	–	-3,143	-100.0%	-0.04%	–
FRI	Exit	FIRST TR S&P REIT INDEX FD	$0	–	-16,595	-100.0%	-0.06%	–
TIER	Exit	TIER REIT INC	$0	–	-20,127	-100.0%	-0.06%	–
RGI	Exit	RYDEX ETF TRUSTgug s&p500 eq wt	$0	–	-3,625	-100.0%	-0.07%	–
ACWI	Exit	ISHARES TRmsci acwi etf	$0	–	-6,438	-100.0%	-0.07%	–
COHR	Exit	COHERENT INC	$0	–	-1,658	-100.0%	-0.07%	–
KBA	Exit	KRANESHARES TRbosera msci ch	$0	–	-13,900	-100.0%	-0.07%	–
SGDJ	Exit	ALPS ETF TRsprott jr gld	$0	–	-14,085	-100.0%	-0.07%	–
SQ	Exit	SQUARE INCcl a	$0	–	-12,745	-100.0%	-0.07%	–
FIXD	Exit	FIRST TR EXCHNG TRADED FD VItcw opportunis	$0	–	-10,040	-100.0%	-0.08%	–
FEZ	Exit	SPDR INDEX SHS FDSeuro stoxx 50	$0	–	-13,258	-100.0%	-0.08%	–
VGT	Exit	VANGUARD WORLD FDSinf tech etf	$0	–	-3,239	-100.0%	-0.08%	–
LULU	Exit	LULULEMON ATHLETICA INC	$0	–	-10,300	-100.0%	-0.13%	–
NFG	Exit	NATIONAL FUEL GAS CO N J	$0	–	-24,360	-100.0%	-0.20%	–
XLU	Exit	SELECT SECTOR SPDR TRsbi int-utils	$0	–	-38,568	-100.0%	-0.30%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-04-12

Signatures

The EDGAR filing(s) were signed by:

Sonia Biasatti — Compliance Analyst

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SELECT SECTOR SPDR TR	42	Q3 2023	7.0%
ISHARES TR	42	Q3 2023	2.6%
ALTRIA GROUP INC	42	Q3 2023	1.4%
VERIZON COMMUNICATIONS INC	42	Q3 2023	1.4%
VANGUARD BD INDEX FDS	42	Q3 2023	1.2%
CHEVRON CORP NEW	42	Q3 2023	0.9%
ISHARES TR	42	Q3 2023	1.1%
SELECT SECTOR SPDR TR	42	Q3 2023	1.5%
PEPSICO INC	42	Q3 2023	0.7%
SPDR SER TR	42	Q3 2023	1.7%

View Prospera Financial Services Inc's complete holdings history.

Latest significant ownerships (13-D/G)

Prospera Financial Services Inc Q1 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
ALPS ETF Trust	June 02, 2017	10	12.0%
ALPS ETF Trust	June 02, 2017	10	12.0%
ALPS ETF Trust	June 02, 2017	10	12.0%
First Trust Exchange-Traded Fund III	May 11, 2017	10	12.0%
FIRST TRUST EXCHANGE-TRADED FUND VI	May 11, 2017	10	12.0%
PowerShares Exchange-Traded Fund Trust II^{Sold out}	May 11, 2017	0	0.0%
POWERSHARES DB SILVER FUND	September 09, 2016	10	12.0%
SPDR SERIES TRUST	September 09, 2016	10	12.0%
Probe Mines Ltd	May 01, 2015	616,348	1.8%
FIRST TRUST EXCHANGE-TRADED FUND VI	September 22, 2014	1,211,443	4.8%

View Prospera Financial Services Inc's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
13F-HR	2023-11-13
13F-HR	2023-08-08
13F-HR	2023-05-12
13F-HR	2023-02-08
13F-HR	2022-10-27
13F-HR	2022-08-08
13F-HR	2022-05-04
13F-HR	2022-02-10
13F-HR	2021-11-12

View Prospera Financial Services Inc's complete filings history.

All filings

View complete filings history.

Compare quarters

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