$555 Million is the total value of Prospera Financial Services Inc's 379 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | LIBERTY MEDIA CORPdeb 4.000%11/1 | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| AXAS | Exit | ABRAXAS PETE CORP | $0 | – | -20,000 | -100.0% | -0.01% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -19,994 | -100.0% | -0.02% | – |
| Exit | JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| TWTR | Exit | TWITTER INC | $0 | – | -10,208 | -100.0% | -0.03% | – |
| FTGC | Exit | FIRST TR EXCHAN TRADED FD VIfst tr glb fd | $0 | – | -9,728 | -100.0% | -0.04% | – |
| ICE | Exit | INTERCONTINENTAL EXCHANGE IN | $0 | – | -3,580 | -100.0% | -0.04% | – |
| DG | Exit | DOLLAR GEN CORP NEW | $0 | – | -2,765 | -100.0% | -0.04% | – |
| CACI | Exit | CACI INTL INCcl a | $0 | – | -1,689 | -100.0% | -0.04% | – |
| DDD | Exit | 3-D SYS CORP DEL | $0 | – | -14,580 | -100.0% | -0.04% | – |
| APC | Exit | ANADARKO PETE CORP | $0 | – | -3,062 | -100.0% | -0.04% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE INC | $0 | – | -17,051 | -100.0% | -0.04% | – |
| BOE | Exit | BLACKROCK GLOBAL OPP EQTY TR | $0 | – | -19,000 | -100.0% | -0.04% | – |
| MFV | Exit | MFS SPL VALUE TRsh ben int | $0 | – | -40,190 | -100.0% | -0.04% | – |
| NIE | Exit | ALLIANZGI EQUITY & CONV INCO | $0 | – | -12,298 | -100.0% | -0.04% | – |
| UNM | Exit | UNUM GROUP | $0 | – | -5,137 | -100.0% | -0.04% | – |
| DBE | Exit | POWERSHS DB MULTI SECT COMMdb energy fund | $0 | – | -16,971 | -100.0% | -0.04% | – |
| DBB | Exit | POWERSHS DB MULTI SECT COMMdb base metals | $0 | – | -15,343 | -100.0% | -0.04% | – |
| NCV | Exit | ALLIANZGI CONV & INCOME FD | $0 | – | -36,131 | -100.0% | -0.04% | – |
| TFI | Exit | SPDR SER TRnuveen brc munic | $0 | – | -4,949 | -100.0% | -0.05% | – |
| DY | Exit | DYCOM INDS INC | $0 | – | -3,000 | -100.0% | -0.05% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N V | $0 | – | -7,380 | -100.0% | -0.05% | – |
| DPZ | Exit | DOMINOS PIZZA INC | $0 | – | -1,566 | -100.0% | -0.05% | – |
| JCI | Exit | JOHNSON CTLS INTL PLC | $0 | – | -6,474 | -100.0% | -0.05% | – |
| FN | Exit | FABRINET | $0 | – | -7,570 | -100.0% | -0.05% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -5,040 | -100.0% | -0.06% | – |
| IBB | Exit | ISHARES TRnasdq biotec etf | $0 | – | -1,102 | -100.0% | -0.06% | – |
| AZO | Exit | AUTOZONE INC | $0 | – | -386 | -100.0% | -0.06% | – |
| NUE | Exit | NUCOR CORP | $0 | – | -5,147 | -100.0% | -0.06% | – |
| URA | Exit | GLOBAL X FDSglobal x uranium | $0 | – | -21,840 | -100.0% | -0.06% | – |
| MLM | Exit | MARTIN MARIETTA MATLS INC | $0 | – | -1,370 | -100.0% | -0.06% | – |
| FTSM | Exit | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $0 | – | -5,383 | -100.0% | -0.06% | – |
| VGSH | Exit | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $0 | – | -5,421 | -100.0% | -0.06% | – |
| SE | Exit | SPECTRA ENERGY CORP | $0 | – | -8,166 | -100.0% | -0.07% | – |
| IPAY | Exit | ETF MANAGERS TRpurefunds ise mo | $0 | – | -13,480 | -100.0% | -0.07% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -6,813 | -100.0% | -0.08% | – |
| BK | Exit | BANK NEW YORK MELLON CORP | $0 | – | -8,108 | -100.0% | -0.08% | – |
| GNL | Exit | GLOBAL NET LEASE INC | $0 | – | -50,172 | -100.0% | -0.08% | – |
| SHV | Exit | ISHARES TRshrt trs bd etf | $0 | – | -3,830 | -100.0% | -0.08% | – |
| SBIO | Exit | ALPS ETF TRmed breakthgh | $0 | – | -18,275 | -100.0% | -0.09% | – |
| USCI | Exit | UNITED STS COMMODITY INDEX F | $0 | – | -11,327 | -100.0% | -0.09% | – |
| KBE | Exit | SPDR SERIES TRUSTs&p bk etf | $0 | – | -11,222 | -100.0% | -0.10% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -2,050 | -100.0% | -0.10% | – |
| XBI | Exit | SPDR SERIES TRUSTs&p biotech | $0 | – | -11,495 | -100.0% | -0.14% | – |
| SIL | Exit | GLOBAL X FDSglobal x silver | $0 | – | -21,115 | -100.0% | -0.16% | – |
| EWZ | Exit | ISHARESmsci brz cap etf | $0 | – | -25,620 | -100.0% | -0.18% | – |
| ENZL | Exit | ISHARESnw zealnd cp etf | $0 | – | -25,944 | -100.0% | -0.21% | – |
| EPU | Exit | ISHARESall peru cap etf | $0 | – | -31,265 | -100.0% | -0.21% | – |
| EIDO | Exit | ISHARES TRmsci indonia etf | $0 | – | -48,464 | -100.0% | -0.24% | – |
| IYY | Exit | ISHARES TRdow jones us etf | $0 | – | -10,727 | -100.0% | -0.24% | – |
| COF | Exit | CAPITAL ONE FINL CORP | $0 | – | -14,606 | -100.0% | -0.25% | – |
| SPIB | Exit | SPDR SERIES TRUSTblombrg brc intr | $0 | – | -173,575 | -100.0% | -1.16% | – |
| PSK | Exit | SPDR SERIES TRUSTwells fg pfd etf | $0 | – | -144,147 | -100.0% | -1.21% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-04-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 45 | Q2 2024 | 7.0% |
| ISHARES TR | 45 | Q2 2024 | 2.6% |
| ALTRIA GROUP INC | 45 | Q2 2024 | 1.4% |
| VERIZON COMMUNICATIONS INC | 45 | Q2 2024 | 1.4% |
| VANGUARD BD INDEX FDS | 45 | Q2 2024 | 1.2% |
| CHEVRON CORP NEW | 45 | Q2 2024 | 0.9% |
| PEPSICO INC | 45 | Q2 2024 | 0.7% |
| ISHARES TR | 45 | Q2 2024 | 1.1% |
| SELECT SECTOR SPDR TR | 45 | Q2 2024 | 1.5% |
| ISHARES TR | 45 | Q2 2024 | 2.2% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-08-13 |
| 13F-HR | 2024-08-13 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.