$498 Million is the total value of Prospera Financial Services Inc's 379 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VOO | VANGUARD INDEX FDS | $612,000 | +3.4% | 3,081 | 0.0% | 0.12% | +0.8% | |
| MITK | MITEK SYS INC | $607,000 | +16.5% | 73,220 | 0.0% | 0.12% | +13.0% | |
| AOK | ISHARESconser alloc etf | $566,000 | +1.8% | 16,950 | 0.0% | 0.11% | -0.9% | |
| PWV | POWERSHARES ETF TRUSTdynm lrg cp vl | $532,000 | +2.1% | 16,907 | 0.0% | 0.11% | -0.9% | |
| HCP | HCP INC | $472,000 | +7.3% | 12,441 | 0.0% | 0.10% | +4.4% | |
| DIA | SPDR DOW JONES INDL AVRG ETFut ser 1 | $452,000 | +2.0% | 2,473 | 0.0% | 0.09% | -1.1% | |
| HBANP | HUNTINGTON BANCSHARES INCpfd conv ser a | $402,000 | +1.5% | 279 | 0.0% | 0.08% | -1.2% | |
| WTMF | WISDOMTREE TRfutre strat fd | $402,000 | -1.0% | 9,550 | 0.0% | 0.08% | -3.6% | |
| BAM | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $343,000 | +6.5% | 9,750 | 0.0% | 0.07% | +3.0% | |
| CAG | CONAGRA FOODS INC | $343,000 | -1.4% | 7,274 | 0.0% | 0.07% | -4.2% | |
| HDS | HD SUPPLY HLDGS INC | $320,000 | -8.0% | 10,000 | 0.0% | 0.06% | -11.1% | |
| AAPRB | ALCOA INC | $293,000 | -0.3% | 8,950 | 0.0% | 0.06% | -3.3% | |
| PBT | PERMIAN BASIN RTY TRunit ben int | $288,000 | -5.0% | 41,300 | 0.0% | 0.06% | -7.9% | |
| BSCG | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2016 | $279,000 | 0.0% | 12,650 | 0.0% | 0.06% | -3.4% | |
| IWV | ISHARES TRrussell 3000 etf | $260,000 | +3.2% | 2,029 | 0.0% | 0.05% | 0.0% | |
| CSFL | CENTERSTATE BANKS INC | $233,000 | +12.6% | 13,125 | 0.0% | 0.05% | +9.3% | |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC | $226,000 | +1.8% | 17,051 | 0.0% | 0.04% | -2.2% | |
| BACPRL | BANK AMER CORP7.25%cnv pfd l | $226,000 | +2.3% | 185 | 0.0% | 0.04% | -2.2% | |
| IBMF | ISHARESibonds sep17 etf | $218,000 | -0.5% | 8,000 | 0.0% | 0.04% | -2.2% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $216,000 | -0.5% | 1 | 0.0% | 0.04% | -4.4% | |
| IBMJ | ISHARES TRibonds dec21 etf | $208,000 | -0.5% | 8,000 | 0.0% | 0.04% | -2.3% | |
| IBMI | ISHARES TRibonds sep20 etf | $206,000 | -1.0% | 8,000 | 0.0% | 0.04% | -4.7% | |
| IBMH | ISHARES TRibonds sep19 etf | $205,000 | -0.5% | 8,000 | 0.0% | 0.04% | -4.7% | |
| JTD | NUVEEN TAX ADVANTAGED DIV GR | $167,000 | +3.7% | 11,250 | 0.0% | 0.03% | +3.0% | |
| NLNK | NEWLINK GENETICS CORP | $153,000 | +33.0% | 10,200 | 0.0% | 0.03% | +29.2% | |
| ASTC | ASTROTECH CORP | $125,000 | -2.3% | 75,977 | 0.0% | 0.02% | -3.8% | |
| JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $102,000 | +1.0% | 100,000 | 0.0% | 0.02% | -4.8% | ||
| SIRI | SIRIUS XM HLDGS INC | $51,000 | +6.2% | 12,200 | 0.0% | 0.01% | 0.0% | |
| REFR | RESEARCH FRONTIERS INC | $51,000 | -29.2% | 19,800 | 0.0% | 0.01% | -33.3% | |
| SDRL | SEADRILL LIMITED | $45,000 | -26.2% | 18,857 | 0.0% | 0.01% | -30.8% | |
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $16,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 45 | Q2 2024 | 7.0% |
| ISHARES TR | 45 | Q2 2024 | 2.6% |
| ALTRIA GROUP INC | 45 | Q2 2024 | 1.4% |
| VERIZON COMMUNICATIONS INC | 45 | Q2 2024 | 1.4% |
| VANGUARD BD INDEX FDS | 45 | Q2 2024 | 1.2% |
| CHEVRON CORP NEW | 45 | Q2 2024 | 0.9% |
| PEPSICO INC | 45 | Q2 2024 | 0.7% |
| ISHARES TR | 45 | Q2 2024 | 1.1% |
| SELECT SECTOR SPDR TR | 45 | Q2 2024 | 1.5% |
| ISHARES TR | 45 | Q2 2024 | 2.2% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-08-13 |
| 13F-HR | 2024-08-13 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.