$498 Million is the total value of Prospera Financial Services Inc's 379 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TVIX | Exit | CREDIT SUISSE AG NASSAU BRH | $0 | – | -10,000 | -100.0% | -0.01% | – |
| ARPJQ | Exit | ATLAS RESOURCE PARTNERS LP | $0 | – | -75,450 | -100.0% | -0.01% | – |
| EGO | Exit | ELDORADO GOLD CORP NEW | $0 | – | -11,072 | -100.0% | -0.01% | – |
| EXK | Exit | ENDEAVOUR SILVER CORP | $0 | – | -12,800 | -100.0% | -0.01% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -13,310 | -100.0% | -0.01% | – |
| BCX | Exit | BLACKROCK RES & COMM STRAT T | $0 | – | -14,008 | -100.0% | -0.02% | – |
| CART | Exit | CAROLINA TR BK LINCOLNTON NC | $0 | – | -23,937 | -100.0% | -0.03% | – |
| FDUS | Exit | FIDUS INVT CORP | $0 | – | -10,055 | -100.0% | -0.03% | – |
| SBGL | Exit | SIBANYE GOLD LTDsponsored adr | $0 | – | -12,755 | -100.0% | -0.04% | – |
| HE | Exit | HAWAIIAN ELEC INDUSTRIES | $0 | – | -6,100 | -100.0% | -0.04% | – |
| DPS | Exit | DR PEPPER SNAPPLE GROUP INC | $0 | – | -2,106 | -100.0% | -0.04% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -7,113 | -100.0% | -0.04% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEW | $0 | – | -2,078 | -100.0% | -0.04% | – |
| AG | Exit | FIRST MAJESTIC SILVER CORP | $0 | – | -15,565 | -100.0% | -0.04% | – |
| IBME | Exit | ISHARESibonds sep16 etf | $0 | – | -8,000 | -100.0% | -0.04% | – |
| FGD | Exit | FIRST TR EXCHANGE TRADED FDdj glbl divid | $0 | – | -9,797 | -100.0% | -0.04% | – |
| AEP | Exit | AMERICAN ELEC PWR INC | $0 | – | -3,225 | -100.0% | -0.05% | – |
| CMI | Exit | CUMMINS INC | $0 | – | -2,074 | -100.0% | -0.05% | – |
| FNV | Exit | FRANCO NEVADA CORP | $0 | – | -3,100 | -100.0% | -0.05% | – |
| Exit | PROSPECT CAPITAL CORPORATIONnote 5.500% 8/1 | $0 | – | -240,000 | -100.0% | -0.05% | – | |
| EXC | Exit | EXELON CORP | $0 | – | -7,020 | -100.0% | -0.05% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -6,168 | -100.0% | -0.05% | – |
| IEP | Exit | ICAHN ENTERPRISES LPdepositary unit | $0 | – | -4,829 | -100.0% | -0.05% | – |
| CYBR | Exit | CYBERARK SOFTWARE LTD | $0 | – | -5,559 | -100.0% | -0.06% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INC | $0 | – | -5,613 | -100.0% | -0.06% | – |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTIOcl a | $0 | – | -5,275 | -100.0% | -0.06% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N V | $0 | – | -8,886 | -100.0% | -0.06% | – |
| JCI | Exit | JOHNSON CTLS INC | $0 | – | -6,972 | -100.0% | -0.06% | – |
| SJM | Exit | SMUCKER J M CO | $0 | – | -2,611 | -100.0% | -0.08% | – |
| FSTA | Exit | FIDELITYconsmr staples | $0 | – | -13,509 | -100.0% | -0.09% | – |
| STAG | Exit | STAG INDL INC | $0 | – | -18,745 | -100.0% | -0.09% | – |
| FUTY | Exit | FIDELITYmsci utils index | $0 | – | -13,230 | -100.0% | -0.09% | – |
| TAL | Exit | TAL INTL GROUP INC | $0 | – | -53,167 | -100.0% | -0.15% | – |
| TUR | Exit | ISHARESmsci turkey etf | $0 | – | -25,896 | -100.0% | -0.21% | – |
| EWN | Exit | ISHARESmsci netherl etf | $0 | – | -48,316 | -100.0% | -0.23% | – |
| EWK | Exit | ISHARESbelgium capd etf | $0 | – | -70,554 | -100.0% | -0.26% | – |
| FTGC | Exit | FIRST TR EXCHAN TRADED FD VIfst tr glb fd | $0 | – | -64,893 | -100.0% | -0.29% | – |
| EFO | Exit | PROSHARES TRultr msci etf | $0 | – | -24,976 | -100.0% | -0.42% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INC | $0 | – | -97,913 | -100.0% | -0.57% | – |
| DBE | Exit | POWERSHS DB MULTI SECT COMMdb energy fund | $0 | – | -440,870 | -100.0% | -1.15% | – |
| BWX | Exit | SPDR SERIES TRUSTbrclys intl etf | $0 | – | -349,798 | -100.0% | -4.13% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 7.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ALTRIA GROUP INC | 42 | Q3 2023 | 1.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.4% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 0.9% |
| ISHARES TR | 42 | Q3 2023 | 1.1% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 1.5% |
| PEPSICO INC | 42 | Q3 2023 | 0.7% |
| SPDR SER TR | 42 | Q3 2023 | 1.7% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.