$498 Million is the total value of Prospera Financial Services Inc's 379 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 28.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AGG | Sell | ISHARES TRcore us aggbd et | $13,843,000 | -61.1% | 123,138 | -61.0% | 2.78% | -62.2% |
| PSK | Sell | SPDR SERIES TRUSTwells fg pfd etf | $7,161,000 | -64.5% | 157,460 | -64.0% | 1.44% | -65.5% |
| EBND | Sell | SPDR SERIES TRUSTbrcly em locl | $7,020,000 | -64.1% | 247,797 | -64.7% | 1.41% | -65.1% |
| AAPL | Sell | APPLE INC | $5,758,000 | -62.0% | 50,912 | -67.9% | 1.16% | -63.1% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $5,265,000 | -12.3% | 98,953 | -9.1% | 1.06% | -14.8% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $3,992,000 | +2.1% | 18,330 | -1.3% | 0.80% | -0.7% |
| BSV | Sell | VANGUARD BD INDEX FD INCshort trm bond | $3,331,000 | -4.1% | 41,207 | -3.9% | 0.67% | -6.8% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $2,958,000 | +4.2% | 31,595 | -0.9% | 0.59% | +1.2% |
| XLE | Sell | SELECT SECTOR SPDR TRsbi int-energy | $2,736,000 | -16.1% | 38,746 | -18.9% | 0.55% | -18.5% |
| BSJG | Sell | CLAYMORE EXCHANGE TRD FD TRgug blt2016 hy | $2,727,000 | -6.5% | 105,671 | -6.6% | 0.55% | -9.1% |
| XOM | Sell | EXXON MOBIL CORP | $2,644,000 | -14.8% | 30,281 | -8.5% | 0.53% | -17.2% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $2,628,000 | -17.6% | 55,002 | -25.2% | 0.53% | -20.0% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $2,389,000 | -27.0% | 48,766 | -21.8% | 0.48% | -29.1% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $2,379,000 | -20.0% | 40,745 | -23.3% | 0.48% | -22.3% |
| XLB | Sell | SELECT SECTOR SPDR TRsbi materials | $2,250,000 | -21.7% | 47,121 | -24.0% | 0.45% | -23.9% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $1,976,000 | +3.2% | 17,840 | -1.9% | 0.40% | +0.3% |
| ETP | Sell | ENERGY TRANSFER PRTNRS L Punit ltd partn | $1,802,000 | -19.2% | 48,694 | -16.9% | 0.36% | -21.5% |
| JPS | Sell | NUVEEN PREFERRED SECURITIES | $1,636,000 | -5.0% | 170,600 | -8.4% | 0.33% | -7.6% |
| GG | Sell | GOLDCORP INC NEW | $1,447,000 | -40.7% | 87,580 | -31.3% | 0.29% | -42.3% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $1,422,000 | -6.3% | 51,465 | -0.8% | 0.29% | -8.9% |
| PAA | Sell | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $1,320,000 | -14.9% | 42,018 | -25.5% | 0.26% | -17.4% |
| VPU | Sell | VANGUARD WORLD FDSutilities etf | $1,182,000 | -11.0% | 11,025 | -5.0% | 0.24% | -13.8% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $1,066,000 | -21.7% | 12,633 | -22.1% | 0.21% | -24.1% |
| ABBV | Sell | ABBVIE INC | $1,054,000 | -8.6% | 16,704 | -10.3% | 0.21% | -10.9% |
| MMM | Sell | 3M CO | $964,000 | +0.2% | 5,462 | -0.6% | 0.19% | -2.5% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $943,000 | -8.6% | 6,526 | -8.4% | 0.19% | -11.3% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $893,000 | +1.4% | 8,162 | -0.2% | 0.18% | -1.6% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $881,000 | +44.0% | 22,860 | -9.1% | 0.18% | +39.4% |
| PTF | Sell | POWERSHARES ETF TRUSTtech sect port | $815,000 | +7.7% | 19,599 | -2.2% | 0.16% | +4.5% |
| TIER | Sell | TIER REIT INC | $779,000 | -2.1% | 50,429 | -2.9% | 0.16% | -5.5% |
| VGSH | Sell | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $739,000 | -5.9% | 12,071 | -5.5% | 0.15% | -8.6% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $731,000 | -10.1% | 11,011 | -11.7% | 0.15% | -12.5% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $720,000 | -45.7% | 895 | -52.5% | 0.14% | -47.1% |
| WFC | Sell | WELLS FARGO & CO NEW | $719,000 | -23.1% | 16,232 | -17.9% | 0.14% | -25.4% |
| TROV | Sell | TROVAGENE INC | $679,000 | -4.9% | 151,125 | -4.1% | 0.14% | -8.1% |
| SHY | Sell | ISHARES TR1-3 yr tr bd etf | $657,000 | -0.5% | 7,726 | -0.1% | 0.13% | -2.9% |
| FEX | Sell | FIRST TR LRGE CP CORE ALPHA | $652,000 | -31.2% | 13,940 | -33.8% | 0.13% | -33.2% |
| F | Sell | FORD MTR CO DEL | $629,000 | -23.9% | 52,123 | -20.8% | 0.13% | -26.3% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $628,000 | +4.0% | 5,636 | -0.1% | 0.13% | +0.8% |
| CSCO | Sell | CISCO SYS INC | $604,000 | +0.2% | 19,049 | -9.3% | 0.12% | -3.2% |
| VYM | Sell | VANGUARD WHITEHALL FDS INChigh div yld | $602,000 | -7.5% | 8,343 | -8.4% | 0.12% | -10.4% |
| ET | Sell | ENERGY TRANSFER EQUITY L P | $591,000 | +11.7% | 35,200 | -4.3% | 0.12% | +9.2% |
| USCI | Sell | UNITED STS COMMODITY INDEX F | $542,000 | -94.8% | 13,064 | -94.6% | 0.11% | -94.9% |
| FDX | Sell | FEDEX CORP | $537,000 | +13.5% | 3,076 | -1.3% | 0.11% | +10.2% |
| PKG | Sell | PACKAGING CORP AMER | $534,000 | +21.1% | 6,570 | -0.4% | 0.11% | +17.6% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $530,000 | -1.3% | 5,216 | -0.3% | 0.11% | -4.5% |
| MDM | Sell | MOUNTAIN PROV DIAMONDS INC | $521,000 | +12.8% | 99,500 | -0.8% | 0.10% | +9.4% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $520,000 | -11.1% | 100,458 | -13.8% | 0.10% | -14.0% |
| SLB | Sell | SCHLUMBERGER LTD | $510,000 | -4.1% | 6,478 | -3.6% | 0.10% | -7.3% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $501,000 | -3.3% | 3,577 | -2.6% | 0.10% | -5.6% |
| KMI | Sell | KINDER MORGAN INC DEL | $485,000 | +3.9% | 20,968 | -16.0% | 0.10% | 0.0% |
| AWK | Sell | AMERICAN WTR WKS CO INC NEW | $478,000 | -12.1% | 6,388 | -0.7% | 0.10% | -14.3% |
| MCD | Sell | MCDONALDS CORP | $473,000 | -10.4% | 4,096 | -6.6% | 0.10% | -12.8% |
| FTSM | Sell | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $466,000 | -34.9% | 7,781 | -35.0% | 0.09% | -36.5% |
| BBT | Sell | BB&T CORP | $457,000 | -3.2% | 12,124 | -8.5% | 0.09% | -6.1% |
| SE | Sell | SPECTRA ENERGY CORP | $452,000 | -23.6% | 10,578 | -34.5% | 0.09% | -25.4% |
| SA | Sell | SEABRIDGE GOLD INC | $446,000 | -42.7% | 40,457 | -23.6% | 0.09% | -44.1% |
| ABT | Sell | ABBOTT LABS | $432,000 | +6.4% | 10,216 | -1.0% | 0.09% | +3.6% |
| LMT | Sell | LOCKHEED MARTIN CORP | $424,000 | -4.1% | 1,770 | -0.7% | 0.08% | -6.6% |
| CELG | Sell | CELGENE CORP | $405,000 | -18.5% | 3,875 | -23.1% | 0.08% | -21.4% |
| AMT | Sell | AMERICAN TOWER CORP NEW | $404,000 | -9.8% | 3,561 | -9.6% | 0.08% | -12.9% |
| IAG | Sell | IAMGOLD CORP | $398,000 | -11.0% | 98,150 | -9.0% | 0.08% | -13.0% |
| MGK | Sell | VANGUARD WORLD FDmega grwth ind | $374,000 | +2.5% | 4,278 | -2.3% | 0.08% | 0.0% |
| AZO | Sell | AUTOZONE INC | $373,000 | -29.0% | 486 | -26.5% | 0.08% | -31.2% |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FD | $364,000 | -21.9% | 36,372 | -21.8% | 0.07% | -24.0% |
| ISD | Sell | PRUDENTIAL SHT DURATION HG Y | $363,000 | -9.0% | 22,695 | -10.2% | 0.07% | -11.0% |
| SYY | Sell | SYSCO CORP | $355,000 | -36.9% | 7,251 | -34.6% | 0.07% | -38.8% |
| FEYE | Sell | FIREEYE INC | $342,000 | -21.4% | 23,210 | -12.1% | 0.07% | -23.3% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $338,000 | -0.3% | 2,183 | -3.8% | 0.07% | -2.9% |
| DHS | Sell | WISDOMTREE TRhigh div fd | $339,000 | -10.6% | 5,097 | -10.2% | 0.07% | -12.8% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLdiv app etf | $333,000 | -0.3% | 3,965 | -1.2% | 0.07% | -2.9% |
| NKE | Sell | NIKE INCcl b | $333,000 | -83.9% | 6,316 | -83.2% | 0.07% | -84.3% |
| SHW | Sell | SHERWIN WILLIAMS CO | $331,000 | -19.7% | 1,197 | -14.6% | 0.07% | -22.4% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $326,000 | +4.2% | 17,033 | -0.0% | 0.06% | 0.0% |
| NFLX | Sell | NETFLIX INC | $322,000 | -94.3% | 3,266 | -94.7% | 0.06% | -94.5% |
| MDU | Sell | MDU RES GROUP INC | $325,000 | 0.0% | 12,775 | -5.5% | 0.06% | -3.0% |
| IEI | Sell | ISHARES TR3-7 yr tr bd etf | $320,000 | -3.3% | 2,530 | -2.7% | 0.06% | -5.9% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $312,000 | -5.2% | 3,534 | -1.5% | 0.06% | -7.4% |
| CVS | Sell | CVS HEALTH CORP | $307,000 | -15.0% | 3,447 | -8.6% | 0.06% | -17.3% |
| BDX | Sell | BECTON DICKINSON & CO | $293,000 | +3.2% | 1,626 | -2.9% | 0.06% | 0.0% |
| TFI | Sell | SPDR SER TRnuvn brcly muni | $293,000 | -98.5% | 5,848 | -98.5% | 0.06% | -98.6% |
| GLU | Sell | GABELLI GLOBL UTIL & INCOME | $282,000 | -21.2% | 15,400 | -20.0% | 0.06% | -23.0% |
| BIIB | Sell | BIOGEN INC | $281,000 | -13.8% | 898 | -33.3% | 0.06% | -16.4% |
| DBP | Sell | POWERSHS DB MULTI SECT COMMdb prec mtls | $275,000 | -95.1% | 6,780 | -95.0% | 0.06% | -95.2% |
| FCG | Sell | FIRST TR EXCHANGE TRADED FDise revere nat | $272,000 | +5.8% | 10,302 | -2.3% | 0.06% | +3.8% |
| GDX | Sell | VANECK VECTORS ETF TRgold miners etf | $271,000 | -52.7% | 10,265 | -50.3% | 0.05% | -54.2% |
| GDV | Sell | GABELLI DIVD & INCOME TR | $265,000 | -6.4% | 13,810 | -6.8% | 0.05% | -10.2% |
| CB | Sell | CHUBB LIMITED | $263,000 | -6.7% | 2,093 | -2.9% | 0.05% | -8.6% |
| AVGO | Sell | BROADCOM LTD | $245,000 | +3.4% | 1,421 | -6.8% | 0.05% | 0.0% |
| DG | Sell | DOLLAR GEN CORP NEW | $237,000 | -25.9% | 3,386 | -0.6% | 0.05% | -27.3% |
| ETN | Sell | EATON CORP PLC | $241,000 | -7.7% | 3,660 | -16.3% | 0.05% | -11.1% |
| FRT | Sell | FEDERAL REALTY INVT TRsh ben int new | $231,000 | -12.8% | 1,500 | -6.2% | 0.05% | -16.4% |
| BLK | Sell | BLACKROCK INC | $220,000 | -3.5% | 607 | -8.6% | 0.04% | -6.4% |
| CMG | Sell | CHIPOTLE MEXICAN GRILL INC | $212,000 | -12.4% | 500 | -16.7% | 0.04% | -14.0% |
| RAI | Sell | REYNOLDS AMERICAN INC | $210,000 | -34.4% | 4,462 | -24.7% | 0.04% | -36.4% |
| ACAD | Sell | ACADIA PHARMACEUTICALS INC | $211,000 | -9.4% | 6,642 | -7.5% | 0.04% | -12.5% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $203,000 | -23.4% | 949 | -20.5% | 0.04% | -25.5% |
| GM | Sell | GENERAL MTRS CO | $200,000 | -45.1% | 6,281 | -51.2% | 0.04% | -46.7% |
| TIPT | Sell | TIPTREE FINL INCcl a | $181,000 | -35.8% | 30,545 | -40.7% | 0.04% | -37.9% |
| NLY | Sell | ANNALY CAP MGMT INC | $147,000 | -47.1% | 13,992 | -44.3% | 0.03% | -47.4% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $123,000 | -21.7% | 11,367 | -19.3% | 0.02% | -21.9% |
| PHYS | Sell | SPROTT PHYSICAL GOLD TRUSTunit | $126,000 | -14.3% | 11,466 | -14.5% | 0.02% | -16.7% |
| AXAS | Sell | ABRAXAS PETE CORP | $40,000 | +37.9% | 23,500 | -7.8% | 0.01% | +33.3% |
| VNRSQ | Sell | VANGUARD NAT RES LLC | $11,000 | -42.1% | 12,495 | -8.8% | 0.00% | -50.0% |
| TVIX | Exit | CREDIT SUISSE AG NASSAU BRH | $0 | – | -10,000 | -100.0% | -0.01% | – |
| ARPJQ | Exit | ATLAS RESOURCE PARTNERS LP | $0 | – | -75,450 | -100.0% | -0.01% | – |
| EGO | Exit | ELDORADO GOLD CORP NEW | $0 | – | -11,072 | -100.0% | -0.01% | – |
| EXK | Exit | ENDEAVOUR SILVER CORP | $0 | – | -12,800 | -100.0% | -0.01% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -13,310 | -100.0% | -0.01% | – |
| BCX | Exit | BLACKROCK RES & COMM STRAT T | $0 | – | -14,008 | -100.0% | -0.02% | – |
| CART | Exit | CAROLINA TR BK LINCOLNTON NC | $0 | – | -23,937 | -100.0% | -0.03% | – |
| FDUS | Exit | FIDUS INVT CORP | $0 | – | -10,055 | -100.0% | -0.03% | – |
| SBGL | Exit | SIBANYE GOLD LTDsponsored adr | $0 | – | -12,755 | -100.0% | -0.04% | – |
| HE | Exit | HAWAIIAN ELEC INDUSTRIES | $0 | – | -6,100 | -100.0% | -0.04% | – |
| DPS | Exit | DR PEPPER SNAPPLE GROUP INC | $0 | – | -2,106 | -100.0% | -0.04% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -7,113 | -100.0% | -0.04% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEW | $0 | – | -2,078 | -100.0% | -0.04% | – |
| AG | Exit | FIRST MAJESTIC SILVER CORP | $0 | – | -15,565 | -100.0% | -0.04% | – |
| IBME | Exit | ISHARESibonds sep16 etf | $0 | – | -8,000 | -100.0% | -0.04% | – |
| FGD | Exit | FIRST TR EXCHANGE TRADED FDdj glbl divid | $0 | – | -9,797 | -100.0% | -0.04% | – |
| AEP | Exit | AMERICAN ELEC PWR INC | $0 | – | -3,225 | -100.0% | -0.05% | – |
| CMI | Exit | CUMMINS INC | $0 | – | -2,074 | -100.0% | -0.05% | – |
| FNV | Exit | FRANCO NEVADA CORP | $0 | – | -3,100 | -100.0% | -0.05% | – |
| Exit | PROSPECT CAPITAL CORPORATIONnote 5.500% 8/1 | $0 | – | -240,000 | -100.0% | -0.05% | – | |
| EXC | Exit | EXELON CORP | $0 | – | -7,020 | -100.0% | -0.05% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -6,168 | -100.0% | -0.05% | – |
| IEP | Exit | ICAHN ENTERPRISES LPdepositary unit | $0 | – | -4,829 | -100.0% | -0.05% | – |
| CYBR | Exit | CYBERARK SOFTWARE LTD | $0 | – | -5,559 | -100.0% | -0.06% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INC | $0 | – | -5,613 | -100.0% | -0.06% | – |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTIOcl a | $0 | – | -5,275 | -100.0% | -0.06% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N V | $0 | – | -8,886 | -100.0% | -0.06% | – |
| JCI | Exit | JOHNSON CTLS INC | $0 | – | -6,972 | -100.0% | -0.06% | – |
| SJM | Exit | SMUCKER J M CO | $0 | – | -2,611 | -100.0% | -0.08% | – |
| FSTA | Exit | FIDELITYconsmr staples | $0 | – | -13,509 | -100.0% | -0.09% | – |
| STAG | Exit | STAG INDL INC | $0 | – | -18,745 | -100.0% | -0.09% | – |
| FUTY | Exit | FIDELITYmsci utils index | $0 | – | -13,230 | -100.0% | -0.09% | – |
| TAL | Exit | TAL INTL GROUP INC | $0 | – | -53,167 | -100.0% | -0.15% | – |
| TUR | Exit | ISHARESmsci turkey etf | $0 | – | -25,896 | -100.0% | -0.21% | – |
| EWN | Exit | ISHARESmsci netherl etf | $0 | – | -48,316 | -100.0% | -0.23% | – |
| EWK | Exit | ISHARESbelgium capd etf | $0 | – | -70,554 | -100.0% | -0.26% | – |
| FTGC | Exit | FIRST TR EXCHAN TRADED FD VIfst tr glb fd | $0 | – | -64,893 | -100.0% | -0.29% | – |
| EFO | Exit | PROSHARES TRultr msci etf | $0 | – | -24,976 | -100.0% | -0.42% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INC | $0 | – | -97,913 | -100.0% | -0.57% | – |
| DBE | Exit | POWERSHS DB MULTI SECT COMMdb energy fund | $0 | – | -440,870 | -100.0% | -1.15% | – |
| BWX | Exit | SPDR SERIES TRUSTbrclys intl etf | $0 | – | -349,798 | -100.0% | -4.13% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 45 | Q2 2024 | 7.0% |
| ISHARES TR | 45 | Q2 2024 | 2.6% |
| ALTRIA GROUP INC | 45 | Q2 2024 | 1.4% |
| VERIZON COMMUNICATIONS INC | 45 | Q2 2024 | 1.4% |
| VANGUARD BD INDEX FDS | 45 | Q2 2024 | 1.2% |
| CHEVRON CORP NEW | 45 | Q2 2024 | 0.9% |
| PEPSICO INC | 45 | Q2 2024 | 0.7% |
| ISHARES TR | 45 | Q2 2024 | 1.1% |
| SELECT SECTOR SPDR TR | 45 | Q2 2024 | 1.5% |
| ISHARES TR | 45 | Q2 2024 | 2.2% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-08-13 |
| 13F-HR | 2024-08-13 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.