$498 Million is the total value of Prospera Financial Services Inc's 379 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $2,475,000 | – | 34,325 | +100.0% | 0.50% | – |
| ENZL | New | ISHARESnw zealnd cp etf | $1,305,000 | – | 27,870 | +100.0% | 0.26% | – |
| EPU | New | ISHARESall peru cap etf | $1,034,000 | – | 31,167 | +100.0% | 0.21% | – |
| FDT | New | FIRST TR EXCH TRD ALPHA FD Idev mrk ex us | $956,000 | – | 19,421 | +100.0% | 0.19% | – |
| EWZ | New | ISHARESmsci brz cap etf | $825,000 | – | 24,460 | +100.0% | 0.17% | – |
| TRTN | New | TRITON INTL LTDcl a | $701,000 | – | 53,167 | +100.0% | 0.14% | – |
| FXZ | New | FIRST TR EXCHANGE TRADED FDmaterials alph | $684,000 | – | 19,998 | +100.0% | 0.14% | – |
| IYJ | New | ISHARES TRu.s. inds etf | $679,000 | – | 5,940 | +100.0% | 0.14% | – |
| IYE | New | ISHARES TRu.s. energy etf | $634,000 | – | 16,250 | +100.0% | 0.13% | – |
| UNG | New | UNITED STATES NATL GAS FUNDunit par $0.001 | $596,000 | – | 71,270 | +100.0% | 0.12% | – |
| GPRO | New | GOPRO INCcl a | $595,000 | – | 35,655 | +100.0% | 0.12% | – |
| VV | New | VANGUARD INDEX FDSlarge cap etf | $580,000 | – | 5,850 | +100.0% | 0.12% | – |
| DDD | New | 3-D SYS CORP DEL | $534,000 | – | 29,740 | +100.0% | 0.11% | – |
| PPG | New | PPG INDS INC | $522,000 | – | 5,049 | +100.0% | 0.10% | – |
| ADI | New | ANALOG DEVICES INC | $451,000 | – | 6,998 | +100.0% | 0.09% | – |
| NGG | New | NATIONAL GRID PLCspon adr new | $434,000 | – | 6,098 | +100.0% | 0.09% | – |
| IDV | New | ISHARES TRintl sel div etf | $402,000 | – | 13,416 | +100.0% | 0.08% | – |
| DWTR | New | POWERSHARES ETF TR IIdwa tctl sctr | $390,000 | – | 15,540 | +100.0% | 0.08% | – |
| VDC | New | VANGUARD WORLD FDSconsum stp etf | $384,000 | – | 2,802 | +100.0% | 0.08% | – |
| USO | New | UNITED STATES OIL FUND LPunits | $385,000 | – | 35,200 | +100.0% | 0.08% | – |
| JCI | New | JOHNSON CTLS INTL PLC | $347,000 | – | 7,455 | +100.0% | 0.07% | – |
| DLR | New | DIGITAL RLTY TR INC | $339,000 | – | 3,491 | +100.0% | 0.07% | – |
| OPK | New | OPKO HEALTH INC | $319,000 | – | 30,080 | +100.0% | 0.06% | – |
| WM | New | WASTE MGMT INC DEL | $319,000 | – | 5,005 | +100.0% | 0.06% | – |
| SH | New | PROSHARES TRshort s&p 500 ne | $319,000 | – | 8,372 | +100.0% | 0.06% | – |
| NVDA | New | NVIDIA CORP | $312,000 | – | 4,560 | +100.0% | 0.06% | – |
| HYLS | New | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $287,000 | – | 5,904 | +100.0% | 0.06% | – |
| IYC | New | ISHARES TRu.s. cnsm sv etf | $291,000 | – | 1,980 | +100.0% | 0.06% | – |
| DE | New | DEERE & CO | $285,000 | – | 3,342 | +100.0% | 0.06% | – |
| AXP | New | AMERICAN EXPRESS CO | $278,000 | – | 4,340 | +100.0% | 0.06% | – |
| ATVI | New | ACTIVISION BLIZZARD INC | $275,000 | – | 6,199 | +100.0% | 0.06% | – |
| YUM | New | YUM BRANDS INC | $263,000 | – | 2,898 | +100.0% | 0.05% | – |
| XLRE | New | SELECT SECTOR SPDR TRrl est sel sec | $261,000 | – | 7,968 | +100.0% | 0.05% | – |
| IP | New | INTL PAPER CO | $257,000 | – | 5,362 | +100.0% | 0.05% | – |
| VO | New | VANGUARD INDEX FDSmid cap etf | $259,000 | – | 2,000 | +100.0% | 0.05% | – |
| AMAT | New | APPLIED MATLS INC | $256,000 | – | 8,481 | +100.0% | 0.05% | – |
| DBS | New | POWERSHS DB MULTI SECT COMMdb silver fund | $251,000 | – | 8,323 | +100.0% | 0.05% | – |
| WRK | New | WESTROCK CO | $249,000 | – | 5,139 | +100.0% | 0.05% | – |
| MON | New | MONSANTO CO NEW | $249,000 | – | 2,440 | +100.0% | 0.05% | – |
| DOW | New | DOW CHEM CO | $245,000 | – | 4,723 | +100.0% | 0.05% | – |
| FPE | New | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $242,000 | – | 12,380 | +100.0% | 0.05% | – |
| FKO | New | FIRST TR EXCH TRD ALPHA FD Isth korea alph | $228,000 | – | 9,309 | +100.0% | 0.05% | – |
| IJR | New | ISHARES TRcore s&p scp etf | $224,000 | – | 1,808 | +100.0% | 0.04% | – |
| NIE | New | ALLIANZGI EQUITY & CONV INCO | $225,000 | – | 12,024 | +100.0% | 0.04% | – |
| ICF | New | ISHARES TRcohen&steer reit | $226,000 | – | 2,158 | +100.0% | 0.04% | – |
| EMLC | New | VANECK VECTORS ETF TRjp morgan mkts | $218,000 | – | 11,416 | +100.0% | 0.04% | – |
| ALK | New | ALASKA AIR GROUP INC | $216,000 | – | 3,283 | +100.0% | 0.04% | – |
| ICE | New | INTERCONTINENTAL EXCHANGE IN | $207,000 | – | 767 | +100.0% | 0.04% | – |
| EMB | New | ISHARES TRjp mor em mk etf | $210,000 | – | 1,790 | +100.0% | 0.04% | – |
| EPHE | New | ISHARES TRmsci philips etf | $209,000 | – | 5,603 | +100.0% | 0.04% | – |
| IBMK | New | ISHARES TRibonds dec22 etf | $211,000 | – | 8,000 | +100.0% | 0.04% | – |
| FBZ | New | FIRST TR EXCH TRD ALPHA FD Ibrazil alpha | $207,000 | – | 15,060 | +100.0% | 0.04% | – |
| USB | New | US BANCORP DEL | $209,000 | – | 4,867 | +100.0% | 0.04% | – |
| LH | New | LABORATORY CORP AMER HLDGS | $206,000 | – | 1,502 | +100.0% | 0.04% | – |
| UNP | New | UNION PAC CORP | $205,000 | – | 2,098 | +100.0% | 0.04% | – |
| SOXX | New | ISHARES TRphlx semicnd etf | $206,000 | – | 1,825 | +100.0% | 0.04% | – |
| TROW | New | PRICE T ROWE GROUP INC | $200,000 | – | 3,001 | +100.0% | 0.04% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $197,000 | – | 13,485 | +100.0% | 0.04% | – |
| NUV | New | NUVEEN MUN VALUE FD INC | $186,000 | – | 17,581 | +100.0% | 0.04% | – |
| CART | New | CAROLINA TR BANCSHARES INC | $163,000 | – | 26,750 | +100.0% | 0.03% | – |
| S | New | SPRINT CORP | $99,000 | – | 15,000 | +100.0% | 0.02% | – |
| New | COMSTOCK RES INCnote 7.750% 4/0 | $87,000 | – | 120,000 | +100.0% | 0.02% | – | |
| XBKS | New | XENITH BANKSHARES INC NEW | $39,000 | – | 17,036 | +100.0% | 0.01% | – |
| UEC | New | URANIUM ENERGY CORP | $10,000 | – | 10,000 | +100.0% | 0.00% | – |
| GCVRZ | New | SANOFIright 12/31/2020 | $5,000 | – | 20,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 7.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ALTRIA GROUP INC | 42 | Q3 2023 | 1.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.4% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 0.9% |
| ISHARES TR | 42 | Q3 2023 | 1.1% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 1.5% |
| PEPSICO INC | 42 | Q3 2023 | 0.7% |
| SPDR SER TR | 42 | Q3 2023 | 1.7% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.