$395 Million is the total value of Prospera Financial Services Inc's 289 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 101.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RCS | Exit | PIMCO STRATEGIC INCOME FD IN | $0 | – | -19,154 | -100.0% | 0.00% | – |
| Exit | COLONY CAP INCnote 3.875% 1/1 | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | PDL BIOPHARMA INCnote 4.000% 2/0 | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| T104PS | Exit | AMERICAN RLTY CAP PPTYS INC | $0 | – | -13,666 | -100.0% | -0.02% | – |
| NPBC | Exit | NATIONAL PENN BANCSHARES INC | $0 | – | -12,950 | -100.0% | -0.04% | – |
| NRZ | Exit | NEW RESIDENTIAL INVT CORP | $0 | – | -11,389 | -100.0% | -0.04% | – |
| LNCOQ | Exit | LINNCO LLC | $0 | – | -21,264 | -100.0% | -0.05% | – |
| RGC | Exit | REGAL ENTMT GROUPcl a | $0 | – | -9,682 | -100.0% | -0.05% | – |
| XLE | Exit | SELECT SECTOR SPDR TRsbi int-energy | $0 | – | -2,746 | -100.0% | -0.05% | – |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DELcl a | $0 | – | -1 | -100.0% | -0.05% | – |
| RYH | Exit | RYDEX ETF TRUSTgug s&p500eqwthc | $0 | – | -1,300 | -100.0% | -0.05% | – |
| DFS | Exit | DISCOVER FINL SVCS | $0 | – | -3,630 | -100.0% | -0.05% | – |
| ADM | Exit | ARCHER DANIELS MIDLAND CO | $0 | – | -4,341 | -100.0% | -0.05% | – |
| AFL | Exit | AFLAC INC | $0 | – | -3,441 | -100.0% | -0.05% | – |
| FXN | Exit | FIRST TR EXCHANGE TRADED FDenergy alphadx | $0 | – | -10,737 | -100.0% | -0.05% | – |
| Exit | FLAHERTY & CRUMRINE DYN PFD | $0 | – | -9,719 | -100.0% | -0.05% | – | |
| PAGP | Exit | PLAINS GP HLDGS L P | $0 | – | -8,480 | -100.0% | -0.05% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -4,510 | -100.0% | -0.05% | – |
| PII | Exit | POLARIS INDS INC | $0 | – | -1,492 | -100.0% | -0.05% | – |
| UTXPRA | Exit | UNITED TECHNOLOGIES CORPunit 06/01/2015 | $0 | – | -4,000 | -100.0% | -0.05% | – |
| MHLD | Exit | MAIDEN HOLDINGS LTD | $0 | – | -14,380 | -100.0% | -0.05% | – |
| AMJ | Exit | JPMORGAN CHASE & COalerian ml etn | $0 | – | -5,917 | -100.0% | -0.06% | – |
| GBX | Exit | GREENBRIER COS INC | $0 | – | -5,050 | -100.0% | -0.06% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -2,770 | -100.0% | -0.06% | – |
| SHW | Exit | SHERWIN WILLIAMS CO | $0 | – | -973 | -100.0% | -0.06% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -6,250 | -100.0% | -0.06% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -3,165 | -100.0% | -0.06% | – |
| IBMD | Exit | ISHARES15 amt-free etf | $0 | – | -5,000 | -100.0% | -0.06% | – |
| MDU | Exit | MDU RES GROUP INC | $0 | – | -13,475 | -100.0% | -0.06% | – |
| HPQ | Exit | HEWLETT PACKARD CO | $0 | – | -9,100 | -100.0% | -0.06% | – |
| DTN | Exit | WISDOMTREE TRdiv ex-finl fd | $0 | – | -4,039 | -100.0% | -0.07% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -4,559 | -100.0% | -0.07% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -1,796 | -100.0% | -0.08% | – |
| EMLP | Exit | FIRST TR EXCHANGE TRADED FDno amer energy | $0 | – | -12,444 | -100.0% | -0.08% | – |
| RGEN | Exit | REPLIGEN CORP | $0 | – | -8,600 | -100.0% | -0.08% | – |
| CNK | Exit | CINEMARK HOLDINGS INC | $0 | – | -8,833 | -100.0% | -0.08% | – |
| KSS | Exit | KOHLS CORP | $0 | – | -5,740 | -100.0% | -0.08% | – |
| KRFT | Exit | KRAFT FOODS GROUP INC | $0 | – | -4,443 | -100.0% | -0.09% | – |
| CXW | Exit | CORRECTIONS CORP AMER NEW | $0 | – | -11,018 | -100.0% | -0.09% | – |
| BDX | Exit | BECTON DICKINSON & CO | $0 | – | -2,629 | -100.0% | -0.09% | – |
| FXL | Exit | FIRST TR EXCHANGE TRADED FDtech alphadex | $0 | – | -10,894 | -100.0% | -0.09% | – |
| COH | Exit | COACH INC | $0 | – | -11,568 | -100.0% | -0.10% | – |
| KLXI | Exit | KLX INC | $0 | – | -9,336 | -100.0% | -0.10% | – |
| FXO | Exit | FIRST TR EXCHANGE TRADED FDfinls alphadex | $0 | – | -18,298 | -100.0% | -0.10% | – |
| LEG | Exit | LEGGETT & PLATT INC | $0 | – | -9,061 | -100.0% | -0.10% | – |
| IP | Exit | INTL PAPER CO | $0 | – | -9,967 | -100.0% | -0.11% | – |
| QQQE | Exit | DIREXION SHS ETF TRnas100 eql wgt | $0 | – | -9,044 | -100.0% | -0.14% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -21,929 | -100.0% | -0.15% | – |
| CZA | Exit | CLAYMORE EXCHANGE TRD FD TRgug midcap core | $0 | – | -12,888 | -100.0% | -0.16% | – |
| FXI | Exit | ISHARES TRchina lg-cap etf | $0 | – | -18,714 | -100.0% | -0.20% | – |
| EXP | Exit | EAGLE MATERIALS INC | $0 | – | -28,869 | -100.0% | -0.52% | – |
| XLB | Exit | SELECT SECTOR SPDR TRsbi materials | $0 | – | -50,591 | -100.0% | -0.58% | – |
| MBBYF | Exit | MOBILEYE N V AMSTELVEEN | $0 | – | -48,680 | -100.0% | -0.62% | – |
| XLI | Exit | SELECT SECTOR SPDR TRsbi int-inds | $0 | – | -48,912 | -100.0% | -0.63% | – |
| IYE | Exit | ISHARES TRu.s. energy etf | $0 | – | -101,619 | -100.0% | -1.02% | – |
| IYH | Exit | ISHARES TRus hlthcare etf | $0 | – | -28,220 | -100.0% | -1.07% | – |
| IYF | Exit | ISHARES TRu.s. finls etf | $0 | – | -52,663 | -100.0% | -1.12% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-10-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 7.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ALTRIA GROUP INC | 42 | Q3 2023 | 1.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.4% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 0.9% |
| ISHARES TR | 42 | Q3 2023 | 1.1% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 1.5% |
| PEPSICO INC | 42 | Q3 2023 | 0.7% |
| SPDR SER TR | 42 | Q3 2023 | 1.7% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.