Prospera Financial Services Inc

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$395 Million is the total value of Prospera Financial Services Inc's 289 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 33.7% .

All

			Value		Shares		↓ Weighting
BSV	Sell	VANGUARD BD INDEX FD INCshort trm bond	$3,504,000	-10.1%	43,591	-10.3%	0.89%	-4.4%
BSJF	Sell	CLAYMORE EXCHANGE TRD FD TRgugg bull 2015	$3,009,000	-4.8%	116,257	-4.2%	0.76%	+1.2%
BSJG	Sell	CLAYMORE EXCHANGE TRD FD TRgug blt2016 hy	$3,009,000	-6.9%	116,304	-5.4%	0.76%	-1.0%
PIZ	Sell	POWERSHARES ETF TRUST IIdwa devmktmom pt	$2,695,000	-17.6%	119,969	-12.4%	0.68%	-12.3%
PIE	Sell	POWERSHARES ETF TRUST IIdwa emkt mom ptf	$2,431,000	-25.3%	158,237	-12.0%	0.62%	-20.6%
BSJH	Sell	CLAYMORE EXCHANGE TRD FD TRgug blt2017 hy	$2,240,000	-5.9%	88,260	-2.1%	0.57%	0.0%
PGF	Sell	POWERSHARES ETF TRUSTfinl pfd ptfl	$2,125,000	-0.3%	116,363	-0.8%	0.54%	+6.1%
GG	Sell	GOLDCORP INC NEW	$1,883,000	-42.3%	150,412	-25.3%	0.48%	-38.7%
F	Sell	FORD MTR CO DEL	$1,703,000	-21.8%	125,527	-13.4%	0.43%	-16.8%
PSEC	Sell	PROSPECT CAPITAL CORPORATION	$1,412,000	-8.3%	197,972	-5.2%	0.36%	-2.5%
JNJ	Sell	JOHNSON & JOHNSON	$1,367,000	-14.5%	14,993	-10.5%	0.35%	-8.9%
QQQ	Sell	POWERSHARES QQQ TRUSTunit ser 1	$1,242,000	-55.8%	12,204	-53.6%	0.31%	-53.1%
FRI	Sell	FIRST TR S&P REIT INDEX FD	$1,191,000	-8.5%	57,037	-9.7%	0.30%	-2.9%
EFA	Sell	ISHARES TRmsci eafe etf	$1,183,000	-63.6%	20,636	-59.7%	0.30%	-61.3%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$1,065,000	-73.4%	5,556	-71.4%	0.27%	-71.8%
EWK	Sell	ISHARESbelgium capd etf	$1,015,000	-11.6%	61,645	-6.7%	0.26%	-5.9%
PEP	Sell	PEPSICO INC	$973,000	-24.8%	10,518	-25.2%	0.25%	-20.1%
IYY	Sell	ISHARES TRdow jones us etf	$942,000	-14.1%	9,764	-7.1%	0.24%	-8.8%
VEA	Sell	VANGUARD TAX MANAGED INTL FDftse dev mkt etf	$929,000	-34.9%	26,070	-27.6%	0.24%	-30.9%
RSP	Sell	RYDEX ETF TRUSTgug s&p500 eq wt	$926,000	-86.9%	12,589	-85.8%	0.23%	-86.1%
PG	Sell	PROCTER & GAMBLE CO	$925,000	-23.0%	13,412	-15.6%	0.23%	-18.2%
FXH	Sell	FIRST TR EXCHANGE TRADED FDhlth care alph	$903,000	-34.7%	16,018	-22.1%	0.23%	-30.7%
EWL	Sell	ISHARESmsci sz cap etf	$893,000	-13.4%	29,205	-7.2%	0.23%	-7.8%
BSJI	Sell	CLAYMORE EXCHANGE TRD FD TRgug blt2018 hy	$870,000	-27.0%	35,300	-23.3%	0.22%	-22.5%
EPHE	Sell	ISHARES TRmsci philips etf	$833,000	-26.6%	24,215	-17.9%	0.21%	-21.9%
FEYE	Sell	FIREEYE INC	$805,000	-38.6%	25,314	-5.6%	0.20%	-34.6%
UPS	Sell	UNITED PARCEL SERVICE INCcl b	$803,000	-5.0%	8,135	-9.8%	0.20%	+1.0%
FXD	Sell	FIRST TR EXCHANGE TRADED FDconsumr discre	$798,000	-24.6%	23,274	-19.7%	0.20%	-19.8%
XLY	Sell	SELECT SECTOR SPDR TRsbi cons discr	$776,000	-89.3%	10,446	-89.0%	0.20%	-88.7%
GPRO	Sell	GOPRO INCcl a	$766,000	-42.3%	24,545	-2.5%	0.19%	-38.6%
HEDJ	Sell	WISDOMTREE TReurope hedged eq	$698,000	-14.9%	12,780	-4.1%	0.18%	-9.2%
SDY	Sell	SPDR SERIES TRUSTs&p divid etf	$697,000	-45.7%	9,658	-42.6%	0.18%	-42.3%
BAC	Sell	BANK AMER CORP	$688,000	-9.4%	46,036	-1.8%	0.17%	-3.9%
GLD	Sell	SPDR GOLD TRUST	$673,000	-22.3%	6,434	-18.0%	0.17%	-17.5%
VYM	Sell	VANGUARD WHITEHALL FDS INChigh div yld	$606,000	-19.1%	9,669	-13.0%	0.15%	-14.0%
KMI	Sell	KINDER MORGAN INC DEL	$585,000	-35.4%	21,120	-10.4%	0.15%	-31.2%
IVW	Sell	ISHARES TRs&p 500 grwt etf	$585,000	-14.8%	5,427	-10.1%	0.15%	-9.2%
FDL	Sell	FIRST TR MORNINGSTAR DIV LEA	$562,000	-32.5%	25,403	-30.5%	0.14%	-28.3%
VXF	Sell	VANGUARD INDEX FDSextend mkt etf	$559,000	-16.3%	6,851	-5.6%	0.14%	-11.3%
BIIB	Sell	BIOGEN INC	$553,000	-26.2%	1,894	-2.0%	0.14%	-21.3%
WFC	Sell	WELLS FARGO & CO NEW	$544,000	-29.8%	11,393	-21.9%	0.14%	-25.0%
IVE	Sell	ISHARES TRs&p 500 val etf	$541,000	-12.2%	6,443	-3.6%	0.14%	-6.8%
CSCO	Sell	CISCO SYS INC	$533,000	-37.1%	21,877	-32.5%	0.14%	-33.2%
PSX	Sell	PHILLIPS 66	$524,000	-15.5%	7,021	-11.0%	0.13%	-10.1%
IDLV	Sell	POWERSHARES ETF TR IIintl dev lowvl	$483,000	-36.4%	17,552	-30.2%	0.12%	-32.6%
BKLN	Sell	POWERSHARES ETF TRUST IIsenior ln port	$478,000	-14.3%	20,752	-11.5%	0.12%	-9.0%
TIPT	Sell	TIPTREE FINL INCcl a	$476,000	-31.3%	74,344	-22.3%	0.12%	-27.3%
INTC	Sell	INTEL CORP	$474,000	-17.4%	18,356	-14.5%	0.12%	-12.4%
PWV	Sell	POWERSHARES ETF TRUSTdynm lrg cp vl	$467,000	-11.6%	16,678	-3.8%	0.12%	-6.3%
LLY	Sell	LILLY ELI & CO	$460,000	-10.5%	6,096	-9.8%	0.12%	-4.9%
TGT	Sell	TARGET CORP	$443,000	-10.5%	6,025	-6.8%	0.11%	-5.1%
LMT	Sell	LOCKHEED MARTIN CORP	$432,000	-33.8%	2,198	-39.4%	0.11%	-29.7%
GDXJ	Sell	MARKET VECTORS ETF TRjr gold miners e	$432,000	-46.7%	22,042	-34.4%	0.11%	-43.5%
FAB	Sell	FIRST TR MULTI CP VAL ALPHA	$420,000	-22.8%	10,330	-11.8%	0.11%	-17.8%
MMM	Sell	3M CO	$416,000	-19.1%	3,237	-10.8%	0.10%	-13.9%
FAD	Sell	FIRST TR MULTI CAP VALUE ALP	$405,000	-24.3%	8,550	-18.4%	0.10%	-19.7%
PPL	Sell	PPL CORP	$393,000	-24.3%	11,957	-32.1%	0.10%	-19.5%
EELV	Sell	POWERSHARES ETF TR IIem mrk low vol	$379,000	-39.4%	18,050	-28.0%	0.10%	-35.6%
BSCF	Sell	CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2015	$374,000	-2.3%	17,300	-2.3%	0.10%	+4.4%
XLF	Sell	SELECT SECTOR SPDR TRsbi int-finl	$371,000	-86.5%	16,373	-85.5%	0.09%	-85.7%
STX	Sell	SEAGATE TECHNOLOGY PLC	$365,000	-47.7%	8,156	-44.5%	0.09%	-44.6%
IJT	Sell	ISHARES TRsp smcp600gr etf	$353,000	-25.2%	2,936	-18.5%	0.09%	-20.5%
NLNK	Sell	NEWLINK GENETICS CORP	$351,000	-20.8%	9,800	-2.0%	0.09%	-15.2%
DHR	Sell	DANAHER CORP DEL	$349,000	-10.5%	4,092	-10.1%	0.09%	-5.4%
USMV	Sell	ISHARES TRusa min vol etf	$348,000	-11.7%	8,781	-10.2%	0.09%	-6.4%
IJK	Sell	ISHARES TRs&p mc 400gr etf	$338,000	-24.6%	2,151	-18.6%	0.09%	-19.6%
MGK	Sell	VANGUARD WORLD FDmega grwth ind	$341,000	-13.2%	4,385	-7.4%	0.09%	-8.5%
ABT	Sell	ABBOTT LABS	$336,000	-20.0%	8,361	-2.2%	0.08%	-15.0%
FGD	Sell	FIRST TR EXCHANGE TRADED FDdj glbl divid	$321,000	-34.0%	14,890	-24.7%	0.08%	-30.2%
MDIV	Sell	FIRST TR EXCHANGE TRADED FDmulti asset di	$320,000	-24.2%	17,416	-17.6%	0.08%	-19.0%
VTI	Sell	VANGUARD INDEX FDStotal stk mkt	$315,000	-85.3%	3,193	-84.0%	0.08%	-84.3%
FDN	Sell	FIRST TR EXCHANGE TRADED FDdj internt idx	$314,000	-6.5%	4,747	-5.1%	0.08%	-1.2%
MDM	Sell	MOUNTAIN PROV DIAMONDS INC	$314,000	-55.1%	120,850	-28.3%	0.08%	-52.4%
ADP	Sell	AUTOMATIC DATA PROCESSING IN	$309,000	-14.9%	3,839	-15.2%	0.08%	-9.3%
WR	Sell	WESTAR ENERGY INC	$308,000	+11.2%	8,025	-1.0%	0.08%	+18.2%
HCP	Sell	HCP INC	$293,000	-1.0%	7,856	-3.3%	0.07%	+5.7%
BSCG	Sell	CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2016	$287,000	-4.3%	12,950	-4.1%	0.07%	+2.8%
GIS	Sell	GENERAL MLS INC	$285,000	-9.5%	5,074	-10.3%	0.07%	-4.0%
CAG	Sell	CONAGRA FOODS INC	$281,000	-48.2%	6,940	-44.0%	0.07%	-45.0%
CXP	Sell	COLUMBIA PPTY TR INC	$277,000	-25.3%	11,929	-21.1%	0.07%	-20.5%
RYAAY	Sell	RYANAIR HLDGS PLCsponsored adr	$271,000	-38.4%	3,455	-43.9%	0.07%	-34.3%
BSCH	Sell	CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017	$271,000	-13.1%	11,950	-12.9%	0.07%	-6.8%
	Sell	PROSPECT CAPITAL CORPORATIONnote 5.500% 8/1	$267,000	-14.4%	262,000	-13.8%	0.07%	-8.1%
ACN	Sell	ACCENTURE PLC IRELAND	$257,000	+0.8%	2,614	-0.9%	0.06%	+6.6%
DVY	Sell	ISHARES TRselect divid etf	$255,000	-26.1%	3,500	-23.8%	0.06%	-20.7%
BSCI	Sell	CLAYMORE EXCHANGE TRD FD TRgug bull2018 e	$254,000	-29.8%	11,950	-29.7%	0.06%	-25.6%
OEF	Sell	ISHARES TRs&p 100 etf	$250,000	-7.4%	2,948	-0.8%	0.06%	-1.6%
NEE	Sell	NEXTERA ENERGY INC	$247,000	-5.4%	2,535	-4.9%	0.06%	0.0%
FTSL	Sell	FIRST TR EXCHANGE TRADED FDsenior ln fd	$246,000	-3.1%	5,087	-1.9%	0.06%	+3.3%
SJR	Sell	SHAW COMMUNICATIONS INCcl b conv	$240,000	-52.3%	12,383	-46.4%	0.06%	-49.2%
GAS	Sell	AGL RES INC	$236,000	-33.7%	3,870	-49.4%	0.06%	-29.4%
CVS	Sell	CVS HEALTH CORP	$237,000	-67.1%	3,346	-57.3%	0.06%	-65.1%
FE	Sell	FIRSTENERGY CORP	$239,000	-57.4%	7,618	-55.8%	0.06%	-54.9%
IJJ	Sell	ISHARES TRs&p mc 400vl etf	$233,000	-26.3%	2,023	-17.5%	0.06%	-21.3%
IAG	Sell	IAMGOLD CORP	$232,000	-30.5%	142,400	-14.7%	0.06%	-25.3%
CAJ	Sell	CANON INCsponsored adr	$223,000	-56.4%	7,712	-51.2%	0.06%	-54.1%
IWM	Sell	ISHARES TRrussell 2000 etf	$222,000	-45.2%	2,036	-37.3%	0.06%	-41.7%
XLK	Sell	SELECT SECTOR SPDR TRtechnology	$223,000	-93.5%	5,657	-93.2%	0.06%	-93.2%
FRT	Sell	FEDERAL REALTY INVT TRsh ben int new	$219,000	-5.2%	1,604	-10.9%	0.06%	0.0%
WMT	Sell	WAL-MART STORES INC	$215,000	-18.3%	3,610	-10.0%	0.05%	-14.3%
CAT	Sell	CATERPILLAR INC DEL	$209,000	-45.0%	3,902	-24.7%	0.05%	-41.1%
BBY	Sell	BEST BUY INC	$208,000	-49.3%	5,609	-55.4%	0.05%	-45.9%
HRS	Sell	HARRIS CORP DEL	$206,000	-19.8%	2,816	-15.8%	0.05%	-14.8%
MMP	Sell	MAGELLAN MIDSTREAM PRTNRS LP	$201,000	-20.2%	3,340	-2.8%	0.05%	-15.0%
SPLS	Sell	STAPLES INC	$199,000	-63.1%	18,465	-49.8%	0.05%	-60.9%
CSFL	Sell	CENTERSTATE BANKS INC	$193,000	+1.0%	13,125	-7.1%	0.05%	+8.9%
AGNC	Sell	AMERICAN CAPITAL AGENCY CORP	$187,000	-47.3%	10,000	-48.2%	0.05%	-44.0%
ASTC	Sell	ASTROTECH CORP	$169,000	-35.0%	81,726	-15.0%	0.04%	-30.6%
VTA	Sell	INVESCO DYNAMIC CR OPP FD	$163,000	-16.8%	15,424	-8.7%	0.04%	-12.8%
NAVI	Sell	NAVIENT CORP	$160,000	-70.1%	14,235	-51.7%	0.04%	-68.8%
VNRSQ	Sell	VANGUARD NAT RES LLC	$117,000	-50.0%	15,364	-2.0%	0.03%	-46.4%
NYMT	Sell	NEW YORK MTG TR INC	$87,000	-26.9%	15,883	-0.0%	0.02%	-21.4%
MITK	Sell	MITEK SYS INC	$83,000	-36.2%	26,160	-23.8%	0.02%	-32.3%
RCS	Exit	PIMCO STRATEGIC INCOME FD IN	$0	–	-19,154	-100.0%	0.00%	–
	Exit	COLONY CAP INCnote 3.875% 1/1	$0	–	-10,000	-100.0%	-0.00%	–
	Exit	PDL BIOPHARMA INCnote 4.000% 2/0	$0	–	-10,000	-100.0%	-0.00%	–
T104PS	Exit	AMERICAN RLTY CAP PPTYS INC	$0	–	-13,666	-100.0%	-0.02%	–
NPBC	Exit	NATIONAL PENN BANCSHARES INC	$0	–	-12,950	-100.0%	-0.04%	–
NRZ	Exit	NEW RESIDENTIAL INVT CORP	$0	–	-11,389	-100.0%	-0.04%	–
LNCOQ	Exit	LINNCO LLC	$0	–	-21,264	-100.0%	-0.05%	–
RGC	Exit	REGAL ENTMT GROUPcl a	$0	–	-9,682	-100.0%	-0.05%	–
XLE	Exit	SELECT SECTOR SPDR TRsbi int-energy	$0	–	-2,746	-100.0%	-0.05%	–
BRKA	Exit	BERKSHIRE HATHAWAY INC DELcl a	$0	–	-1	-100.0%	-0.05%	–
RYH	Exit	RYDEX ETF TRUSTgug s&p500eqwthc	$0	–	-1,300	-100.0%	-0.05%	–
DFS	Exit	DISCOVER FINL SVCS	$0	–	-3,630	-100.0%	-0.05%	–
ADM	Exit	ARCHER DANIELS MIDLAND CO	$0	–	-4,341	-100.0%	-0.05%	–
AFL	Exit	AFLAC INC	$0	–	-3,441	-100.0%	-0.05%	–
FXN	Exit	FIRST TR EXCHANGE TRADED FDenergy alphadx	$0	–	-10,737	-100.0%	-0.05%	–
	Exit	FLAHERTY & CRUMRINE DYN PFD	$0	–	-9,719	-100.0%	-0.05%	–
PAGP	Exit	PLAINS GP HLDGS L P	$0	–	-8,480	-100.0%	-0.05%	–
QCOM	Exit	QUALCOMM INC	$0	–	-4,510	-100.0%	-0.05%	–
PII	Exit	POLARIS INDS INC	$0	–	-1,492	-100.0%	-0.05%	–
UTXPRA	Exit	UNITED TECHNOLOGIES CORPunit 06/01/2015	$0	–	-4,000	-100.0%	-0.05%	–
MHLD	Exit	MAIDEN HOLDINGS LTD	$0	–	-14,380	-100.0%	-0.05%	–
AMJ	Exit	JPMORGAN CHASE & COalerian ml etn	$0	–	-5,917	-100.0%	-0.06%	–
GBX	Exit	GREENBRIER COS INC	$0	–	-5,050	-100.0%	-0.06%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-2,770	-100.0%	-0.06%	–
SHW	Exit	SHERWIN WILLIAMS CO	$0	–	-973	-100.0%	-0.06%	–
BX	Exit	BLACKSTONE GROUP L P	$0	–	-6,250	-100.0%	-0.06%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-3,165	-100.0%	-0.06%	–
IBMD	Exit	ISHARES15 amt-free etf	$0	–	-5,000	-100.0%	-0.06%	–
MDU	Exit	MDU RES GROUP INC	$0	–	-13,475	-100.0%	-0.06%	–
HPQ	Exit	HEWLETT PACKARD CO	$0	–	-9,100	-100.0%	-0.06%	–
DTN	Exit	WISDOMTREE TRdiv ex-finl fd	$0	–	-4,039	-100.0%	-0.07%	–
ETN	Exit	EATON CORP PLC	$0	–	-4,559	-100.0%	-0.07%	–
DIA	Exit	SPDR DOW JONES INDL AVRG ETFut ser 1	$0	–	-1,796	-100.0%	-0.08%	–
EMLP	Exit	FIRST TR EXCHANGE TRADED FDno amer energy	$0	–	-12,444	-100.0%	-0.08%	–
RGEN	Exit	REPLIGEN CORP	$0	–	-8,600	-100.0%	-0.08%	–
CNK	Exit	CINEMARK HOLDINGS INC	$0	–	-8,833	-100.0%	-0.08%	–
KSS	Exit	KOHLS CORP	$0	–	-5,740	-100.0%	-0.08%	–
KRFT	Exit	KRAFT FOODS GROUP INC	$0	–	-4,443	-100.0%	-0.09%	–
CXW	Exit	CORRECTIONS CORP AMER NEW	$0	–	-11,018	-100.0%	-0.09%	–
BDX	Exit	BECTON DICKINSON & CO	$0	–	-2,629	-100.0%	-0.09%	–
FXL	Exit	FIRST TR EXCHANGE TRADED FDtech alphadex	$0	–	-10,894	-100.0%	-0.09%	–
COH	Exit	COACH INC	$0	–	-11,568	-100.0%	-0.10%	–
KLXI	Exit	KLX INC	$0	–	-9,336	-100.0%	-0.10%	–
FXO	Exit	FIRST TR EXCHANGE TRADED FDfinls alphadex	$0	–	-18,298	-100.0%	-0.10%	–
LEG	Exit	LEGGETT & PLATT INC	$0	–	-9,061	-100.0%	-0.10%	–
IP	Exit	INTL PAPER CO	$0	–	-9,967	-100.0%	-0.11%	–
QQQE	Exit	DIREXION SHS ETF TRnas100 eql wgt	$0	–	-9,044	-100.0%	-0.14%	–
LUMN	Exit	CENTURYLINK INC	$0	–	-21,929	-100.0%	-0.15%	–
CZA	Exit	CLAYMORE EXCHANGE TRD FD TRgug midcap core	$0	–	-12,888	-100.0%	-0.16%	–
FXI	Exit	ISHARES TRchina lg-cap etf	$0	–	-18,714	-100.0%	-0.20%	–
EXP	Exit	EAGLE MATERIALS INC	$0	–	-28,869	-100.0%	-0.52%	–
XLB	Exit	SELECT SECTOR SPDR TRsbi materials	$0	–	-50,591	-100.0%	-0.58%	–
MBBYF	Exit	MOBILEYE N V AMSTELVEEN	$0	–	-48,680	-100.0%	-0.62%	–
XLI	Exit	SELECT SECTOR SPDR TRsbi int-inds	$0	–	-48,912	-100.0%	-0.63%	–
IYE	Exit	ISHARES TRu.s. energy etf	$0	–	-101,619	-100.0%	-1.02%	–
IYH	Exit	ISHARES TRus hlthcare etf	$0	–	-28,220	-100.0%	-1.07%	–
IYF	Exit	ISHARES TRu.s. finls etf	$0	–	-52,663	-100.0%	-1.12%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-10-16

Signatures

The EDGAR filing(s) were signed by:

Sonia Biasatti — Compliance Analyst

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SELECT SECTOR SPDR TR	42	Q3 2023	7.0%
ISHARES TR	42	Q3 2023	2.6%
ALTRIA GROUP INC	42	Q3 2023	1.4%
VERIZON COMMUNICATIONS INC	42	Q3 2023	1.4%
VANGUARD BD INDEX FDS	42	Q3 2023	1.2%
CHEVRON CORP NEW	42	Q3 2023	0.9%
ISHARES TR	42	Q3 2023	1.1%
SELECT SECTOR SPDR TR	42	Q3 2023	1.5%
PEPSICO INC	42	Q3 2023	0.7%
SPDR SER TR	42	Q3 2023	1.7%

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Latest significant ownerships (13-D/G)

Prospera Financial Services Inc Q3 2015 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
ALPS ETF Trust	June 02, 2017	10	12.0%
ALPS ETF Trust	June 02, 2017	10	12.0%
ALPS ETF Trust	June 02, 2017	10	12.0%
First Trust Exchange-Traded Fund III	May 11, 2017	10	12.0%
FIRST TRUST EXCHANGE-TRADED FUND VI	May 11, 2017	10	12.0%
PowerShares Exchange-Traded Fund Trust II^{Sold out}	May 11, 2017	0	0.0%
POWERSHARES DB SILVER FUND	September 09, 2016	10	12.0%
SPDR SERIES TRUST	September 09, 2016	10	12.0%
Probe Mines Ltd	May 01, 2015	616,348	1.8%
FIRST TRUST EXCHANGE-TRADED FUND VI	September 22, 2014	1,211,443	4.8%

View Prospera Financial Services Inc's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
13F-HR	2023-11-13
13F-HR	2023-08-08
13F-HR	2023-05-12
13F-HR	2023-02-08
13F-HR	2022-10-27
13F-HR	2022-08-08
13F-HR	2022-05-04
13F-HR	2022-02-10
13F-HR	2021-11-12

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All filings

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