$395 Million is the total value of Prospera Financial Services Inc's 289 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 41.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FV | Buy | FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf | $78,224,000 | -2.6% | 3,570,280 | +8.6% | 19.79% | +3.5% |
| SPLV | Buy | POWERSHARES ETF TR IIs&p500 low vol | $28,087,000 | -0.1% | 781,064 | +1.8% | 7.10% | +6.3% |
| PDP | Buy | POWERSHARES ETF TRUSTdwa momentum ptf | $26,240,000 | +2.4% | 653,406 | +9.7% | 6.64% | +8.9% |
| SHY | Buy | ISHARES TR1-3 yr tr bd etf | $21,840,000 | +1348.3% | 256,970 | +1345.7% | 5.52% | +1439.0% |
| AGG | Buy | ISHARES TRcore us aggbd et | $12,153,000 | +16.1% | 110,904 | +15.3% | 3.07% | +23.5% |
| SHV | New | ISHARES TRshrt trs bd etf | $7,205,000 | – | 65,319 | +100.0% | 1.82% | – |
| TFI | Buy | SPDR SERIES TRUSTnuvn brcly muni | $7,118,000 | +17.4% | 295,241 | +15.5% | 1.80% | +24.9% |
| SPTI | Buy | SPDR SERIES TRUSTbrclys inter etf | $6,871,000 | +17.3% | 113,323 | +16.2% | 1.74% | +24.7% |
| SPSB | Buy | SPDR SERIES TRUSTbarc sht tr cp | $6,754,000 | +16.0% | 221,294 | +16.3% | 1.71% | +23.3% |
| SPIB | Buy | SPDR SERIES TRUSTintr trm corp bd | $6,727,000 | +16.4% | 198,143 | +16.5% | 1.70% | +23.8% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $6,450,000 | +113.5% | 136,676 | +115.3% | 1.63% | +127.0% |
| T | Buy | AT&T INC | $5,554,000 | +44.2% | 171,909 | +57.0% | 1.40% | +53.2% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $5,146,000 | -1.1% | 133,318 | +0.4% | 1.30% | +5.2% |
| AAPL | Buy | APPLE INC | $5,138,000 | +0.1% | 49,175 | +13.0% | 1.30% | +6.4% |
| MO | Buy | ALTRIA GROUP INC | $4,499,000 | +11.5% | 82,706 | +0.2% | 1.14% | +18.5% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $3,553,000 | +8.8% | 18,436 | +16.8% | 0.90% | +15.7% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $3,423,000 | +23.0% | 51,677 | +38.2% | 0.87% | +30.8% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $2,926,000 | -4.6% | 35,125 | +1.7% | 0.74% | +1.4% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $2,575,000 | -3.7% | 30,938 | +4.8% | 0.65% | +2.4% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $2,526,000 | -11.5% | 202,433 | +10.4% | 0.64% | -5.9% |
| ETP | Buy | ENERGY TRANSFER PRTNRS L Punit ltd partn | $2,500,000 | -9.7% | 61,271 | +14.7% | 0.63% | -4.1% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,484,000 | +15.4% | 57,583 | +23.3% | 0.63% | +22.7% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $2,340,000 | +5.6% | 30,979 | +4.4% | 0.59% | +12.3% |
| XOM | Buy | EXXON MOBIL CORP | $1,958,000 | +39.2% | 26,918 | +50.4% | 0.50% | +47.8% |
| NS | Buy | NUSTAR ENERGY LP | $1,912,000 | -14.8% | 42,660 | +12.9% | 0.48% | -9.4% |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $1,896,000 | -5.0% | 62,403 | +36.2% | 0.48% | +1.1% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $1,718,000 | -4.9% | 17,737 | +5.9% | 0.44% | +1.2% |
| SYY | Buy | SYSCO CORP | $1,637,000 | +82.7% | 41,994 | +69.2% | 0.41% | +94.4% |
| MSFT | Buy | MICROSOFT CORP | $1,431,000 | +2.9% | 33,326 | +2.6% | 0.36% | +9.4% |
| SDIV | Buy | GLOBAL X FDSglb x superdiv | $1,408,000 | -10.5% | 71,654 | +0.8% | 0.36% | -5.1% |
| SSO | New | PROSHARES TR | $1,361,000 | – | 24,485 | +100.0% | 0.34% | – |
| JPS | New | NUVEEN QUALITY PFD INCOME FD | $1,254,000 | – | 143,350 | +100.0% | 0.32% | – |
| AMZN | Buy | AMAZON COM INC | $1,195,000 | +309.2% | 2,553 | +186.2% | 0.30% | +337.7% |
| FXG | Buy | FIRST TR EXCHANGE TRADED FDconsumr staple | $1,195,000 | +21.0% | 28,502 | +26.9% | 0.30% | +28.5% |
| VPU | Buy | VANGUARD WORLD FDSutilities etf | $1,130,000 | +7.7% | 12,145 | +4.1% | 0.29% | +14.4% |
| IFV | Buy | FIRST TR EXCHANGE TRADED FDdorsey wright | $1,125,000 | -11.8% | 65,865 | +0.8% | 0.28% | -6.2% |
| CHY | Buy | CALAMOS CONV & HIGH INCOME F | $1,074,000 | -11.9% | 98,785 | +7.7% | 0.27% | -6.2% |
| GILD | Buy | GILEAD SCIENCES INC | $1,065,000 | -14.7% | 11,449 | +1.6% | 0.27% | -9.4% |
| SO | New | SOUTHERN CO | $986,000 | – | 22,053 | +100.0% | 0.25% | – |
| CWB | Buy | SPDR SERIES TRUSTbrc cnv secs etf | $960,000 | -2.8% | 21,472 | +3.3% | 0.24% | +3.4% |
| GE | Buy | GENERAL ELECTRIC CO | $948,000 | -4.7% | 38,676 | +0.3% | 0.24% | +1.3% |
| GYLD | Buy | ARROW ETF TRarrow dj glb yld | $942,000 | -13.0% | 49,078 | +4.3% | 0.24% | -7.8% |
| MUB | Buy | ISHARES TRnat amt free bd | $926,000 | +20.3% | 8,455 | +18.8% | 0.23% | +27.9% |
| CVX | Buy | CHEVRON CORP NEW | $884,000 | -18.2% | 11,602 | +0.0% | 0.22% | -12.8% |
| DIS | Buy | DISNEY WALT CO | $876,000 | +44.3% | 9,919 | +48.8% | 0.22% | +54.2% |
| TIER | New | TIER REIT INC | $864,000 | – | 58,685 | +100.0% | 0.22% | – |
| GOOG | Buy | GOOGLE INCcl c | $863,000 | +276.9% | 1,417 | +137.0% | 0.22% | +303.7% |
| VGSH | New | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $855,000 | – | 13,971 | +100.0% | 0.22% | – |
| PFE | Buy | PFIZER INC | $821,000 | +57.6% | 26,142 | +68.3% | 0.21% | +67.7% |
| TROV | Buy | TROVAGENE INC | $813,000 | -21.2% | 142,800 | +40.4% | 0.21% | -16.3% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $794,000 | -4.0% | 14,100 | +7.4% | 0.20% | +2.0% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $736,000 | -12.2% | 29,566 | +5.4% | 0.19% | -6.5% |
| ABBV | Buy | ABBVIE INC | $698,000 | -13.9% | 13,229 | +6.2% | 0.18% | -8.3% |
| INDY | New | ISHARESindia 50 etf | $674,000 | – | 24,155 | +100.0% | 0.17% | – |
| PM | Buy | PHILIP MORRIS INTL INC | $652,000 | +3.8% | 8,224 | +5.0% | 0.16% | +10.7% |
| IEF | Buy | ISHARES TR7-10 y tr bd etf | $653,000 | +50.8% | 6,055 | +46.7% | 0.16% | +60.2% |
| IGIB | Buy | ISHARES TRinterm cr bd etf | $646,000 | +66.5% | 5,945 | +66.9% | 0.16% | +77.2% |
| COP | Buy | CONOCOPHILLIPS | $641,000 | +11.9% | 13,758 | +41.5% | 0.16% | +19.1% |
| VFC | Buy | V F CORP | $590,000 | +11.3% | 8,654 | +14.0% | 0.15% | +18.3% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $584,000 | -0.7% | 4,277 | +9.1% | 0.15% | +5.7% |
| FTSM | New | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $587,000 | – | 9,795 | +100.0% | 0.15% | – |
| COST | Buy | COSTCO WHSL CORP NEW | $569,000 | +36.5% | 4,187 | +25.6% | 0.14% | +45.5% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $563,000 | +18.5% | 17,004 | +46.5% | 0.14% | +25.7% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $537,000 | +7.2% | 4,003 | +18.5% | 0.14% | +14.3% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $534,000 | +86.1% | 4,602 | +85.4% | 0.14% | +98.5% |
| NFLX | New | NETFLIX INC | $532,000 | – | 5,430 | +100.0% | 0.14% | – |
| SBUX | Buy | STARBUCKS CORP | $531,000 | +8.8% | 11,406 | +4.7% | 0.13% | +15.5% |
| DWAS | Buy | POWERSHARES ETF TRUST IIdwa sc momnt ptf | $525,000 | -0.8% | 14,100 | +10.5% | 0.13% | +5.6% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $523,000 | +107.5% | 5,624 | +120.5% | 0.13% | +120.0% |
| VCR | Buy | VANGUARD WORLD FDSconsum dis etf | $516,000 | +1.6% | 4,378 | +7.0% | 0.13% | +8.3% |
| FB | Buy | FACEBOOK INCcl a | $511,000 | +20.8% | 6,360 | +13.5% | 0.13% | +27.7% |
| YMLP | Buy | EXCHANGE TRADED CONCEPTS TRyork hiinc mlp | $505,000 | -25.3% | 73,128 | +12.5% | 0.13% | -20.5% |
| CBRL | New | CRACKER BARREL OLD CTRY STOR | $486,000 | – | 3,297 | +100.0% | 0.12% | – |
| WMB | Buy | WILLIAMS COS INC DEL | $478,000 | -10.0% | 12,966 | +40.2% | 0.12% | -4.0% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $476,000 | +4.4% | 3,651 | +9.0% | 0.12% | +10.1% |
| BLK | New | BLACKROCK INC | $467,000 | – | 1,570 | +100.0% | 0.12% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $457,000 | +33.6% | 8,289 | +41.7% | 0.12% | +43.2% |
| SBY | Buy | SILVER BAY RLTY TR CORP | $456,000 | +54.1% | 28,500 | +56.6% | 0.12% | +64.3% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $455,000 | +54.8% | 4,267 | +71.2% | 0.12% | +64.3% |
| BBT | New | BB&T CORP | $454,000 | – | 12,766 | +100.0% | 0.12% | – |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $431,000 | +6.2% | 11,210 | +14.9% | 0.11% | +12.4% |
| VCSH | New | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $422,000 | – | 5,289 | +100.0% | 0.11% | – |
| UAA | Buy | UNDER ARMOUR INCcl a | $423,000 | +50.5% | 4,371 | +29.9% | 0.11% | +59.7% |
| HD | New | HOME DEPOT INC | $417,000 | – | 4,119 | +100.0% | 0.10% | – |
| KO | Buy | COCA COLA CO | $408,000 | +6.2% | 10,658 | +3.6% | 0.10% | +13.2% |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $398,000 | +6.1% | 11,157 | +14.3% | 0.10% | +13.5% |
| ACAD | New | ACADIA PHARMACEUTICALS INC | $400,000 | – | 12,100 | +100.0% | 0.10% | – |
| EUM | New | PROSHARES TR | $400,000 | – | 13,380 | +100.0% | 0.10% | – |
| DLR | New | DIGITAL RLTY TR INC | $386,000 | – | 5,910 | +100.0% | 0.10% | – |
| BP | Buy | BP PLCsponsored adr | $382,000 | +23.6% | 12,497 | +61.5% | 0.10% | +31.1% |
| VXX | New | BARCLAYS BK PLCipath s&p500 vix | $384,000 | – | 15,000 | +100.0% | 0.10% | – |
| IEI | Buy | ISHARES TR3-7 yr tr bd etf | $384,000 | +72.2% | 3,082 | +69.8% | 0.10% | +83.0% |
| KHC | New | KRAFT HEINZ CO | $380,000 | – | 5,586 | +100.0% | 0.10% | – |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $362,000 | +72.4% | 4,068 | +115.0% | 0.09% | +84.0% |
| OIH | New | MARKET VECTORS ETF TRoil svcs etf | $364,000 | – | 13,248 | +100.0% | 0.09% | – |
| LOW | Buy | LOWES COS INC | $358,000 | +15.5% | 5,793 | +11.0% | 0.09% | +23.0% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $352,000 | +3.2% | 9,005 | +1.3% | 0.09% | +9.9% |
| VOO | Buy | VANGUARD INDEX FDS | $353,000 | -5.4% | 2,011 | +1.8% | 0.09% | 0.0% |
| ET | Buy | ENERGY TRANSFER EQUITY L P | $352,000 | -35.2% | 16,926 | +100.0% | 0.09% | -31.0% |
| NEAR | New | ISHARES U S ETF TRsht mat bd etf | $350,000 | – | 6,980 | +100.0% | 0.09% | – |
| IWD | Buy | ISHARES TRrus 1000 val etf | $347,000 | +30.5% | 3,725 | +44.5% | 0.09% | +39.7% |
| FHLC | New | FIDELITYmsci hlth care i | $344,000 | – | 10,817 | +100.0% | 0.09% | – |
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD | $329,000 | +25.6% | 18,000 | +38.5% | 0.08% | +33.9% |
| SNY | New | SANOFIsponsored adr | $328,000 | – | 7,518 | +100.0% | 0.08% | – |
| FBT | Buy | FIRST TR EXCHANGE TRADED FDny arca biotech | $325,000 | +12.8% | 3,209 | +38.3% | 0.08% | +18.8% |
| AMT | Buy | AMERICAN TOWER CORP NEW | $320,000 | -1.5% | 3,639 | +4.5% | 0.08% | +5.2% |
| DUK | New | DUKE ENERGY CORP NEW | $317,000 | – | 4,409 | +100.0% | 0.08% | – |
| D | Buy | DOMINION RES INC VA NEW | $310,000 | +5.4% | 4,403 | +0.0% | 0.08% | +11.4% |
| MCD | Buy | MCDONALDS CORP | $303,000 | +14.8% | 3,074 | +10.9% | 0.08% | +22.2% |
| IGSB | Buy | ISHARES TR1-3 yr cr bd etf | $306,000 | +36.6% | 2,914 | +37.2% | 0.08% | +45.3% |
| MRK | Buy | MERCK & CO INC NEW | $300,000 | +23.0% | 6,762 | +35.9% | 0.08% | +31.0% |
| FTC | Buy | FIRST TR LRG CP GRWTH ALPHAD | $294,000 | +2.1% | 6,430 | +8.3% | 0.07% | +7.2% |
| IIM | New | INVESCO VALUE MUN INCOME TR | $293,000 | – | 19,000 | +100.0% | 0.07% | – |
| STZ | Buy | CONSTELLATION BRANDS INCcl a | $289,000 | +24.0% | 2,308 | +15.1% | 0.07% | +32.7% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $289,000 | +7.0% | 2,494 | +12.9% | 0.07% | +14.1% |
| HDS | Buy | HD SUPPLY HLDGS INC | $287,000 | -18.5% | 10,023 | +0.2% | 0.07% | -13.1% |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $276,000 | – | 3,369 | +100.0% | 0.07% | – |
| BA | New | BOEING CO | $268,000 | – | 2,693 | +100.0% | 0.07% | – |
| CMCSA | Buy | COMCAST CORP NEWcl a | $262,000 | +18.0% | 4,613 | +25.1% | 0.07% | +24.5% |
| V | Buy | VISA INC | $255,000 | +14.9% | 3,659 | +10.5% | 0.06% | +22.6% |
| MINT | New | PIMCO ETF TRenhan shrt ma ac | $254,000 | – | 2,520 | +100.0% | 0.06% | – |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $250,000 | -8.1% | 49,290 | +4.1% | 0.06% | -3.1% |
| BGR | Buy | BLACKROCK ENERGY & RES TR | $250,000 | -15.0% | 18,150 | +11.0% | 0.06% | -10.0% |
| PKG | New | PACKAGING CORP AMER | $249,000 | – | 4,137 | +100.0% | 0.06% | – |
| RAI | New | REYNOLDS AMERICAN INC | $251,000 | – | 5,668 | +100.0% | 0.06% | – |
| BGY | Buy | BLACKROCK INTL GRWTH & INC T | $243,000 | -12.3% | 40,050 | +5.3% | 0.06% | -7.6% |
| OILNF | New | BARCLAYS BK PLCipsp croil etn | $237,000 | – | 28,058 | +100.0% | 0.06% | – |
| ARPJQ | Buy | ATLAS RESOURCE PARTNERS LP | $232,000 | +134.3% | 83,000 | +427.0% | 0.06% | +145.8% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $233,000 | +2.2% | 2,805 | +3.9% | 0.06% | +9.3% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $234,000 | -14.6% | 4,926 | +3.0% | 0.06% | -9.2% |
| KMB | Buy | KIMBERLY CLARK CORP | $230,000 | +7.0% | 2,254 | +3.7% | 0.06% | +13.7% |
| IWV | New | ISHARES TRrussell 3000 etf | $231,000 | – | 2,029 | +100.0% | 0.06% | – |
| URI | Buy | UNITED RENTALS INC | $228,000 | -25.7% | 3,800 | +8.6% | 0.06% | -20.5% |
| CB | New | CHUBB CORP | $229,000 | – | 1,863 | +100.0% | 0.06% | – |
| FDX | New | FEDEX CORP | $225,000 | – | 1,563 | +100.0% | 0.06% | – |
| SE | Buy | SPECTRA ENERGY CORP | $226,000 | -16.9% | 8,608 | +3.1% | 0.06% | -12.3% |
| BUD | New | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $226,000 | – | 2,130 | +100.0% | 0.06% | – |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr no par | $218,000 | -5.6% | 7,515 | +12.2% | 0.06% | 0.0% |
| FDS | Buy | FACTSET RESH SYS INC | $219,000 | +3.8% | 1,373 | +5.7% | 0.06% | +10.0% |
| IBME | New | ISHARES16 amt-free etf | $212,000 | – | 8,000 | +100.0% | 0.05% | – |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $215,000 | -19.5% | 22,940 | +60.2% | 0.05% | -15.6% |
| IBMI | New | ISHARES TRibonds sep2020 | $204,000 | – | 8,000 | +100.0% | 0.05% | – |
| IBMG | New | ISHARES TR18 amt-free etf | $205,000 | – | 8,000 | +100.0% | 0.05% | – |
| IBMH | New | ISHARES TR19 amt-free mn | $204,000 | – | 8,000 | +100.0% | 0.05% | – |
| AOK | New | ISHARESconser alloc etf | $201,000 | – | 6,400 | +100.0% | 0.05% | – |
| IBMJ | New | ISHARES TRibonds dec 21 | $203,000 | – | 8,000 | +100.0% | 0.05% | – |
| GNL | New | GLOBAL NET LEASE INC | $196,000 | – | 21,285 | +100.0% | 0.05% | – |
| CTRV | Buy | CONTRAVIR PHARMACEUTICALS IN | $181,000 | +162.3% | 86,700 | +542.2% | 0.05% | +187.5% |
| RIG | Buy | TRANSOCEAN LTD | $178,000 | -18.0% | 13,747 | +2.1% | 0.04% | -13.5% |
| GLAD | New | GLADSTONE CAPITAL CORP | $179,000 | – | 22,000 | +100.0% | 0.04% | – |
| HTY | Buy | HANCOCK JOHN INV TRUSTtax adv glb sh | $98,000 | -3.9% | 10,509 | +3.4% | 0.02% | +4.2% |
| SUNEQ | New | SUNEDISON INC | $72,000 | – | 10,000 | +100.0% | 0.02% | – |
| REFR | New | RESEARCH FRONTIERS INC | $71,000 | – | 14,100 | +100.0% | 0.02% | – |
| OSUR | Buy | ORASURE TECHNOLOGIES INC | $66,000 | -16.5% | 14,850 | +1.7% | 0.02% | -10.5% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-10-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 7.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ALTRIA GROUP INC | 42 | Q3 2023 | 1.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.4% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 0.9% |
| ISHARES TR | 42 | Q3 2023 | 1.1% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 1.5% |
| PEPSICO INC | 42 | Q3 2023 | 0.7% |
| SPDR SER TR | 42 | Q3 2023 | 1.7% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.