$12.2 Billion is the total value of Creative Planning's 5006 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GOOGL | New | ALPHABET INCcap stk cl a | $14,708,000 | – | 18,904 | +100.0% | 0.12% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $13,303,000 | – | 17,530 | +100.0% | 0.11% | – |
| MSFG | New | MAINSOURCE FINANCIAL GP INC | $10,751,000 | – | 469,896 | +100.0% | 0.09% | – |
| GOOGL | New | ALPHABET INCcall | $2,837,000 | – | 32,700 | +100.0% | 0.02% | – |
| IONS | New | IONIS PHARMACEUTICALS INC | $1,405,000 | – | 22,693 | +100.0% | 0.01% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE C | $1,208,000 | – | 79,458 | +100.0% | 0.01% | – |
| HPQ | New | HP INC | $940,000 | – | 79,358 | +100.0% | 0.01% | – |
| PRIM | New | PRIMORIS SVCS CORP | $881,000 | – | 40,000 | +100.0% | 0.01% | – |
| NWFL | New | NORWOOD FINANCIAL CORP | $825,000 | – | 28,691 | +100.0% | 0.01% | – |
| NRF | New | NORTHSTAR RLTY FIN CORP | $678,000 | – | 39,788 | +100.0% | 0.01% | – |
| NYRT | New | NEW YORK REIT INC | $690,000 | – | 60,000 | +100.0% | 0.01% | – |
| ONCE | New | SPARK THERAPEUTICS INC | $477,000 | – | 10,525 | +100.0% | 0.00% | – |
| AGR | New | AVANGRID INC | $547,000 | – | 14,243 | +100.0% | 0.00% | – |
| NUGT | New | DIREXION SHS ETF TRdaily gold miner | $481,000 | – | 19,803 | +100.0% | 0.00% | – |
| AAPL | New | APPLE INCput | $338,000 | – | 51,800 | +100.0% | 0.00% | – |
| USD | New | PROSHARES TR | $410,000 | – | 4,731 | +100.0% | 0.00% | – |
| UPLD | New | UPLAND SOFTWARE INC | $183,000 | – | 25,960 | +100.0% | 0.00% | – |
| MIDU | New | DIREXION SHS ETF TRdly midcap etf3x | $271,000 | – | 13,000 | +100.0% | 0.00% | – |
| GPT | New | GRAMERCY PPTY TR | $207,000 | – | 26,784 | +100.0% | 0.00% | – |
| NLNK | New | NEWLINK GENETICS CORP | $83,000 | – | 2,280 | +100.0% | 0.00% | – |
| NHF | New | NEXPOINT CR STRATEGIES FD | $141,000 | – | 6,878 | +100.0% | 0.00% | – |
| NRE | New | NORTHSTAR REALTY EUROPE CORP | $139,000 | – | 11,731 | +100.0% | 0.00% | – |
| GENN | New | GENESIS HEALTHCARE INC | $147,000 | – | 42,500 | +100.0% | 0.00% | – |
| MLPN | New | CREDIT SUISSE NASSAU BRHx link cush mlp | $70,000 | – | 3,750 | +100.0% | 0.00% | – |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $61,000 | – | 2,954 | +100.0% | 0.00% | – |
| RWL | New | OPPENHEIMER REV WEIGHTED ETFlarge cap rev et | $80,000 | – | 2,025 | +100.0% | 0.00% | – |
| PJT | New | PJT PARTNERS INC | $94,000 | – | 3,339 | +100.0% | 0.00% | – |
| HK | New | HALCON RES CORP | $88,000 | – | 69,552 | +100.0% | 0.00% | – |
| DHIL | New | DIAMOND HILL INVESTMENT GROU | $86,000 | – | 455 | +100.0% | 0.00% | – |
| LABD | New | DIREXION SHS ETF TRsp biotch br3x | $90,000 | – | 2,900 | +100.0% | 0.00% | – |
| FOLD | New | AMICUS THERAPEUTICS INC | $98,000 | – | 10,100 | +100.0% | 0.00% | – |
| RYAAY | New | RYANAIR HLDGS PLCsponsored adr ne | $62,000 | – | 718 | +100.0% | 0.00% | – |
| RPV | New | RYDEX ETF TRUSTgug s&p500 pu va | $64,000 | – | 1,298 | +100.0% | 0.00% | – |
| CMD | New | CANTEL MEDICAL CORP | $64,000 | – | 1,025 | +100.0% | 0.00% | – |
| SJR | New | SHAW COMMUNICATIONS INCcl b conv | $79,000 | – | 4,600 | +100.0% | 0.00% | – |
| SQ | New | SQUARE INCcl a | $135,000 | – | 10,304 | +100.0% | 0.00% | – |
| SNC | New | STATE NATL COS INC | $100,000 | – | 10,216 | +100.0% | 0.00% | – |
| CELG | New | CELGENE CORPcall | $64,000 | – | 1,300 | +100.0% | 0.00% | – |
| AVXL | New | ANAVEX LIFE SCIENCES CORP | $71,000 | – | 12,720 | +100.0% | 0.00% | – |
| NYNY | New | EMPIRE RESORTS INC | $169,000 | – | 9,404 | +100.0% | 0.00% | – |
| JE | New | JUST ENERGY GROUP INC | $178,000 | – | 25,000 | +100.0% | 0.00% | – |
| CCS | New | CENTURY CMNTYS INC | $85,000 | – | 4,817 | +100.0% | 0.00% | – |
| KMPH | New | KEMPHARM INC | $175,000 | – | 8,794 | +100.0% | 0.00% | – |
| THW | New | TEKLA WORLD HEALTHCARE FD | $107,000 | – | 6,750 | +100.0% | 0.00% | – |
| TLGT | New | TELIGENT INC NEW | $150,000 | – | 16,800 | +100.0% | 0.00% | – |
| ENFC | New | ENTEGRA FINL CORP | $116,000 | – | 6,000 | +100.0% | 0.00% | – |
| KWEB | New | KRANESHARES TRcsi chi internet | $92,000 | – | 2,387 | +100.0% | 0.00% | – |
| LARK | New | LANDMARK BANCORP INC | $92,000 | – | 3,516 | +100.0% | 0.00% | – |
| ULTA | New | ULTA SALON COSMETCS & FRAG Icall | $96,000 | – | 1,000 | +100.0% | 0.00% | – |
| FSFR | New | FIFTH STR SR FLOATNG RATE CO | $66,000 | – | 7,659 | +100.0% | 0.00% | – |
| New | BLACKROCK CAPITAL INVESTMENTnote 5.500% 2/1 | $69,000 | – | 67,000 | +100.0% | 0.00% | – | |
| GOOG | New | ALPHABET INCcall | $94,000 | – | 800 | +100.0% | 0.00% | – |
| LIVN | New | LIVANOVA PLC | $119,000 | – | 2,000 | +100.0% | 0.00% | – |
| MPSX | New | MULTI PACKAGING SOLUTIONS IN | $147,000 | – | 8,500 | +100.0% | 0.00% | – |
| UTSI | New | UTSTARCOM HOLDINGS CORP | $124,000 | – | 50,200 | +100.0% | 0.00% | – |
| FTAI | New | FORTRESS TRANS INFRST INVS L | $90,000 | – | 8,000 | +100.0% | 0.00% | – |
| FMI | New | FOUNDATION MEDICINE INC | $63,000 | – | 3,000 | +100.0% | 0.00% | – |
| SDLP | New | SEADRILL PARTNERS LLC | $141,000 | – | 38,679 | +100.0% | 0.00% | – |
| GASS | New | STEALTHGAS INC | $182,000 | – | 53,000 | +100.0% | 0.00% | – |
| ROVI | New | ROVI CORPcall | $1,000 | – | 200 | +100.0% | 0.00% | – |
| New | ROYAL GOLD INCnote 2.875% 6/1 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| RGI | New | RYDEX ETF TRUSTgug s&p500 eq wt | $8,000 | – | 100 | +100.0% | 0.00% | – |
| RYE | New | RYDEX ETF TRUSTgug s&p500eqwten | $1,000 | – | 15 | +100.0% | 0.00% | – |
| GMF | New | SPDR INDEX SHS FDSasia pacif etf | $5,000 | – | 70 | +100.0% | 0.00% | – |
| SPGM | New | SPDR INDEX SHS FDSmsci acwi etf | $5,000 | – | 85 | +100.0% | 0.00% | – |
| BABS | New | SPDR SERIES TRUSTbrc bld amer bd | $9,000 | – | 150 | +100.0% | 0.00% | – |
| SPLG | New | SPDR SERIES TRUSTrussell 1000 etf | $7,000 | – | 76 | +100.0% | 0.00% | – |
| SSNC | New | SS&C TECHNOLOGIES HLDGS INC | $1,000 | – | 20 | +100.0% | 0.00% | – |
| SANW | New | S&W SEED CO | $2,000 | – | 366 | +100.0% | 0.00% | – |
| New | SALESFORCE COM INCnote 0.250% 4/0 | $3,000 | – | 2,000 | +100.0% | 0.00% | – | |
| SNECQ | New | SANCHEZ ENERGY CORP | $2,000 | – | 500 | +100.0% | 0.00% | – |
| New | SANDISK CORPnote 0.500%10/1 | $37,000 | – | 36,000 | +100.0% | 0.00% | – | |
| FNDE | New | SCHWAB STRATEGIC TRschwb fdt emk lg | $0 | – | 19 | +100.0% | 0.00% | – |
| FNDC | New | SCHWAB STRATEGIC TRschwb fdt int sc | $2,000 | – | 73 | +100.0% | 0.00% | – |
| FNDX | New | SCHWAB STRATEGIC TRschwab fdt us lg | $57,000 | – | 1,977 | +100.0% | 0.00% | – |
| SWM | New | SCHWEITZER-MAUDUIT INTL INC | $17,000 | – | 400 | +100.0% | 0.00% | – |
| CKH | New | SEACOR HOLDINGS INC | $42,000 | – | 800 | +100.0% | 0.00% | – |
| XLE | New | SELECT SECTOR SPDR TRput | $1,000 | – | 200 | +100.0% | 0.00% | – |
| XLF | New | SELECT SECTOR SPDR TRcall | $5,000 | – | 10,000 | +100.0% | 0.00% | – |
| SQBG | New | SEQUENTIAL BRNDS GROUP INC N | $21,000 | – | 2,675 | +100.0% | 0.00% | – |
| SHLOQ | New | SHILOH INDS INCcall | $0 | – | 500 | +100.0% | 0.00% | – |
| SFLY | New | SHUTTERFLY INC | $1,000 | – | 16 | +100.0% | 0.00% | – |
| SIEN | New | SIENTRA INC | $12,000 | – | 2,000 | +100.0% | 0.00% | – |
| SIMO | New | SILICON MOTION TECHNOLOGY COcall | $1,000 | – | 300 | +100.0% | 0.00% | – |
| SKX | New | SKECHERS U S A INCcall | $0 | – | 500 | +100.0% | 0.00% | – |
| SKYW | New | SKYWEST INC | $1,000 | – | 31 | +100.0% | 0.00% | – |
| New | SOLARCITY CORPnote 1.625%11/0 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| SAH | New | SONIC AUTOMOTIVE INCcl a | $2,000 | – | 90 | +100.0% | 0.00% | – |
| SWNC | New | SOUTHWESTERN ENERGY CO | $1,000 | – | 62 | +100.0% | 0.00% | – |
| SPA | New | SPARTON CORP | $16,000 | – | 800 | +100.0% | 0.00% | – |
| SPE | New | SPECIAL OPPORTUNITIES FD INC | $12,000 | – | 945 | +100.0% | 0.00% | – |
| SPB | New | SPECTRUM BRANDS HLDGS INC | $4,000 | – | 35 | +100.0% | 0.00% | – |
| SAVE | New | SPIRIT AIRLS INCcall | $1,000 | – | 400 | +100.0% | 0.00% | – |
| SPWH | New | SPORTSMANS WHSE HLDGS INC | $3,000 | – | 200 | +100.0% | 0.00% | – |
| STAG | New | STAG INDL INC | $40,000 | – | 2,150 | +100.0% | 0.00% | – |
| SWH | New | STANLEY BLACK & DECKER INCunit 11/17/20166 | $2,000 | – | 13 | +100.0% | 0.00% | – |
| SBUX | New | STARBUCKS CORPput | $14,000 | – | 5,500 | +100.0% | 0.00% | – |
| SCX | New | STARRETT L S COcl a | $5,000 | – | 500 | +100.0% | 0.00% | – |
| SBOT | New | STELLAR BIOTECHNOLOGIES INC | $12,000 | – | 1,820 | +100.0% | 0.00% | – |
| SRCLP | New | STERICYCLE INCdep pfd a 1/10 | $1,000 | – | 15 | +100.0% | 0.00% | – |
| STXS | New | STEREOTAXIS INC | $0 | – | 170 | +100.0% | 0.00% | – |
| STRL | New | STERLING CONSTRUCTION CO INC | $9,000 | – | 1,500 | +100.0% | 0.00% | – |
| SYK | New | STRYKER CORPcall | $0 | – | 400 | +100.0% | 0.00% | – |
| INN | New | SUMMIT HOTEL PPTYS | $4,000 | – | 366 | +100.0% | 0.00% | – |
| SUNEQ | New | SUNEDISON INCput | $5,000 | – | 2,000 | +100.0% | 0.00% | – |
| New | SUNPOWER CORPdbcv 0.750% 6/0 | $4,000 | – | 3,000 | +100.0% | 0.00% | – | |
| RJA | New | SWEDISH EXPT CR CORProg agri etn22 | $4,000 | – | 700 | +100.0% | 0.00% | – |
| SYKE | New | SYKES ENTERPRISES INC | $12,000 | – | 400 | +100.0% | 0.00% | – |
| SSRG | New | SYMMETRY SURGICAL INC | $5,000 | – | 537 | +100.0% | 0.00% | – |
| TMUSP | New | T MOBILE US INCconv pfd ser a | $2,000 | – | 26 | +100.0% | 0.00% | – |
| TSLX | New | TPG SPECIALTY LENDING INC | $24,000 | – | 1,500 | +100.0% | 0.00% | – |
| DATA | New | TABLEAU SOFTWARE INCcall | $8,000 | – | 1,000 | +100.0% | 0.00% | – |
| TAL | New | TAL ED GROUPcall | $1,000 | – | 200 | +100.0% | 0.00% | – |
| New | TARGACEPT INCnote 2/1 | $5,000 | – | 5,400 | +100.0% | 0.00% | – | |
| TTGT | New | TECHTARGET INC | $0 | – | 15 | +100.0% | 0.00% | – |
| TSO | New | TESORO CORPcall | $5,000 | – | 14,300 | +100.0% | 0.00% | – |
| TSLA | New | TESLA MTRS INCput | $7,000 | – | 800 | +100.0% | 0.00% | – |
| New | TESLA MTRS INCnote 1.250% 3/0 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $9,000 | – | 6,000 | +100.0% | 0.00% | – | |
| TSRA | New | TESSERA TECHNOLOGIES INC | $30,000 | – | 1,000 | +100.0% | 0.00% | – |
| TPIY | New | TIANYIN PHARMACEUTICAL CO IN | $3,000 | – | 20,000 | +100.0% | 0.00% | – |
| TGD | New | TIMMINS GOLD CORP | $1,000 | – | 10,000 | +100.0% | 0.00% | – |
| New | TOLL BROS FIN CORPnote 0.500% 9/1 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| TNXP | New | TONIX PHARMACEUTICALS HLDG C | $47,000 | – | 6,138 | +100.0% | 0.00% | – |
| TOWR | New | TOWER INTL INC | $1,000 | – | 35 | +100.0% | 0.00% | – |
| New | TWITTER INCnote 0.250% 9/1 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| TYL | New | TYLER TECHNOLOGIES INCcall | $32,000 | – | 1,000 | +100.0% | 0.00% | – |
| USNA | New | USANA HEALTH SCIENCES INC | $2,000 | – | 13 | +100.0% | 0.00% | – |
| UFI | New | UNIFI INC | $14,000 | – | 500 | +100.0% | 0.00% | – |
| UFCS | New | UNITED FIRE GROUP INC | $12,000 | – | 309 | +100.0% | 0.00% | – |
| USCI | New | UNITED STS COMMODITY INDEX F | $12,000 | – | 300 | +100.0% | 0.00% | – |
| UNTY | New | UNITY BANCORP INC | $4,000 | – | 359 | +100.0% | 0.00% | – |
| UFPI | New | UNIVERSAL FST PRODS INC | $2,000 | – | 27 | +100.0% | 0.00% | – |
| URG | New | UR ENERGY INC | $15,000 | – | 23,650 | +100.0% | 0.00% | – |
| VSEC | New | VSE CORP | $10,000 | – | 167 | +100.0% | 0.00% | – |
| VRX | New | VALEANT PHARMACEUTICALS INTLcall | $3,000 | – | 300 | +100.0% | 0.00% | – |
| VTIP | New | VANGUARD MALVERN FDSstrm infproidx | $8,000 | – | 161 | +100.0% | 0.00% | – |
| VNRSQ | New | VANGUARD NAT RES LLCput | $25,000 | – | 57,000 | +100.0% | 0.00% | – |
| VONG | New | VANGUARD SCOTTSDALE FDSvng rus1000grw | $10,000 | – | 100 | +100.0% | 0.00% | – |
| VRNS | New | VARONIS SYS INC | $19,000 | – | 1,000 | +100.0% | 0.00% | – |
| VRA | New | VERA BRADLEY INC | $3,000 | – | 200 | +100.0% | 0.00% | – |
| New | VERISIGN INCsdcv 3.250% 8/1 | $5,000 | – | 2,000 | +100.0% | 0.00% | – | |
| VNRX | New | VOLITIONRX LTD | $14,000 | – | 3,200 | +100.0% | 0.00% | – |
| New | VRINGO INC | $1,000 | – | 405 | +100.0% | 0.00% | – | |
| IAE | New | VOYA ASIA PAC DIVID EQUITY I | $20,000 | – | 2,200 | +100.0% | 0.00% | – |
| VMC | New | VULCAN MATLS COcall | $4,000 | – | 500 | +100.0% | 0.00% | – |
| WNS | New | WNS HOLDINGS LTDspon adr | $6,000 | – | 200 | +100.0% | 0.00% | – |
| WMT | New | WAL-MART STORES INCcall | $0 | – | 500 | +100.0% | 0.00% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INCcall | $1,000 | – | 500 | +100.0% | 0.00% | – |
| WPP | New | WAUSAU PAPER CORP | $4,000 | – | 400 | +100.0% | 0.00% | – |
| WAVXQ | New | WAVE SYSTEMS CORPcl a new | $0 | – | 3 | +100.0% | 0.00% | – |
| WFC | New | WELLS FARGO & CO NEWcall | $2,000 | – | 100 | +100.0% | 0.00% | – |
| New | WELLS FARGO & COmtnf 6/0 | $47,000 | – | 39,000 | +100.0% | 0.00% | – | |
| New | WELLS FARGO & COmtnf 6/1 | $33,000 | – | 37,000 | +100.0% | 0.00% | – | |
| MTT | New | WESTERN ASSET MUN DEF OPP TR | $14,000 | – | 580 | +100.0% | 0.00% | – |
| WLDN | New | WILLDAN GROUP INC | $27,000 | – | 3,270 | +100.0% | 0.00% | – |
| DXJF | New | WISDOMTREE TRjapan hdg finl | $6,000 | – | 223 | +100.0% | 0.00% | – |
| RESP | New | WISDOMTREE TRttl earning fd | $7,000 | – | 100 | +100.0% | 0.00% | – |
| GNAT | New | WISDOMTREE TRglb nat res fd | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| DXJH | New | WISDOMTREE TRjap hd hlth cr | $37,000 | – | 1,063 | +100.0% | 0.00% | – |
| XNCR | New | XENCOR INC | $58,000 | – | 4,000 | +100.0% | 0.00% | – |
| XNPT | New | XENOPORT INC | $14,000 | – | 2,500 | +100.0% | 0.00% | – |
| New | YAHOO INCnote 12/0 | $7,000 | – | 7,000 | +100.0% | 0.00% | – | |
| YGEHY | New | YINGLI GREEN ENERGY HLDG COadr new | $0 | – | 100 | +100.0% | 0.00% | – |
| ZGNX | New | ZOGENIX INC | $24,000 | – | 1,625 | +100.0% | 0.00% | – |
| AGN | New | ALLERGAN PLCcall | $0 | – | 200 | +100.0% | 0.00% | – |
| AGNPRA | New | ALLERGAN PLCpfd conv ser a | $5,000 | – | 5 | +100.0% | 0.00% | – |
| ANFI | New | AMIRA NATURE FOODS LTD | $2,000 | – | 200 | +100.0% | 0.00% | – |
| AMBA | New | AMBARELLA INCcall | $1,000 | – | 400 | +100.0% | 0.00% | – |
| TEAM | New | ATLASSIAN CORP PLCcl a | $3,000 | – | 100 | +100.0% | 0.00% | – |
| AXGT | New | AXOVANT SCIENCES LTD | $5,000 | – | 300 | +100.0% | 0.00% | – |
| CWCO | New | CONSOLIDATED WATER CO INCord | $10,000 | – | 850 | +100.0% | 0.00% | – |
| FLTX | New | FLEETMATICS GROUP PLC | $51,000 | – | 1,000 | +100.0% | 0.00% | – |
| GSOL | New | GLOBAL SOURCES LTDord | $4,000 | – | 500 | +100.0% | 0.00% | – |
| JRVR | New | JAMES RIV GROUP LTD | $4,000 | – | 117 | +100.0% | 0.00% | – |
| NBR | New | NABORS INDUSTRIES LTDput | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| NEBLQ | New | NOBLE CORP PLCcall | $0 | – | 200 | +100.0% | 0.00% | – |
| NADLQ | New | NORTH ATLANTIC DRILLING LTD | $2,000 | – | 1,000 | +100.0% | 0.00% | – |
| NVCR | New | NOVOCURE LTD | $4,000 | – | 200 | +100.0% | 0.00% | – |
| GLOB | New | GLOBANT S A | $4,000 | – | 100 | +100.0% | 0.00% | – |
| TSE | New | TRINSEO S A | $1,000 | – | 32 | +100.0% | 0.00% | – |
| KMDA | New | KAMADA LTD | $21,000 | – | 5,000 | +100.0% | 0.00% | – |
| MDSYF | New | MODSYS INTL LTD | $1,000 | – | 375 | +100.0% | 0.00% | – |
| FCAU | New | FIAT CHRYSLER AUTOMOBILES Ncall | $1,000 | – | 500 | +100.0% | 0.00% | – |
| FCAM | New | FIAT CHRYSLER AUTOMOBILES Nman cov sec 16 | $2,000 | – | 15 | +100.0% | 0.00% | – |
| MBBYF | New | MOBILEYE N V AMSTELVEENcall | $2,000 | – | 300 | +100.0% | 0.00% | – |
| MBBYF | New | MOBILEYE N V AMSTELVEENput | $2,000 | – | 2,000 | +100.0% | 0.00% | – |
| WMGIZ | New | WRIGHT MED GROUP N Vright 03/01/2019 | $2,000 | – | 2,000 | +100.0% | 0.00% | – |
| ESEA | New | EUROSEAS LTD | $0 | – | 39 | +100.0% | 0.00% | – |
| GIGM | New | GIGAMEDIA LTD | $6,000 | – | 2,000 | +100.0% | 0.00% | – |
| GSL | New | GLOBAL SHIP LEASE INC NEW | $7,000 | – | 2,605 | +100.0% | 0.00% | – |
| STNG | New | SCORPIO TANKERS INC | $1,000 | – | 145 | +100.0% | 0.00% | – |
| TOPS | New | TOP SHIPS INC | $0 | – | 14 | +100.0% | 0.00% | – |
| ACUR | New | ACURA PHARMACEUTICALS INC | $0 | – | 100 | +100.0% | 0.00% | – |
| ADMS | New | ADAMAS PHARMACEUTICALS INC | $1,000 | – | 49 | +100.0% | 0.00% | – |
| AROPQ | New | AEROPOSTALEcall | $0 | – | 500 | +100.0% | 0.00% | – |
| AEIS | New | ADVANCED ENERGY INDS | $11,000 | – | 400 | +100.0% | 0.00% | – |
| AEZS | New | AETERNA ZENTARIS INC | $4,000 | – | 925 | +100.0% | 0.00% | – |
| AIN | New | ALBANY INTL CORPcl a | $1,000 | – | 28 | +100.0% | 0.00% | – |
| AAPRB | New | ALCOA INC | $14,000 | – | 430 | +100.0% | 0.00% | – |
| AREPRD | New | ALEXANDRIA REAL ESTATE EQ INpfd conv ser d | $21,000 | – | 775 | +100.0% | 0.00% | – |
| AMZN | New | AMAZON COM INCput | $31,000 | – | 1,600 | +100.0% | 0.00% | – |
| ANAT | New | AMERICAN NATL INS CO | $36,000 | – | 350 | +100.0% | 0.00% | – |
| AMSC | New | AMERICAN SUPERCONDUCTOR CORP | $0 | – | 10 | +100.0% | 0.00% | – |
| AMWD | New | AMERICAN WOODMARK CORP | $12,000 | – | 152 | +100.0% | 0.00% | – |
| AMGN | New | AMGEN INCput | $12,000 | – | 1,800 | +100.0% | 0.00% | – |
| AMRS | New | AMYRIS INC | $8,000 | – | 5,000 | +100.0% | 0.00% | – |
| ANGI | New | ANGIES LIST INC | $5,000 | – | 500 | +100.0% | 0.00% | – |
| BUD | New | ANHEUSER BUSCH INBEV SA/NVput | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| ANTX | New | ANTHEM INCunit 05/01/20188 | $4,000 | – | 77 | +100.0% | 0.00% | – |
| AOXG | New | AOXING PHARMACEUTICAL CO INC | $7,000 | – | 10,000 | +100.0% | 0.00% | – |
| AIF | New | APOLLO TACTICAL INCOME FD IN | $30,000 | – | 2,159 | +100.0% | 0.00% | – |
| AMCC | New | APPLIED MICRO CIRCUITS CORP | $4,000 | – | 599 | +100.0% | 0.00% | – |
| APLP | New | ARCHROCK PARTNERS L P | $3,000 | – | 220 | +100.0% | 0.00% | – |
| AROC | New | ARCHROCK INC | $3,000 | – | 400 | +100.0% | 0.00% | – |
| AGX | New | ARGAN INC | $22,000 | – | 685 | +100.0% | 0.00% | – |
| New | ARES CAP CORPnote 5.125% 6/0 | $19,000 | – | 19,000 | +100.0% | 0.00% | – | |
| ARDC | New | ARES DYNAMIC CR ALLOCATION F | $20,000 | – | 1,516 | +100.0% | 0.00% | – |
| HRT | New | ARRHYTHMIA RESH TECHNOLOGY I | $1,000 | – | 200 | +100.0% | 0.00% | – |
| ARQL | New | ARQULE INC | $22,000 | – | 10,000 | +100.0% | 0.00% | – |
| ACP | New | AVENUE INCOME CR STRATEGIES | $43,000 | – | 3,765 | +100.0% | 0.00% | – |
| BINDQ | New | BIND THERAPEUTICS INC | $5,000 | – | 2,000 | +100.0% | 0.00% | – |
| BP | New | BP PLCput | $7,000 | – | 24,800 | +100.0% | 0.00% | – |
| BPT | New | BP PRUDHOE BAY RTY TRput | $1,000 | – | 400 | +100.0% | 0.00% | – |
| BNCN | New | BNC BANCORP | $25,000 | – | 1,004 | +100.0% | 0.00% | – |
| BIDU | New | BAIDU INCput | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| BACWSB | New | BANK AMER CORP*w exp 10/28/201 | $3,000 | – | 10,000 | +100.0% | 0.00% | – |
| BACPRL | New | BANK AMER CORP7.25%cnv pfd l | $13,000 | – | 12 | +100.0% | 0.00% | – |
| DTYS | New | BARCLAYS BK PLC10 yr treas bear | $2,000 | – | 100 | +100.0% | 0.00% | – |
| VXX | New | BARCLAYS BK PLCipath s&p500 vix | $8,000 | – | 412 | +100.0% | 0.00% | – |
| BBAR | New | BBVA BANCO FRANCES S Asponsored adr | $1,000 | – | 75 | +100.0% | 0.00% | – |
| BECN | New | BEACON ROOFING SUPPLY INC | $1,000 | – | 20 | +100.0% | 0.00% | – |
| BHE | New | BENCHMARK ELECTRS INC | $6,000 | – | 300 | +100.0% | 0.00% | – |
| New | BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1 | $3,000 | – | 2,000 | +100.0% | 0.00% | – | |
| BIIB | New | BIOGEN INCput | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| BOTA | New | BIOTA PHARMACEUTIALS INC | $4,000 | – | 2,083 | +100.0% | 0.00% | – |
| BLRX | New | BIOLINERX LTDsponsored adr | $30,000 | – | 23,000 | +100.0% | 0.00% | – |
| BGI | New | BIRKS GROUP INC | $4,000 | – | 11,320 | +100.0% | 0.00% | – |
| BKT | New | BLACKROCK INCOME TR INC | $1,000 | – | 183 | +100.0% | 0.00% | – |
| BBF | New | BLACKROCK MUNIC INCM INVST Tsh ben int | $29,000 | – | 2,000 | +100.0% | 0.00% | – |
| BJZ | New | BLACKROCK CA MUNI 2018 TERM | $40,000 | – | 2,655 | +100.0% | 0.00% | – |
| BHK | New | BLACKROCK CORE BD TR | $4,000 | – | 350 | +100.0% | 0.00% | – |
| MYC | New | BLACKROCK MUNIYIELD CALIF FD | $5,000 | – | 300 | +100.0% | 0.00% | – |
| BGX | New | BLACKSTONE GSO LNG SHRT CR I | $29,000 | – | 2,163 | +100.0% | 0.00% | – |
| BHBK | New | BLUE HILLS BANCORP INC | $2,000 | – | 110 | +100.0% | 0.00% | – |
| BRG | New | BLUEROCK RESIDENTIAL GRW REI | $12,000 | – | 1,000 | +100.0% | 0.00% | – |
| BCEI | New | BONANZA CREEK ENERGY INC | $5,000 | – | 1,000 | +100.0% | 0.00% | – |
| BDBD | New | BOULDER BRANDS INC | $22,000 | – | 2,000 | +100.0% | 0.00% | – |
| BZC | New | BREEZE EASTERN CORP | $4,000 | – | 201 | +100.0% | 0.00% | – |
| BCOV | New | BRIGHTCOVE INC | $50,000 | – | 8,000 | +100.0% | 0.00% | – |
| CBLAQ | New | CBL & ASSOC PPTYS INC | $12,000 | – | 1,000 | +100.0% | 0.00% | – |
| CME | New | CME GROUP INCcall | $0 | – | 6,700 | +100.0% | 0.00% | – |
| PMTS | New | CPI CARD GROUP INC | $18,000 | – | 1,683 | +100.0% | 0.00% | – |
| CSRA | New | CSRA INC | $38,000 | – | 1,272 | +100.0% | 0.00% | – |
| CBT | New | CABOT CORP | $12,000 | – | 291 | +100.0% | 0.00% | – |
| CAA | New | CALATLANTIC GROUP INC | $13,000 | – | 336 | +100.0% | 0.00% | – |
| CALD | New | CALLIDUS SOFTWARE INC | $37,000 | – | 2,000 | +100.0% | 0.00% | – |
| CCJ | New | CAMECO CORPcall | $0 | – | 200 | +100.0% | 0.00% | – |
| CANF | New | CAN-FITE BIOPHARMA LTDsponsored adr | $14,000 | – | 4,900 | +100.0% | 0.00% | – |
| CSIQ | New | CANADIAN SOLAR INCput | $0 | – | 700 | +100.0% | 0.00% | – |
| CPST | New | CAPSTONE TURBINE CORP | $3,000 | – | 2,010 | +100.0% | 0.00% | – |
| CAH | New | CARDINAL HEALTH INCcall | $1,000 | – | 1,500 | +100.0% | 0.00% | – |
| CRZO | New | CARRIZO OIL & GAS INCcall | $1,000 | – | 300 | +100.0% | 0.00% | – |
| CSCD | New | CASCADE MICROTECH INC | $4,000 | – | 251 | +100.0% | 0.00% | – |
| CWST | New | CASELLA WASTE SYS INCcl a | $36,000 | – | 6,000 | +100.0% | 0.00% | – |
| CASLQ | New | CASTLE A M & CO | $32,000 | – | 20,000 | +100.0% | 0.00% | – |
| CAVM | New | CAVIUM INC | $4,000 | – | 63 | +100.0% | 0.00% | – |
| New | CEPHEIDdbcv 1.250% 2/0 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| CRL | New | CHARLES RIV LABS INTL INC | $1,000 | – | 15 | +100.0% | 0.00% | – |
| CHTR | New | CHARTER COMMUNICATIONS INC Dcl a new | $6,000 | – | 31 | +100.0% | 0.00% | – |
| New | CHESAPEAKE ENERGY CORPnote 2.500% 5/1 | $1,000 | – | 2,000 | +100.0% | 0.00% | – | |
| CHSP | New | CHESAPEAKE LODGING TRsh ben int | $2,000 | – | 60 | +100.0% | 0.00% | – |
| CVX | New | CHEVRON CORP NEWcall | $0 | – | 1,000 | +100.0% | 0.00% | – |
| CBNK | New | CHICOPEE BANCORP INC | $26,000 | – | 1,528 | +100.0% | 0.00% | – |
| CSUNY | New | CHINA SUNERGY CO LTDsponsored adr ne | $2,000 | – | 1,666 | +100.0% | 0.00% | – |
| NPD | New | CHINA NEPSTAR CHAIN DRUGSTORsponsored adr | $12,000 | – | 5,000 | +100.0% | 0.00% | – |
| HTHT | New | CHINA LODGING GROUP LTDsponsored adr | $4,000 | – | 136 | +100.0% | 0.00% | – |
| CINR | New | CINER RES LP | $16,000 | – | 700 | +100.0% | 0.00% | – |
| CFG | New | CITIZENS FINL GROUP INC | $13,000 | – | 491 | +100.0% | 0.00% | – |
| CBLI | New | CLEVELAND BIOLABS INC | $0 | – | 50 | +100.0% | 0.00% | – |
| CLCT | New | COLLECTORS UNIVERSE INC | $25,000 | – | 1,600 | +100.0% | 0.00% | – |
| COMM | New | COMMSCOPE HLDG CO INC | $1,000 | – | 38 | +100.0% | 0.00% | – |
| CTG | New | COMPUTER TASK GROUP INC | $1,000 | – | 200 | +100.0% | 0.00% | – |
| CCM | New | CONCORD MED SVCS HLDGS LTDsponsored adr | $10,000 | – | 2,000 | +100.0% | 0.00% | – |
| VLRS | New | CONTROLADORA VUELA CIA DE AVspon adr rp 10 | $2,000 | – | 100 | +100.0% | 0.00% | – |
| CORR | New | CORENERGY INFRASTRUCTURE TR | $8,000 | – | 571 | +100.0% | 0.00% | – |
| New | CORNERSTONE ONDEMAND INCnote 1.500% 7/0 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| CCSC | New | COUNTRY STYLE COOKING RESTAUsponsored adr | $5,000 | – | 1,000 | +100.0% | 0.00% | – |
| GLDI | New | CREDIT SUISSE NASSAU BRH | $18,000 | – | 1,710 | +100.0% | 0.00% | – |
| DGAZ | New | CREDIT SUISSE NASSAU BRHvs 3xlngnatgas | $43,000 | – | 3,400 | +100.0% | 0.00% | – |
| CCIPRA | New | CROWN CASTLE INTL CORP NEWcnv pfd stk sr a | $2,000 | – | 23 | +100.0% | 0.00% | – |
| FXF | New | CURRENCYSHARES SWISS FRANC Tswiss franc sh | $5,000 | – | 54 | +100.0% | 0.00% | – |
| CYCC | New | CYCLACEL PHARMACEUTICALS INC | $2,000 | – | 4,000 | +100.0% | 0.00% | – |
| CYTR | New | CYTRX CORP | $32,000 | – | 12,000 | +100.0% | 0.00% | – |
| CTSO | New | CYTOSORBENTS CORP | $3,000 | – | 500 | +100.0% | 0.00% | – |
| DXIEF | New | DXI ENERGY INC | $1,000 | – | 4,850 | +100.0% | 0.00% | – |
| RVNU | New | DBX ETF TRinfrstr rev fd | $39,000 | – | 1,500 | +100.0% | 0.00% | – |
| ESCR | New | DBX ETF TRinvt gd bd int | $5,000 | – | 200 | +100.0% | 0.00% | – |
| DBEU | New | DBX ETF TRdb xtr msci eur | $17,000 | – | 639 | +100.0% | 0.00% | – |
| New | DANAHER CORP DELnote 1/2 | $5,000 | – | 2,000 | +100.0% | 0.00% | – | |
| DECK | New | DECKERS OUTDOOR CORPcall | $0 | – | 400 | +100.0% | 0.00% | – |
| DE | New | DEERE & COcall | $0 | – | 6,700 | +100.0% | 0.00% | – |
| DZZ | New | DEUTSCHE BK AG LDN BRHgold double shor | $4,000 | – | 500 | +100.0% | 0.00% | – |
| OLOXF | New | DEUTSCHE BK AG LONDON BRHdb crude oil lng | $2,000 | – | 481 | +100.0% | 0.00% | – |
| LBF | New | DEUTSCHE GLOBAL HIGH INCOME | $2,000 | – | 300 | +100.0% | 0.00% | – |
| DRNA | New | DICERNA PHARMACEUTICALS INC | $59,000 | – | 5,000 | +100.0% | 0.00% | – |
| TZA | New | DIREXION SHS ETF TRdaily sm cap bea | $1,000 | – | 33 | +100.0% | 0.00% | – |
| FAZ | New | DIREXION SHS ETF TRdaily finl bear | $26,000 | – | 625 | +100.0% | 0.00% | – |
| JNUG | New | DIREXION SHS ETF TRdaily jr gold mi | $0 | – | 16 | +100.0% | 0.00% | – |
| NUGT | New | DIREXION SHS ETF TRput | $6,000 | – | 1,000 | +100.0% | 0.00% | – |
| LABU | New | DIREXION SHS ETF TRsp biotch bull | $23,000 | – | 1,075 | +100.0% | 0.00% | – |
| CHAU | New | DIREXION SHS ETF TRcsi 300 bull2x | $13,000 | – | 567 | +100.0% | 0.00% | – |
| DCUA | New | DOMINION RES INC VA NEWunit 04/01/2013 | $2,000 | – | 37 | +100.0% | 0.00% | – |
| DORM | New | DORMAN PRODUCTS INC | $1,000 | – | 28 | +100.0% | 0.00% | – |
| DEI | New | DOUGLAS EMMETT INC | $2,000 | – | 55 | +100.0% | 0.00% | – |
| DPG | New | DUFF & PHELPS GLB UTL INC FD | $22,000 | – | 1,500 | +100.0% | 0.00% | – |
| DFT | New | DUPONT FABROS TECHNOLOGY INC | $16,000 | – | 500 | +100.0% | 0.00% | – |
| DVAX | New | DYNAVAX TECHNOLOGIES CORP | $10,000 | – | 400 | +100.0% | 0.00% | – |
| INCO | New | EGA EMERGING GLOBAL SHS TRindia consumer | $8,000 | – | 250 | +100.0% | 0.00% | – |
| EPIQ | New | EPIQ SYS INC | $3,000 | – | 225 | +100.0% | 0.00% | – |
| ERA | New | ERA GROUP INC | $9,000 | – | 800 | +100.0% | 0.00% | – |
| CNCR | New | ETF SER SOLUTIONSloncar cancer | $3,000 | – | 100 | +100.0% | 0.00% | – |
| GLTR | New | ETFS PRECIOUS METALS BASKETphys pm bskt | $8,000 | – | 145 | +100.0% | 0.00% | – |
| ECC | New | EAGLE PT CR CO LLC | $18,000 | – | 1,125 | +100.0% | 0.00% | – |
| EVF | New | EATON VANCE SR INCOME TRsh ben int | $7,000 | – | 1,175 | +100.0% | 0.00% | – |
| EFF | New | EATON VANCE FLTG RATE INCOM | $30,000 | – | 2,095 | +100.0% | 0.00% | – |
| ELON | New | ECHELON CORP | $6,000 | – | 1,023 | +100.0% | 0.00% | – |
| ECF | New | ELLSWORTH GROWTH & INCOME FD | $11,000 | – | 1,362 | +100.0% | 0.00% | – |
| WIRE | New | ENCORE WIRE CORP | $0 | – | 4 | +100.0% | 0.00% | – |
| ELGX | New | ENDOLOGIX INC | $12,000 | – | 1,200 | +100.0% | 0.00% | – |
| ECYT | New | ENDOCYTE INC | $20,000 | – | 5,000 | +100.0% | 0.00% | – |
| WATT | New | ENERGOUS CORP | $32,000 | – | 4,000 | +100.0% | 0.00% | – |
| ETP | New | ENERGY TRANSFER PRTNRS L Pput | $2,000 | – | 1,000 | +100.0% | 0.00% | – |
| ESNC | New | ENSYNC INC | $1,000 | – | 2,500 | +100.0% | 0.00% | – |
| EQCPRECL | New | EQUITY COMWLTHcum pfd e 7.25% | $5,000 | – | 200 | +100.0% | 0.00% | – |
| ESMC | New | ESCALON MED CORP | $0 | – | 300 | +100.0% | 0.00% | – |
| ETH | New | ETHAN ALLEN INTERIORS INC | $1,000 | – | 52 | +100.0% | 0.00% | – |
| EVTC | New | EVERTEC INC | $2,000 | – | 100 | +100.0% | 0.00% | – |
| EVDY | New | EVERYDAY HEALTH INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| EXCU | New | EXELON CORPunit 99/99/9999 | $2,000 | – | 53 | +100.0% | 0.00% | – |
| EXTN | New | EXTERRAN CORP | $2,000 | – | 150 | +100.0% | 0.00% | – |
| AGM | New | FEDERAL AGRIC MTG CORPcl c | $32,000 | – | 1,000 | +100.0% | 0.00% | – |
| FSS | New | FEDERAL SIGNAL CORP | $3,000 | – | 200 | +100.0% | 0.00% | – |
| FNHC | New | FEDERATED NATL HLDG COcall | $0 | – | 200 | +100.0% | 0.00% | – |
| FFIV | New | F5 NETWORKS INCcall | $0 | – | 300 | +100.0% | 0.00% | – |
| FENY | New | FIDELITYmsci energy idx | $8,000 | – | 492 | +100.0% | 0.00% | – |
| FPPP | New | FIELDPOINT PETROLEUM CORP | $1,000 | – | 2,000 | +100.0% | 0.00% | – |
| FPPPW | New | FIELDPOINT PETROLEUM CORP*w exp 03/23/201 | $0 | – | 2,000 | +100.0% | 0.00% | – |
| FACO | New | FIRST ACCEPTANCE CORP | $2,000 | – | 1,000 | +100.0% | 0.00% | – |
| FDEF | New | FIRST DEFIANCE FINL CORP | $1,000 | – | 30 | +100.0% | 0.00% | – |
| FDC | New | FIRST DATA CORP NEW | $7,000 | – | 450 | +100.0% | 0.00% | – |
| FDL | New | FIRST TR MORNINGSTAR DIV LEA | $32,000 | – | 1,361 | +100.0% | 0.00% | – |
| FFA | New | FIRST TR ENHANCED EQTY INC F | $7,000 | – | 500 | +100.0% | 0.00% | – |
| FAM | New | FIRST TR ABERDEEN GLBL OPP F | $25,000 | – | 2,439 | +100.0% | 0.00% | – |
| FCT | New | FIRST TR SR FLG RTE INCM FD | $27,000 | – | 2,150 | +100.0% | 0.00% | – |
| QABA | New | FIRST TR NASDAQ ABA CMNTY BK | $21,000 | – | 534 | +100.0% | 0.00% | – |
| FYT | New | FIRST TR EXCNGE TRD ALPHADEXsml cap val al | $12,000 | – | 450 | +100.0% | 0.00% | – |
| FTSL | New | FIRST TR EXCHANGE TRADED FDsenior ln fd | $35,000 | – | 747 | +100.0% | 0.00% | – |
| FPL | New | FST TR NEW OPPORT MLP & ENE | $8,000 | – | 730 | +100.0% | 0.00% | – |
| FISV | New | FISERV INCcall | $0 | – | 100 | +100.0% | 0.00% | – |
| OAKS | New | FIVE OAKS INVT CORP | $5,000 | – | 1,000 | +100.0% | 0.00% | – |
| FBIO | New | FORTRESS BIOTECH INC | $42,000 | – | 15,000 | +100.0% | 0.00% | – |
| FCPT | New | FOUR CORNERS PPTY TR INC | $57,000 | – | 2,333 | +100.0% | 0.00% | – |
| FOXF | New | FOX FACTORY HLDG CORP | $4,000 | – | 223 | +100.0% | 0.00% | – |
| FCX | New | FREEPORT-MCMORAN INCcall | $0 | – | 400 | +100.0% | 0.00% | – |
| FTRPR | New | FRONTIER COMMUNICATIONS CORPpfd conv ser-a | $1,000 | – | 14 | +100.0% | 0.00% | – |
| FCEL | New | FUELCELL ENERGY INC | $24,000 | – | 4,822 | +100.0% | 0.00% | – |
| GNT | New | GAMCO NAT RES GOLD & INCOMEsh ben int | $22,000 | – | 3,905 | +100.0% | 0.00% | – |
| GSIH | New | GENERAL STEEL HOLDINGS INC | $3,000 | – | 2,055 | +100.0% | 0.00% | – |
| GNW | New | GENWORTH FINL INCcall | $6,000 | – | 10,000 | +100.0% | 0.00% | – |
| GIG | New | GIGOPTIX INC | $0 | – | 125 | +100.0% | 0.00% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS IN | $42,000 | – | 1,301 | +100.0% | 0.00% | – |
| COPX | New | GLOBAL X FDSglobal x copper | $39,000 | – | 3,333 | +100.0% | 0.00% | – |
| SIL | New | GLOBAL X FDSglobal x silver | $1,000 | – | 33 | +100.0% | 0.00% | – |
| GOEX | New | GLOBAL X FDSglobal x gold ex | $33,000 | – | 2,000 | +100.0% | 0.00% | – |
| URA | New | GLOBAL X FDSglobal x uranium | $8,000 | – | 603 | +100.0% | 0.00% | – |
| GMZ | New | GOLDMAN SACHS MLP INC OPP FD | $12,000 | – | 1,500 | +100.0% | 0.00% | – |
| LOPE | New | GRAND CANYON ED INC | $3,000 | – | 63 | +100.0% | 0.00% | – |
| GPL | New | GREAT PANTHER SILVER LTD | $5,000 | – | 10,000 | +100.0% | 0.00% | – |
| GGE | New | GUGGENHEIM ENHANCED EQUITY S | $1,000 | – | 60 | +100.0% | 0.00% | – |
| HDS | New | HD SUPPLY HLDGS INCcall | $0 | – | 500 | +100.0% | 0.00% | – |
| HAL | New | HALLIBURTON COcall | $0 | – | 100 | +100.0% | 0.00% | – |
| HASI | New | HANNON ARMSTRONG SUST INFR C | $2,000 | – | 100 | +100.0% | 0.00% | – |
| HNSN | New | HANSEN MEDICAL INC | $0 | – | 20 | +100.0% | 0.00% | – |
| HBIO | New | HARVARD BIOSCIENCE INC | $14,000 | – | 4,100 | +100.0% | 0.00% | – |
| HWAY | New | HEALTHWAYS INCcall | $0 | – | 100 | +100.0% | 0.00% | – |
| New | HERBALIFE LTDnote 2.000% 8/1 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| HEROQ | New | HERCULES OFFSHORE INC | $1,000 | – | 475 | +100.0% | 0.00% | – |
| New | HOLOGIC INCfrnt 12/1 | $3,000 | – | 2,000 | +100.0% | 0.00% | – | |
| HFBC | New | HOPFED BANCORP INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| HURN | New | HURON CONSULTING GROUP INC | $2,000 | – | 30 | +100.0% | 0.00% | – |
| New | ICONIX BRAND GROUP INCnote 2.500% 6/0 | $22,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | ILLUMINA INCnote 0.500% 6/1 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| ISNS | New | IMAGE SENSING SYS INC | $15,000 | – | 4,000 | +100.0% | 0.00% | – |
| IMMR | New | IMMERSION CORP | $2,000 | – | 200 | +100.0% | 0.00% | – |
| IMUC | New | IMMUNOCELLULAR THERAPEUTICS | $1,000 | – | 4,000 | +100.0% | 0.00% | – |
| IMPR | New | IMPRIVATA INC | $2,000 | – | 200 | +100.0% | 0.00% | – |
| IPCC | New | INFINITY PPTY & CAS CORP | $1,000 | – | 10 | +100.0% | 0.00% | – |
| INFN | New | INFINERA CORPORATIONcall | $5,000 | – | 1,000 | +100.0% | 0.00% | – |
| IMKTA | New | INGLES MKTS INCcl a | $1,000 | – | 15 | +100.0% | 0.00% | – |
| INSM | New | INSMED INC | $16,000 | – | 901 | +100.0% | 0.00% | – |
| IPHI | New | INPHI CORP | $8,000 | – | 300 | +100.0% | 0.00% | – |
| INTC | New | INTEL CORPput | $1,000 | – | 1,300 | +100.0% | 0.00% | – |
| New | INTEL CORPsdcv 3.250% 8/0 | $10,000 | – | 6,000 | +100.0% | 0.00% | – | |
| IHG | New | INTERCONTINENTAL HOTELS GROUspon adr new2014 | $8,000 | – | 215 | +100.0% | 0.00% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHScall | $9,000 | – | 700 | +100.0% | 0.00% | – |
| OIA | New | INVESCO MUNI INCOME OPP TRST | $9,000 | – | 1,211 | +100.0% | 0.00% | – |
| IONS | New | IONIS PHARMACEUTICALS INCcall | $27,000 | – | 1,000 | +100.0% | 0.00% | – |
| IRMD | New | IRADIMED CORP | $3,000 | – | 100 | +100.0% | 0.00% | – |
| IRDM | New | IRIDIUM COMMUNICATIONS INC | $5,000 | – | 571 | +100.0% | 0.00% | – |
| DVYE | New | ISHARESem mkts div etf | $33,000 | – | 1,100 | +100.0% | 0.00% | – |
| SHV | New | ISHARES TRshrt trs bd etf | $9,000 | – | 79 | +100.0% | 0.00% | – |
| AOK | New | ISHARESconser alloc etf | $34,000 | – | 1,088 | +100.0% | 0.00% | – |
| SMIN | New | ISHARES TRmsci india sm cp | $33,000 | – | 1,000 | +100.0% | 0.00% | – |
| STIP | New | ISHARES TR0-5 yr tips etf | $6,000 | – | 61 | +100.0% | 0.00% | – |
| XT | New | ISHARES TRexponen techno | $2,000 | – | 69 | +100.0% | 0.00% | – |
| SHYG | New | ISHARES TR0-5yr hi yl cp | $0 | – | 4 | +100.0% | 0.00% | – |
| JPM | New | JPMORGAN CHASE & COput | $2,000 | – | 600 | +100.0% | 0.00% | – |
| New | JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| JNJ | New | JOHNSON & JOHNSONput | $0 | – | 800 | +100.0% | 0.00% | – |
| JNP | New | JUNIPER PHARMACEUTICALS INC | $1,000 | – | 62 | +100.0% | 0.00% | – |
| KAR | New | KAR AUCTION SVCS INC | $39,000 | – | 1,062 | +100.0% | 0.00% | – |
| KBIO | New | KALOBIOS PHARMACEUTICALS INC | $2,000 | – | 100 | +100.0% | 0.00% | – |
| KMIPRA | New | KINDER MORGAN INC DELpfd ser a | $24,000 | – | 600 | +100.0% | 0.00% | – |
| KLDX | New | KLONDEX MNS LTD | $40,000 | – | 19,376 | +100.0% | 0.00% | – |
| KZ | New | KONGZHONG CORPsponsored adr | $8,000 | – | 1,000 | +100.0% | 0.00% | – |
| KOPN | New | KOPIN CORP | $0 | – | 180 | +100.0% | 0.00% | – |
| TLI | New | LMP CORPORATE LN FD INC | $3,000 | – | 260 | +100.0% | 0.00% | – |
| LDR | New | LANDAUER INC | $13,000 | – | 400 | +100.0% | 0.00% | – |
| LC | New | LENDINGCLUB CORPcall | $0 | – | 700 | +100.0% | 0.00% | – |
| LXK | New | LEXMARK INTL NEWcl a | $39,000 | – | 1,200 | +100.0% | 0.00% | – |
| LNKD | New | LINKEDIN CORPcall | $9,000 | – | 1,000 | +100.0% | 0.00% | – |
| LBIO | New | LION BIOTECHNOLOGIES INC | $5,000 | – | 650 | +100.0% | 0.00% | – |
| LAD | New | LITHIA MTRS INCcall | $0 | – | 100 | +100.0% | 0.00% | – |
| LOW | New | LOWES COS INCcall | $0 | – | 1,000 | +100.0% | 0.00% | – |
| New | MGIC INVT CORP WISnote 5.000% 5/0 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | MGIC INVT CORP WISnote 2.000% 4/0 | $3,000 | – | 2,000 | +100.0% | 0.00% | – | |
| MGM | New | MGM RESORTS INTERNATIONALcall | $0 | – | 7,500 | +100.0% | 0.00% | – |
| MGM | New | MGM RESORTS INTERNATIONALput | $0 | – | 7,500 | +100.0% | 0.00% | – |
| MGNX | New | MACROGENICS INC | $3,000 | – | 100 | +100.0% | 0.00% | – |
| MCN | New | MADISON CVRED CALL & EQ STR | $59,000 | – | 8,000 | +100.0% | 0.00% | – |
| MSGS | New | MADISON SQUARE GARDEN CO NEWcl a | $9,000 | – | 56 | +100.0% | 0.00% | – |
| MAG | New | MAG SILVER CORP | $7,000 | – | 1,000 | +100.0% | 0.00% | – |
| MNGA | New | MAGNEGAS CORP | $2,000 | – | 1,550 | +100.0% | 0.00% | – |
| MN | New | MANNING & NAPIER INCcl a | $4,000 | – | 450 | +100.0% | 0.00% | – |
| MHGVY | New | MARINE HARVEST ASAsponsored adr | $5,000 | – | 400 | +100.0% | 0.00% | – |
| SMH | New | MARKET VECTORS ETF TRsemiconductor | $11,000 | – | 200 | +100.0% | 0.00% | – |
| BIZD | New | MARKET VECTORS ETF TRbusi devco etf | $16,000 | – | 1,000 | +100.0% | 0.00% | – |
| KOL | New | MARKET VECTORS ETF TRcoal etf | $0 | – | 36 | +100.0% | 0.00% | – |
| IHY | New | MARKET VECTORS ETF TRintl hi yld bd | $7,000 | – | 327 | +100.0% | 0.00% | – |
| MTCH | New | MATCH GROUP INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| MTSN | New | MATTSON TECHNOLOGY INC | $0 | – | 26 | +100.0% | 0.00% | – |
| MNOV | New | MEDICINOVA INC | $28,000 | – | 8,000 | +100.0% | 0.00% | – |
| MSFT | New | MICROSOFT CORPput | $8,000 | – | 6,200 | +100.0% | 0.00% | – |
| New | MICRON TECHNOLOGY INCnote 3.000%11/1 | $4,000 | – | 5,000 | +100.0% | 0.00% | – | |
| MTP | New | MIDATECH PHARMA PLCsponsored adr | $0 | – | 68 | +100.0% | 0.00% | – |
| HIE | New | MILLER HOWARD HIGH INC EQTY | $55,000 | – | 4,815 | +100.0% | 0.00% | – |
| NERV | New | MINERVA NEUROSCIENCES INC | $2,000 | – | 300 | +100.0% | 0.00% | – |
| CAF | New | MORGAN STANLEY CHINA A SH FD | $8,000 | – | 400 | +100.0% | 0.00% | – |
| FIZZ | New | NATIONAL BEVERAGE CORPput | $3,000 | – | 500 | +100.0% | 0.00% | – |
| NCMI | New | NATIONAL CINEMEDIA INC | $31,000 | – | 2,000 | +100.0% | 0.00% | – |
| NWPRCCL | New | NATIONAL WESTMINSTER BK PLCspon adr c | $27,000 | – | 1,049 | +100.0% | 0.00% | – |
| NLST | New | NETLIST INC | $33,000 | – | 38,000 | +100.0% | 0.00% | – |
| NURO | New | NEUROMETRIX INC | $2,000 | – | 1,250 | +100.0% | 0.00% | – |
| New | NEW MTN FIN CORPnote 5.000% 6/1 | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | NEWMONT MINING CORPnote 1.625% 7/1 | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| NAK | New | NORTHERN DYNASTY MINERALS LT | $5,000 | – | 16,000 | +100.0% | 0.00% | – |
| NMY | New | NUVEEN MD PREM INCOME MUN FD | $9,000 | – | 700 | +100.0% | 0.00% | – |
| NXP | New | NUVEEN SELECT TAX FREE INCMsh ben int | $14,000 | – | 960 | +100.0% | 0.00% | – |
| New | NVIDIA CORPnote 1.000%12/0 | $3,000 | – | 2,000 | +100.0% | 0.00% | – | |
| NSL | New | NUVEEN SR INCOME FD | $33,000 | – | 5,682 | +100.0% | 0.00% | – |
| NUW | New | NUVEEN AMT-FREE MUN VALUE FD | $14,000 | – | 782 | +100.0% | 0.00% | – |
| NZH | New | NUVEEN CA DIV ADV MUNI FD 3 | $49,000 | – | 3,450 | +100.0% | 0.00% | – |
| NXTM | New | NXSTAGE MEDICAL INC | $4,000 | – | 200 | +100.0% | 0.00% | – |
| JRI | New | NUVEEN REAL ASSET INC & GROW | $3,000 | – | 200 | +100.0% | 0.00% | – |
| JGH | New | NUVEEN GLOBAL HIGH INCOME FD | $41,000 | – | 2,973 | +100.0% | 0.00% | – |
| OHAI | New | OHA INVT CORP | $57,000 | – | 15,000 | +100.0% | 0.00% | – |
| OCLS | New | OCULUS INNOVATIVE SCIENCES I | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| ONDK | New | ON DECK CAP INCcall | $0 | – | 700 | +100.0% | 0.00% | – |
| ONTX | New | ONCONOVA THERAPEUTICS INC | $22,000 | – | 23,000 | +100.0% | 0.00% | – |
| RWJ | New | OPPENHEIMER REV WEIGHTED ETFsmall cap rev et | $34,000 | – | 665 | +100.0% | 0.00% | – |
| ORMP | New | ORAMED PHARM INC | $17,000 | – | 2,000 | +100.0% | 0.00% | – |
| OTEL | New | OTELCO INCcl a new | $0 | – | 10 | +100.0% | 0.00% | – |
| OSG | New | OVERSEAS SHIPHOLDING GROUP I | $0 | – | 35 | +100.0% | 0.00% | – |
| OMI | New | OWENS & MINOR INC NEW | $4,000 | – | 100 | +100.0% | 0.00% | – |
| OXLC | New | OXFORD LANE CAP CORP | $31,000 | – | 3,122 | +100.0% | 0.00% | – |
| PICO | New | PICO HLDGS INC | $0 | – | 12 | +100.0% | 0.00% | – |
| PTLC | New | PACER FDS TRtrendp 750 etf | $28,000 | – | 1,203 | +100.0% | 0.00% | – |
| PTMC | New | PACER FDS TRtrendp 450 etf | $28,000 | – | 1,214 | +100.0% | 0.00% | – |
| PTNQ | New | PACER FDS TRtrendp 100 etf | $29,000 | – | 1,199 | +100.0% | 0.00% | – |
| PANW | New | PALO ALTO NETWORKS INCcall | $5,000 | – | 200 | +100.0% | 0.00% | – |
| P | New | PANDORA MEDIA INCput | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| PNRA | New | PANERA BREAD COput | $0 | – | 200 | +100.0% | 0.00% | – |
| PATK | New | PATRICK INDS INC | $2,000 | – | 52 | +100.0% | 0.00% | – |
| PAYC | New | PAYCOM SOFTWARE INC | $11,000 | – | 300 | +100.0% | 0.00% | – |
| BTUUQ | New | PEABODY ENERGY CORP | $14,000 | – | 1,887 | +100.0% | 0.00% | – |
| PRCP | New | PERCEPTRON INC | $2,000 | – | 200 | +100.0% | 0.00% | – |
| PRFT | New | PERFICIENT INC | $4,000 | – | 233 | +100.0% | 0.00% | – |
| PGLC | New | PERSHING GOLD CORP | $2,000 | – | 500 | +100.0% | 0.00% | – |
| PZE | New | PETROBRAS ARGENTINA S Aspons adr | $19,000 | – | 3,500 | +100.0% | 0.00% | – |
| PIP | New | PHARMATHENE INC | $41,000 | – | 21,500 | +100.0% | 0.00% | – |
| PLNT | New | PLANET FITNESS INCcl a | $16,000 | – | 1,000 | +100.0% | 0.00% | – |
| PSTI | New | PLURISTEM THERAPEUTICS INC | $19,000 | – | 17,000 | +100.0% | 0.00% | – |
| POOL | New | POOL CORPORATION | $2,000 | – | 21 | +100.0% | 0.00% | – |
| PRN | New | POWERSHARES ETF TRUSTindl sect port | $59,000 | – | 1,330 | +100.0% | 0.00% | – |
| VRP | New | POWERSHARES ETF TR IIvar rate pfd por | $24,000 | – | 1,000 | +100.0% | 0.00% | – |
| PSCM | New | POWERSHARES ETF TR IIs&p smcp mat p | $6,000 | – | 200 | +100.0% | 0.00% | – |
| New | PRICELINE GRP INCnote 1.000% 3/1 | $4,000 | – | 3,000 | +100.0% | 0.00% | – | |
| PRMW | New | PRIMO WTR CORP | $8,000 | – | 1,000 | +100.0% | 0.00% | – |
| PGNX | New | PROGENICS PHARMACEUTICALS IN | $20,000 | – | 3,200 | +100.0% | 0.00% | – |
| New | PROOFPOINT INCnote 1.250%12/1 | $3,000 | – | 2,000 | +100.0% | 0.00% | – | |
| PRPH | New | PROPHASE LABS INC | $0 | – | 150 | +100.0% | 0.00% | – |
| UVXY | New | PROSHARES TR IIput | $5,000 | – | 800 | +100.0% | 0.00% | – |
| UMDD | New | PROSHARES TRultra mdcap400 | $60,000 | – | 1,200 | +100.0% | 0.00% | – |
| DXD | New | PROSHARES TR | $2,000 | – | 75 | +100.0% | 0.00% | – |
| New | PROSPECT CAPITAL CORPORATIONnote 4.750% 4/1 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| PMD | New | PSYCHEMEDICS CORP | $5,000 | – | 489 | +100.0% | 0.00% | – |
| PSDV | New | PSIVIDA CORP | $1,000 | – | 200 | +100.0% | 0.00% | – |
| PSTG | New | PURE STORAGE INCcl a | $9,000 | – | 600 | +100.0% | 0.00% | – |
| QUOT | New | QUOTIENT TECHNOLOGY INC | $1,000 | – | 200 | +100.0% | 0.00% | – |
| RMR | New | RMR GROUP INCcl a | $4,000 | – | 291 | +100.0% | 0.00% | – |
| New | RTI INTL METALS INCnote 1.625%10/1 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| RPTP | New | RAPTOR PHARMACEUTICAL CORP | $47,000 | – | 9,000 | +100.0% | 0.00% | – |
| RTN | New | RAYTHEON COcall | $4,000 | – | 1,100 | +100.0% | 0.00% | – |
| DIVY | New | REALITY SHS ETF TRdivs etf | $33,000 | – | 1,400 | +100.0% | 0.00% | – |
| REG | New | REGENCY CTRS CORP | $2,000 | – | 29 | +100.0% | 0.00% | – |
| RENX | New | RELX NVsponsored adr | $16,000 | – | 922 | +100.0% | 0.00% | – |
| RNST | New | RENASANT CORP | $12,000 | – | 335 | +100.0% | 0.00% | – |
| RTRX | New | RETROPHIN INC | $5,000 | – | 250 | +100.0% | 0.00% | – |
| SALE | New | RETAILMENOT INC | $1,000 | – | 67 | +100.0% | 0.00% | – |
| RBA | New | RITCHIE BROS AUCTIONEERS | $2,000 | – | 87 | +100.0% | 0.00% | – |
| RVSB | New | RIVERVIEW BANCORP INC | $0 | – | 40 | +100.0% | 0.00% | – |
| RST | New | ROSETTA STONE INC | $0 | – | 50 | +100.0% | 0.00% | – |
| AAON | New | AAON INC | $1,000 | – | 57 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-01-11
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 12.5% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 10.9% |
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 8.6% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 6.9% |
| ISHARES INC | 42 | Q3 2023 | 7.2% |
| ISHARES TR | 42 | Q3 2023 | 8.5% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 8.3% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 3.8% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 6.0% |
| CreativePlanning | 42 | Q3 2023 | 2.9% |
View Creative Planning's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| UNITED STATES ANTIMONY CORP | January 30, 2020 | 7,435,101 | 10.7% |
View Creative Planning's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-16 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-10 |
View Creative Planning's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.