$53.7 Million is the total value of Rotella Capital Management, Inc.'s 132 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 308.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IGSB | Buy | iShares 1-3 Year Credit Bond ETFetp | $2,790,000 | +236.1% | 26,500 | +235.4% | 5.19% | +96.8% |
| SPY | Buy | SPDR S&P 500 ETF Trustetp | $2,723,000 | +48.7% | 16,200 | +41.9% | 5.07% | -12.9% |
| IWM | Buy | iShares Russell 2000 ETFetp | $2,548,000 | +115.4% | 23,900 | +95.9% | 4.74% | +26.1% |
| DIA | Buy | SPDR Dow Jones Industrial Average ETF Trustetp | $2,325,000 | +98.0% | 15,400 | +94.9% | 4.33% | +15.9% |
| VIG | Buy | Vanguard Dividend Appreciation ETFetp | $2,123,000 | +28.8% | 30,500 | +22.5% | 3.95% | -24.6% |
| MDY | Buy | SPDR S&P MidCap 400 ETF Trustetp | $1,993,000 | +66.2% | 8,805 | +54.3% | 3.71% | -2.7% |
| XLB | Buy | Materials Select Sector SPDR Fundetp | $1,457,000 | +153.4% | 34,700 | +131.3% | 2.71% | +48.3% |
| FXI | New | iShares China Large-Cap ETFetp | $1,413,000 | – | 38,100 | +100.0% | 2.63% | – |
| SHY | New | iShares 1-3 Year Treasury Bond ETFetp | $1,292,000 | – | 15,300 | +100.0% | 2.40% | – |
| IVV | Buy | iShares Core S&P 500 ETFetp | $1,182,000 | +116.1% | 7,000 | +105.9% | 2.20% | +26.5% |
| IJH | Buy | iShares Core S&P Mid-Cap ETFetp | $1,105,000 | +254.2% | 8,900 | +229.6% | 2.06% | +107.3% |
| OIH | Buy | Market Vectors Oil Service ETFetp | $1,083,000 | +289.6% | 23,000 | +253.8% | 2.02% | +127.9% |
| XLI | Buy | Industrial Select Sector SPDR Fundetp | $1,016,000 | +221.5% | 21,900 | +195.9% | 1.89% | +88.3% |
| XLV | Buy | Health Care Select Sector SPDR Fundetp | $991,000 | +205.9% | 19,600 | +188.2% | 1.84% | +79.0% |
| SMH | Buy | Market Vectors Semiconductor ETFetp | $886,000 | +112.0% | 22,200 | +100.0% | 1.65% | +24.1% |
| VWO | New | Vanguard FTSE Emerging Markets ETFetp | $878,000 | – | 21,900 | +100.0% | 1.63% | – |
| JNK | New | SPDR Barclays High Yield Bond ETFetp | $801,000 | – | 20,100 | +100.0% | 1.49% | – |
| HYG | New | iShares iBoxx $ High Yield Corporate Bond ETFetp | $797,000 | – | 8,700 | +100.0% | 1.48% | – |
| PHB | New | PowerShares Fundamental High Yield Corporate Bond Portfolioetp | $653,000 | – | 34,700 | +100.0% | 1.22% | – |
| MSFT | New | Microsoft Corpcmn | $612,000 | – | 18,360 | +100.0% | 1.14% | – |
| EWZ | New | iShares MSCI Brazil Capped ETFetp | $585,000 | – | 12,200 | +100.0% | 1.09% | – |
| IYR | New | iShares US Real Estate ETFetp | $580,000 | – | 9,100 | +100.0% | 1.08% | – |
| XLE | Buy | Energy Select Sector SPDR Fundetp | $539,000 | +37.5% | 6,500 | +30.0% | 1.00% | -19.5% |
| WMT | New | Wal-Mart Stores Inccmn | $520,000 | – | 7,028 | +100.0% | 0.97% | – |
| SSO | New | ProShares Ultra S&P500etp | $516,000 | – | 6,100 | +100.0% | 0.96% | – |
| DDM | New | ProShares Ultra Dow30etp | $506,000 | – | 5,300 | +100.0% | 0.94% | – |
| PG | New | Procter & Gamble Co/Thecmn | $493,000 | – | 6,526 | +100.0% | 0.92% | – |
| JNJ | Buy | Johnson & Johnsoncmn | $475,000 | +86.3% | 5,474 | +84.0% | 0.88% | +9.0% |
| SPAB | New | SPDR Barclays Aggregate Bond ETFetp | $456,000 | – | 8,000 | +100.0% | 0.85% | – |
| PLW | New | PowerShares 1-30 Laddered Treasury Portfolioetp | $453,000 | – | 15,000 | +100.0% | 0.84% | – |
| WIP | New | SPDR DB International Government Inflation-Protected Bond ETFetp | $453,000 | – | 7,600 | +100.0% | 0.84% | – |
| GVI | New | iShares Intermediate Government/Credit Bond ETFetp | $451,000 | – | 4,100 | +100.0% | 0.84% | – |
| PCY | New | PowerShares Emerging Markets Sovereign Debt Portfolioetp | $451,000 | – | 16,500 | +100.0% | 0.84% | – |
| BSV | New | Vanguard Short-Term Bond ETFetp | $450,000 | – | 5,600 | +100.0% | 0.84% | – |
| BWX | New | SPDR Barclays International Treasury Bond ETFetp | $449,000 | – | 7,700 | +100.0% | 0.84% | – |
| PZA | New | PowerShares Insured National Municipal Bond Portfolioetp | $431,000 | – | 18,700 | +100.0% | 0.80% | – |
| TFI | New | SPDR Nuveen Barclays Municipal Bond ETFetp | $429,000 | – | 18,800 | +100.0% | 0.80% | – |
| TRV | New | Travelers Cos Inc/Thecmn | $409,000 | – | 4,825 | +100.0% | 0.76% | – |
| UTX | New | United Technologies Corpcmn | $399,000 | – | 3,700 | +100.0% | 0.74% | – |
| EWT | New | iShares MSCI Taiwan ETFetp | $359,000 | – | 25,800 | +100.0% | 0.67% | – |
| EFA | New | iShares MSCI EAFE ETFetp | $357,000 | – | 5,600 | +100.0% | 0.66% | – |
| XLU | Buy | Utilities Select Sector SPDR Fundetp | $351,000 | +6.0% | 9,400 | +6.8% | 0.65% | -37.9% |
| HD | New | Home Depot Inc/Thecmn | $349,000 | – | 4,600 | +100.0% | 0.65% | – |
| GS | New | Goldman Sachs Group Inc/Thecmn | $301,000 | – | 1,900 | +100.0% | 0.56% | – |
| INTC | New | Intel Corpcmn | $295,000 | – | 12,892 | +100.0% | 0.55% | – |
| CVX | New | Chevron Corpcmn | $294,000 | – | 2,417 | +100.0% | 0.55% | – |
| QID | New | ProShares UltraShort QQQetp | $291,000 | – | 15,300 | +100.0% | 0.54% | – |
| VZ | New | Verizon Communications Inccmn | $277,000 | – | 5,942 | +100.0% | 0.52% | – |
| PFE | Buy | Pfizer Inccmn | $266,000 | +20.4% | 9,271 | +17.7% | 0.50% | -29.6% |
| MMM | New | 3M Cocmn | $265,000 | – | 2,218 | +100.0% | 0.49% | – |
| AXP | New | American Express Cocmn | $251,000 | – | 3,328 | +100.0% | 0.47% | – |
| GE | New | General Electric Cocmn | $251,000 | – | 10,487 | +100.0% | 0.47% | – |
| REGN | New | Regeneron Pharmaceuticals Inccmn | $250,000 | – | 800 | +100.0% | 0.46% | – |
| ALTR | New | Altera Corpcmn | $249,000 | – | 6,700 | +100.0% | 0.46% | – |
| DD | New | EI du Pont de Nemours & Cocmn | $248,000 | – | 4,236 | +100.0% | 0.46% | – |
| DIS | New | Walt Disney Co/Thecmn | $245,000 | – | 3,800 | +100.0% | 0.46% | – |
| XRAY | New | DENTSPLY International Inccmn | $241,000 | – | 5,548 | +100.0% | 0.45% | – |
| LLTC | New | Linear Technology Corpcmn | $238,000 | – | 6,000 | +100.0% | 0.44% | – |
| FDX | New | FedEx Corpcmn | $230,000 | – | 2,019 | +100.0% | 0.43% | – |
| ISRG | New | Intuitive Surgical Inccmn | $228,000 | – | 605 | +100.0% | 0.42% | – |
| CMG | New | Chipotle Mexican Grill Inccmn | $216,000 | – | 505 | +100.0% | 0.40% | – |
| AMGN | New | Amgen Inccmn | $213,000 | – | 1,900 | +100.0% | 0.40% | – |
| STJ | New | St Jude Medical Inccmn | $209,000 | – | 3,900 | +100.0% | 0.39% | – |
| COST | New | Costco Wholesale Corpcmn | $209,000 | – | 1,818 | +100.0% | 0.39% | – |
| MA | New | Mastercard Inccmn | $204,000 | – | 303 | +100.0% | 0.38% | – |
| RAD | Buy | Rite Aid Corpcmn | $174,000 | +346.2% | 36,600 | +171.1% | 0.32% | +161.3% |
| NTWK | New | NetSol Technologies Inccmn | $162,000 | – | 16,187 | +100.0% | 0.30% | – |
| SBLK | New | Star Bulk Carriers Corpcmn | $119,000 | – | 11,753 | +100.0% | 0.22% | – |
| EQU | New | Equal Energy Ltdcmn | $93,000 | – | 19,871 | +100.0% | 0.17% | – |
| SUMR | Buy | Summer Infant Inccmn | $62,000 | +8.8% | 22,277 | +20.2% | 0.12% | -36.5% |
| NCIT | New | NCI Inccmn | $58,000 | – | 10,270 | +100.0% | 0.11% | – |
| ALXA | Buy | Alexza Pharmaceuticals Inccmn | $54,000 | +25.6% | 10,537 | +5.4% | 0.10% | -27.0% |
| INOD | Buy | Innodata Inccmn | $49,000 | -18.3% | 19,077 | +2.2% | 0.09% | -52.4% |
| USEG | New | US Energy Corp Wyomingcmn | $45,000 | – | 21,317 | +100.0% | 0.08% | – |
| LCAV | Buy | LCA-Vision Inccmn | $44,000 | +37.5% | 12,108 | +15.9% | 0.08% | -19.6% |
| SIGA | New | SIGA Technologies Inccmn | $42,000 | – | 10,901 | +100.0% | 0.08% | – |
| SMT | New | Smart Technologies Inccmn | $38,000 | – | 13,500 | +100.0% | 0.07% | – |
| CHLN | New | China Housing & Land Development Inccmn | $38,000 | – | 16,839 | +100.0% | 0.07% | – |
| LIOX | New | Lionbridge Technologies Inccmn | $38,000 | – | 10,241 | +100.0% | 0.07% | – |
| DBLE | New | Double Eagle Petroleum Cocmn | $35,000 | – | 11,614 | +100.0% | 0.06% | – |
| CXPO | New | Crimson Exploration Inccmn | $33,000 | – | 11,007 | +100.0% | 0.06% | – |
| STXS | New | Stereotaxis Inccmn | $33,000 | – | 10,000 | +100.0% | 0.06% | – |
| MVIS | New | Microvision Inccmn | $32,000 | – | 18,223 | +100.0% | 0.06% | – |
| DSCO | Buy | Discovery Laboratories Inccmn | $32,000 | +113.3% | 16,342 | +62.0% | 0.06% | +25.0% |
| PTIE | New | Pain Therapeutics Inccmn | $30,000 | – | 10,894 | +100.0% | 0.06% | – |
| HILL | Buy | Dot Hill Systems Corpcmn | $28,000 | +21.7% | 13,233 | +25.6% | 0.05% | -28.8% |
| LEE | New | Lee Enterprises Inc/IAcmn | $27,000 | – | 10,214 | +100.0% | 0.05% | – |
| PRXI | New | Premier Exhibitions Inccmn | $24,000 | – | 15,871 | +100.0% | 0.04% | – |
| ACLS | New | Axcelis Technologies Inccmn | $23,000 | – | 11,100 | +100.0% | 0.04% | – |
| CDTI | New | Clean Diesel Technologies Inccmn | $23,000 | – | 16,042 | +100.0% | 0.04% | – |
| SPU | New | SkyPeople Fruit Juice Inccmn | $23,000 | – | 11,600 | +100.0% | 0.04% | – |
| CBAK | New | China BAK Battery Inccmn | $23,000 | – | 10,000 | +100.0% | 0.04% | – |
| STEM | New | StemCells Inccmn | $22,000 | – | 12,900 | +100.0% | 0.04% | – |
| UQM | New | UQM Technologies Inccmn | $22,000 | – | 12,300 | +100.0% | 0.04% | – |
| GURE | New | Gulf Resources Inccmn | $20,000 | – | 11,900 | +100.0% | 0.04% | – |
| VTGDF | New | Vantage Drilling Cocmn | $19,000 | – | 11,200 | +100.0% | 0.04% | – |
| SCON | New | Superconductor Technologies Inccmn | $19,000 | – | 11,900 | +100.0% | 0.04% | – |
| URZ | New | Uranerz Energy Corpcmn | $11,000 | – | 11,200 | +100.0% | 0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-18
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P500 ETF Trust | 11 | Q4 2015 | 5.8% |
| Pfizer Inc | 9 | Q2 2016 | 15.0% |
| Advantage Oil & Gas Ltd | 9 | Q4 2015 | 0.3% |
| Atlantic Power Corp | 9 | Q4 2015 | 0.3% |
| Radio One Inc | 9 | Q3 2015 | 0.2% |
| Lee Enterprises Inc/IA | 9 | Q4 2015 | 0.2% |
| iShares Russell 2000 Index Fund | 8 | Q1 2015 | 5.2% |
| SPDR S&P MidCap 400 ETF Trust | 8 | Q1 2015 | 3.8% |
| Tsakos Energy Navigation Ltd | 8 | Q4 2015 | 0.6% |
| Rio Alto Mining Ltd | 8 | Q1 2015 | 0.3% |
View Rotella Capital Management, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2016-08-12 |
| 13F-HR | 2016-05-13 |
| 13F-HR | 2016-02-09 |
| 13F-HR | 2015-11-13 |
| 13F-HR | 2015-08-14 |
| 13F-HR/A | 2015-06-03 |
| 13F-HR | 2015-05-04 |
| 13F-HR | 2015-02-17 |
| 13F-HR | 2014-11-14 |
| 13F-HR | 2014-08-18 |
View Rotella Capital Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.