Horizon Kinetics - Q1 2016 holdings

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$4.03 Billion is the total value of Horizon Kinetics's 793 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 34.2% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
TPL BuyTEXAS PACIFIC LAND TRUSTsub shares cert$239,508,000
+13.2%
1,645,993
+1.9%
5.95%
+30.5%
SLW BuySILVER WHEATON CORP$89,410,000
+80.5%
5,392,631
+35.2%
2.22%
+107.9%
VXX BuyBARCLAYS BK PLCcall$83,919,000
-2.6%
1,819,700
+28.3%
2.08%
+12.2%
FNV BuyFRANCO NEVADA CORP$58,846,000
+97.1%
958,713
+46.9%
1.46%
+127.2%
RGLD BuyROYAL GOLD INC$24,451,000
+41.8%
476,724
+0.8%
0.61%
+63.2%
OAK BuyOAKTREE CAP GROUP LLCunit cl a$22,148,000
+4.5%
448,986
+1.1%
0.55%
+20.4%
FCEA NewFOREST CITY REALTY TRUST$22,025,000–1,044,302
+100.0%
0.55%–
DISCA BuyDISCOVERY COMMUNICATNS NEW$20,544,000
+12.1%
717,580
+4.5%
0.51%
+29.1%
BuyROYAL GOLD INCnote 2.875% 6/1$12,891,000
+14.8%
13,480,000
+8.9%
0.32%
+32.2%
DSL BuyDOUBLELINE INCOME SOLUTIONS$10,013,000
+78.3%
595,669
+72.1%
0.25%
+105.8%
NewCBOE HOLDINGS INCput$8,000,000–160,000
+100.0%
0.20%–
XOM BuyEXXON MOBIL CORP$5,736,000
+55.4%
68,615
+44.9%
0.14%
+77.5%
NPP BuyNUVEEN PERFORM PLUS MUN FD$5,572,000
+30.6%
355,156
+24.6%
0.14%
+50.0%
NewCHENIERE ENERGY INCnote 4.250% 3/1$4,749,000–9,110,000
+100.0%
0.12%–
EVV BuyEATON VANCE LTD DUR INCOME F$4,078,000
+19.1%
309,422
+15.3%
0.10%
+36.5%
WMB BuyWILLIAMS COS INC$3,997,000
-35.6%
248,744
+3.0%
0.10%
-26.1%
BMY BuyBRISTOL MYERS SQUIBBCO$3,761,000
-5.0%
58,876
+2.3%
0.09%
+9.4%
JNJ BuyJOHNSON & JOHNSON$3,330,000
+8.3%
30,774
+2.8%
0.08%
+25.8%
PCM BuyPCM FUND INC$2,945,000
+4.2%
310,951
+1.7%
0.07%
+19.7%
GE BuyGENERAL ELECTRIC CO$2,651,000
+20.2%
83,399
+17.8%
0.07%
+37.5%
NMO BuyNUVEEN MUN MKT OPPORTUNITY F$2,656,000
+99.0%
186,799
+92.9%
0.07%
+127.6%
AC BuyASSOCIATED CAP GROUP INCcl a$2,668,000
+80.5%
95,207
+96.4%
0.07%
+106.2%
PCI BuyPIMCO DYNAMIC CR INCOME FD$2,560,000
+10.1%
146,796
+13.8%
0.06%
+28.0%
MRK BuyMERCK & COMPANY$2,408,000
+5.9%
45,497
+5.7%
0.06%
+22.4%
NVS BuyNOVARTIS AGsponsored adr$2,119,000
-14.3%
29,250
+1.7%
0.05%0.0%
ABBV BuyABBVIE INC$2,065,000
-3.2%
36,154
+0.4%
0.05%
+10.9%
PFE BuyPFIZER INC$2,029,000
-4.7%
68,472
+3.8%
0.05%
+8.7%
SU BuySUNCOR ENERGY INC NEW$1,932,000
+157.9%
69,464
+139.4%
0.05%
+200.0%
L BuyLOEWS CORP$1,890,000
+23.0%
49,406
+23.5%
0.05%
+42.4%
NTG NewTORTOISE MLP FD INC$1,781,000–109,004
+100.0%
0.04%–
JMF NewNUVEEN ENERGY MLP TOTL RTRNF$1,686,000–166,095
+100.0%
0.04%–
MUI BuyBLACKROCK MUNI INTER DR FD ICOM$1,701,000
+257.4%
116,044
+245.7%
0.04%
+320.0%
VZ BuyVERIZON COMMUNICATIONS$1,639,000
+21.7%
30,309
+4.0%
0.04%
+41.4%
GDL BuyGDL FUND$1,563,000
+365.2%
155,861
+364.4%
0.04%
+457.1%
NIQ BuyNUVEEN INT DUR QUAL MUN TRM$1,557,000
+376.1%
115,106
+353.9%
0.04%
+457.1%
RCL BuyROYAL CARIBBEAN CRUISES LTD$1,505,000
-18.7%
18,325
+0.1%
0.04%
-7.5%
EMR BuyEMERSON ELEC CO$1,464,000
+18.1%
26,916
+3.8%
0.04%
+33.3%
FNF BuyFIDELITY NATIONAL FINANCIAL$1,393,000
-1.5%
41,106
+0.8%
0.04%
+16.7%
BK BuyBANK OF NEW YORK MELLON CORP$1,386,000
-10.2%
37,620
+0.5%
0.03%
+3.0%
SBR NewSABINE ROYALTY TRunit ben int$1,332,000–44,992
+100.0%
0.03%–
NID NewNUVEEN INTER DURATION MN TMF$1,349,000–101,254
+100.0%
0.03%–
CSCO BuyCISCO SYSTEMS INC$1,316,000
+8.9%
46,223
+3.9%
0.03%
+26.9%
CVX BuyCHEVRON CORP$1,330,000
+18.8%
13,942
+11.9%
0.03%
+37.5%
FPT BuyFEDERATED PREM INTR MUN INC$1,273,000
+176.1%
92,123
+169.3%
0.03%
+220.0%
NAD BuyNUVEEN DIVID ADVANTAGE MUN F$1,223,000
+1.8%
82,815
+0.4%
0.03%
+15.4%
MFS NewMANITOWOC FOODSERVICE INC$1,211,000–82,153
+100.0%
0.03%–
JHP BuyNUVEEN QUALITY PFD INCOME FD 3$1,203,000
+348.9%
140,334
+343.8%
0.03%
+400.0%
SON BuySONOCO PRODS CO$1,222,000
+29.2%
25,150
+8.6%
0.03%
+50.0%
HON BuyHONEYWELL INTL INC$1,153,000
+19.9%
10,294
+10.8%
0.03%
+38.1%
BP BuyBP PLCsponsored adr$1,187,000
+10.3%
39,322
+14.3%
0.03%
+26.1%
TACO BuyDEL TACO RESTAURANTS INC$1,133,000
+7.7%
109,710
+11.1%
0.03%
+21.7%
MON BuyMONSANTO CO NEW$1,082,000
-10.2%
12,324
+0.8%
0.03%
+3.8%
NAN BuyNUVEEN NY DIVID ADVNTG MUN F$1,057,000
+3.7%
71,733
+0.1%
0.03%
+18.2%
CLGX BuyCORELOGIC INC$1,033,000
+3.2%
29,763
+0.7%
0.03%
+18.2%
MSFT BuyMICROSOFT CORP$1,029,000
+2.0%
18,630
+2.4%
0.03%
+18.2%
UNP BuyUNION PACIFIC CORP$1,000,000
+20.9%
12,575
+18.9%
0.02%
+38.9%
CMRE BuyCOSTAMARE INC$1,017,000
+8.7%
114,257
+27.2%
0.02%
+25.0%
AIGWS BuyAMERICAN INTL GROUP INCw exp 01/19/202$962,000
-21.3%
51,462
+0.0%
0.02%
-7.7%
ABT BuyABBOTT LABS$953,000
-5.7%
22,778
+1.2%
0.02%
+9.1%
ADM BuyARCHER DANIELS MIDLAND CO$943,000
-0.2%
25,982
+0.8%
0.02%
+15.0%
IIJIY BuyINTERNET INITIATIVE JAPAN INsponsored adr$913,000
+37.5%
87,334
+30.2%
0.02%
+64.3%
SLB BuySCHLUMBERGER LTD$903,000
+8.0%
12,239
+2.1%
0.02%
+22.2%
RVT NewROYCE VALUE TR INC$845,000–72,201
+100.0%
0.02%–
RMT NewROYCE MICRO-CAP TR INC$831,000–118,676
+100.0%
0.02%–
AZN BuyASTRAZENECA PLCsponsored adr$797,000
-16.2%
28,302
+1.1%
0.02%0.0%
FLO BuyFLOWERS FOODS INC$819,000
-13.6%
44,376
+0.6%
0.02%0.0%
LAND BuyGLADSTONE LD CORP$802,000
+222.1%
79,667
+176.7%
0.02%
+300.0%
HPF NewHANCOCK JOHN PFD INCOME FD I$794,000–37,363
+100.0%
0.02%–
SBI BuyWESTERN ASSET INTM MUNI FD I$812,000
+98.5%
78,325
+95.7%
0.02%
+122.2%
DDC BuyDOMINION DIAMOND CORP$821,000
+8.5%
74,034
+0.1%
0.02%
+25.0%
DLX BuyDELUXE CORP$755,000
+16.3%
12,077
+1.5%
0.02%
+35.7%
MZF BuyMANAGED DURATION INVT GRD FUND$752,000
+2.3%
53,940
+0.9%
0.02%
+18.8%
NUV NewNUVEEN MUN VALUE FD INC$725,000–69,172
+100.0%
0.02%–
RDSA BuyROYAL DUTCH SHELL PLCspons adr a$741,000
+6.5%
15,296
+0.7%
0.02%
+20.0%
PTR BuyPETROCHINA CO LTDsponsored adr$696,000
+5.1%
10,496
+4.0%
0.02%
+21.4%
WPC BuyW P CAREY INC$692,000
+17.3%
11,108
+11.1%
0.02%
+30.8%
MTW BuyMANITOWOC INC$703,000
-51.8%
162,429
+71.0%
0.02%
-45.2%
NBH BuyNEUBERGER BERMAN INTER MUNI$690,000
+3.6%
42,565
+0.5%
0.02%
+21.4%
GM BuyGENERAL MTRS CO$645,000
-0.5%
20,525
+7.7%
0.02%
+14.3%
AXP NewAMERICAN EXPRESS COMPANY$653,000–10,628
+100.0%
0.02%–
AKRXQ BuyAKORN INC$640,000
+3.7%
27,192
+64.3%
0.02%
+23.1%
CMCSA BuyCOMCAST CORP NEWcl a$642,000
+9.0%
10,512
+0.7%
0.02%
+23.1%
AAPL BuyAPPLE INC$653,000
+54.4%
5,994
+49.1%
0.02%
+77.8%
CERN BuyCERNER CORP$592,000
-0.2%
11,167
+13.2%
0.02%
+15.4%
EPD BuyENTERPRISE PRODS PARTNERS L$602,000
+0.3%
24,467
+4.3%
0.02%
+15.4%
CUB BuyCUBIC CORP$612,000
-3.5%
15,319
+14.2%
0.02%
+7.1%
AMZN BuyAMAZON COM INC$545,000
-10.7%
918
+1.7%
0.01%
+7.7%
BAC BuyBANK AMER CORP$579,000
-18.2%
42,857
+1.9%
0.01%
-6.7%
BAX BuyBAXTER INTL INC$580,000
+8.4%
14,122
+0.7%
0.01%
+16.7%
SHY BuyISHARES TR1-3 yr tr bd etf$568,000
+116.0%
6,680
+114.1%
0.01%
+133.3%
MHFI BuyMCGRAW HILL FINL INC$560,000
+3.1%
5,658
+2.6%
0.01%
+16.7%
MNE NewBLACKROCK MUNI N Y INTER DURCOM$506,000–33,770
+100.0%
0.01%–
NGHC NewNATIONAL GEN HLDGS CORP$515,000–23,861
+100.0%
0.01%–
NSC BuyNORFOLK SOUTHN CORP$515,000
+2.6%
6,185
+4.3%
0.01%
+18.2%
KED NewKAYNE ANDERSON ENERGY DEV CO$529,000–31,687
+100.0%
0.01%–
HPS NewHANCOCK JOHN PFD INCOME FD I$532,000–28,220
+100.0%
0.01%–
HALO BuyHALOZYME THERAPEUTICS INC$531,000
-12.7%
56,100
+59.8%
0.01%0.0%
RAX BuyRACKSPACE HOSTING INC$525,000
-11.8%
24,327
+3.5%
0.01%0.0%
RYAM BuyRAYONIER ADVANCED MATLS INC$518,000
+27.6%
54,530
+31.6%
0.01%
+44.4%
SCHW BuySCHWAB CHARLES CORP NEW$527,000
-12.5%
18,799
+2.8%
0.01%0.0%
CVI BuyCVR ENERGY INC$508,000
-13.8%
19,458
+29.9%
0.01%0.0%
SAN BuyBANCO SANTANDER CENT HISPANO ADRadr$506,000
+1.2%
116,039
+12.9%
0.01%
+18.2%
WNR BuyWESTERN REFNG INC$504,000
-9.8%
17,332
+10.5%
0.01%
+8.3%
CWEI BuyWILLIAMS CLAYTON ENERGY INC$506,000
-13.5%
56,687
+186.5%
0.01%0.0%
AXE BuyANIXTER INTL INC$531,000
-12.2%
10,191
+1.7%
0.01%0.0%
ASPS BuyALTISOURCE PORTFOLIO SOLNS S$506,000
-8.5%
20,949
+5.4%
0.01%
+8.3%
PFD NewFLAHERTY & CRMN PFD IN$474,000–33,392
+100.0%
0.01%–
BWP BuyBOARDWALK PIPELINE PARTNERS UT LTD PARTNERut ltd partner$502,000
+23.6%
34,087
+8.9%
0.01%
+33.3%
SCTY BuySOLARCITY CORP$469,000
-13.9%
19,097
+78.7%
0.01%0.0%
RJF BuyRAYMOND JAMES FINANCIAL INC$502,000
-13.0%
10,548
+5.9%
0.01%0.0%
CLNY BuyCOLONY FINL INCcl a$501,000
-13.2%
29,872
+0.8%
0.01%0.0%
PJT NewPJT PARTNERS INC$469,000–19,500
+100.0%
0.01%–
LGF BuyLIONS GATE ENTMT CORP$500,000
-30.5%
22,885
+3.1%
0.01%
-20.0%
DIS BuyDISNEY WALT CO$492,000
+88.5%
4,955
+99.8%
0.01%
+100.0%
GPC BuyGENUINE PARTS CO$450,000
+22.0%
4,530
+5.5%
0.01%
+37.5%
DSE NewDUFF & PHELPS SLCT ENGY MLP$447,000–82,330
+100.0%
0.01%–
OCN BuyOCWEN FINL CORP$444,000
-25.3%
179,624
+110.9%
0.01%
-15.4%
JPC NewNUVEEN PFDINCOME OPPRTNY FD$462,000–49,389
+100.0%
0.01%–
UPS BuyUNITED PARCEL SVC INCcl b$447,000
+15.5%
4,238
+5.5%
0.01%
+37.5%
T BuyA T & T INC$459,000
+24.7%
11,714
+9.5%
0.01%
+37.5%
AREPRD NewALEXANDRIA REAL ESTATE EQ INpfd conv ser d$419,000–14,336
+100.0%
0.01%–
POT BuyPOTASH CORP SASK INC$422,000
+29.8%
24,775
+30.4%
0.01%
+42.9%
HIO BuyWESTERN ASSET HIGH INCM OPP$372,000
+0.3%
79,368
+0.4%
0.01%
+12.5%
PCN BuyPIMCO CORPORATE INCOME FD$304,000
+3.4%
22,125
+0.9%
0.01%
+33.3%
PTY BuyPIMCO CORPORATE OPP FD$326,000
+3.2%
23,906
+0.8%
0.01%
+14.3%
NTC NewNUVEEN CONN PREM INCOME MUN$306,000–23,150
+100.0%
0.01%–
MMM Buy3M CO$314,000
+40.8%
1,882
+27.0%
0.01%
+60.0%
NPM BuyNUVEEN PREM INCOME MUN FD 2$334,000
+2.1%
22,718
+0.4%
0.01%
+14.3%
CVS NewCVS HEALTH CORP$321,000–3,090
+100.0%
0.01%–
MUJ NewBLACKROCK MUNIHOLDINGS N J QLTY FUND$339,000–22,461
+100.0%
0.01%–
WFC BuyWELLS FARGO & CO NEW$337,000
+47.2%
6,971
+65.6%
0.01%
+60.0%
QCOM NewQUALCOMM INC$291,000–5,688
+100.0%
0.01%–
JPM NewJP MORGAN CHASE & CO$298,000–5,025
+100.0%
0.01%–
GIS BuyGENERAL MLS INC$288,000
+34.0%
4,551
+22.1%
0.01%
+40.0%
AMP NewAMERIPRISE FINL INC$252,000–2,681
+100.0%
0.01%–
NQU BuyNUVEEN QUALITY INCOME MUN FD$253,000
+16.1%
17,200
+11.7%
0.01%
+20.0%
STRP NewSTRAIGHT PATH COMMUNICATNS Icl b$207,000–6,681
+100.0%
0.01%–
DUC BuyDUFF & PHELPS UTIL CORP BD T$201,000
+12.3%
20,850
+6.9%
0.01%
+25.0%
SYK NewSTRYKER CORP$215,000–2,000
+100.0%
0.01%–
VTR NewVENTAS INC$215,000–3,415
+100.0%
0.01%–
NOC NewNORTHROP GRUMMAN CORP$220,000–1,112
+100.0%
0.01%–
AFL NewAFLAC INC$221,000–3,496
+100.0%
0.01%–
OIA BuyINVESCO MUNI INCOME OPP TRST$214,000
+8.1%
27,874
+2.4%
0.01%
+25.0%
PML BuyPIMCO MUN INCOME FD II$219,000
+7.9%
16,500
+1.9%
0.01%
+25.0%
NPF BuyNUVEEN PREMIER MUN INCOME FD$163,000
+15.6%
11,543
+11.6%
0.00%
+33.3%
FAM BuyFIRST TR ABERDEEN GLBL OPP F$161,000
+8.8%
14,684
+0.7%
0.00%
+33.3%
FHY BuyFIRST TR STRATEGIC HIGH INC$150,000
+4.9%
13,181
+2.4%
0.00%
+33.3%
NMZ BuyNUVEEN MUN HIGH INC OPP FD$155,000
+3.3%
11,052
+1.8%
0.00%
+33.3%
ESGC NewEROS INTL PLC$152,000–13,207
+100.0%
0.00%–
NQI NewNUVEEN QUALITY MUN FD INC$148,000–10,408
+100.0%
0.00%–
CCA BuyMFS CALIF MUN FD$151,000
+4.1%
12,315
+0.8%
0.00%
+33.3%
NEA BuyNUVEEN AMT-FREE MUN FD$173,000
+4.2%
12,150
+1.6%
0.00%0.0%
NewDREAMWORKS ANIMATION SKG INCput$115,000–14,400
+100.0%
0.00%–
MRO NewMARATHON OIL CORP$121,000–10,902
+100.0%
0.00%–
JTP BuyNUVEEN QUALITY PFD INCOME FD$103,000
+4.0%
12,321
+3.4%
0.00%
+50.0%
MHY BuyWESTERN ASSETT MGD HI INCM F$64,0000.0%14,400
+1.4%
0.00%
+100.0%
CXE BuyMFS HIGH INCOME MUN TR SH BEN INTsh ben int$86,000
+10.3%
16,762
+5.0%
0.00%0.0%
NZF NewNUVEEN DIV ADV MUNI FD 3$92,000–6,154
+100.0%
0.00%–
NJV NewNUVEEN NEW JERSEY MUN VALUE$9,000–600
+100.0%
0.00%–
VNQ NewVANGUARD INDEX FDSreit etf$2,000–23
+100.0%
0.00%–
NCR NewNCR CORP NEW$16,000–546
+100.0%
0.00%–
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2016-04-15
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
TEXAS PAC LD TR23Q4 201838.4%
HOWARD HUGHES CORP COM23Q4 201810.9%
ICAHN ENTERPRISES LPDEP UNIT23Q4 20185.9%
WENDYS COMPANY23Q4 20184.6%
BROOKFIELD ASSET MGMT INC VTG SHS23Q4 20183.4%
AUTONATION INC COM23Q4 20184.3%
DISH NETWORK CORP CL A23Q4 20183.0%
CBOE HLDGS INC COM23Q4 20182.5%
LIVE NATION ENTERTAINMENT INC.23Q4 20181.8%
ECHOSTAR CORP CL A23Q4 20181.5%

View Horizon Kinetics's complete holdings history.

Latest significant ownerships (13-D/G)
Horizon Kinetics Q1 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
TEXAS PACIFIC LAND TRUSTMarch 18, 201942,4370.5%
Associated Capital Group, Inc.February 13, 20191,522,42143.0%
Civeo CorpFebruary 13, 201936,947,11622.0%
Howard Hughes CorpFebruary 13, 20191,885,8614.4%
ROYCE MICRO-CAP TRUST, INC.February 13, 20192,745,9816.9%
Atlas Energy Group, LLCFebruary 14, 20181,455,4194.6%
EMERGENT CAPITAL, INC.Sold outFebruary 14, 201800.0%
Wendy's CoFebruary 14, 20179,428,2173.7%
DreamWorks Animation SKG, Inc.February 16, 20168,149,56710.4%
LMP CORPORATE LOAN FUND INC.February 16, 2016423,9004.3%

View Horizon Kinetics's complete significant-ownership history.

Latest filings
TypeFiled
42019-05-06
42019-05-03
42019-05-02
42019-05-01
42019-04-30
42019-04-29
42019-04-26
42019-04-25
42019-04-24
42019-04-23

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Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (4027601000.0 != 4027588000.0)

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