$1.07 Billion is the total value of MIZUHO SECURITIES USA LLC's 181 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | CLARUS THERAPEUTICS HLDNGS I*w exp 08/11/202 | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| MILEW | Exit | METROMILE INC*w exp 02/09/202 | $0 | – | -99,800 | -100.0% | -0.00% | – |
| Exit | EMBRACE CHANGE ACQUISITN COR*w exp 10/25/202 | $0 | – | -500,500 | -100.0% | -0.00% | – | |
| DHC | Exit | DIVERSIFIED HEALTHCARE TR | $0 | – | -12,584 | -100.0% | -0.00% | – |
| Exit | EMBRACE CHANGE ACQUISITN CORright 10/25/2026 | $0 | – | -430,500 | -100.0% | -0.00% | – | |
| NYMT | Exit | NEW YORK MTG TR INC | $0 | – | -19,873 | -100.0% | -0.01% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -18,119 | -100.0% | -0.01% | – |
| DRH | Exit | DIAMONDROCK HOSPITALITY CO | $0 | – | -11,092 | -100.0% | -0.01% | – |
| UNIT | Exit | UNITI GROUP INC | $0 | – | -12,479 | -100.0% | -0.01% | – |
| GNW | Exit | GENWORTH FINL INC | $0 | – | -26,501 | -100.0% | -0.01% | – |
| SHO | Exit | SUNSTONE HOTEL INVS INC NEW | $0 | – | -11,166 | -100.0% | -0.01% | – |
| LXP | Exit | LXP INDUSTRIAL TRUST | $0 | – | -14,726 | -100.0% | -0.02% | – |
| PTEN | Exit | PATTERSON-UTI ENERGY INC | $0 | – | -11,407 | -100.0% | -0.02% | – |
| STWD | Exit | STARWOOD PPTY TR INC | $0 | – | -8,000 | -100.0% | -0.02% | – |
| Exit | APX ACQUISITION CORP I | $0 | – | -14,691 | -100.0% | -0.02% | – | |
| VIAV | Exit | VIAVI SOLUTIONS INC | $0 | – | -11,985 | -100.0% | -0.02% | – |
| Exit | ALPHA PARTNERS TECH MERGR CO | $0 | – | -17,219 | -100.0% | -0.02% | – | |
| STWD | Exit | STARWOOD PPTY TR INCput | $0 | – | -8,000 | -100.0% | -0.02% | – |
| Exit | HANNON ARMSTRONG SUST INFR Cnote 8/1 | $0 | – | -192,000 | -100.0% | -0.02% | – | |
| EUCR | Exit | EUCRATES BIOMEDICAL ACQU COR | $0 | – | -19,136 | -100.0% | -0.03% | – |
| GTPA | Exit | GORES TECHNOLOGY PARTNERS IN | $0 | – | -20,044 | -100.0% | -0.03% | – |
| BCPC | Exit | BALCHEM CORP | $0 | – | -1,691 | -100.0% | -0.03% | – |
| AIT | Exit | APPLIED INDL TECHNOLOGIES IN | $0 | – | -2,027 | -100.0% | -0.03% | – |
| HP | Exit | HELMERICH & PAYNE INC | $0 | – | -5,536 | -100.0% | -0.03% | – |
| SFBS | Exit | SERVISFIRST BANCSHARES INC | $0 | – | -2,573 | -100.0% | -0.03% | – |
| SJI | Exit | SOUTH JERSEY INDS INC | $0 | – | -6,439 | -100.0% | -0.03% | – |
| Exit | ENPHYS ACQUISITION CORP | $0 | – | -22,078 | -100.0% | -0.03% | – | |
| ENSG | Exit | ENSIGN GROUP INC | $0 | – | -2,910 | -100.0% | -0.03% | – |
| SPSC | Exit | SPS COMM INC | $0 | – | -1,891 | -100.0% | -0.03% | – |
| UFPI | Exit | UFP INDUSTRIES INC | $0 | – | -3,246 | -100.0% | -0.03% | – |
| EXPO | Exit | EXPONENT INC | $0 | – | -2,689 | -100.0% | -0.03% | – |
| ROG | Exit | ROGERS CORP | $0 | – | -987 | -100.0% | -0.03% | – |
| CYTK | Exit | CYTOKINETICS INC | $0 | – | -4,947 | -100.0% | -0.03% | – |
| AMN | Exit | AMN HEALTHCARE SVCS INC | $0 | – | -2,279 | -100.0% | -0.03% | – |
| SM | Exit | SM ENERGY CO | $0 | – | -6,449 | -100.0% | -0.03% | – |
| WPCB | Exit | WARBURG PINCUS CAPTAL CORP I | $0 | – | -25,000 | -100.0% | -0.03% | – |
| LNTH | Exit | LANTHEUS HLDGS INC | $0 | – | -3,613 | -100.0% | -0.03% | – |
| EXLS | Exit | EXLSERVICE HOLDINGS INC | $0 | – | -1,744 | -100.0% | -0.04% | – |
| SVFB | Exit | SVF INVESTMENT CORP 2 | $0 | – | -26,600 | -100.0% | -0.04% | – |
| Exit | INNOVATIVE INTL ACQUSITIN COclass a ord | $0 | – | -27,400 | -100.0% | -0.04% | – | |
| LTHM | Exit | LIVENT CORP | $0 | – | -9,433 | -100.0% | -0.04% | – |
| ADC | Exit | AGREE RLTY CORP | $0 | – | -4,202 | -100.0% | -0.04% | – |
| Exit | RAMBUS INC DELnote 1.375% 2/0 | $0 | – | -245,000 | -100.0% | -0.04% | – | |
| JWSM | Exit | JAWS MUSTANG ACQUISITION COR | $0 | – | -34,829 | -100.0% | -0.05% | – |
| IBER | Exit | IBERE PHARMACEUTICALS | $0 | – | -40,333 | -100.0% | -0.05% | – |
| Exit | CORSAIR PARTNERING CORP | $0 | – | -45,098 | -100.0% | -0.06% | – | |
| Exit | CHENGHE ACQUISITION COclass a ord | $0 | – | -45,000 | -100.0% | -0.06% | – | |
| GDX | Exit | VANECK ETF TRUSTput | $0 | – | -35,000 | -100.0% | -0.06% | – |
| IGNY | Exit | IGNYTE ACQUISITION CORP | $0 | – | -50,000 | -100.0% | -0.07% | – |
| Exit | WIX COM LTDnote 7/0 | $0 | – | -540,000 | -100.0% | -0.07% | – | |
| FRON | Exit | FRONTIER ACQUISITION CORP | $0 | – | -52,500 | -100.0% | -0.07% | – |
| TRCA | Exit | TWIN RIDGE CAPITAL ACQUIS CO | $0 | – | -55,940 | -100.0% | -0.08% | – |
| PTIC | Exit | PROPTECH INVESTMENT CORP II | $0 | – | -69,300 | -100.0% | -0.09% | – |
| Exit | BLOCK INCnote 0.250%11/0 | $0 | – | -959,000 | -100.0% | -0.09% | – | |
| GPAC | Exit | GLOBAL PARTNER ACQISTN CORP | $0 | – | -72,120 | -100.0% | -0.10% | – |
| Exit | GOGREEN INVESTMENTS CORP | $0 | – | -92,150 | -100.0% | -0.13% | – | |
| Exit | AIRBNB INCnote 3/1 | $0 | – | -1,138,000 | -100.0% | -0.13% | – | |
| KWAC | Exit | KINGSWOOD ACQUISITION CORP | $0 | – | -102,142 | -100.0% | -0.14% | – |
| Exit | COLISEUM ACQUISITION CORP | $0 | – | -118,638 | -100.0% | -0.16% | – | |
| Exit | SOLAREDGE TECHNOLOGIES INCnote 9/1 | $0 | – | -1,123,000 | -100.0% | -0.17% | – | |
| Exit | STARWOOD PPTY TR INCnote 4.375% 4/0 | $0 | – | -1,276,000 | -100.0% | -0.17% | – | |
| Exit | SUNNOVA ENERGY INTL INC.note 0.250%12/0 | $0 | – | -1,500,000 | -100.0% | -0.17% | – | |
| Exit | DOCUSIGN INCnote 1/1 | $0 | – | -1,400,000 | -100.0% | -0.18% | – | |
| Exit | FIVE9 INCnote 0.500% 6/0 | $0 | – | -1,500,000 | -100.0% | -0.18% | – | |
| Exit | FRONTIER INVESTMENT CORP | $0 | – | -143,570 | -100.0% | -0.19% | – | |
| PACX | Exit | PIONEER MERGER CORP | $0 | – | -144,567 | -100.0% | -0.19% | – |
| NEEPRQ | Exit | NEXTERA ENERGY INCunit 09/01/2023 | $0 | – | -30,000 | -100.0% | -0.19% | – |
| Exit | JOHN BEAN TECHNOLOGIES CORPnote 0.250% 5/1 | $0 | – | -1,726,000 | -100.0% | -0.20% | – | |
| Exit | ENDURANCE ACQUISITION CORPcl a ord | $0 | – | -149,600 | -100.0% | -0.20% | – | |
| Exit | CHARDAN NEXTECH ACQUISITION | $0 | – | -148,977 | -100.0% | -0.21% | – | |
| Exit | VARONIS SYS INCnote 1.250% 8/1 | $0 | – | -1,500,000 | -100.0% | -0.22% | – | |
| POW | Exit | POWERED BRANDScl a | $0 | – | -175,000 | -100.0% | -0.24% | – |
| Exit | BENTLEY SYS INCnote 0.125% 1/1 | $0 | – | -2,130,000 | -100.0% | -0.24% | – | |
| Exit | ZILLOW GROUP INCnote 0.750% 9/0 | $0 | – | -1,800,000 | -100.0% | -0.24% | – | |
| Exit | RAPID7 INCnote 2.250% 5/0 | $0 | – | -2,000,000 | -100.0% | -0.27% | – | |
| Exit | CORNER GROWTH ACQUISITN CORP | $0 | – | -199,550 | -100.0% | -0.27% | – | |
| HMCO | Exit | HUMANCO ACQUISITION CORP | $0 | – | -213,399 | -100.0% | -0.29% | – |
| Exit | ALLSCRIPTS HEALTHCARE SOLUTInote 0.875% 1/0 | $0 | – | -1,666,000 | -100.0% | -0.29% | – | |
| PRSR | Exit | PROSPECTOR CAPITAL CORPcl a | $0 | – | -217,019 | -100.0% | -0.29% | – |
| AVAN | Exit | AVANTI ACQUISITION CORP | $0 | – | -223,374 | -100.0% | -0.30% | – |
| Exit | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $0 | – | -1,600,000 | -100.0% | -0.31% | – | |
| Exit | BLOCK INCnote 0.125% 3/0 | $0 | – | -2,500,000 | -100.0% | -0.31% | – | |
| AVLR | Exit | AVALARA INC | $0 | – | -25,000 | -100.0% | -0.31% | – |
| IPOD | Exit | SOCIAL CAPITAL HEDOSOPHA HLD | $0 | – | -238,093 | -100.0% | -0.32% | – |
| DTP | Exit | DTE ENERGY COunit 11/01/2022 | $0 | – | -48,368 | -100.0% | -0.32% | – |
| RCHG | Exit | RECHARGE ACQUISITION CORP | $0 | – | -238,642 | -100.0% | -0.33% | – |
| Exit | GREEN VISOR FIN TEC ACQ CORPclass a ord | $0 | – | -240,325 | -100.0% | -0.33% | – | |
| FTCV | Exit | FINTECH ACQUISITION CORP V | $0 | – | -246,971 | -100.0% | -0.33% | – |
| HTPA | Exit | HIGHLAND TRANSCEND PARTNERS | $0 | – | -279,169 | -100.0% | -0.38% | – |
| PV | Exit | PRIMAVERA CAPITAL ACQUIST CO | $0 | – | -283,810 | -100.0% | -0.38% | – |
| TINV | Exit | TIGA ACQUISITION CORP | $0 | – | -295,696 | -100.0% | -0.41% | – |
| LMAO | Exit | LMF ACQUISITION OPPORTUNIT I | $0 | – | -306,503 | -100.0% | -0.42% | – |
| INKA | Exit | KLUDEIN I ACQUISITION CORPcl a | $0 | – | -307,523 | -100.0% | -0.42% | – |
| Exit | SPLUNK INCnote 0.500% 9/1 | $0 | – | -3,500,000 | -100.0% | -0.45% | – | |
| AGBA | Exit | AGBA ACQUISITION LTD | $0 | – | -331,660 | -100.0% | -0.50% | – |
| GRCY | Exit | GREENCITY ACQUISITION CORP | $0 | – | -362,740 | -100.0% | -0.51% | – |
| SLAM | Exit | SLAM CORP | $0 | – | -388,427 | -100.0% | -0.52% | – |
| HIGA | Exit | H I G ACQUISITION CORP | $0 | – | -405,356 | -100.0% | -0.55% | – |
| BENE | Exit | BENESSERE CAPITAL ACQUSTN CO | $0 | – | -400,000 | -100.0% | -0.56% | – |
| CHNG | Exit | CHANGE HEALTHCARE INC | $0 | – | -150,000 | -100.0% | -0.56% | – |
| BTWN | Exit | BRIDGETOWN HOLDINGS LTD | $0 | – | -414,839 | -100.0% | -0.56% | – |
| Exit | MARRIOTT VACATIONS WORLDWIDEnote 1/1 | $0 | – | -4,530,000 | -100.0% | -0.56% | – | |
| FVAM | Exit | 5 01 ACQUISITION CORP | $0 | – | -418,128 | -100.0% | -0.57% | – |
| MPAC | Exit | MODEL PERFORMANCE ACQU CORP | $0 | – | -427,000 | -100.0% | -0.58% | – |
| ACBA | Exit | ACE GLOBAL BUSINESS ACQU LTDordinary shares | $0 | – | -423,780 | -100.0% | -0.58% | – |
| FWAC | Exit | FIFTH WALL ACQUISITN CORP II | $0 | – | -450,000 | -100.0% | -0.60% | – |
| MTAC | Exit | MEDTECH ACQUISITION CORP | $0 | – | -457,429 | -100.0% | -0.61% | – |
| SCOA | Exit | SCION TECH GROWTH I | $0 | – | -487,123 | -100.0% | -0.66% | – |
| Exit | CARNIVAL CORPnote 5.750%10/0 | $0 | – | -5,000,000 | -100.0% | -0.68% | – | |
| NOAC | Exit | NATURAL ORDER ACQUISITION CO | $0 | – | -514,717 | -100.0% | -0.69% | – |
| ATA | Exit | AMERICAS TECHNOLOGY ACQSN CO | $0 | – | -499,660 | -100.0% | -0.70% | – |
| AKIC | Exit | SPORTS VENTURES ACQUISIN COR | $0 | – | -566,667 | -100.0% | -0.76% | – |
| Exit | DEXCOM INCnote 0.750%12/0 | $0 | – | -3,146,000 | -100.0% | -0.84% | – | |
| VCKA | Exit | VICKERS VANTAGE CORP I | $0 | – | -619,573 | -100.0% | -0.86% | – |
| Exit | GOOD WKS II ACQUISITION CORP | $0 | – | -650,000 | -100.0% | -0.88% | – | |
| VYGG | Exit | VY GLOBAL GROWTH | $0 | – | -657,187 | -100.0% | -0.90% | – |
| IPOF | Exit | SOCIAL CAPITAL HEDOSOPHA HLD | $0 | – | -814,879 | -100.0% | -1.11% | – |
| ARBG | Exit | AEQUI ACQUISITION CORP | $0 | – | -835,656 | -100.0% | -1.13% | – |
| DKDCA | Exit | DATA KNIGHTS ACQUISITION COR | $0 | – | -838,304 | -100.0% | -1.17% | – |
| Exit | TWITTER INCnote 0.250% 6/1 | $0 | – | -8,633,000 | -100.0% | -1.18% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.