MIZUHO SECURITIES USA LLC - Q3 2020 holdings

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$1.4 Billion is the total value of MIZUHO SECURITIES USA LLC's 162 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 101.5% .

All

			Value		Shares		↓ Weighting
QQQ	Exit	INVESCO QQQ TRput	$0	–	-694,902	-100.0%	0.00%	–
DKNG	Exit	DRAFTKINGS INCcall	$0	–	-10,000	-100.0%	0.00%	–
GNW	Exit	GENWORTH FINL INC	$0	–	-12,514	-100.0%	-0.00%	–
	Exit	CHESAPEAKE ENERGY CORPnote 5.500% 9/1	$0	–	-4,620,000	-100.0%	-0.00%	–
	Exit	VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1	$0	–	-200,000	-100.0%	-0.01%	–
TREBU	Exit	TREBIA ACQUISITION CORPunit 99/99/9999	$0	–	-20,000	-100.0%	-0.01%	–
DHR	Exit	DANAHER CORPORATION	$0	–	-1,267	-100.0%	-0.02%	–
VIAV	Exit	VIAVI SOLUTIONS INC	$0	–	-17,758	-100.0%	-0.02%	–
NEE	Exit	NEXTERA ENERGY INC	$0	–	-998	-100.0%	-0.02%	–
MDT	Exit	MEDTRONIC PLC	$0	–	-2,701	-100.0%	-0.02%	–
GIKU	Exit	GIGCAPITAL3 INCunit 99/99/9999	$0	–	-25,000	-100.0%	-0.02%	–
BMY	Exit	BRISTOL-MYERS SQUIBB CO	$0	–	-4,557	-100.0%	-0.02%	–
LLY	Exit	LILLY ELI & CO	$0	–	-1,697	-100.0%	-0.02%	–
TMO	Exit	THERMO FISHER SCIENTIFIC INC	$0	–	-795	-100.0%	-0.02%	–
LIN	Exit	LINDE PLC	$0	–	-1,366	-100.0%	-0.02%	–
ABT	Exit	ABBOTT LABS	$0	–	-3,563	-100.0%	-0.02%	–
AAL	Exit	AMERICAN AIRLS GROUP INCput	$0	–	-356,009	-100.0%	-0.02%	–
ABBV	Exit	ABBVIE INC	$0	–	-3,690	-100.0%	-0.02%	–
PFE	Exit	PFIZER INC	$0	–	-11,187	-100.0%	-0.02%	–
MRK	Exit	MERCK & CO. INC	$0	–	-5,083	-100.0%	-0.03%	–
PTAC	Exit	PROPTECH ACQUISITION CORP	$0	–	-44,100	-100.0%	-0.03%	–
GTLS	Exit	CHART INDS INC	$0	–	-10,114	-100.0%	-0.03%	–
DPHC	Exit	DIAMONDPEAK HLDGS COR	$0	–	-50,000	-100.0%	-0.03%	–
BOX	Exit	BOX INCcl a	$0	–	-25,925	-100.0%	-0.04%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-1,910	-100.0%	-0.04%	–
NOVS	Exit	NOVUS CAP CORP	$0	–	-65,221	-100.0%	-0.04%	–
NFIN	Exit	NETFIN ACQUISITION CORP	$0	–	-70,644	-100.0%	-0.05%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-5,306	-100.0%	-0.05%	–
	Exit	BLACKSTONE MTG TR INCnote 4.375% 5/0	$0	–	-1,011,000	-100.0%	-0.06%	–
XLP	Exit	SELECT SECTOR SPDR TRsbi cons stpls	$0	–	-16,734	-100.0%	-0.07%	–
FUSEU	Exit	FUSION ACQUISITION CORPunit 99/99/9999	$0	–	-99,999	-100.0%	-0.07%	–
XLE	Exit	SELECT SECTOR SPDR TRenergy	$0	–	-27,576	-100.0%	-0.07%	–
AEP	Exit	AMERICAN ELEC PWR CO INC	$0	–	-17,111	-100.0%	-0.09%	–
	Exit	SQUARE INCnote 0.500% 5/1	$0	–	-1,000,000	-100.0%	-0.10%	–
	Exit	NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1	$0	–	-1,000,000	-100.0%	-0.11%	–
	Exit	PALO ALTO NETWORKS INCnote 0.750% 7/0	$0	–	-1,590,000	-100.0%	-0.11%	–
HCCO	Exit	HEALTHCARE MERGER CORP	$0	–	-180,000	-100.0%	-0.12%	–
	Exit	MICROCHIP TECHNOLOGY INC.note 1.625% 2/1	$0	–	-1,254,000	-100.0%	-0.12%	–
SOACU	Exit	SUSTAINABLE OPPORTNTS ACQ COunit 99/99/9999	$0	–	-205,382	-100.0%	-0.14%	–
SBE	Exit	SWITCHBACK ENERGY ACQUISTN C	$0	–	-238,097	-100.0%	-0.16%	–
PIC	Exit	PIVOTAL INVT CORP II	$0	–	-250,000	-100.0%	-0.17%	–
HCAC	Exit	HENNESSY CAP ACQUSTION CORP	$0	–	-244,400	-100.0%	-0.17%	–
BRLIU	Exit	BRILLIANT ACQUISITION CORPunit 12/31/2020	$0	–	-294,071	-100.0%	-0.20%	–
SAQN	Exit	SOFTWARE ACQUISITION GROUP I	$0	–	-305,267	-100.0%	-0.20%	–
	Exit	REALPAGE INCnote 1.500%11/1	$0	–	-1,865,000	-100.0%	-0.20%	–
	Exit	FTI CONSULTING INCnote 2.000% 8/1	$0	–	-2,500,000	-100.0%	-0.21%	–
MCACU	Exit	MOUNTAIN CREST ACQUISITION Cunit 03/19/2025	$0	–	-315,037	-100.0%	-0.21%	–
	Exit	CAESARS ENTMT CORPnote 5.000%10/0	$0	–	-1,900,000	-100.0%	-0.22%	–
	Exit	TESLA INCnote 2.000% 5/1	$0	–	-1,000,000	-100.0%	-0.24%	–
	Exit	ON SEMICONDUCTOR CORPnote 1.000%12/0	$0	–	-3,047,000	-100.0%	-0.24%	–
TRNE	Exit	TRINE ACQUISITION CORP	$0	–	-400,000	-100.0%	-0.27%	–
	Exit	J2 GLOBAL INCnote 3.250% 6/1	$0	–	-3,895,000	-100.0%	-0.28%	–
CFFA	Exit	CF FIN ACQUISITION CORP	$0	–	-407,288	-100.0%	-0.28%	–
XLY	Exit	SELECT SECTOR SPDR TRsbi cons discr	$0	–	-34,768	-100.0%	-0.30%	–
PACQ	Exit	PURE ACQUISITION CORPcl a	$0	–	-491,363	-100.0%	-0.35%	–
	Exit	INSULET CORPnote 1.375%11/1	$0	–	-2,436,000	-100.0%	-0.35%	–
ANDA	Exit	ANDINA ACQUISITION CORP III	$0	–	-594,600	-100.0%	-0.41%	–
CGROU	Exit	COLLECTIVE GROWTH CORPunit 04/29/2025	$0	–	-627,161	-100.0%	-0.42%	–
LFAC	Exit	LF CAP ACQUISITION CORPcl a	$0	–	-658,672	-100.0%	-0.46%	–
	Exit	WAYFAIR INCnote 1.125%11/0	$0	–	-4,358,000	-100.0%	-0.52%	–
	Exit	TESLA INCnote 1.250% 3/0	$0	–	-2,803,000	-100.0%	-0.56%	–
	Exit	WORKDAY INCnote 0.250%10/0	$0	–	-7,510,000	-100.0%	-0.69%	–
VNQ	Exit	VANGUARD INDEX FDSreal estate etf	$0	–	-135,741	-100.0%	-0.72%	–
SPAQ	Exit	SPARTAN ENERGY ACQUISITION C	$0	–	-1,041,609	-100.0%	-0.72%	–
LHC	Exit	LEO HOLDINGS CORP	$0	–	-1,116,194	-100.0%	-0.78%	–
	Exit	TESLA INCnote 2.375% 3/1	$0	–	-4,488,000	-100.0%	-1.00%	–
BLD	Exit	TOPBUILD CORP	$0	–	-152,166	-100.0%	-1.16%	–
QQQ	Exit	INVESCO QQQ TRunit ser 1	$0	–	-694,902	-100.0%	-11.55%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-10-26

Signatures

The EDGAR filing(s) were signed by:

Mitchell Billek — Managing Director

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPDR S&P 500 ETF TR	36	Q3 2023	71.4%
SPDR DOW JONES INDL AVRG ETF	28	Q3 2021	29.1%
APPLE INC	27	Q2 2022	11.2%
JOHNSON & JOHNSON	25	Q2 2022	6.7%
MICROSOFT CORP	25	Q2 2022	3.5%
CHEVRON CORP NEW	25	Q2 2022	2.4%
WAL-MART STORES INC	25	Q2 2022	1.6%
PROCTER & GAMBLE CO	24	Q2 2022	2.0%
MERCK & CO INC NEW	24	Q2 2022	2.4%
INTERNATIONAL BUSINESS MACHS	22	Q2 2022	3.9%

View MIZUHO SECURITIES USA LLC's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-05-10
13F-HR	2024-02-08
13F-HR	2023-11-09
13F-HR	2023-08-09
13F-HR	2023-05-03
13F-HR	2023-02-03
13F-HR	2022-10-24
13F-HR	2022-07-28
13F-HR	2022-04-27
13F-HR	2022-01-28

View MIZUHO SECURITIES USA LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (1403824000.0 != 1403823000.0)

Export MIZUHO SECURITIES USA LLC's holdings