$1.4 Billion is the total value of MIZUHO SECURITIES USA LLC's 162 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 63.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SSPK | Sell | SILVER SPIKE ACQUISITION COR | $13,197,000 | -11.6% | 1,313,095 | -12.5% | 0.94% | -6.3% |
| GNRS | Sell | GREENROSE ACQUISITION CORP | $7,710,000 | -14.0% | 790,800 | -14.4% | 0.55% | -8.8% |
| QTSPRB | Sell | QTS RLTY TR INC6.50% con pfd b | $7,105,000 | -51.2% | 50,000 | -50.8% | 0.51% | -48.2% |
| Sell | NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $6,547,000 | -42.0% | 4,500,000 | -53.3% | 0.47% | -38.5% | |
| GRNV | Sell | GREENVISION ACQUISITION CORP | $5,711,000 | +0.3% | 573,972 | -0.2% | 0.41% | +6.5% |
| AMCI | Sell | AMCI ACQUISITION CORPclass a | $5,597,000 | -45.1% | 543,428 | -45.6% | 0.40% | -41.8% |
| SRAC | Sell | STABLE RD ACQUISITION CORP | $5,346,000 | -16.5% | 540,000 | -17.4% | 0.38% | -11.4% |
| Sell | COUPA SOFTWARE INCnote 0.125% 6/1 | $5,217,000 | -41.6% | 2,865,000 | -42.7% | 0.37% | -38.0% | |
| TZAC | Sell | TENZING ACQUISITION CORP | $5,173,000 | -0.6% | 485,734 | -0.6% | 0.37% | +5.1% |
| RPLA | Sell | REPLAY ACQUISITION CORP | $4,532,000 | -46.7% | 450,000 | -47.1% | 0.32% | -43.4% |
| ORSN | Sell | ORISUN ACQUISITION CORP | $3,873,000 | -1.9% | 383,491 | -1.9% | 0.28% | +4.2% |
| TOTA | Sell | TOTTENHAM ACQUISITION I LTD | $3,845,000 | -0.2% | 355,007 | -1.9% | 0.27% | +5.8% |
| Sell | ZYNGA INCnote 0.250% 6/0 | $3,674,000 | -20.3% | 2,897,000 | -20.0% | 0.26% | -15.5% | |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $3,595,000 | -59.5% | 149,413 | -61.0% | 0.26% | -57.1% |
| NPA | Sell | NEW PROVIDENCE ACQUISITION | $3,529,000 | -10.9% | 354,696 | -11.4% | 0.25% | -5.6% |
| MCMJ | Sell | MERIDA MERGER CORP I | $3,438,000 | -30.9% | 352,600 | -31.1% | 0.24% | -26.6% |
| GIX | Sell | GIGCAPITAL2 INC | $3,008,000 | -58.3% | 299,300 | -58.5% | 0.21% | -55.9% |
| GLEO | Sell | GALILEO ACQUISITION CORP | $2,955,000 | -13.9% | 300,000 | -14.8% | 0.21% | -9.1% |
| KBLM | Sell | KBL MERGER CORP IV | $2,058,000 | -25.0% | 190,598 | -25.0% | 0.15% | -20.1% |
| TDAC | Sell | TRIDENT ACQUISITIONS CORP | $1,823,000 | -81.2% | 170,383 | -81.3% | 0.13% | -80.1% |
| AMHC | Sell | AMPLITUDE HLTHCRE AQUSTIN CO | $1,724,000 | -16.4% | 175,950 | -17.2% | 0.12% | -10.9% |
| Sell | ZENDESK INCnote 0.250% 3/1 | $1,707,000 | -81.5% | 1,000,000 | -83.9% | 0.12% | -80.3% | |
| XLC | Sell | SELECT SECTOR SPDR TR | $1,663,000 | -84.4% | 28,000 | -85.8% | 0.12% | -83.5% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $1,641,000 | +2.4% | 21,323 | -8.6% | 0.12% | +8.3% |
| GDX | Sell | VANECK VECTORS ETF TRgold miners etf | $1,371,000 | -40.2% | 35,000 | -44.0% | 0.10% | -36.4% |
| SFTW | Sell | OSPREY TECHNLGY AQUISTION CO | $1,359,000 | -31.8% | 137,312 | -31.3% | 0.10% | -27.6% |
| GXGX | Sell | GX ACQUISITION CORP | $1,250,000 | -75.6% | 125,000 | -75.8% | 0.09% | -74.1% |
| IBB | Sell | ISHARES TRnasdaq biotech | $1,219,000 | -78.3% | 9,000 | -78.0% | 0.09% | -76.9% |
| IPV | Sell | INTERPRIVATE ACQUISITION COR | $990,000 | -76.4% | 100,010 | -76.9% | 0.07% | -74.8% |
| LOAK | Sell | LIVE OAK ACQUISITION CORP | $731,000 | -50.0% | 75,000 | -50.0% | 0.05% | -46.9% |
| IQ | Sell | IQIYI INCput | $688,000 | +114.3% | 136,100 | -95.3% | 0.05% | +122.7% |
| FDEM | Sell | FIDELITY COVINGTON TRUSTtargeted emerg | $580,000 | -62.4% | 25,000 | -64.3% | 0.04% | -60.6% |
| Sell | TWITTER INCnote 0.250% 6/1 | $552,000 | -74.7% | 500,000 | -78.6% | 0.04% | -73.3% | |
| RMG | Sell | RMG ACQUISITION CORPcl a | $512,000 | -74.3% | 50,000 | -75.0% | 0.04% | -73.1% |
| ACAM | Sell | ACAMAR PARTNERS ACQSITION COcl a | $502,000 | -33.1% | 49,167 | -34.4% | 0.04% | -28.0% |
| JIH | Sell | JUNIPER INDL HLDGS INC | $495,000 | -86.5% | 50,000 | -86.7% | 0.04% | -85.8% |
| SCVX | Sell | SCVX CORP | $280,000 | -42.5% | 28,026 | -43.9% | 0.02% | -39.4% |
| AAL | Sell | AMERICAN AIRLS GROUP INCcall | $54,000 | -93.2% | 95,300 | -73.2% | 0.00% | -92.6% |
| Sell | SCORPIO TANKERS INCnote 3.000% 5/1 | $16,000 | -99.1% | 18,000 | -99.1% | 0.00% | -99.1% | |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -694,902 | -100.0% | 0.00% | – |
| PDD | Sell | PINDUODUO INCput | $6,000 | -76.0% | 65,100 | -99.6% | 0.00% | -100.0% |
| DKNG | Exit | DRAFTKINGS INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| GNW | Exit | GENWORTH FINL INC | $0 | – | -12,514 | -100.0% | -0.00% | – |
| Exit | CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $0 | – | -4,620,000 | -100.0% | -0.00% | – | |
| Exit | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| TREBU | Exit | TREBIA ACQUISITION CORPunit 99/99/9999 | $0 | – | -20,000 | -100.0% | -0.01% | – |
| DHR | Exit | DANAHER CORPORATION | $0 | – | -1,267 | -100.0% | -0.02% | – |
| VIAV | Exit | VIAVI SOLUTIONS INC | $0 | – | -17,758 | -100.0% | -0.02% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -998 | -100.0% | -0.02% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -2,701 | -100.0% | -0.02% | – |
| GIKU | Exit | GIGCAPITAL3 INCunit 99/99/9999 | $0 | – | -25,000 | -100.0% | -0.02% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB CO | $0 | – | -4,557 | -100.0% | -0.02% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -1,697 | -100.0% | -0.02% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INC | $0 | – | -795 | -100.0% | -0.02% | – |
| LIN | Exit | LINDE PLC | $0 | – | -1,366 | -100.0% | -0.02% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -3,563 | -100.0% | -0.02% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INCput | $0 | – | -356,009 | -100.0% | -0.02% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -3,690 | -100.0% | -0.02% | – |
| PFE | Exit | PFIZER INC | $0 | – | -11,187 | -100.0% | -0.02% | – |
| MRK | Exit | MERCK & CO. INC | $0 | – | -5,083 | -100.0% | -0.03% | – |
| PTAC | Exit | PROPTECH ACQUISITION CORP | $0 | – | -44,100 | -100.0% | -0.03% | – |
| GTLS | Exit | CHART INDS INC | $0 | – | -10,114 | -100.0% | -0.03% | – |
| DPHC | Exit | DIAMONDPEAK HLDGS COR | $0 | – | -50,000 | -100.0% | -0.03% | – |
| BOX | Exit | BOX INCcl a | $0 | – | -25,925 | -100.0% | -0.04% | – |
| UNH | Exit | UNITEDHEALTH GROUP INC | $0 | – | -1,910 | -100.0% | -0.04% | – |
| NOVS | Exit | NOVUS CAP CORP | $0 | – | -65,221 | -100.0% | -0.04% | – |
| NFIN | Exit | NETFIN ACQUISITION CORP | $0 | – | -70,644 | -100.0% | -0.05% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -5,306 | -100.0% | -0.05% | – |
| Exit | BLACKSTONE MTG TR INCnote 4.375% 5/0 | $0 | – | -1,011,000 | -100.0% | -0.06% | – | |
| XLP | Exit | SELECT SECTOR SPDR TRsbi cons stpls | $0 | – | -16,734 | -100.0% | -0.07% | – |
| FUSEU | Exit | FUSION ACQUISITION CORPunit 99/99/9999 | $0 | – | -99,999 | -100.0% | -0.07% | – |
| XLE | Exit | SELECT SECTOR SPDR TRenergy | $0 | – | -27,576 | -100.0% | -0.07% | – |
| AEP | Exit | AMERICAN ELEC PWR CO INC | $0 | – | -17,111 | -100.0% | -0.09% | – |
| Exit | SQUARE INCnote 0.500% 5/1 | $0 | – | -1,000,000 | -100.0% | -0.10% | – | |
| Exit | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $0 | – | -1,000,000 | -100.0% | -0.11% | – | |
| Exit | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $0 | – | -1,590,000 | -100.0% | -0.11% | – | |
| HCCO | Exit | HEALTHCARE MERGER CORP | $0 | – | -180,000 | -100.0% | -0.12% | – |
| Exit | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $0 | – | -1,254,000 | -100.0% | -0.12% | – | |
| SOACU | Exit | SUSTAINABLE OPPORTNTS ACQ COunit 99/99/9999 | $0 | – | -205,382 | -100.0% | -0.14% | – |
| SBE | Exit | SWITCHBACK ENERGY ACQUISTN C | $0 | – | -238,097 | -100.0% | -0.16% | – |
| PIC | Exit | PIVOTAL INVT CORP II | $0 | – | -250,000 | -100.0% | -0.17% | – |
| HCAC | Exit | HENNESSY CAP ACQUSTION CORP | $0 | – | -244,400 | -100.0% | -0.17% | – |
| BRLIU | Exit | BRILLIANT ACQUISITION CORPunit 12/31/2020 | $0 | – | -294,071 | -100.0% | -0.20% | – |
| SAQN | Exit | SOFTWARE ACQUISITION GROUP I | $0 | – | -305,267 | -100.0% | -0.20% | – |
| Exit | REALPAGE INCnote 1.500%11/1 | $0 | – | -1,865,000 | -100.0% | -0.20% | – | |
| Exit | FTI CONSULTING INCnote 2.000% 8/1 | $0 | – | -2,500,000 | -100.0% | -0.21% | – | |
| MCACU | Exit | MOUNTAIN CREST ACQUISITION Cunit 03/19/2025 | $0 | – | -315,037 | -100.0% | -0.21% | – |
| Exit | CAESARS ENTMT CORPnote 5.000%10/0 | $0 | – | -1,900,000 | -100.0% | -0.22% | – | |
| Exit | TESLA INCnote 2.000% 5/1 | $0 | – | -1,000,000 | -100.0% | -0.24% | – | |
| Exit | ON SEMICONDUCTOR CORPnote 1.000%12/0 | $0 | – | -3,047,000 | -100.0% | -0.24% | – | |
| TRNE | Exit | TRINE ACQUISITION CORP | $0 | – | -400,000 | -100.0% | -0.27% | – |
| Exit | J2 GLOBAL INCnote 3.250% 6/1 | $0 | – | -3,895,000 | -100.0% | -0.28% | – | |
| CFFA | Exit | CF FIN ACQUISITION CORP | $0 | – | -407,288 | -100.0% | -0.28% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -34,768 | -100.0% | -0.30% | – |
| PACQ | Exit | PURE ACQUISITION CORPcl a | $0 | – | -491,363 | -100.0% | -0.35% | – |
| Exit | INSULET CORPnote 1.375%11/1 | $0 | – | -2,436,000 | -100.0% | -0.35% | – | |
| ANDA | Exit | ANDINA ACQUISITION CORP III | $0 | – | -594,600 | -100.0% | -0.41% | – |
| CGROU | Exit | COLLECTIVE GROWTH CORPunit 04/29/2025 | $0 | – | -627,161 | -100.0% | -0.42% | – |
| LFAC | Exit | LF CAP ACQUISITION CORPcl a | $0 | – | -658,672 | -100.0% | -0.46% | – |
| Exit | WAYFAIR INCnote 1.125%11/0 | $0 | – | -4,358,000 | -100.0% | -0.52% | – | |
| Exit | TESLA INCnote 1.250% 3/0 | $0 | – | -2,803,000 | -100.0% | -0.56% | – | |
| Exit | WORKDAY INCnote 0.250%10/0 | $0 | – | -7,510,000 | -100.0% | -0.69% | – | |
| VNQ | Exit | VANGUARD INDEX FDSreal estate etf | $0 | – | -135,741 | -100.0% | -0.72% | – |
| SPAQ | Exit | SPARTAN ENERGY ACQUISITION C | $0 | – | -1,041,609 | -100.0% | -0.72% | – |
| LHC | Exit | LEO HOLDINGS CORP | $0 | – | -1,116,194 | -100.0% | -0.78% | – |
| Exit | TESLA INCnote 2.375% 3/1 | $0 | – | -4,488,000 | -100.0% | -1.00% | – | |
| BLD | Exit | TOPBUILD CORP | $0 | – | -152,166 | -100.0% | -1.16% | – |
| QQQ | Exit | INVESCO QQQ TRunit ser 1 | $0 | – | -694,902 | -100.0% | -11.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.