$1.4 Billion is the total value of MIZUHO SECURITIES USA LLC's 162 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | OKTA INCnote 0.125% 9/0 | $12,016,000 | – | 9,100,000 | +100.0% | 0.86% | – | |
| PCGU | New | PG&E CORPunit 99/99/9999 | $10,954,000 | – | 117,000 | +100.0% | 0.78% | – |
| XLB | New | SELECT SECTOR SPDR TRsbi materials | $8,065,000 | – | 126,776 | +100.0% | 0.58% | – |
| MFAC | New | MEGALITH FINL ACQUISITION CO | $6,602,000 | – | 644,083 | +100.0% | 0.47% | – |
| CGRO | New | COLLECTIVE GROWTH CORP | $6,296,000 | – | 649,072 | +100.0% | 0.45% | – |
| BTAQU | New | BURGUNDY TECHNOLOGY ACQU CORunit 08/26/2025 | $6,169,000 | – | 620,000 | +100.0% | 0.44% | – |
| New | HUBSPOT INCnote 0.250% 6/0 | $6,142,000 | – | 2,000,000 | +100.0% | 0.44% | – | |
| NCLH | New | NORWEGIAN CRUISE LINE HLDG L | $6,126,000 | – | 358,020 | +100.0% | 0.44% | – |
| LGC | New | LEGACY ACQUISITION CORP | $6,062,000 | – | 583,989 | +100.0% | 0.43% | – |
| New | PINDUODUO INCnote 10/0 | $5,567,000 | – | 3,081,000 | +100.0% | 0.40% | – | |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $5,003,000 | – | 84,229 | +100.0% | 0.36% | – |
| SAMA | New | SCHULTZE SPL PURP ACQUSTN CO | $4,860,000 | – | 477,448 | +100.0% | 0.35% | – |
| New | BLACKLINE INCnote 0.125% 8/0 | $4,816,000 | – | 3,504,000 | +100.0% | 0.34% | – | |
| VPU | New | VANGUARD WORLD FDSutilities etf | $4,723,000 | – | 36,589 | +100.0% | 0.34% | – |
| GIK | New | GIGCAPITAL3 INC | $4,529,000 | – | 459,802 | +100.0% | 0.32% | – |
| HYAC | New | HAYMAKER ACQUISITION CORP II | $4,434,000 | – | 443,379 | +100.0% | 0.32% | – |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $3,821,000 | – | 251,738 | +100.0% | 0.27% | – |
| NEEPRQ | New | NEXTERA ENERGY INCunit 99/99/9999 | $3,658,000 | – | 80,496 | +100.0% | 0.26% | – |
| BRLI | New | BRILLIANT ACQUISITION CORP | $3,511,000 | – | 360,104 | +100.0% | 0.25% | – |
| New | DEXCOM INCnote 0.750%12/0 | $3,464,000 | – | 1,367,000 | +100.0% | 0.25% | – | |
| New | TWILIO INCnote 0.250% 6/0 | $3,389,000 | – | 975,000 | +100.0% | 0.24% | – | |
| VZ | New | VERIZON COMMUNICATIONS INC | $3,111,000 | – | 52,290 | +100.0% | 0.22% | – |
| VMAC | New | VISTAS MEDIA ACQUISITION CO | $3,064,000 | – | 314,276 | +100.0% | 0.22% | – |
| MCAC | New | MOUNTAIN CREST ACQUISITION C | $2,993,000 | – | 299,323 | +100.0% | 0.21% | – |
| New | SPLUNK INCnote 0.500% 9/1 | $2,770,000 | – | 2,000,000 | +100.0% | 0.20% | – | |
| New | PRICELINE GRP INCnote 0.900% 9/1 | $2,722,000 | – | 2,554,000 | +100.0% | 0.19% | – | |
| New | ENVESTNET INCnote 1.750% 6/0 | $2,723,000 | – | 2,130,000 | +100.0% | 0.19% | – | |
| CFXA | New | COLFAX CORPunit 01/15/2022t | $2,670,000 | – | 20,000 | +100.0% | 0.19% | – |
| NCLH | New | NORWEGIAN CRUISE LINE HLDG Lput | $2,479,000 | – | 358,020 | +100.0% | 0.18% | – |
| New | CHEGG INCnote 0.125% 3/1 | $2,456,000 | – | 1,621,000 | +100.0% | 0.18% | – | |
| CRSA | New | CRESCENT ACQUISITION CORP | $2,394,000 | – | 238,176 | +100.0% | 0.17% | – |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $2,165,000 | – | 20,506 | +100.0% | 0.15% | – |
| GOAC | New | GO ACQUISITION CORP | $2,107,000 | – | 214,534 | +100.0% | 0.15% | – |
| New | KKR REAL ESTATE FIN TR INCnote 6.125% 5/1 | $2,005,000 | – | 2,045,000 | +100.0% | 0.14% | – | |
| FSRV | New | FINSERV ACQUISITION CORPcl a | $1,980,000 | – | 200,000 | +100.0% | 0.14% | – |
| FUSE | New | FUSION ACQUISITION CORPcl a | $1,850,000 | – | 189,768 | +100.0% | 0.13% | – |
| SPCE | New | VIRGIN GALACTIC HOLDINGS INC | $1,635,000 | – | 85,000 | +100.0% | 0.12% | – |
| LGVW | New | LONGVIEW ACQUISITION CORP | $1,455,000 | – | 150,000 | +100.0% | 0.10% | – |
| GRCY | New | GREENCITY ACQUISITION CORP | $1,430,000 | – | 146,681 | +100.0% | 0.10% | – |
| PSAC | New | PROPERTY SOLUTIONS ACQUISITI | $1,412,000 | – | 146,303 | +100.0% | 0.10% | – |
| MLAC | New | MALACCA STRAITS ACQUISITION | $1,331,000 | – | 137,242 | +100.0% | 0.10% | – |
| CAPAU | New | HIGHCAPE CAP ACQUISITION CORunit 09/30/2027 | $1,262,000 | – | 125,000 | +100.0% | 0.09% | – |
| ITACU | New | INDUSTRIAL TECH ACQU INCunit 08/31/2025 | $1,245,000 | – | 125,000 | +100.0% | 0.09% | – |
| THBR | New | THUNDER BRDG ACQUISTION II L | $1,202,000 | – | 118,397 | +100.0% | 0.09% | – |
| INO | New | INOVIO PHARMACEUTICALS INC | $1,160,000 | – | 100,000 | +100.0% | 0.08% | – |
| TWNDU | New | TAILWIND ACQUISITION CORPunit 09/07/2027 | $1,036,000 | – | 103,538 | +100.0% | 0.07% | – |
| CCIVU | New | CHURCHILL CAPITAL CORP IVunit 99/99/9999 | $1,005,000 | – | 100,000 | +100.0% | 0.07% | – |
| SPCE | New | VIRGIN GALACTIC HOLDINGS INCput | $993,000 | – | 85,000 | +100.0% | 0.07% | – |
| DEH | New | D8 HOLDINGS CORP | $998,000 | – | 102,315 | +100.0% | 0.07% | – |
| ERES | New | EAST RES ACQUISITION CO | $878,000 | – | 91,025 | +100.0% | 0.06% | – |
| NMMCU | New | NORTH MOUNTAIN MERGER CORPunit 09/16/2025 | $849,000 | – | 84,056 | +100.0% | 0.06% | – |
| CCL | New | CARNIVAL CORPput | $780,000 | – | 251,738 | +100.0% | 0.06% | – |
| CPSR | New | CAPSTAR SPL PURP ACQUISITION | $735,000 | – | 75,046 | +100.0% | 0.05% | – |
| New | PENN NATL GAMING INCnote 2.750% 5/1 | $695,000 | – | 216,000 | +100.0% | 0.05% | – | |
| New | ZILLOW GROUP INCnote 1.500% 7/0 | $664,000 | – | 463,000 | +100.0% | 0.05% | – | |
| OACBU | New | OAKTREE ACQUISITION CORP IIunit 09/15/2027 | $589,000 | – | 57,275 | +100.0% | 0.04% | – |
| New | STARWOOD PPTY TR INCnote 4.375% 4/0 | $565,000 | – | 590,000 | +100.0% | 0.04% | – | |
| PSACU | New | PROPERTY SOLUTIONS ACQUISITIunit 03/30/2027 | $530,000 | – | 52,568 | +100.0% | 0.04% | – |
| PIAIU | New | PRIME IMPACT ACQUISITION Iunit 10/01/2030 | $500,000 | – | 50,000 | +100.0% | 0.04% | – |
| DFPH | New | DFP HEALTHCARE ACQUISITNS CO | $508,000 | – | 50,000 | +100.0% | 0.04% | – |
| ASPLU | New | ASPIRATIONAL CONSUMER LIFESTunit 99/99/9999 | $499,000 | – | 50,000 | +100.0% | 0.04% | – |
| FTOCU | New | FTAC OLYMPUS ACQUISITION CORunit 08/24/2025 | $500,000 | – | 50,000 | +100.0% | 0.04% | – |
| ACEV | New | ACE CONVERGENCE ACQU CORPcl a | $491,000 | – | 50,400 | +100.0% | 0.04% | – |
| MOH | New | MOLINA HEALTHCARE INC | $488,000 | – | 2,664 | +100.0% | 0.04% | – |
| AEPPZ | New | AMERICAN ELEC PWR CO INCunit 99/99/9999 | $484,000 | – | 10,000 | +100.0% | 0.03% | – |
| INO | New | INOVIO PHARMACEUTICALS INCput | $399,000 | – | 100,000 | +100.0% | 0.03% | – |
| AMT | New | AMERICAN TOWER CORP NEW | $355,000 | – | 1,468 | +100.0% | 0.02% | – |
| XOM | New | EXXON MOBIL CORP | $330,000 | – | 9,603 | +100.0% | 0.02% | – |
| GRSV | New | GORES HLDGS V INC | $338,000 | – | 33,537 | +100.0% | 0.02% | – |
| CVX | New | CHEVRON CORP NEW | $327,000 | – | 4,544 | +100.0% | 0.02% | – |
| HEC | New | HUDSON EXECUTIVE INVT CORP | $301,000 | – | 30,563 | +100.0% | 0.02% | – |
| FGNAU | New | FG NEW AMER ACQUISITION CORPunit 08/31/2027 | $250,000 | – | 25,000 | +100.0% | 0.02% | – |
| GOACU | New | GO ACQUISITION CORPunit 08/31/2027 | $252,000 | – | 25,000 | +100.0% | 0.02% | – |
| PRPBU | New | CC NEUBERGER PRIN HLDGS IIunit 99/99/9999 | $258,000 | – | 25,000 | +100.0% | 0.02% | – |
| PLD | New | PROLOGIS INC. | $246,000 | – | 2,445 | +100.0% | 0.02% | – |
| WPF | New | FOLEY TRASIMENE ACQUISTN COR | $246,000 | – | 23,700 | +100.0% | 0.02% | – |
| STPKU | New | STAR PEAK ENERGY TRANSITIONunit 99/99/9999 | $255,000 | – | 25,000 | +100.0% | 0.02% | – |
| EQIX | New | EQUINIX INC | $223,000 | – | 293 | +100.0% | 0.02% | – |
| CCI | New | CROWN CASTLE INTL CORP NEW | $230,000 | – | 1,380 | +100.0% | 0.02% | – |
| NHICU | New | NEWHOLD INVESTMENT CORPunit 03/10/2025 | $212,000 | – | 21,046 | +100.0% | 0.02% | – |
| HPX | New | HPX CORP | $195,000 | – | 20,000 | +100.0% | 0.01% | – |
| PCPL | New | CC NEUBERGER PRINCIPAL HLDNG | $188,000 | – | 18,101 | +100.0% | 0.01% | – |
| CHPM | New | CHP MERGER CORP | $171,000 | – | 17,076 | +100.0% | 0.01% | – |
| ONB | New | OLD NATL BANCORP IND | $150,000 | – | 11,928 | +100.0% | 0.01% | – |
| CRHCU | New | COHN ROBBINS HOLDINGS CORPunit 08/11/2025 | $126,000 | – | 12,467 | +100.0% | 0.01% | – |
| FBP | New | FIRST BANCORP P R | $84,000 | – | 16,030 | +100.0% | 0.01% | – |
| GOGO | New | GOGO INCcall | $79,000 | – | 200,000 | +100.0% | 0.01% | – |
| New | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $62,000 | – | 39,000 | +100.0% | 0.00% | – | |
| BILI | New | BILIBILI INCput | $32,000 | – | 27,000 | +100.0% | 0.00% | – |
| GOACWS | New | GO ACQUISITION CORP*w exp 08/31/202 | $17,000 | – | 16,666 | +100.0% | 0.00% | – |
| AMC | New | AMC ENTMT HLDGS INCcall | $8,000 | – | 250,000 | +100.0% | 0.00% | – |
| CGC | New | CANOPY GROWTH CORPcall | $8,000 | – | 100,000 | +100.0% | 0.00% | – |
| NKLA | New | NIKOLA CORPcall | $4,000 | – | 50,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.