$1.6 Billion is the total value of MIZUHO SECURITIES USA LLC's 155 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FSLR | Exit | FIRST SOLAR INCput | $0 | – | -136,400 | -100.0% | 0.00% | – |
| DDD | Exit | 3-D SYS CORP DELcall | $0 | – | -82,600 | -100.0% | 0.00% | – |
| NTNX | Exit | NUTANIX INCput | $0 | – | -43,800 | -100.0% | 0.00% | – |
| KERX | Exit | KERYX BIOPHARMACEUTICALS INCcall | $0 | – | -153,400 | -100.0% | 0.00% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N Vput | $0 | – | -33,200 | -100.0% | 0.00% | – |
| OSTK | Exit | OVERSTOCK COM INC DELcall | $0 | – | -21,800 | -100.0% | -0.00% | – |
| GNCIQ | Exit | GNC HLDGS INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | CARDTRONICS INCnote 1.000%12/0 | $0 | – | -63,000 | -100.0% | -0.00% | – | |
| CMCM | Exit | CHEETAH MOBILE INCput | $0 | – | -24,400 | -100.0% | -0.00% | – |
| GME | Exit | GAMESTOP CORP NEWput | $0 | – | -34,400 | -100.0% | -0.01% | – |
| GNCIQ | Exit | GNC HLDGS INCput | $0 | – | -10,000 | -100.0% | -0.01% | – |
| RDFN | Exit | REDFIN CORP | $0 | – | -4,100 | -100.0% | -0.01% | – |
| JWN | Exit | NORDSTROM INCput | $0 | – | -41,500 | -100.0% | -0.01% | – |
| HRG | Exit | HRG GROUP INC | $0 | – | -10,500 | -100.0% | -0.01% | – |
| RDFN | Exit | REDFIN CORPcall | $0 | – | -4,100 | -100.0% | -0.01% | – |
| SRCLP | Exit | STERICYCLE INCdep pfd a 1/10 | $0 | – | -4,219 | -100.0% | -0.01% | – |
| TPGHU | Exit | TPG PACE HLDGS CORPunit 99/99/9999 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| SRUN | Exit | SILVER RUN ACQUISITION | $0 | – | -25,300 | -100.0% | -0.01% | – |
| HCACU | Exit | HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -4,000 | -100.0% | -0.01% | – |
| GOGO | Exit | GOGO INCput | $0 | – | -101,800 | -100.0% | -0.02% | – |
| GSHT | Exit | GORES HLDGS II INC | $0 | – | -28,240 | -100.0% | -0.02% | – |
| CMCM | Exit | CHEETAH MOBILE INCadr | $0 | – | -24,400 | -100.0% | -0.02% | – |
| TPGEU | Exit | TPG PACE ENERGY HLDGS CORPunit 99/99/9999 | $0 | – | -40,000 | -100.0% | -0.02% | – |
| DISH | Exit | DISH NETWORK CORPcl a | $0 | – | -9,200 | -100.0% | -0.02% | – |
| KNDI | Exit | KANDI TECHNOLOGIES GROUP INCput | $0 | – | -79,000 | -100.0% | -0.03% | – |
| FEYE | Exit | FIREEYE INCput | $0 | – | -138,200 | -100.0% | -0.03% | – |
| FSACU | Exit | FEDERAL STR ACQUISITION CORPunit 99/99/9999 | $0 | – | -50,100 | -100.0% | -0.03% | – |
| KNDI | Exit | KANDI TECHNOLOGIES GROUP INC | $0 | – | -79,000 | -100.0% | -0.03% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N V | $0 | – | -33,200 | -100.0% | -0.03% | – |
| RDFN | Exit | REDFIN CORPput | $0 | – | -4,100 | -100.0% | -0.03% | – |
| BG | Exit | BUNGE LIMITED | $0 | – | -8,610 | -100.0% | -0.03% | – |
| AAPL | Exit | APPLE INCput | $0 | – | -218,706 | -100.0% | -0.03% | – |
| GME | Exit | GAMESTOP CORP NEWcl a | $0 | – | -34,000 | -100.0% | -0.03% | – |
| NRG | Exit | NRG ENERGY INC | $0 | – | -25,000 | -100.0% | -0.04% | – |
| CICU | Exit | CAPITOL INVT CORP IVunit 99/99/9999 | $0 | – | -71,600 | -100.0% | -0.04% | – |
| WFTIQ | Exit | WEATHERFORD INTL PLC | $0 | – | -175,000 | -100.0% | -0.04% | – |
| YELP | Exit | YELP INCcl a | $0 | – | -20,000 | -100.0% | -0.04% | – |
| PXD | Exit | PIONEER NAT RES CO | $0 | – | -5,000 | -100.0% | -0.05% | – |
| SQ | Exit | SQUARE INCcl a | $0 | – | -25,000 | -100.0% | -0.05% | – |
| FIT | Exit | FITBIT INCcl a | $0 | – | -158,000 | -100.0% | -0.05% | – |
| UA | Exit | UNDER ARMOUR INCcl c | $0 | – | -70,100 | -100.0% | -0.05% | – |
| TER | Exit | TERADYNE INC | $0 | – | -22,400 | -100.0% | -0.05% | – |
| OSPR | Exit | OSPREY ENERGY ACQUISITION CO | $0 | – | -101,214 | -100.0% | -0.05% | – |
| THC | Exit | TENET HEALTHCARE CORPput | $0 | – | -100,000 | -100.0% | -0.05% | – |
| Exit | DEPOMED INCnote 2.500% 9/0 | $0 | – | -1,200,000 | -100.0% | -0.05% | – | |
| BZUN | Exit | BAOZUN INCput | $0 | – | -64,900 | -100.0% | -0.06% | – |
| Exit | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $0 | – | -1,000,000 | -100.0% | -0.06% | – | |
| XOP | Exit | SPDR SERIES TRUSTs&p oilgas exp | $0 | – | -30,000 | -100.0% | -0.06% | – |
| GOGO | Exit | GOGO INC | $0 | – | -101,800 | -100.0% | -0.06% | – |
| FMCI | Exit | FORUM MERGER CORP | $0 | – | -117,411 | -100.0% | -0.06% | – |
| APRN | Exit | BLUE APRON HLDGS INCcl a | $0 | – | -300,000 | -100.0% | -0.06% | – |
| APRN | Exit | BLUE APRON HLDGS INCput | $0 | – | -300,000 | -100.0% | -0.06% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -2,757,290 | -100.0% | -0.07% | – |
| KRE | Exit | SPDR SERIES TRUSTs&p regl bkg | $0 | – | -25,000 | -100.0% | -0.08% | – |
| THC | Exit | TENET HEALTHCARE CORP | $0 | – | -100,000 | -100.0% | -0.08% | – |
| WW | Exit | WEIGHT WATCHERS INTL INC NEW | $0 | – | -35,000 | -100.0% | -0.08% | – |
| NTNX | Exit | NUTANIX INCcl a | $0 | – | -43,800 | -100.0% | -0.08% | – |
| QD | Exit | QUDIAN INCput | $0 | – | -130,900 | -100.0% | -0.08% | – |
| QD | Exit | QUDIAN INCadr | $0 | – | -130,900 | -100.0% | -0.09% | – |
| PBNC | Exit | PARAGON COML CORP | $0 | – | -31,154 | -100.0% | -0.09% | – |
| BACPRL | Exit | BANK AMER CORP7.25%cnv pfd l | $0 | – | -1,271 | -100.0% | -0.09% | – |
| XLE | Exit | SELECT SECTOR SPDR TRenergy | $0 | – | -25,000 | -100.0% | -0.10% | – |
| RHT | Exit | RED HAT INC | $0 | – | -15,129 | -100.0% | -0.10% | – |
| Exit | TESLA INCnote 1.250% 3/0 | $0 | – | -1,750,000 | -100.0% | -0.10% | – | |
| JWN | Exit | NORDSTROM INC | $0 | – | -41,500 | -100.0% | -0.10% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -138,200 | -100.0% | -0.10% | – |
| OA | Exit | ORBITAL ATK INC | $0 | – | -15,000 | -100.0% | -0.10% | – |
| FIT | Exit | FITBIT INCput | $0 | – | -158,000 | -100.0% | -0.11% | – |
| BZUN | Exit | BAOZUN INCsponsored adr | $0 | – | -64,900 | -100.0% | -0.11% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -118,506 | -100.0% | -0.11% | – |
| COST | Exit | COSTCO WHSL CORP NEW | $0 | – | -11,600 | -100.0% | -0.11% | – |
| ETP | Exit | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $0 | – | -131,000 | -100.0% | -0.12% | – |
| SO | Exit | SOUTHERN CO | $0 | – | -50,000 | -100.0% | -0.13% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -40,900 | -100.0% | -0.13% | – |
| ADBE | Exit | ADOBE SYS INC | $0 | – | -18,000 | -100.0% | -0.17% | – |
| Exit | TESLA INCnote 2.375% 3/1 | $0 | – | -3,020,000 | -100.0% | -0.18% | – | |
| BKMU | Exit | BANK MUTUAL CORP NEW | $0 | – | -346,183 | -100.0% | -0.20% | – |
| Exit | PANDORA MEDIA INCnote 1.750%12/0 | $0 | – | -4,283,000 | -100.0% | -0.20% | – | |
| Exit | TWITTER INCnote 0.250% 9/1 | $0 | – | -4,500,000 | -100.0% | -0.23% | – | |
| Exit | INTEL CORPsdcv 3.250% 8/0 | $0 | – | -2,000,000 | -100.0% | -0.23% | – | |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -67,600 | -100.0% | -0.26% | – |
| Exit | CEMEX SAB DE CVnote 3.750% 3/1 | $0 | – | -5,000,000 | -100.0% | -0.27% | – | |
| Exit | CYPRESS SEMICONDUCTOR CORPnote 4.500% 1/1 | $0 | – | -3,930,000 | -100.0% | -0.27% | – | |
| MS | Exit | MORGAN STANLEY | $0 | – | -116,500 | -100.0% | -0.32% | – |
| Exit | SERVICENOW INCnote 11/0 | $0 | – | -3,800,000 | -100.0% | -0.36% | – | |
| Exit | MICRON TECHNOLOGY INCnote 2.125% 2/1 | $0 | – | -2,224,000 | -100.0% | -0.44% | – | |
| FSLR | Exit | FIRST SOLAR INC | $0 | – | -136,400 | -100.0% | -0.49% | – |
| WELLPRI | Exit | WELLTOWER INC6.50% pfd prepet | $0 | – | -235,000 | -100.0% | -0.74% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 39 | Q2 2024 | 84.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 28 | Q2 2024 | 11.2% |
| JOHNSON & JOHNSON | 26 | Q2 2024 | 6.7% |
| MICROSOFT CORP | 26 | Q2 2024 | 5.7% |
| CHEVRON CORP NEW | 26 | Q2 2024 | 2.4% |
| WAL-MART STORES INC | 26 | Q2 2024 | 1.6% |
| PROCTER & GAMBLE CO | 25 | Q2 2024 | 2.0% |
| MERCK & CO INC NEW | 25 | Q2 2024 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q2 2024 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-07-31 |
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.