$1.6 Billion is the total value of MIZUHO SECURITIES USA LLC's 155 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 63.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $495,833,000 | -32.6% | 1,881,571 | -31.8% | 30.92% | -20.3% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $342,963,000 | -29.3% | 1,424,142 | -27.5% | 21.39% | -16.5% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $66,510,000 | -66.6% | 415,092 | -67.6% | 4.15% | -60.6% |
| Sell | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $9,816,000 | -20.7% | 5,541,000 | -23.7% | 0.61% | -6.4% | |
| Sell | PALO ALTO NETWORKS INCnote 7/0 | $9,776,000 | -40.2% | 5,916,000 | -50.4% | 0.61% | -29.3% | |
| Sell | INTERDIGITAL INCnote 1.500% 3/0 | $7,615,000 | -14.4% | 6,539,000 | -12.1% | 0.48% | +1.1% | |
| CCZ | Sell | COMCAST HOLDINGS CORPzones cv2% pcs | $6,379,000 | -0.2% | 117,912 | -0.3% | 0.40% | +17.8% |
| SWK | Sell | STANLEY BLACK & DECKER INC | $3,554,000 | -20.7% | 23,200 | -12.1% | 0.22% | -6.3% |
| BA | Sell | BOEING CO | $2,887,000 | -68.5% | 8,805 | -71.7% | 0.18% | -62.8% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $2,218,000 | -53.0% | 8,805 | -52.4% | 0.14% | -44.6% |
| MMM | Sell | 3M CO | $1,933,000 | -55.6% | 8,805 | -52.4% | 0.12% | -47.4% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,884,000 | -83.8% | 8,805 | -83.3% | 0.12% | -80.9% |
| HD | Sell | HOME DEPOT INC | $1,569,000 | -55.3% | 8,805 | -52.4% | 0.10% | -47.0% |
| AAPL | Sell | APPLE INC | $1,477,000 | -96.0% | 8,805 | -96.0% | 0.09% | -95.3% |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $1,462,000 | -45.7% | 12,500 | -45.7% | 0.09% | -35.9% |
| MCD | Sell | MCDONALDS CORP | $1,377,000 | -79.8% | 8,805 | -77.7% | 0.09% | -76.0% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,351,000 | -52.4% | 8,805 | -52.4% | 0.08% | -44.0% |
| CAT | Sell | CATERPILLAR INC DEL | $1,298,000 | -55.5% | 8,805 | -52.4% | 0.08% | -47.4% |
| TRV | Sell | TRAVELERS COMPANIES INC | $1,223,000 | -51.3% | 8,805 | -52.4% | 0.08% | -42.9% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $1,108,000 | -53.1% | 8,805 | -52.4% | 0.07% | -44.8% |
| V | Sell | VISA INC | $1,053,000 | -50.1% | 8,805 | -52.4% | 0.07% | -40.5% |
| CVX | Sell | CHEVRON CORP NEW | $1,004,000 | -56.7% | 8,805 | -52.4% | 0.06% | -48.4% |
| JPM | Sell | JPMORGAN CHASE & CO | $968,000 | -51.1% | 8,805 | -52.4% | 0.06% | -42.9% |
| DIS | Sell | DISNEY WALT CO | $884,000 | -55.6% | 8,805 | -52.4% | 0.06% | -47.6% |
| AXP | Sell | AMERICAN EXPRESS CO | $821,000 | -55.3% | 8,805 | -52.4% | 0.05% | -47.4% |
| WMT | Sell | WALMART INC | $783,000 | -57.1% | 8,805 | -52.4% | 0.05% | -49.0% |
| SPWR | Sell | SUNPOWER CORP | $788,000 | -45.6% | 98,800 | -42.5% | 0.05% | -35.5% |
| ROKU | Sell | ROKU INCput | $791,000 | +453.1% | 16,600 | -28.1% | 0.05% | +512.5% |
| PG | Sell | PROCTER AND GAMBLE CO | $698,000 | -58.9% | 8,805 | -52.4% | 0.04% | -51.1% |
| SPWR | Sell | SUNPOWER CORPput | $687,000 | -47.1% | 98,800 | -42.5% | 0.04% | -37.7% |
| XOM | Sell | EXXON MOBIL CORP | $657,000 | -57.6% | 8,805 | -52.4% | 0.04% | -50.0% |
| NKE | Sell | NIKE INCcl b | $585,000 | -49.5% | 8,805 | -52.4% | 0.04% | -41.0% |
| DWDP | Sell | DOWDUPONT INC | $561,000 | -57.4% | 8,805 | -52.4% | 0.04% | -50.0% |
| ROKU | Sell | ROKU INC | $516,000 | -56.9% | 16,600 | -28.1% | 0.03% | -49.2% |
| NEE | Sell | NEXTERA ENERGY INC | $461,000 | -11.2% | 2,820 | -15.1% | 0.03% | +7.4% |
| INTC | Sell | INTEL CORP | $459,000 | -46.3% | 8,805 | -52.4% | 0.03% | -35.6% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $421,000 | -57.0% | 8,805 | -52.4% | 0.03% | -50.0% |
| OASPQ | Sell | OASIS PETE INC NEW | $405,000 | -10.0% | 50,000 | -6.5% | 0.02% | +4.2% |
| KO | Sell | COCA COLA CO | $382,000 | -55.0% | 8,805 | -52.4% | 0.02% | -46.7% |
| CSCO | Sell | CISCO SYS INC | $378,000 | -46.7% | 8,805 | -52.4% | 0.02% | -35.1% |
| GPRO | Sell | GOPRO INCput | $353,000 | -85.0% | 58,700 | -80.0% | 0.02% | -82.3% |
| GPRO | Sell | GOPRO INCcl a | $281,000 | -87.4% | 58,700 | -80.0% | 0.02% | -84.6% |
| AFT | Sell | APOLLO SR FLOATING RATE FD I | $252,000 | -37.9% | 15,000 | -40.0% | 0.02% | -23.8% |
| UAA | Sell | UNDER ARMOUR INCcl a | $244,000 | -48.6% | 14,900 | -54.7% | 0.02% | -40.0% |
| SNAP | Sell | SNAP INCput | $232,000 | -95.1% | 5,200 | -98.5% | 0.01% | -94.4% |
| FLXN | Sell | FLEXION THERAPEUTICS INC | $123,000 | -86.7% | 5,500 | -85.1% | 0.01% | -83.7% |
| SNAP | Sell | SNAP INCcl a | $83,000 | -98.4% | 5,200 | -98.5% | 0.01% | -98.2% |
| ROKU | Sell | ROKU INCcall | $62,000 | +933.3% | 16,600 | -28.1% | 0.00% | – |
| FLXN | Sell | FLEXION THERAPEUTICS INCput | $44,000 | -88.0% | 5,500 | -85.1% | 0.00% | -84.2% |
| FSLR | Exit | FIRST SOLAR INCput | $0 | – | -136,400 | -100.0% | 0.00% | – |
| DDD | Exit | 3-D SYS CORP DELcall | $0 | – | -82,600 | -100.0% | 0.00% | – |
| CYHHZ | Sell | COMMUNITY HEALTH SYS INC NEWright 99/99/9999 | $2,000 | -33.3% | 200,000 | -52.9% | 0.00% | – |
| NTNX | Exit | NUTANIX INCput | $0 | – | -43,800 | -100.0% | 0.00% | – |
| SNAP | Sell | SNAP INCcall | $1,000 | 0.0% | 5,200 | -98.5% | 0.00% | – |
| KERX | Exit | KERYX BIOPHARMACEUTICALS INCcall | $0 | – | -153,400 | -100.0% | 0.00% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N Vput | $0 | – | -33,200 | -100.0% | 0.00% | – |
| OSTK | Exit | OVERSTOCK COM INC DELcall | $0 | – | -21,800 | -100.0% | -0.00% | – |
| GNCIQ | Exit | GNC HLDGS INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | CARDTRONICS INCnote 1.000%12/0 | $0 | – | -63,000 | -100.0% | -0.00% | – | |
| CMCM | Exit | CHEETAH MOBILE INCput | $0 | – | -24,400 | -100.0% | -0.00% | – |
| GME | Exit | GAMESTOP CORP NEWput | $0 | – | -34,400 | -100.0% | -0.01% | – |
| GNCIQ | Exit | GNC HLDGS INCput | $0 | – | -10,000 | -100.0% | -0.01% | – |
| RDFN | Exit | REDFIN CORP | $0 | – | -4,100 | -100.0% | -0.01% | – |
| JWN | Exit | NORDSTROM INCput | $0 | – | -41,500 | -100.0% | -0.01% | – |
| HRG | Exit | HRG GROUP INC | $0 | – | -10,500 | -100.0% | -0.01% | – |
| RDFN | Exit | REDFIN CORPcall | $0 | – | -4,100 | -100.0% | -0.01% | – |
| SRCLP | Exit | STERICYCLE INCdep pfd a 1/10 | $0 | – | -4,219 | -100.0% | -0.01% | – |
| TPGHU | Exit | TPG PACE HLDGS CORPunit 99/99/9999 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| SRUN | Exit | SILVER RUN ACQUISITION | $0 | – | -25,300 | -100.0% | -0.01% | – |
| HCACU | Exit | HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -4,000 | -100.0% | -0.01% | – |
| GOGO | Exit | GOGO INCput | $0 | – | -101,800 | -100.0% | -0.02% | – |
| GSHT | Exit | GORES HLDGS II INC | $0 | – | -28,240 | -100.0% | -0.02% | – |
| CMCM | Exit | CHEETAH MOBILE INCadr | $0 | – | -24,400 | -100.0% | -0.02% | – |
| TPGEU | Exit | TPG PACE ENERGY HLDGS CORPunit 99/99/9999 | $0 | – | -40,000 | -100.0% | -0.02% | – |
| DISH | Exit | DISH NETWORK CORPcl a | $0 | – | -9,200 | -100.0% | -0.02% | – |
| KNDI | Exit | KANDI TECHNOLOGIES GROUP INCput | $0 | – | -79,000 | -100.0% | -0.03% | – |
| FEYE | Exit | FIREEYE INCput | $0 | – | -138,200 | -100.0% | -0.03% | – |
| FSACU | Exit | FEDERAL STR ACQUISITION CORPunit 99/99/9999 | $0 | – | -50,100 | -100.0% | -0.03% | – |
| KNDI | Exit | KANDI TECHNOLOGIES GROUP INC | $0 | – | -79,000 | -100.0% | -0.03% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N V | $0 | – | -33,200 | -100.0% | -0.03% | – |
| RDFN | Exit | REDFIN CORPput | $0 | – | -4,100 | -100.0% | -0.03% | – |
| BG | Exit | BUNGE LIMITED | $0 | – | -8,610 | -100.0% | -0.03% | – |
| AAPL | Exit | APPLE INCput | $0 | – | -218,706 | -100.0% | -0.03% | – |
| GME | Exit | GAMESTOP CORP NEWcl a | $0 | – | -34,000 | -100.0% | -0.03% | – |
| NRG | Exit | NRG ENERGY INC | $0 | – | -25,000 | -100.0% | -0.04% | – |
| CICU | Exit | CAPITOL INVT CORP IVunit 99/99/9999 | $0 | – | -71,600 | -100.0% | -0.04% | – |
| WFTIQ | Exit | WEATHERFORD INTL PLC | $0 | – | -175,000 | -100.0% | -0.04% | – |
| YELP | Exit | YELP INCcl a | $0 | – | -20,000 | -100.0% | -0.04% | – |
| PXD | Exit | PIONEER NAT RES CO | $0 | – | -5,000 | -100.0% | -0.05% | – |
| SQ | Exit | SQUARE INCcl a | $0 | – | -25,000 | -100.0% | -0.05% | – |
| FIT | Exit | FITBIT INCcl a | $0 | – | -158,000 | -100.0% | -0.05% | – |
| UA | Exit | UNDER ARMOUR INCcl c | $0 | – | -70,100 | -100.0% | -0.05% | – |
| TER | Exit | TERADYNE INC | $0 | – | -22,400 | -100.0% | -0.05% | – |
| OSPR | Exit | OSPREY ENERGY ACQUISITION CO | $0 | – | -101,214 | -100.0% | -0.05% | – |
| THC | Exit | TENET HEALTHCARE CORPput | $0 | – | -100,000 | -100.0% | -0.05% | – |
| Exit | DEPOMED INCnote 2.500% 9/0 | $0 | – | -1,200,000 | -100.0% | -0.05% | – | |
| BZUN | Exit | BAOZUN INCput | $0 | – | -64,900 | -100.0% | -0.06% | – |
| Exit | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $0 | – | -1,000,000 | -100.0% | -0.06% | – | |
| XOP | Exit | SPDR SERIES TRUSTs&p oilgas exp | $0 | – | -30,000 | -100.0% | -0.06% | – |
| GOGO | Exit | GOGO INC | $0 | – | -101,800 | -100.0% | -0.06% | – |
| FMCI | Exit | FORUM MERGER CORP | $0 | – | -117,411 | -100.0% | -0.06% | – |
| APRN | Exit | BLUE APRON HLDGS INCcl a | $0 | – | -300,000 | -100.0% | -0.06% | – |
| APRN | Exit | BLUE APRON HLDGS INCput | $0 | – | -300,000 | -100.0% | -0.06% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -2,757,290 | -100.0% | -0.07% | – |
| KRE | Exit | SPDR SERIES TRUSTs&p regl bkg | $0 | – | -25,000 | -100.0% | -0.08% | – |
| THC | Exit | TENET HEALTHCARE CORP | $0 | – | -100,000 | -100.0% | -0.08% | – |
| WW | Exit | WEIGHT WATCHERS INTL INC NEW | $0 | – | -35,000 | -100.0% | -0.08% | – |
| NTNX | Exit | NUTANIX INCcl a | $0 | – | -43,800 | -100.0% | -0.08% | – |
| QD | Exit | QUDIAN INCput | $0 | – | -130,900 | -100.0% | -0.08% | – |
| QD | Exit | QUDIAN INCadr | $0 | – | -130,900 | -100.0% | -0.09% | – |
| PBNC | Exit | PARAGON COML CORP | $0 | – | -31,154 | -100.0% | -0.09% | – |
| BACPRL | Exit | BANK AMER CORP7.25%cnv pfd l | $0 | – | -1,271 | -100.0% | -0.09% | – |
| XLE | Exit | SELECT SECTOR SPDR TRenergy | $0 | – | -25,000 | -100.0% | -0.10% | – |
| RHT | Exit | RED HAT INC | $0 | – | -15,129 | -100.0% | -0.10% | – |
| Exit | TESLA INCnote 1.250% 3/0 | $0 | – | -1,750,000 | -100.0% | -0.10% | – | |
| JWN | Exit | NORDSTROM INC | $0 | – | -41,500 | -100.0% | -0.10% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -138,200 | -100.0% | -0.10% | – |
| OA | Exit | ORBITAL ATK INC | $0 | – | -15,000 | -100.0% | -0.10% | – |
| FIT | Exit | FITBIT INCput | $0 | – | -158,000 | -100.0% | -0.11% | – |
| BZUN | Exit | BAOZUN INCsponsored adr | $0 | – | -64,900 | -100.0% | -0.11% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -118,506 | -100.0% | -0.11% | – |
| COST | Exit | COSTCO WHSL CORP NEW | $0 | – | -11,600 | -100.0% | -0.11% | – |
| ETP | Exit | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $0 | – | -131,000 | -100.0% | -0.12% | – |
| SO | Exit | SOUTHERN CO | $0 | – | -50,000 | -100.0% | -0.13% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -40,900 | -100.0% | -0.13% | – |
| ADBE | Exit | ADOBE SYS INC | $0 | – | -18,000 | -100.0% | -0.17% | – |
| Exit | TESLA INCnote 2.375% 3/1 | $0 | – | -3,020,000 | -100.0% | -0.18% | – | |
| BKMU | Exit | BANK MUTUAL CORP NEW | $0 | – | -346,183 | -100.0% | -0.20% | – |
| Exit | PANDORA MEDIA INCnote 1.750%12/0 | $0 | – | -4,283,000 | -100.0% | -0.20% | – | |
| Exit | TWITTER INCnote 0.250% 9/1 | $0 | – | -4,500,000 | -100.0% | -0.23% | – | |
| Exit | INTEL CORPsdcv 3.250% 8/0 | $0 | – | -2,000,000 | -100.0% | -0.23% | – | |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -67,600 | -100.0% | -0.26% | – |
| Exit | CEMEX SAB DE CVnote 3.750% 3/1 | $0 | – | -5,000,000 | -100.0% | -0.27% | – | |
| Exit | CYPRESS SEMICONDUCTOR CORPnote 4.500% 1/1 | $0 | – | -3,930,000 | -100.0% | -0.27% | – | |
| MS | Exit | MORGAN STANLEY | $0 | – | -116,500 | -100.0% | -0.32% | – |
| Exit | SERVICENOW INCnote 11/0 | $0 | – | -3,800,000 | -100.0% | -0.36% | – | |
| Exit | MICRON TECHNOLOGY INCnote 2.125% 2/1 | $0 | – | -2,224,000 | -100.0% | -0.44% | – | |
| FSLR | Exit | FIRST SOLAR INC | $0 | – | -136,400 | -100.0% | -0.49% | – |
| WELLPRI | Exit | WELLTOWER INC6.50% pfd prepet | $0 | – | -235,000 | -100.0% | -0.74% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 39 | Q2 2024 | 84.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 28 | Q2 2024 | 11.2% |
| JOHNSON & JOHNSON | 26 | Q2 2024 | 6.7% |
| MICROSOFT CORP | 26 | Q2 2024 | 5.7% |
| CHEVRON CORP NEW | 26 | Q2 2024 | 2.4% |
| WAL-MART STORES INC | 26 | Q2 2024 | 1.6% |
| PROCTER & GAMBLE CO | 25 | Q2 2024 | 2.0% |
| MERCK & CO INC NEW | 25 | Q2 2024 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q2 2024 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-07-31 |
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.