$448 Million is the total value of MIZUHO SECURITIES USA LLC's 118 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WW | Exit | WEIGHT WATCHERS INTL INC NEWcall | $0 | – | -72,500 | -100.0% | 0.00% | – |
| FIT | Exit | FITBIT INCcall | $0 | – | -67,900 | -100.0% | -0.00% | – |
| UNXLQ | Exit | UNI PIXEL INC | $0 | – | -72,500 | -100.0% | -0.01% | – |
| Exit | MICRON TECHNOLOGY INCnote 3.000%11/1 | $0 | – | -61,000 | -100.0% | -0.01% | – | |
| NDLS | Exit | NOODLES & COcl a | $0 | – | -7,900 | -100.0% | -0.01% | – |
| GE | Exit | GENERAL ELECTRIC COcall | $0 | – | -136,300 | -100.0% | -0.01% | – |
| CLNE | Exit | CLEAN ENERGY FUELS CORP | $0 | – | -28,900 | -100.0% | -0.01% | – |
| FUEL | Exit | ROCKET FUEL INC | $0 | – | -36,400 | -100.0% | -0.02% | – |
| CLNE | Exit | CLEAN ENERGY FUELS CORPput | $0 | – | -28,900 | -100.0% | -0.02% | – |
| MFRM | Exit | MATTRESS FIRM HLDG CORPput | $0 | – | -13,900 | -100.0% | -0.02% | – |
| AREXQ | Exit | APPROACH RESOURCES INC | $0 | – | -84,400 | -100.0% | -0.02% | – |
| ONVO | Exit | ORGANOVO HLDGS INC | $0 | – | -66,300 | -100.0% | -0.02% | – |
| NDLS | Exit | NOODLES & COput | $0 | – | -7,900 | -100.0% | -0.02% | – |
| LOCO | Exit | EL POLLO LOCO HLDGS INC | $0 | – | -13,500 | -100.0% | -0.02% | – |
| Exit | CHART INDS INCnote 2.000% 8/0 | $0 | – | -200,000 | -100.0% | -0.02% | – | |
| WPRT | Exit | WESTPORT INNOVATIONS INC | $0 | – | -97,800 | -100.0% | -0.02% | – |
| KING | Exit | KING DIGITAL ENTMT PLCput | $0 | – | -68,900 | -100.0% | -0.02% | – |
| LPI | Exit | LAREDO PETROLEUM INCput | $0 | – | -26,500 | -100.0% | -0.02% | – |
| LPI | Exit | LAREDO PETROLEUM INC | $0 | – | -26,500 | -100.0% | -0.03% | – |
| LOCO | Exit | EL POLLO LOCO HLDGS INCput | $0 | – | -13,500 | -100.0% | -0.03% | – |
| FUEL | Exit | ROCKET FUEL INCput | $0 | – | -36,400 | -100.0% | -0.03% | – |
| STRP | Exit | STRAIGHT PATH COMMUNICATNS Icl b | $0 | – | -15,900 | -100.0% | -0.03% | – |
| Exit | MERRIMACK PHARMACEUTICALS INnote 4.500% 7/1 | $0 | – | -194,000 | -100.0% | -0.04% | – | |
| LL | Exit | LUMBER LIQUIDATORS HLDGS INCput | $0 | – | -56,800 | -100.0% | -0.04% | – |
| UPLMQ | Exit | ULTRA PETROLEUM CORP | $0 | – | -127,500 | -100.0% | -0.04% | – |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -237,200 | -100.0% | -0.05% | – |
| VDSI | Exit | VASCO DATA SEC INTL INCput | $0 | – | -26,200 | -100.0% | -0.05% | – |
| VDSI | Exit | VASCO DATA SEC INTL INC | $0 | – | -26,200 | -100.0% | -0.05% | – |
| ONVO | Exit | ORGANOVO HLDGS INCput | $0 | – | -66,300 | -100.0% | -0.06% | – |
| LE | Exit | LANDS END INC NEWput | $0 | – | -72,700 | -100.0% | -0.06% | – |
| CLF | Exit | CLIFFS NAT RES INCput | $0 | – | -237,200 | -100.0% | -0.08% | – |
| MFRM | Exit | MATTRESS FIRM HLDG CORP | $0 | – | -13,900 | -100.0% | -0.08% | – |
| Exit | NOVELLUS SYS INCnote 2.625% 5/1 | $0 | – | -300,000 | -100.0% | -0.09% | – | |
| AREXQ | Exit | APPROACH RESOURCES INCput | $0 | – | -84,400 | -100.0% | -0.09% | – |
| STRP | Exit | STRAIGHT PATH COMMUNICATNS Iput | $0 | – | -15,900 | -100.0% | -0.10% | – |
| PWR | Exit | QUANTA SVCS INC | $0 | – | -40,100 | -100.0% | -0.10% | – |
| UNXLQ | Exit | UNI PIXEL INCput | $0 | – | -72,500 | -100.0% | -0.10% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -10,000 | -100.0% | -0.11% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -15,000 | -100.0% | -0.11% | – |
| BUD | Exit | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $0 | – | -7,500 | -100.0% | -0.12% | – |
| Exit | TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0 | $0 | – | -500,000 | -100.0% | -0.12% | – | |
| BAX | Exit | BAXTER INTL INC | $0 | – | -25,000 | -100.0% | -0.12% | – |
| LL | Exit | LUMBER LIQUIDATORS HLDGS INC | $0 | – | -56,800 | -100.0% | -0.12% | – |
| CREE | Exit | CREE INCput | $0 | – | -148,400 | -100.0% | -0.13% | – |
| KING | Exit | KING DIGITAL ENTMT PLC | $0 | – | -68,900 | -100.0% | -0.15% | – |
| Exit | ALON USA ENERGY INCnote 3.000% 9/1 | $0 | – | -1,000,000 | -100.0% | -0.15% | – | |
| WPRT | Exit | WESTPORT INNOVATIONS INCput | $0 | – | -97,800 | -100.0% | -0.16% | – |
| UPLMQ | Exit | ULTRA PETROLEUM CORPput | $0 | – | -127,500 | -100.0% | -0.16% | – |
| XRX | Exit | XEROX CORP | $0 | – | -126,900 | -100.0% | -0.17% | – |
| WRLD | Exit | WORLD ACCEP CORP DELput | $0 | – | -55,500 | -100.0% | -0.18% | – |
| SPWR | Exit | SUNPOWER CORP | $0 | – | -51,000 | -100.0% | -0.19% | – |
| Exit | MEDICINES COdbcv 1.375% 6/0 | $0 | – | -1,106,000 | -100.0% | -0.19% | – | |
| BLL | Exit | BALL CORP | $0 | – | -22,500 | -100.0% | -0.20% | – |
| USO | Exit | UNITED STATES OIL FUND LPunits | $0 | – | -150,000 | -100.0% | -0.20% | – |
| LE | Exit | LANDS END INC NEW | $0 | – | -72,700 | -100.0% | -0.21% | – |
| POT | Exit | POTASH CORP SASK INC | $0 | – | -100,000 | -100.0% | -0.21% | – |
| Exit | AFFYMETRIX INCnote 4.000% 7/0 | $0 | – | -1,000,000 | -100.0% | -0.22% | – | |
| ETR | Exit | ENTERGY CORP NEW | $0 | – | -27,300 | -100.0% | -0.23% | – |
| Exit | SANDISK CORPnote 1.500% 8/1 | $0 | – | -1,250,000 | -100.0% | -0.24% | – | |
| Exit | NVIDIA CORPnote 1.000%12/0 | $0 | – | -1,205,000 | -100.0% | -0.25% | – | |
| QCOM | Exit | QUALCOMM INC | $0 | – | -40,000 | -100.0% | -0.25% | – |
| A | Exit | AGILENT TECHNOLOGIES INC | $0 | – | -48,700 | -100.0% | -0.25% | – |
| WRLD | Exit | WORLD ACCEP CORP DEL | $0 | – | -55,500 | -100.0% | -0.26% | – |
| NEEPRQ | Exit | NEXTERA ENERGY INCunit 08/31/2018 | $0 | – | -42,930 | -100.0% | -0.28% | – |
| PBCT | Exit | PEOPLES UNITED FINANCIAL INC | $0 | – | -148,600 | -100.0% | -0.30% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -15,000 | -100.0% | -0.30% | – |
| WMT | Exit | WAL-MART STORES INC | $0 | – | -40,000 | -100.0% | -0.30% | – |
| PFE | Exit | PFIZER INC | $0 | – | -80,000 | -100.0% | -0.32% | – |
| MRK | Exit | MERCK & CO INC NEW | $0 | – | -50,000 | -100.0% | -0.33% | – |
| HES | Exit | HESS CORP | $0 | – | -55,000 | -100.0% | -0.33% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -80,000 | -100.0% | -0.34% | – |
| EL | Exit | LAUDER ESTEE COS INCcl a | $0 | – | -38,100 | -100.0% | -0.42% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -88,300 | -100.0% | -0.49% | – |
| CREE | Exit | CREE INC | $0 | – | -148,400 | -100.0% | -0.49% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -136,300 | -100.0% | -0.53% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -100,600 | -100.0% | -0.58% | – |
| PXD | Exit | PIONEER NAT RES CO | $0 | – | -40,800 | -100.0% | -0.63% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDadr | $0 | – | -78,200 | -100.0% | -0.64% | – |
| XEL | Exit | XCEL ENERGY INC | $0 | – | -151,000 | -100.0% | -0.67% | – |
| PCG | Exit | PG&E CORP | $0 | – | -123,900 | -100.0% | -0.82% | – |
| NKE | Exit | NIKE INCcl b | $0 | – | -109,400 | -100.0% | -0.85% | – |
| CCL | Exit | CARNIVAL CORPpaired ctf | $0 | – | -129,800 | -100.0% | -0.88% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -193,000 | -100.0% | -1.23% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEW | $0 | – | -130,000 | -100.0% | -1.39% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -298,500 | -100.0% | -1.60% | – |
| LQD | Exit | ISHARES TRiboxx inv cp etf | $0 | – | -125,500 | -100.0% | -1.77% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -200,000 | -100.0% | -1.97% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -500,000 | -100.0% | -2.66% | – |
| WFC | Exit | WELLS FARGO & CO NEW | $0 | – | -485,300 | -100.0% | -3.27% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -304,000 | -100.0% | -3.87% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -620,411 | -100.0% | -13.38% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-04-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.