$448 Million is the total value of MIZUHO SECURITIES USA LLC's 118 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 357.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRtr unit | $103,030,000 | – | 501,728 | +100.0% | 23.02% | – |
| AGG | Buy | ISHARES TRcore us aggbd et | $14,507,000 | +349.3% | 130,900 | +337.8% | 3.24% | +710.2% |
| BAC | New | BANK AMER CORP | $13,520,000 | – | 1,000,000 | +100.0% | 3.02% | – |
| PEG | New | PUBLIC SVC ENTERPRISE GROUP | $8,042,000 | – | 170,600 | +100.0% | 1.80% | – |
| GPRO | Buy | GOPRO INCput | $7,762,000 | +7.2% | 300,800 | +25.6% | 1.73% | +93.1% |
| YHOO | New | YAHOO INC | $5,522,000 | – | 150,000 | +100.0% | 1.23% | – |
| FXY | New | CURRENCYSHS JAPANESE YEN TRjapanese yen | $5,161,000 | – | 60,000 | +100.0% | 1.15% | – |
| CVX | New | CHEVRON CORP NEW | $4,455,000 | – | 46,700 | +100.0% | 1.00% | – |
| New | PRICELINE GRP INCnote 1.000% 3/1 | $3,964,000 | – | 2,775,000 | +100.0% | 0.89% | – | |
| COH | New | COACH INC | $3,925,000 | – | 97,900 | +100.0% | 0.88% | – |
| New | INTEL CORPsdcv 12/1 | $3,801,000 | – | 3,000,000 | +100.0% | 0.85% | – | |
| GPRO | Buy | GOPRO INCcl a | $3,598,000 | -16.6% | 300,800 | +25.6% | 0.80% | +50.3% |
| GDXJ | New | MARKET VECTORS ETF TRjr gold miners e | $3,258,000 | – | 117,000 | +100.0% | 0.73% | – |
| RHT | New | RED HAT INC | $3,182,000 | – | 42,700 | +100.0% | 0.71% | – |
| Buy | INTEL CORPsdcv 3.250% 8/0 | $3,175,000 | +1767.6% | 2,000,000 | +1900.0% | 0.71% | +3276.2% | |
| GILD | New | GILEAD SCIENCES INC | $2,756,000 | – | 30,000 | +100.0% | 0.62% | – |
| MON | New | MONSANTO CO NEW | $2,632,000 | – | 30,000 | +100.0% | 0.59% | – |
| VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $2,085,000 | – | 30,200 | +100.0% | 0.47% | – |
| YUM | New | YUM BRANDS INC | $2,046,000 | – | 25,000 | +100.0% | 0.46% | – |
| New | NEWMONT MINING CORPnote 1.625% 7/1 | $2,028,000 | – | 1,974,000 | +100.0% | 0.45% | – | |
| REGN | Buy | REGENERON PHARMACEUTICALS | $1,802,000 | +121.4% | 5,000 | +233.3% | 0.40% | +299.0% |
| BOX | New | BOX INCcl a | $1,754,000 | – | 143,100 | +100.0% | 0.39% | – |
| SLV | New | ISHARES SILVER TRUSTishares | $1,468,000 | – | 100,000 | +100.0% | 0.33% | – |
| AMBA | Buy | AMBARELLA INC | $1,444,000 | -4.1% | 32,300 | +19.6% | 0.32% | +72.7% |
| RIG | Buy | TRANSOCEAN LTDput | $1,410,000 | -4.9% | 137,800 | +27.8% | 0.32% | +71.2% |
| Buy | NXP SEMICONDUCTORS N Vdbcv 1.000%12/0 | $1,401,000 | +109.1% | 1,270,000 | +111.7% | 0.31% | +277.1% | |
| XON | New | INTREXON CORP | $1,369,000 | – | 40,400 | +100.0% | 0.31% | – |
| RIG | Buy | TRANSOCEAN LTD | $1,259,000 | -5.7% | 137,800 | +27.8% | 0.28% | +69.3% |
| JCPNQ | Buy | PENNEY J C INC | $1,242,000 | +86.5% | 112,300 | +12.3% | 0.28% | +233.7% |
| DVN | New | DEVON ENERGY CORP NEW | $1,098,000 | – | 40,000 | +100.0% | 0.24% | – |
| EOG | New | EOG RES INC | $1,089,000 | – | 15,000 | +100.0% | 0.24% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $1,065,000 | – | 9,615 | +100.0% | 0.24% | – |
| OPK | Buy | OPKO HEALTH INC | $1,060,000 | +58.2% | 102,000 | +52.9% | 0.24% | +185.5% |
| NUVA | New | NUVASIVE INC | $1,056,000 | – | 21,700 | +100.0% | 0.24% | – |
| New | COBALT INTL ENERGY INCnote 3.125% 5/1 | $1,007,000 | – | 2,500,000 | +100.0% | 0.22% | – | |
| APC | New | ANADARKO PETE CORP | $931,000 | – | 20,000 | +100.0% | 0.21% | – |
| KNDI | New | KANDI TECHNOLOGIES GROUP INCput | $888,000 | – | 66,200 | +100.0% | 0.20% | – |
| AET | New | AETNA INC NEW | $843,000 | – | 7,500 | +100.0% | 0.19% | – |
| MTCH | New | MATCH GROUP INC | $685,000 | – | 61,900 | +100.0% | 0.15% | – |
| AMBA | Buy | AMBARELLA INCput | $674,000 | +2.0% | 32,300 | +19.6% | 0.15% | +84.1% |
| CVX | New | CHEVRON CORP NEWput | $656,000 | – | 46,700 | +100.0% | 0.15% | – |
| CRZO | New | CARRIZO OIL & GAS INC | $618,000 | – | 20,000 | +100.0% | 0.14% | – |
| New | PRICELINE GRP INCnote 0.350% 6/1 | $598,000 | – | 500,000 | +100.0% | 0.13% | – | |
| ENDP | New | ENDO INTL PLC | $563,000 | – | 20,000 | +100.0% | 0.13% | – |
| CONN | New | CONNS INC | $559,000 | – | 44,900 | +100.0% | 0.12% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $554,000 | – | 53,600 | +100.0% | 0.12% | – |
| New | SERVICENOW INCnote 11/0 | $541,000 | – | 500,000 | +100.0% | 0.12% | – | |
| OPK | Buy | OPKO HEALTH INCput | $530,000 | -30.8% | 102,000 | +52.9% | 0.12% | +24.2% |
| BOX | New | BOX INCput | $520,000 | – | 143,100 | +100.0% | 0.12% | – |
| NUAN | New | NUANCE COMMUNICATIONS INC | $501,000 | – | 26,800 | +100.0% | 0.11% | – |
| NEE | New | NEXTERA ENERGY INC | $496,000 | – | 4,195 | +100.0% | 0.11% | – |
| GPS | New | GAP INC DEL | $485,000 | – | 16,500 | +100.0% | 0.11% | – |
| RMTI | New | ROCKWELL MED INCput | $485,000 | – | 63,400 | +100.0% | 0.11% | – |
| New | COBALT INTL ENERGY INCnote 2.625%12/0 | $482,000 | – | 1,000,000 | +100.0% | 0.11% | – | |
| EXCU | New | EXELON CORPunit 99/99/9999 | $482,000 | – | 9,800 | +100.0% | 0.11% | – |
| KNDI | New | KANDI TECHNOLOGIES GROUP INC | $477,000 | – | 66,200 | +100.0% | 0.11% | – |
| DEPO | New | DEPOMED INC | $481,000 | – | 34,500 | +100.0% | 0.11% | – |
| RMTI | New | ROCKWELL MED INC | $476,000 | – | 63,400 | +100.0% | 0.11% | – |
| SONY | New | SONY CORPadr new | $449,000 | – | 17,453 | +100.0% | 0.10% | – |
| HMC | New | HONDA MOTOR LTD | $437,000 | – | 16,000 | +100.0% | 0.10% | – |
| ZIOP | Buy | ZIOPHARM ONCOLOGY INC | $432,000 | +396.6% | 58,200 | +454.3% | 0.10% | +781.8% |
| SQ | Buy | SQUARE INCcl a | $426,000 | +52.7% | 27,900 | +31.0% | 0.10% | +171.4% |
| New | XILINX INCnote 2.625% 6/1 | $411,000 | – | 250,000 | +100.0% | 0.09% | – | |
| QUOT | New | QUOTIENT TECHNOLOGY INC | $366,000 | – | 34,500 | +100.0% | 0.08% | – |
| DDD | New | 3-D SYS CORP DELcall | $350,000 | – | 121,600 | +100.0% | 0.08% | – |
| ZIOP | Buy | ZIOPHARM ONCOLOGY INCput | $274,000 | +448.0% | 58,200 | +454.3% | 0.06% | +916.7% |
| TYFDL | New | TYSON FOODS INCunit 99/99/9999 | $270,000 | – | 3,636 | +100.0% | 0.06% | – |
| IRWD | New | IRONWOOD PHARMACEUTICALS INC | $257,000 | – | 23,500 | +100.0% | 0.06% | – |
| JCPNQ | Buy | PENNEY J C INCput | $235,000 | -63.3% | 112,300 | +12.3% | 0.05% | -32.9% |
| CONN | New | CONNS INCput | $217,000 | – | 44,900 | +100.0% | 0.05% | – |
| VHC | New | VIRNETX HLDG CORPput | $162,000 | – | 25,200 | +100.0% | 0.04% | – |
| QUOT | New | QUOTIENT TECHNOLOGY INCput | $159,000 | – | 34,500 | +100.0% | 0.04% | – |
| FCX | New | FREEPORT-MCMORAN INCput | $146,000 | – | 53,600 | +100.0% | 0.03% | – |
| INSYQ | New | INSYS THERAPEUTICS INC NEWput | $147,000 | – | 9,000 | +100.0% | 0.03% | – |
| INSYQ | New | INSYS THERAPEUTICS INC NEW | $144,000 | – | 9,000 | +100.0% | 0.03% | – |
| MTCH | New | MATCH GROUP INCput | $137,000 | – | 61,900 | +100.0% | 0.03% | – |
| VHC | New | VIRNETX HLDG CORP | $116,000 | – | 25,200 | +100.0% | 0.03% | – |
| X | New | UNITED STATES STL CORP NEW | $88,000 | – | 5,500 | +100.0% | 0.02% | – |
| New | LINKEDIN CORPnote 0.500%11/0 | $89,000 | – | 100,000 | +100.0% | 0.02% | – | |
| GPRO | Buy | GOPRO INCcall | $80,000 | +3900.0% | 300,800 | +25.6% | 0.02% | – |
| SQ | Buy | SQUARE INCput | $48,000 | +118.2% | 27,900 | +31.0% | 0.01% | +266.7% |
| SCTY | New | SOLARCITY CORPcall | $25,000 | – | 100 | +100.0% | 0.01% | – |
| XON | New | INTREXON CORPput | $26,000 | – | 40,400 | +100.0% | 0.01% | – |
| X | New | UNITED STATES STL CORP NEWcall | $21,000 | – | 5,500 | +100.0% | 0.01% | – |
| SDRL | New | SEADRILL LIMITEDcall | $19,000 | – | 87,000 | +100.0% | 0.00% | – |
| X | New | UNITED STATES STL CORP NEWput | $11,000 | – | 5,500 | +100.0% | 0.00% | – |
| MNKD | New | MANNKIND CORPcall | $9,000 | – | 33,300 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-04-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.