$52 Million is the total value of ROCKY MOUNTAIN ADVISERS, LLC's 310 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 80.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UTF | Buy | COHEN & STEERS INFRASTRUCTUR | $9,051,000 | +129.1% | 407,161 | +127.3% | 17.41% | +77.2% |
| SCHB | Buy | SCHWAB STRATEGIC TRus brd mkt etf | $2,887,000 | +12.4% | 36,246 | +3.7% | 5.55% | -13.1% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $2,774,000 | +23.5% | 13,026 | +3.5% | 5.34% | -4.5% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $2,123,000 | +15.4% | 38,397 | +8.1% | 4.08% | -10.7% |
| IVV | New | ISHARES TRcore s&p500 etf | $1,886,000 | – | 5,612 | +100.0% | 3.63% | – |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $1,793,000 | +6.7% | 179,259 | +0.4% | 3.45% | -17.5% |
| VIG | Buy | VANGUARD GROUPdiv app etf | $1,536,000 | +9.8% | 11,941 | +0.0% | 2.95% | -15.1% |
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $1,324,000 | +15.6% | 21,485 | +12.6% | 2.55% | -10.5% |
| MSFT | Buy | MICROSOFT CORP | $1,318,000 | +8.6% | 6,268 | +5.1% | 2.54% | -16.0% |
| WFC | Buy | WELLS FARGO CO NEW | $1,008,000 | -7.4% | 42,890 | +0.9% | 1.94% | -28.4% |
| MMM | Buy | 3M CO | $636,000 | +2.9% | 3,968 | +0.1% | 1.22% | -20.4% |
| AAPL | Buy | APPLE INC | $620,000 | +44.2% | 5,351 | +354.2% | 1.19% | +11.6% |
| PG | Buy | PROCTER AND GAMBLE CO | $589,000 | +17.6% | 4,239 | +1.1% | 1.13% | -9.1% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $472,000 | +44.8% | 5,833 | +40.9% | 0.91% | +12.0% |
| TSLA | Buy | TESLA INC | $377,000 | +99.5% | 879 | +402.3% | 0.72% | +54.3% |
| KMB | Buy | KIMBERLY CLARK CORP | $365,000 | +6.1% | 2,472 | +1.6% | 0.70% | -17.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $364,000 | +9.6% | 2,442 | +3.4% | 0.70% | -15.3% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $343,000 | +1917.6% | 4,141 | +1970.5% | 0.66% | +1471.4% |
| KO | Buy | COCA COLA CO | $325,000 | +10.9% | 6,577 | +0.2% | 0.62% | -14.3% |
| UNP | Buy | UNION PAC CORP | $295,000 | +45.3% | 1,500 | +25.0% | 0.57% | +12.3% |
| CSCO | Buy | CISCO SYS INC | $225,000 | +17.8% | 5,700 | +39.0% | 0.43% | -8.8% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $166,000 | +1.2% | 1,364 | +0.3% | 0.32% | -21.8% |
| IJR | New | ISHARES TRcore s&p scp etf | $150,000 | – | 2,129 | +100.0% | 0.29% | – |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $133,000 | +9.0% | 783 | +0.3% | 0.26% | -15.5% |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $130,000 | – | 1,113 | +100.0% | 0.25% | – |
| LDP | New | COHEN & STEERS LTD DURATION | $123,000 | – | 5,250 | +100.0% | 0.24% | – |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $121,000 | – | 5,500 | +100.0% | 0.23% | – |
| VCIT | New | VANGUARD SCOTTSDALE FDSint-term corp | $115,000 | – | 1,200 | +100.0% | 0.22% | – |
| INTC | Buy | INTEL CORP | $100,000 | +1.0% | 1,940 | +17.7% | 0.19% | -22.0% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $94,000 | +291.7% | 64 | +276.5% | 0.18% | +201.7% |
| IJH | New | ISHARES TRcore s&p mcp etf | $89,000 | – | 482 | +100.0% | 0.17% | – |
| STOR | Buy | STORE CAP CORP | $85,000 | +16.4% | 3,089 | +0.6% | 0.16% | -10.4% |
| PEP | Buy | PEPSICO INC | $83,000 | +219.2% | 600 | +200.0% | 0.16% | +146.2% |
| LOW | New | LOWES COS INC | $68,000 | – | 407 | +100.0% | 0.13% | – |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $67,000 | – | 634 | +100.0% | 0.13% | – |
| MCD | New | MCDONALDS CORP | $66,000 | – | 300 | +100.0% | 0.13% | – |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $66,000 | +1000.0% | 1,095 | +1052.6% | 0.13% | +746.7% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $64,000 | +2033.3% | 635 | +1714.3% | 0.12% | +1657.1% |
| MDLZ | New | MONDELEZ INTL INCcl a | $57,000 | – | 1,000 | +100.0% | 0.11% | – |
| AMZN | New | AMAZON COM INC | $54,000 | – | 17 | +100.0% | 0.10% | – |
| AXP | Buy | AMERICAN EXPRESS CO | $50,000 | +163.2% | 500 | +150.0% | 0.10% | +104.3% |
| SCHH | Buy | SCHWAB STRATEGIC TRus reit etf | $42,000 | 0.0% | 1,199 | +0.4% | 0.08% | -22.1% |
| NVDA | Buy | NVIDIA CORP | $40,000 | +73.9% | 73 | +21.7% | 0.08% | +35.1% |
| AGG | Buy | ISHARES TRcore us aggbd et | $36,000 | +20.0% | 308 | +23.2% | 0.07% | -8.0% |
| SBUX | New | STARBUCKS CORP | $34,000 | – | 400 | +100.0% | 0.06% | – |
| MS | Buy | MORGAN STANLEY | $34,000 | 0.0% | 709 | +0.6% | 0.06% | -23.5% |
| FB | New | FACEBOOK INCcl a | $26,000 | – | 100 | +100.0% | 0.05% | – |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INcl a | $26,000 | – | 55 | +100.0% | 0.05% | – |
| CLX | Buy | CLOROX CO DEL | $25,000 | +13.6% | 120 | +20.0% | 0.05% | -12.7% |
| KR | Buy | KROGER CO | $22,000 | +120.0% | 652 | +117.3% | 0.04% | +68.0% |
| VXUS | Buy | VANGUARD STAR FDvg tl intl stk f | $18,000 | +5.9% | 352 | +0.6% | 0.04% | -16.7% |
| HD | Buy | HOME DEPOT INC | $18,000 | +12.5% | 66 | +1.5% | 0.04% | -12.5% |
| DXC | Buy | DXC TECHNOLOGY CO | $13,000 | +44.4% | 738 | +35.9% | 0.02% | +13.6% |
| K | Buy | KELLOGG CO | $9,000 | +200.0% | 145 | +190.0% | 0.02% | +142.9% |
| SJM | New | SMUCKER J M CO | $9,000 | – | 80 | +100.0% | 0.02% | – |
| CL | Buy | COLGATE PALMOLIVE CO | $8,000 | +300.0% | 106 | +307.7% | 0.02% | +200.0% |
| EBF | New | ENNIS INC | $7,000 | – | 400 | +100.0% | 0.01% | – |
| NVAX | New | NOVAVAX INC | $7,000 | – | 60 | +100.0% | 0.01% | – |
| HUBS | New | HUBSPOT INC | $6,000 | – | 21 | +100.0% | 0.01% | – |
| ED | New | CONSOLIDATED EDISON INC | $6,000 | – | 80 | +100.0% | 0.01% | – |
| GIS | New | GENERAL MLS INC | $6,000 | – | 100 | +100.0% | 0.01% | – |
| HRL | New | HORMEL FOODS CORP | $6,000 | – | 125 | +100.0% | 0.01% | – |
| ACN | New | ACCENTURE PLC IRELAND | $5,000 | – | 22 | +100.0% | 0.01% | – |
| ZS | New | ZSCALER INC | $5,000 | – | 37 | +100.0% | 0.01% | – |
| EQIX | New | EQUINIX INC | $5,000 | – | 6 | +100.0% | 0.01% | – |
| FSLY | New | FASTLY INCcl a | $4,000 | – | 44 | +100.0% | 0.01% | – |
| TAP | Buy | MOLSON COORS BREWING COcl b | $4,000 | +100.0% | 115 | +109.1% | 0.01% | +60.0% |
| AON | New | AON PLC | $3,000 | – | 16 | +100.0% | 0.01% | – |
| EFV | New | ISHARES TReafe value etf | $2,000 | – | 44 | +100.0% | 0.00% | – |
| BDX | New | BECTON DICKINSON & CO | $1,000 | – | 4 | +100.0% | 0.00% | – |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $1,000 | – | 16 | +100.0% | 0.00% | – |
| QDEL | New | QUIDEL CORP | $1,000 | – | 4 | +100.0% | 0.00% | – |
| ABT | New | ABBOTT LABS | $1,000 | – | 10 | +100.0% | 0.00% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | 1 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH TOTAL RETURN FUND INC | 40 | Q3 2023 | 9.0% |
| COHEN & STEERS INFRASTRUCTUR | 40 | Q3 2023 | 17.4% |
| VANGUARD SPECIALIZED PORTFOL | 40 | Q3 2023 | 4.8% |
| WAL-MART STORES INC | 40 | Q3 2023 | 5.9% |
| BERKSHIRE HATHAWAY INC DEL | 40 | Q3 2023 | 5.3% |
| JPMORGAN CHASE & CO | 40 | Q3 2023 | 8.0% |
| SPDR SERIES TRUST | 40 | Q3 2023 | 4.0% |
| SOUTHERN CO | 40 | Q3 2023 | 7.3% |
| 3M CO | 40 | Q3 2023 | 3.5% |
| INTERNATIONAL BUSINESS MACHS | 40 | Q3 2023 | 4.9% |
View ROCKY MOUNTAIN ADVISERS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-24 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-07-27 |
| 13F-HR | 2023-04-19 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-02-09 |
View ROCKY MOUNTAIN ADVISERS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.