$1.26 Billion is the total value of First Allied Advisory Services, Inc.'s 1029 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NAVB | Exit | NAVIDEA BIOPHARMACEUTICALS I | $0 | – | -12,568 | -100.0% | -0.00% | – |
| DNDNQ | Exit | DENDREON CORP | $0 | – | -13,890 | -100.0% | -0.00% | – |
| RGSE | Exit | REAL GOODS SOLAR INCcl a | $0 | – | -15,000 | -100.0% | -0.00% | – |
| ZIPR | Exit | ZIPREALTY INC | $0 | – | -14,725 | -100.0% | -0.00% | – |
| SIFY | Exit | SIFY TECHNOLOGIES LIMITEDsponsored adr | $0 | – | -27,321 | -100.0% | -0.00% | – |
| EOX | Exit | EMERALD OIL INC | $0 | – | -10,213 | -100.0% | -0.01% | – |
| NCT | Exit | NEWCASTLE INVT CORP | $0 | – | -15,868 | -100.0% | -0.01% | – |
| USEG | Exit | U S ENERGY CORP WYO | $0 | – | -19,050 | -100.0% | -0.01% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE | $0 | – | -12,620 | -100.0% | -0.01% | – |
| GRXRT | Exit | GABELLI HLTHCARE & WELLNESSright 07/08/2014 | $0 | – | -187,717 | -100.0% | -0.01% | – |
| BIRT | Exit | ACTUATE CORP | $0 | – | -20,000 | -100.0% | -0.01% | – |
| NMI | Exit | NUVEEN MUN INCOME FD INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| FAV | Exit | FIRST TR DIVIDEND INCOME FD | $0 | – | -11,155 | -100.0% | -0.01% | – |
| SAND | Exit | SANDSTORM GOLD LTD | $0 | – | -16,230 | -100.0% | -0.01% | – |
| ECTM | Exit | ECA MARCELLUS TR I | $0 | – | -14,700 | -100.0% | -0.01% | – |
| REFR | Exit | RESEARCH FRONTIERS INC | $0 | – | -18,000 | -100.0% | -0.01% | – |
| DNP | Exit | DNP SELECT INCOME FD | $0 | – | -10,728 | -100.0% | -0.01% | – |
| NIM | Exit | NUVEEN SELECT MAT MUN FDsh ben int | $0 | – | -11,815 | -100.0% | -0.01% | – |
| RFMD | Exit | RF MICRODEVICES INC | $0 | – | -14,700 | -100.0% | -0.01% | – |
| SDOCQ | Exit | SANDRIDGE ENERGY INC | $0 | – | -20,120 | -100.0% | -0.01% | – |
| BONTQ | Exit | BON-TON STORES INC | $0 | – | -14,200 | -100.0% | -0.01% | – |
| HMH | Exit | HELIOS MULTI SEC HI INC FD I | $0 | – | -20,966 | -100.0% | -0.01% | – |
| NEV | Exit | NUVEEN ENHANCED MUN VALUE FD | $0 | – | -11,000 | -100.0% | -0.01% | – |
| FAM | Exit | FIRST TR ABERDEEN GLBL OPP F | $0 | – | -11,394 | -100.0% | -0.01% | – |
| NMA | Exit | NUVEEN MUN ADVANTAGE FD INC | $0 | – | -13,000 | -100.0% | -0.01% | – |
| KERX | Exit | KERYX BIOPHARMACEUTICALS INC | $0 | – | -11,150 | -100.0% | -0.01% | – |
| CYS | Exit | CYS INVTS INC | $0 | – | -19,858 | -100.0% | -0.01% | – |
| PBR | Exit | PETROLEO BRASILEIRO SA PETROsponsored adr | $0 | – | -13,025 | -100.0% | -0.01% | – |
| CEN | Exit | CENTER COAST MLP & INFRSTR F | $0 | – | -10,000 | -100.0% | -0.01% | – |
| GYLD | Exit | NORTHERN LTS ETF TRarrow dj globl | $0 | – | -7,284 | -100.0% | -0.02% | – |
| BID | Exit | SOTHEBYS | $0 | – | -4,728 | -100.0% | -0.02% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INC | $0 | – | -4,298 | -100.0% | -0.02% | – |
| ACAS | Exit | AMERICAN CAP LTD | $0 | – | -13,246 | -100.0% | -0.02% | – |
| FCHPRA | Exit | FELCOR LODGING TR INCpfd cv a $1.95 | $0 | – | -7,842 | -100.0% | -0.02% | – |
| ERF | Exit | ENERPLUS CORP | $0 | – | -8,147 | -100.0% | -0.02% | – |
| FRX | Exit | FOREST LABS INC | $0 | – | -2,041 | -100.0% | -0.02% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -4,200 | -100.0% | -0.02% | – |
| ILMN | Exit | ILLUMINA INC | $0 | – | -1,126 | -100.0% | -0.02% | – |
| FPX | Exit | FIRST TR US IPO INDEX FD | $0 | – | -4,135 | -100.0% | -0.02% | – |
| IYZ | Exit | ISHARES | $0 | – | -6,671 | -100.0% | -0.02% | – |
| NDRO | Exit | ENDURO RTY TRtr unit | $0 | – | -15,000 | -100.0% | -0.02% | – |
| HE | Exit | HAWAIIAN ELEC INDUSTRIES | $0 | – | -8,586 | -100.0% | -0.02% | – |
| JDSU | Exit | JDS UNIPHASE CORP | $0 | – | -18,154 | -100.0% | -0.02% | – |
| DEW | Exit | WISDOMTREE TRglb eqty inc fd | $0 | – | -4,488 | -100.0% | -0.02% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING IN | $0 | – | -4,293 | -100.0% | -0.02% | – |
| PPO | Exit | POLYPORE INTL INC | $0 | – | -4,424 | -100.0% | -0.02% | – |
| PODD | Exit | INSULET CORP | $0 | – | -5,378 | -100.0% | -0.02% | – |
| PACB | Exit | PACIFIC BIOSCIENCES CALIF IN | $0 | – | -35,932 | -100.0% | -0.02% | – |
| FDD | Exit | FIRST TR STOXX EURO DIV FD | $0 | – | -14,735 | -100.0% | -0.02% | – |
| WYPRA | Exit | WEYERHAEUSER COpref conv ser a | $0 | – | -3,800 | -100.0% | -0.02% | – |
| BIL | Exit | SPDR SERIES TRUSTbrclys 1-3mt etf | $0 | – | -4,671 | -100.0% | -0.02% | – |
| PNW | Exit | PINNACLE WEST CAP CORP | $0 | – | -3,809 | -100.0% | -0.02% | – |
| FRC | Exit | FIRST REP BK SAN FRANCISCO C | $0 | – | -4,039 | -100.0% | -0.02% | – |
| MOO | Exit | MARKET VECTORS ETF TRagribus etf | $0 | – | -3,790 | -100.0% | -0.02% | – |
| SCCO | Exit | SOUTHERN COPPER CORP | $0 | – | -7,364 | -100.0% | -0.02% | – |
| PSCD | Exit | POWERSHARES ETF TR IIs&p smcp c dis | $0 | – | -4,601 | -100.0% | -0.02% | – |
| PSCM | Exit | POWERSHARES ETF TR IIs&p smcp mat p | $0 | – | -4,897 | -100.0% | -0.02% | – |
| HAV | Exit | HELIOS ADVANTAGE INCOME FD I | $0 | – | -22,800 | -100.0% | -0.02% | – |
| TRIP | Exit | TRIPADVISOR INC | $0 | – | -2,068 | -100.0% | -0.02% | – |
| HGI | Exit | CLAYMORE EXCHANGE TRD FD TRgug intl mlt ass | $0 | – | -11,383 | -100.0% | -0.02% | – |
| GDO | Exit | WESTERN ASSET GLOBAL CP DEFI | $0 | – | -12,272 | -100.0% | -0.02% | – |
| MUR | Exit | MURPHY OIL CORP | $0 | – | -3,457 | -100.0% | -0.02% | – |
| K | Exit | KELLOGG CO | $0 | – | -3,619 | -100.0% | -0.02% | – |
| MOS | Exit | MOSAIC CO NEW | $0 | – | -5,134 | -100.0% | -0.02% | – |
| ROSE | Exit | ROSETTA RESOURCES INC | $0 | – | -4,396 | -100.0% | -0.02% | – |
| R108 | Exit | ENERGIZER HLDGS INC | $0 | – | -2,043 | -100.0% | -0.02% | – |
| SLYV | Exit | SPDR SERIES TRUSTs&p 600 smcp val | $0 | – | -2,183 | -100.0% | -0.02% | – |
| M102SC | Exit | NUVEEN EQTY PRM OPPORTUNITYF | $0 | – | -18,497 | -100.0% | -0.02% | – |
| MINI | Exit | MOBILE MINI INC | $0 | – | -5,504 | -100.0% | -0.02% | – |
| HSH | Exit | HILLSHIRE BRANDS CO | $0 | – | -4,108 | -100.0% | -0.02% | – |
| RGP | Exit | REGENCY ENERGY PARTNERS L P | $0 | – | -8,073 | -100.0% | -0.02% | – |
| LII | Exit | LENNOX INTL INC | $0 | – | -2,925 | -100.0% | -0.02% | – |
| NMO | Exit | NUVEEN MUN MKT OPPORTUNITY F | $0 | – | -19,300 | -100.0% | -0.02% | – |
| RYE | Exit | RYDEX ETF TRUSTgug s&p500eqwten | $0 | – | -2,857 | -100.0% | -0.02% | – |
| SMB | Exit | MARKET VECTORS ETF TRmktvec smunetf | $0 | – | -15,425 | -100.0% | -0.02% | – |
| WYNN | Exit | WYNN RESORTS LTD | $0 | – | -1,355 | -100.0% | -0.02% | – |
| RWT | Exit | REDWOOD TR INC | $0 | – | -13,801 | -100.0% | -0.02% | – |
| VVC | Exit | VECTREN CORP | $0 | – | -6,270 | -100.0% | -0.02% | – |
| NQI | Exit | NUVEEN QUALITY MUN FD INC | $0 | – | -20,896 | -100.0% | -0.02% | – |
| PIR | Exit | PIER 1 IMPORTS INC | $0 | – | -18,145 | -100.0% | -0.02% | – |
| TEX | Exit | TEREX CORP NEW | $0 | – | -7,077 | -100.0% | -0.02% | – |
| NBB | Exit | NUVEEN BUILD AMER BD FD | $0 | – | -14,400 | -100.0% | -0.02% | – |
| VEOEY | Exit | VEOLIA ENVIRONNEMENTsponsored adr | $0 | – | -15,700 | -100.0% | -0.02% | – |
| PLD | Exit | PROLOGIS INC | $0 | – | -7,266 | -100.0% | -0.02% | – |
| FDP | Exit | FRESH DEL MONTE PRODUCE INCord | $0 | – | -10,203 | -100.0% | -0.02% | – |
| UTG | Exit | REAVES UTIL INCOME FD | $0 | – | -10,500 | -100.0% | -0.02% | – |
| WEC | Exit | WISCONSIN ENERGY CORP | $0 | – | -6,901 | -100.0% | -0.02% | – |
| UAN | Exit | CVR PARTNERS LP | $0 | – | -17,487 | -100.0% | -0.02% | – |
| SHW | Exit | SHERWIN WILLIAMS CO | $0 | – | -1,693 | -100.0% | -0.02% | – |
| JD | Exit | JD COM INCspon adr cl a | $0 | – | -11,900 | -100.0% | -0.02% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOG | $0 | – | -21,794 | -100.0% | -0.03% | – |
| 2101SC | Exit | DOW 30 PREMIUM & DIV INC FD | $0 | – | -22,021 | -100.0% | -0.03% | – |
| TPC | Exit | TUTOR PERINI CORP | $0 | – | -10,950 | -100.0% | -0.03% | – |
| KTF | Exit | DWS MUN INCOME TR | $0 | – | -28,355 | -100.0% | -0.03% | – |
| DOC | Exit | PHYSICIANS RLTY TR | $0 | – | -28,364 | -100.0% | -0.03% | – |
| DHG | Exit | DWS HIGH INCOME OPPORT FD IN | $0 | – | -28,538 | -100.0% | -0.03% | – |
| PANW | Exit | PALO ALTO NETWORKS INC | $0 | – | -4,980 | -100.0% | -0.03% | – |
| AGO | Exit | ASSURED GUARANTY LTD | $0 | – | -17,000 | -100.0% | -0.03% | – |
| HDGE | Exit | ADVISORSHARES TRranger equity be | $0 | – | -36,653 | -100.0% | -0.03% | – |
| OIS | Exit | OIL STS INTL INC | $0 | – | -6,888 | -100.0% | -0.03% | – |
| TIBX | Exit | TIBCO SOFTWARE INC | $0 | – | -22,009 | -100.0% | -0.03% | – |
| HES | Exit | HESS CORP | $0 | – | -4,700 | -100.0% | -0.03% | – |
| TDC | Exit | TERADATA CORP DEL | $0 | – | -12,112 | -100.0% | -0.04% | – |
| BXMX | Exit | NUVEEN EQUITY PREM INCOME FD | $0 | – | -37,230 | -100.0% | -0.04% | – |
| FMC | Exit | F M C CORP | $0 | – | -6,990 | -100.0% | -0.04% | – |
| WDR | Exit | WADDELL & REED FINL INCcl a | $0 | – | -7,820 | -100.0% | -0.04% | – |
| IUSV | Exit | ISHARESrus 3000 val etf | $0 | – | -3,757 | -100.0% | -0.04% | – |
| DOL | Exit | WISDOMTREE TRintl lrgcap dv | $0 | – | -9,367 | -100.0% | -0.04% | – |
| EEMV | Exit | ISHARESem mk minvol etf | $0 | – | -8,385 | -100.0% | -0.04% | – |
| CHW | Exit | CALAMOS GBL DYN INCOME FUND | $0 | – | -53,600 | -100.0% | -0.04% | – |
| CVY | Exit | CLAYMORE EXCHANGE TRD FD TRgug multi asset | $0 | – | -21,044 | -100.0% | -0.04% | – |
| MEN | Exit | BLACKROCK MUNIENHANCED FD IN | $0 | – | -50,000 | -100.0% | -0.04% | – |
| XSLV | Exit | POWERSHARES ETF TR IIs&p600 lovl pt | $0 | – | -18,020 | -100.0% | -0.04% | – |
| T107SC | Exit | NUVEEN EQUITY PREM ADV FD | $0 | – | -44,000 | -100.0% | -0.04% | – |
| CGO | Exit | CALAMOS GLOBAL TOTAL RETURN | $0 | – | -40,329 | -100.0% | -0.04% | – |
| PMX | Exit | PIMCO MUN INCOME FD III | $0 | – | -54,000 | -100.0% | -0.04% | – |
| PKB | Exit | POWERSHARES ETF TRUSTdyn bldg cnstr | $0 | – | -27,385 | -100.0% | -0.04% | – |
| INVN | Exit | INVENSENSE INC | $0 | – | -26,975 | -100.0% | -0.04% | – |
| SRLN | Exit | SSGA ACTIVE ETF TRblkstn gsosrln | $0 | – | -12,291 | -100.0% | -0.05% | – |
| CF | Exit | CF INDS HLDGS INC | $0 | – | -2,648 | -100.0% | -0.05% | – |
| NXQ | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -46,725 | -100.0% | -0.05% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -54,700 | -100.0% | -0.05% | – |
| PDM | Exit | PIEDMONT OFFICE REALTY TR IN | $0 | – | -37,516 | -100.0% | -0.05% | – |
| FEZ | Exit | SPDR INDEX SHS FDSeuro stoxx 50 | $0 | – | -16,801 | -100.0% | -0.05% | – |
| MUE | Exit | BLACKROCK MUNIHLDNGS QLTY II | $0 | – | -55,000 | -100.0% | -0.05% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -90,650 | -100.0% | -0.06% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -107,884 | -100.0% | -0.06% | – |
| RYN | Exit | RAYONIER INC | $0 | – | -21,667 | -100.0% | -0.06% | – |
| ELNK | Exit | EARTHLINK HLDGS CORP | $0 | – | -209,000 | -100.0% | -0.06% | – |
| SWI | Exit | SOLARWINDS INC | $0 | – | -20,466 | -100.0% | -0.06% | – |
| SPNV | Exit | SUPERIOR ENERGY SVCS INC | $0 | – | -22,262 | -100.0% | -0.06% | – |
| NTX | Exit | NUVEEN TEX QUALITY INCOME MU | $0 | – | -57,325 | -100.0% | -0.06% | – |
| Exit | FLAHERTY & CRUMRINE DYN PFD | $0 | – | -35,900 | -100.0% | -0.06% | – | |
| FFA | Exit | FIRST TR ENHANCED EQTY INC F | $0 | – | -59,854 | -100.0% | -0.06% | – |
| FDO | Exit | FAMILY DLR STORES INC | $0 | – | -12,836 | -100.0% | -0.06% | – |
| HYD | Exit | MARKET VECTORS ETF TRhg yld mun etf | $0 | – | -28,449 | -100.0% | -0.06% | – |
| MFA | Exit | MFA FINL INC | $0 | – | -107,813 | -100.0% | -0.06% | – |
| MQY | Exit | BLACKROCK MUNIYIELD QUALITY | $0 | – | -59,000 | -100.0% | -0.06% | – |
| PEGA | Exit | PEGASYSTEMS INC | $0 | – | -44,344 | -100.0% | -0.07% | – |
| PRXL | Exit | PAREXEL INTL CORP | $0 | – | -17,648 | -100.0% | -0.07% | – |
| MUS | Exit | BLACKROCK MUNIHOLDNGS QLTY I | $0 | – | -72,100 | -100.0% | -0.07% | – |
| JHP | Exit | NUVEEN QUALITY PFD INC FD 3 | $0 | – | -120,800 | -100.0% | -0.08% | – |
| NRF | Exit | NORTHSTAR RLTY FIN CORP | $0 | – | -60,923 | -100.0% | -0.08% | – |
| DX | Exit | DYNEX CAP INC | $0 | – | -124,350 | -100.0% | -0.08% | – |
| PMF | Exit | PIMCO MUNICIPAL INCOME FD | $0 | – | -78,700 | -100.0% | -0.08% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -100,530 | -100.0% | -0.09% | – |
| DMB | Exit | DREYFUS MUN BD INFRSTRCTR FD | $0 | – | -106,500 | -100.0% | -0.09% | – |
| JPI | Exit | NUVEEN PFD & INCOME TERM FD | $0 | – | -61,000 | -100.0% | -0.10% | – |
| 6699SC | Exit | ISHARESmsci uk etf | $0 | – | -71,080 | -100.0% | -0.11% | – |
| NEA | Exit | NUVEEN AMT-FREE MUN INCOME F | $0 | – | -120,397 | -100.0% | -0.12% | – |
| NIO | Exit | NUVEEN MUN OPPORTUNITY FD IN | $0 | – | -117,390 | -100.0% | -0.12% | – |
| NFX | Exit | NEWFIELD EXPL CO | $0 | – | -44,724 | -100.0% | -0.14% | – |
| HEDJ | Exit | WISDOMTREE TReurope hedged eq | $0 | – | -34,964 | -100.0% | -0.15% | – |
| SHPG | Exit | SHIRE PLCsponsored adr | $0 | – | -10,585 | -100.0% | -0.18% | – |
| SDS | Exit | PROSHARES TR | $0 | – | -118,967 | -100.0% | -0.23% | – |
| EDIV | Exit | SPDR INDEX SHS FDSs&p em mkt div | $0 | – | -98,532 | -100.0% | -0.29% | – |
| UST | Exit | PROSHARES TRultr 7-10 trea | $0 | – | -103,200 | -100.0% | -0.41% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 30 | Q3 2020 | 4.4% |
| SPDR S&P 500 ETF TR | 30 | Q3 2020 | 3.2% |
| ISHARES TR | 30 | Q3 2020 | 2.2% |
| VANGUARD BD INDEX FDS | 30 | Q3 2020 | 1.8% |
| ISHARES TR | 30 | Q3 2020 | 2.1% |
| ISHARES TR | 30 | Q3 2020 | 2.0% |
| MICROSOFT CORP | 30 | Q3 2020 | 1.8% |
| VANGUARD STAR FDS | 30 | Q3 2020 | 1.4% |
| ISHARES TR | 30 | Q3 2020 | 3.0% |
| AT&T INC | 30 | Q3 2020 | 1.1% |
View First Allied Advisory Services, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2020-11-13 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-05-08 |
| 13F-HR | 2020-02-10 |
| 13F-HR | 2019-11-06 |
| 13F-HR | 2019-08-12 |
| 13F-HR | 2019-05-06 |
| 13F-HR | 2019-02-15 |
| 13F-HR/A | 2019-01-03 |
| 13F-HR | 2018-11-14 |
View First Allied Advisory Services, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.