$1.25 Billion is the total value of First Allied Advisory Services, Inc.'s 945 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| 4305PS | Exit | ALCATEL-LUCENTsponsored adr | $0 | – | -10,255 | -100.0% | -0.00% | – |
| STPFQ | Exit | SUNTECH PWR HLDGS CO LTDadr | $0 | – | -20,175 | -100.0% | -0.00% | – |
| SUMR | Exit | SUMMER INFANT INC | $0 | – | -14,887 | -100.0% | -0.00% | – |
| GALE | Exit | GALENA BIOPHARMA INC | $0 | – | -20,000 | -100.0% | -0.00% | – |
| BPZRQ | Exit | BPZ RESOURCES INC | $0 | – | -27,000 | -100.0% | -0.00% | – |
| CORR | Exit | CORENERGY INFRASTRUCTURE TR | $0 | – | -10,739 | -100.0% | -0.00% | – |
| PVG | Exit | PRETIUM RES INC | $0 | – | -10,246 | -100.0% | -0.00% | – |
| MFM | Exit | MFS MUN INCOME TRsh ben int | $0 | – | -12,233 | -100.0% | -0.01% | – |
| HIS | Exit | BLACKROCK HIGH INCOME SHS | $0 | – | -40,284 | -100.0% | -0.01% | – |
| PCF | Exit | PUTMAN HIGH INCOME SEC FUND | $0 | – | -11,577 | -100.0% | -0.01% | – |
| SSRI | Exit | SILVER STD RES INC | $0 | – | -13,022 | -100.0% | -0.01% | – |
| DHY | Exit | CREDIT SUISSE HIGH YLD BND Fsh ben int | $0 | – | -28,528 | -100.0% | -0.01% | – |
| VVUS | Exit | VIVUS INC | $0 | – | -11,595 | -100.0% | -0.01% | – |
| IDTI | Exit | INTEGRATED DEVICE TECHNOLOGY | $0 | – | -11,616 | -100.0% | -0.01% | – |
| NCV | Exit | ALLIANZGI CONV & INCOME FD | $0 | – | -10,658 | -100.0% | -0.01% | – |
| NRK | Exit | NUVEEN NY AMT-FREE MUN INCOM | $0 | – | -10,359 | -100.0% | -0.01% | – |
| NID | Exit | NUVEEN INTER DURATION MN TMF | $0 | – | -11,000 | -100.0% | -0.01% | – |
| HYB | Exit | NEW AMER HIGH INCOME FD INC | $0 | – | -12,051 | -100.0% | -0.01% | – |
| PZC | Exit | PIMCO CALIF MUN INCOME FD II | $0 | – | -12,500 | -100.0% | -0.01% | – |
| ANRZQ | Exit | ALPHA NATURAL RESOURCES INC | $0 | – | -19,377 | -100.0% | -0.01% | – |
| DEX | Exit | DELAWARE ENHANCED GBL DIV & | $0 | – | -10,228 | -100.0% | -0.01% | – |
| ACI | Exit | ARCH COAL INC | $0 | – | -30,585 | -100.0% | -0.01% | – |
| AYN | Exit | ALLIANCE NEW YORK MUN INC FD | $0 | – | -10,682 | -100.0% | -0.01% | – |
| ERH | Exit | WELLS FARGO ADVANTAGE UTILS | $0 | – | -11,653 | -100.0% | -0.01% | – |
| NKX | Exit | NUVEEN CAL AMT-FREE MUN INC | $0 | – | -11,998 | -100.0% | -0.01% | – |
| PSP | Exit | POWERSHARES ETF TRUSTgbl lstd pvt eqt | $0 | – | -13,795 | -100.0% | -0.01% | – |
| GDF | Exit | WESTERN ASSET GLB PTNRS INCO | $0 | – | -15,829 | -100.0% | -0.01% | – |
| BBAR | Exit | BBVA BANCO FRANCES S Asponsored adr | $0 | – | -25,283 | -100.0% | -0.01% | – |
| GUT | Exit | GABELLI UTIL TR | $0 | – | -25,657 | -100.0% | -0.01% | – |
| PAAS | Exit | PAN AMERICAN SILVER CORP | $0 | – | -17,000 | -100.0% | -0.01% | – |
| APF | Exit | MORGAN STANLEY ASIA PAC FD I | $0 | – | -10,067 | -100.0% | -0.01% | – |
| FMY | Exit | FIRST TRUST MORTGAGE INCM FD | $0 | – | -11,800 | -100.0% | -0.01% | – |
| NEV | Exit | NUVEEN ENHANCED MUN VALUE FD | $0 | – | -13,800 | -100.0% | -0.01% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -13,053 | -100.0% | -0.01% | – |
| CPL | Exit | CPFL ENERGIA S Asponsored adr | $0 | – | -11,082 | -100.0% | -0.01% | – |
| MQT | Exit | BLACKROCK MUNIY QUALITY FD I | $0 | – | -15,139 | -100.0% | -0.01% | – |
| MHFI | Exit | MCGRAW HILL FINL INC | $0 | – | -3,169 | -100.0% | -0.01% | – |
| PWV | Exit | POWERSHARES ETF TRUSTdynm lrg cp vl | $0 | – | -8,171 | -100.0% | -0.01% | – |
| UBNT | Exit | UBIQUITI NETWORKS INC | $0 | – | -6,134 | -100.0% | -0.01% | – |
| NGLS | Exit | TARGA RESOURCES PARTNERS LP | $0 | – | -3,951 | -100.0% | -0.01% | – |
| NHF | Exit | NEXPOINT CR STRATEGIES FD | $0 | – | -26,200 | -100.0% | -0.01% | – |
| NPT | Exit | NUVEEN PREM INCOME MUN FD 4 | $0 | – | -16,684 | -100.0% | -0.01% | – |
| EIDO | Exit | ISHARESmsci indonia etf | $0 | – | -8,782 | -100.0% | -0.01% | – |
| DFJ | Exit | WISDOMTREE TRjp smallcp div | $0 | – | -4,105 | -100.0% | -0.01% | – |
| NNN | Exit | NATIONAL RETAIL PPTYS INC | $0 | – | -6,474 | -100.0% | -0.01% | – |
| SAI | Exit | SAIC INC | $0 | – | -4,437 | -100.0% | -0.01% | – |
| PFM | Exit | POWERSHARES ETF TRUSTdiv achv prtf | $0 | – | -11,393 | -100.0% | -0.01% | – |
| PSA | Exit | PUBLIC STORAGE | $0 | – | -1,307 | -100.0% | -0.01% | – |
| MUSA | Exit | MURPHY USA INC | $0 | – | -5,506 | -100.0% | -0.01% | – |
| SLY | Exit | SPDR SERIES TRUSTs&p 600 sml cap | $0 | – | -2,350 | -100.0% | -0.01% | – |
| CUR | Exit | NEURALSTEM INC | $0 | – | -85,200 | -100.0% | -0.01% | – |
| OKS | Exit | ONEOK PARTNERS LPunit ltd partn | $0 | – | -4,172 | -100.0% | -0.01% | – |
| HYF | Exit | MANAGED HIGH YIELD PLUS FD I | $0 | – | -109,964 | -100.0% | -0.01% | – |
| NBH | Exit | NEUBERGER BERMAN INTER MUNI | $0 | – | -15,980 | -100.0% | -0.01% | – |
| SODA | Exit | SODASTREAM INTERNATIONAL LTD | $0 | – | -3,875 | -100.0% | -0.01% | – |
| APU | Exit | AMERIGAS PARTNERS L Punit l p int | $0 | – | -5,835 | -100.0% | -0.01% | – |
| EES | Exit | WISDOMTREE TRsmlcap earn fd | $0 | – | -3,195 | -100.0% | -0.01% | – |
| DBP | Exit | POWERSHS DB MULTI SECT COMMdb prec mtls | $0 | – | -5,802 | -100.0% | -0.01% | – |
| CYE | Exit | BLACKROCK CORPOR HI YLD III | $0 | – | -33,997 | -100.0% | -0.01% | – |
| ICF | Exit | ISHAREScohen&steer reit | $0 | – | -3,034 | -100.0% | -0.01% | – |
| EHI | Exit | WESTERN ASSET GLB HI INCOME | $0 | – | -20,624 | -100.0% | -0.01% | – |
| MOO | Exit | MARKET VECTORS ETF TRagribus etf | $0 | – | -4,586 | -100.0% | -0.01% | – |
| XEL | Exit | XCEL ENERGY INC | $0 | – | -8,642 | -100.0% | -0.01% | – |
| VXZ | Exit | BARCLAYS BK PLCipath s&p mt etn | $0 | – | -12,806 | -100.0% | -0.01% | – |
| SOCL | Exit | GLOBAL X FDSsocial med etf | $0 | – | -13,200 | -100.0% | -0.02% | – |
| YNDX | Exit | YANDEX N V | $0 | – | -7,233 | -100.0% | -0.02% | – |
| SHLDQ | Exit | SEARS HLDGS CORP | $0 | – | -4,372 | -100.0% | -0.02% | – |
| BLE | Exit | BLACKROCK MUNI INCOME TR II | $0 | – | -18,400 | -100.0% | -0.02% | – |
| INVN | Exit | INVENSENSE INC | $0 | – | -15,043 | -100.0% | -0.02% | – |
| FFIN | Exit | FIRST FINL BANKSHARES | $0 | – | -4,342 | -100.0% | -0.02% | – |
| DBA | Exit | POWERSHS DB MULTI SECT COMMps db agricul fd | $0 | – | -10,172 | -100.0% | -0.02% | – |
| K | Exit | KELLOGG CO | $0 | – | -4,545 | -100.0% | -0.02% | – |
| HPS | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -15,706 | -100.0% | -0.02% | – |
| EWA | Exit | ISHARESmsci aust etf | $0 | – | -10,538 | -100.0% | -0.02% | – |
| EPRPRE | Exit | EPR PPTYSconv pfd 9% sr e | $0 | – | -9,188 | -100.0% | -0.02% | – |
| LEN | Exit | LENNAR CORPcl a | $0 | – | -7,672 | -100.0% | -0.02% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -67,862 | -100.0% | -0.02% | – |
| P103PS | Exit | NPS PHARMACEUTICALS INC | $0 | – | -8,710 | -100.0% | -0.02% | – |
| COF | Exit | CAPITAL ONE FINL CORP | $0 | – | -4,094 | -100.0% | -0.02% | – |
| JLL | Exit | JONES LANG LASALLE INC | $0 | – | -3,147 | -100.0% | -0.02% | – |
| KMX | Exit | CARMAX INC | $0 | – | -5,622 | -100.0% | -0.02% | – |
| BCH | Exit | BANCO DE CHILEsponsored adr | $0 | – | -3,184 | -100.0% | -0.02% | – |
| MHI | Exit | PIONEER MUN HIGH INCOME TR | $0 | – | -21,109 | -100.0% | -0.02% | – |
| SRLN | Exit | SSGA ACTIVE ETF TRblkstn gsosrln | $0 | – | -5,880 | -100.0% | -0.02% | – |
| HE | Exit | HAWAIIAN ELEC INDUSTRIES | $0 | – | -11,498 | -100.0% | -0.02% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIALcl a | $0 | – | -11,336 | -100.0% | -0.02% | – |
| PCLN | Exit | PRICELINE COM INC | $0 | – | -291 | -100.0% | -0.02% | – |
| SALE | Exit | RETAILMENOT INC | $0 | – | -8,500 | -100.0% | -0.02% | – |
| RJA | Exit | SWEDISH EXPT CR CORProg agri etn22 | $0 | – | -36,146 | -100.0% | -0.02% | – |
| HOT | Exit | STARWOOD HOTELS&RESORTS WRLD | $0 | – | -4,799 | -100.0% | -0.02% | – |
| HYI | Exit | WESTERN ASSET HGH YLD DFNDFD | $0 | – | -17,937 | -100.0% | -0.02% | – |
| PFL | Exit | PIMCO INCOME STRATEGY FUND | $0 | – | -31,445 | -100.0% | -0.02% | – |
| SIRI | Exit | SIRIUS XM RADIO INC | $0 | – | -88,510 | -100.0% | -0.02% | – |
| DELL | Exit | DELL INC | $0 | – | -24,374 | -100.0% | -0.02% | – |
| ATW | Exit | ATWOOD OCEANICS INC | $0 | – | -6,388 | -100.0% | -0.02% | – |
| TTEK | Exit | TETRA TECH INC NEW | $0 | – | -13,238 | -100.0% | -0.02% | – |
| HYV | Exit | BLACKROCK CORPOR HI YLD FD V | $0 | – | -29,675 | -100.0% | -0.02% | – |
| GBX | Exit | GREENBRIER COS INC | $0 | – | -14,940 | -100.0% | -0.02% | – |
| IMCV | Exit | ISHARESmrgstr md cp val | $0 | – | -3,383 | -100.0% | -0.02% | – |
| VMC | Exit | VULCAN MATLS CO | $0 | – | -7,040 | -100.0% | -0.02% | – |
| BLW | Exit | BLACKROCK LTD DURATION INC T | $0 | – | -21,829 | -100.0% | -0.02% | – |
| NBB | Exit | NUVEEN BUILD AMER BD FD | $0 | – | -19,533 | -100.0% | -0.02% | – |
| XPP | Exit | PROSHARES TRult ftse china25 | $0 | – | -7,041 | -100.0% | -0.02% | – |
| YELP | Exit | YELP INCcl a | $0 | – | -5,787 | -100.0% | -0.02% | – |
| MUR | Exit | MURPHY OIL CORP | $0 | – | -6,141 | -100.0% | -0.02% | – |
| PRGO | Exit | PERRIGO CO | $0 | – | -3,240 | -100.0% | -0.02% | – |
| GMPRB | Exit | GENERAL MTRS COjr pfd cnv srb | $0 | – | -7,770 | -100.0% | -0.02% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -25,551 | -100.0% | -0.02% | – |
| MCRO | Exit | INDEXIQ ETF TRhdg mactrk etf | $0 | – | -16,006 | -100.0% | -0.02% | – |
| KEGXQ | Exit | KEY ENERGY SVCS INC | $0 | – | -56,984 | -100.0% | -0.02% | – |
| LII | Exit | LENNOX INTL INC | $0 | – | -5,360 | -100.0% | -0.02% | – |
| HOLX | Exit | HOLOGIC INC | $0 | – | -20,720 | -100.0% | -0.02% | – |
| R | Exit | RYDER SYS INC | $0 | – | -7,142 | -100.0% | -0.02% | – |
| BC | Exit | BRUNSWICK CORP | $0 | – | -10,641 | -100.0% | -0.02% | – |
| EFT | Exit | EATON VANCE FLTING RATE INC | $0 | – | -28,147 | -100.0% | -0.03% | – |
| CNL | Exit | CLECO CORP NEW | $0 | – | -10,243 | -100.0% | -0.03% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -7,858 | -100.0% | -0.03% | – |
| RRC | Exit | RANGE RES CORP | $0 | – | -6,164 | -100.0% | -0.03% | – |
| AGU | Exit | AGRIUM INC | $0 | – | -5,490 | -100.0% | -0.03% | – |
| EROC | Exit | EAGLE ROCK ENERGY PARTNERS Lunit | $0 | – | -68,795 | -100.0% | -0.03% | – |
| TUR | Exit | ISHARESmsci turkey etf | $0 | – | -9,041 | -100.0% | -0.03% | – |
| WTMF | Exit | WISDOMTREE TRfutre strat fd | $0 | – | -12,061 | -100.0% | -0.03% | – |
| SGOL | Exit | ETFS GOLD TR | $0 | – | -3,748 | -100.0% | -0.03% | – |
| MNA | Exit | INDEXIQ ETF TRiq mrgr arb etf | $0 | – | -18,986 | -100.0% | -0.03% | – |
| ISTB | Exit | ISHARES TRcore strm usbd | $0 | – | -5,298 | -100.0% | -0.03% | – |
| R108 | Exit | ENERGIZER HLDGS INC | $0 | – | -5,922 | -100.0% | -0.03% | – |
| CLR | Exit | CONTINENTAL RESOURCES INC | $0 | – | -4,967 | -100.0% | -0.03% | – |
| MCK | Exit | MCKESSON CORP | $0 | – | -4,265 | -100.0% | -0.03% | – |
| FRC | Exit | FIRST REP BK SAN FRANCISCO C | $0 | – | -11,857 | -100.0% | -0.03% | – |
| ZION | Exit | ZIONS BANCORPORATION | $0 | – | -20,611 | -100.0% | -0.03% | – |
| M | Exit | MACYS INC | $0 | – | -12,955 | -100.0% | -0.03% | – |
| EFAV | Exit | ISHARESeafe min vol etf | $0 | – | -9,213 | -100.0% | -0.03% | – |
| IHY | Exit | MARKET VECTORS ETF TRintl hi yld bd | $0 | – | -21,928 | -100.0% | -0.03% | – |
| AGQ | Exit | PROSHARES TR IIultra silver | $0 | – | -28,896 | -100.0% | -0.03% | – |
| CF | Exit | CF INDS HLDGS INC | $0 | – | -2,792 | -100.0% | -0.03% | – |
| COY | Exit | BLACKROCK CORPOR HIGH YLD FD | $0 | – | -80,614 | -100.0% | -0.03% | – |
| FFC | Exit | FLAHERTY&CRMN PFD SEC INCOM | $0 | – | -33,491 | -100.0% | -0.04% | – |
| IYG | Exit | ISHARESu.s. fin svc etf | $0 | – | -8,125 | -100.0% | -0.04% | – |
| BBN | Exit | BLACKROCK BUILD AMER BD TR | $0 | – | -32,211 | -100.0% | -0.04% | – |
| BWLD | Exit | BUFFALO WILD WINGS INC | $0 | – | -5,601 | -100.0% | -0.04% | – |
| GBAB | Exit | GUGGENHEIM BLD AMR BDS MNG D | $0 | – | -31,255 | -100.0% | -0.04% | – |
| EXPE | Exit | EXPEDIA INC DEL | $0 | – | -12,031 | -100.0% | -0.04% | – |
| GPS | Exit | GAP INC DEL | $0 | – | -16,325 | -100.0% | -0.04% | – |
| VNM | Exit | MARKET VECTORS ETF TRvietnam etf | $0 | – | -37,443 | -100.0% | -0.04% | – |
| CORN | Exit | TEUCRIUM COMMODITY TR | $0 | – | -20,981 | -100.0% | -0.04% | – |
| WDC | Exit | WESTERN DIGITAL CORP | $0 | – | -11,908 | -100.0% | -0.04% | – |
| HPF | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -41,238 | -100.0% | -0.05% | – |
| EWSC | Exit | RYDEX ETF TRUSTgug russ2000 eql | $0 | – | -18,902 | -100.0% | -0.05% | – |
| EWZ | Exit | ISHARESmsci brz cap etf | $0 | – | -16,926 | -100.0% | -0.05% | – |
| ABC | Exit | AMERISOURCEBERGEN CORP | $0 | – | -13,166 | -100.0% | -0.05% | – |
| IYR | Exit | ISHARESu.s. real es etf | $0 | – | -13,367 | -100.0% | -0.05% | – |
| AGCO | Exit | AGCO CORP | $0 | – | -14,403 | -100.0% | -0.05% | – |
| USO | Exit | UNITED STATES OIL FUND LPunits | $0 | – | -23,889 | -100.0% | -0.05% | – |
| JJGTF | Exit | BARCLAYS BANK PLCetn djubs grns37 | $0 | – | -21,839 | -100.0% | -0.06% | – |
| DBO | Exit | POWERSHS DB MULTI SECT COMMdb oil fund | $0 | – | -38,691 | -100.0% | -0.06% | – |
| LCC | Exit | U S AIRWAYS GROUP INC | $0 | – | -63,799 | -100.0% | -0.07% | – |
| DGX | Exit | QUEST DIAGNOSTICS INC | $0 | – | -22,013 | -100.0% | -0.08% | – |
| PZI | Exit | POWERSHARES ETF TRUSTzacks mc prtfl | $0 | – | -92,182 | -100.0% | -0.08% | – |
| IMCG | Exit | ISHARESmrgstr md cp grw | $0 | – | -12,034 | -100.0% | -0.09% | – |
| CAC | Exit | CAMDEN NATL CORP | $0 | – | -40,340 | -100.0% | -0.10% | – |
| SUB | Exit | ISHARESsht ntlamtfr etf | $0 | – | -16,120 | -100.0% | -0.10% | – |
| IWP | Exit | ISHARESrus md cp gr etf | $0 | – | -29,119 | -100.0% | -0.13% | – |
| ALTR | Exit | ALTERA CORP | $0 | – | -62,975 | -100.0% | -0.14% | – |
| LAZ | Exit | LAZARD LTD | $0 | – | -64,700 | -100.0% | -0.14% | – |
| NTRS | Exit | NORTHERN TR CORP | $0 | – | -45,294 | -100.0% | -0.14% | – |
| NTAP | Exit | NETAPP INC | $0 | – | -64,900 | -100.0% | -0.16% | – |
| LHO | Exit | LASALLE HOTEL PPTYS | $0 | – | -98,718 | -100.0% | -0.17% | – |
| MDC | Exit | M D C HLDGS INC | $0 | – | -97,956 | -100.0% | -0.17% | – |
| GAS | Exit | AGL RES INC | $0 | – | -68,607 | -100.0% | -0.18% | – |
| EVG | Exit | EATON VANCE SH TM DR DIVR IN | $0 | – | -215,411 | -100.0% | -0.19% | – |
| SWY | Exit | SAFEWAY INC | $0 | – | -111,552 | -100.0% | -0.21% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING IN | $0 | – | -78,985 | -100.0% | -0.28% | – |
| BOH | Exit | BANK HAWAII CORP | $0 | – | -93,949 | -100.0% | -0.30% | – |
| UST | Exit | PROSHARES TRultr 7-10 trea | $0 | – | -149,518 | -100.0% | -0.45% | – |
| UWM | Exit | PROSHARES TR | $0 | – | -171,603 | -100.0% | -0.73% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2014-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 30 | Q3 2020 | 4.4% |
| SPDR S&P 500 ETF TR | 30 | Q3 2020 | 3.2% |
| ISHARES TR | 30 | Q3 2020 | 2.2% |
| VANGUARD BD INDEX FDS | 30 | Q3 2020 | 1.8% |
| ISHARES TR | 30 | Q3 2020 | 2.1% |
| ISHARES TR | 30 | Q3 2020 | 2.0% |
| MICROSOFT CORP | 30 | Q3 2020 | 1.8% |
| VANGUARD STAR FDS | 30 | Q3 2020 | 1.4% |
| ISHARES TR | 30 | Q3 2020 | 3.0% |
| AT&T INC | 30 | Q3 2020 | 1.1% |
View First Allied Advisory Services, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2020-11-13 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-05-08 |
| 13F-HR | 2020-02-10 |
| 13F-HR | 2019-11-06 |
| 13F-HR | 2019-08-12 |
| 13F-HR | 2019-05-06 |
| 13F-HR | 2019-02-15 |
| 13F-HR/A | 2019-01-03 |
| 13F-HR | 2018-11-14 |
View First Allied Advisory Services, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.