$1.72 Billion is the total value of First Allied Advisory Services, Inc.'s 1003 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TNH | TERRA NITROGEN CO L P | $2,078,000 | -5.2% | 10,250 | 0.0% | 0.12% | -30.9% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $1,534,000 | +1.1% | 9 | 0.0% | 0.09% | -26.4% | |
| NRF | NORTHSTAR RLTY FIN CORP | $923,000 | +1.9% | 99,550 | 0.0% | 0.05% | -25.0% | |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $799,000 | -4.9% | 72,945 | 0.0% | 0.05% | -31.3% | |
| FFA | FIRST TR ENHANCED EQTY INC F | $792,000 | -2.0% | 63,980 | 0.0% | 0.05% | -28.1% | |
| MQY | BLACKROCK MUNIYIELD QUALITY | $709,000 | -9.3% | 50,631 | 0.0% | 0.04% | -33.9% | |
| ZION | ZIONS BANCORPORATION | $564,000 | -5.7% | 20,611 | 0.0% | 0.03% | -31.2% | |
| AGO | ASSURED GUARANTY LTD | $529,000 | -14.8% | 28,200 | 0.0% | 0.03% | -36.7% | |
| NXQ | NUVEEN SELECT TAX FREE INCMsh ben int | $535,000 | -3.4% | 42,725 | 0.0% | 0.03% | -29.5% | |
| AEE | AMEREN CORP | $515,000 | +1.8% | 14,739 | 0.0% | 0.03% | -25.0% | |
| EROC | EAGLE ROCK ENERGY PARTNERS Lunit | $489,000 | -9.6% | 68,795 | 0.0% | 0.03% | -34.9% | |
| CHW | CALAMOS GBL DYN INCOME FUND | $459,000 | +2.5% | 53,600 | 0.0% | 0.03% | -25.0% | |
| CGO | CALAMOS GLOBAL TOTAL RETURN | $459,000 | +0.4% | 34,329 | 0.0% | 0.03% | -25.0% | |
| NCZ | ALLIANZGI CONV & INCOME FD I | $403,000 | +3.3% | 46,576 | 0.0% | 0.02% | -25.8% | |
| BXMX | NUVEEN EQUITY PREM INCOME FD | $400,000 | -5.4% | 33,330 | 0.0% | 0.02% | -32.4% | |
| PWE | PENN WEST PETE LTD NEW | $352,000 | +4.5% | 31,663 | 0.0% | 0.02% | -25.9% | |
| IYK | ISHARESu.s. cnsm gd etf | $308,000 | +2.0% | 3,477 | 0.0% | 0.02% | -25.0% | |
| VCR | VANGUARD WORLD FDSconsum dis etf | $294,000 | +8.1% | 2,977 | 0.0% | 0.02% | -22.7% | |
| CHKLQ | CHESAPEAKE ENERGY CORPpfd conv | $280,000 | -0.4% | 3,140 | 0.0% | 0.02% | -27.3% | |
| VTA | INVESCO DYNAMIC CR OPP FD | $261,000 | -1.9% | 20,267 | 0.0% | 0.02% | -28.6% | |
| NMO | NUVEEN MUN MKT OPPORTUNITY F | $253,000 | -5.6% | 20,600 | 0.0% | 0.02% | -28.6% | |
| OCR | OMNICARE INC | $235,000 | +17.5% | 4,213 | 0.0% | 0.01% | -12.5% | |
| M102SC | NUVEEN EQTY PRM OPPORTUNITYF | $227,000 | -2.6% | 18,797 | 0.0% | 0.01% | -31.6% | |
| CUR | NEURALSTEM INC | $231,000 | +81.9% | 85,200 | 0.0% | 0.01% | +30.0% | |
| IGR | CBRE CLARION GLOBAL REAL EST | $230,000 | -11.5% | 28,510 | 0.0% | 0.01% | -38.1% | |
| NMI | NUVEEN MUN INCOME FD INC | $201,000 | -6.5% | 19,978 | 0.0% | 0.01% | -29.4% | |
| NHF | NEXPOINT CR STRATEGIES FD | $199,000 | -2.5% | 26,200 | 0.0% | 0.01% | -25.0% | |
| PFM | POWERSHARES ETF TRUSTdiv achv prtf | $213,000 | +3.4% | 11,393 | 0.0% | 0.01% | -25.0% | |
| FDD | FIRST TR STOXX EURO DIV FD | $192,000 | +14.3% | 14,735 | 0.0% | 0.01% | -15.4% | |
| FMY | FIRST TRUST MORTGAGE INCM FD | $184,000 | -2.1% | 11,800 | 0.0% | 0.01% | -26.7% | |
| GLO | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $185,000 | 0.0% | 14,273 | 0.0% | 0.01% | -26.7% | |
| APF | MORGAN STANLEY ASIA PAC FD I | $167,000 | +6.4% | 10,067 | 0.0% | 0.01% | -23.1% | |
| LPHIQ | LIFE PARTNERS HOLDINGS INC | $178,000 | -28.2% | 80,875 | 0.0% | 0.01% | -50.0% | |
| JTA | NUVEEN TX ADV TOTAL RET STRG | $147,000 | +1.4% | 11,750 | 0.0% | 0.01% | -25.0% | |
| BYM | BLACKROCK MUNICIPL INC QLTY | $156,000 | -3.7% | 11,417 | 0.0% | 0.01% | -30.8% | |
| FT | FRANKLIN UNVL TRsh ben int | $153,000 | 0.0% | 22,685 | 0.0% | 0.01% | -25.0% | |
| SIMO | SILICON MOTION TECHNOLOGY COsponsored adr | $135,000 | +20.5% | 10,450 | 0.0% | 0.01% | -11.1% | |
| PYN | PIMCO NEW YORK MUN INCM FD 1 | $121,000 | -1.6% | 12,974 | 0.0% | 0.01% | -30.0% | |
| DEX | DELAWARE ENHANCED GBL DIV & | $121,000 | +1.7% | 10,228 | 0.0% | 0.01% | -22.2% | |
| PIOI | ACTIVE POWER INC | $119,000 | -30.8% | 41,000 | 0.0% | 0.01% | -50.0% | |
| OIA | INVESCO MUNI INCOME OPP TRST | $124,000 | -4.6% | 19,380 | 0.0% | 0.01% | -30.0% | |
| IMUC | IMMUNOCELLULAR THERAPEUTICS | $103,000 | +32.1% | 40,000 | 0.0% | 0.01% | 0.0% | |
| NCV | ALLIANZGI CONV & INCOME FD | $99,000 | +1.0% | 10,658 | 0.0% | 0.01% | -25.0% | |
| TRST | TRUSTCO BK CORP N Y | $100,000 | +8.7% | 16,924 | 0.0% | 0.01% | -14.3% | |
| HIS | BLACKROCK HIGH INCOME SHS | $82,000 | -6.8% | 40,284 | 0.0% | 0.01% | -28.6% | |
| PCF | PUTMAN HIGH INCOME SEC FUND | $93,000 | -1.1% | 11,577 | 0.0% | 0.01% | -28.6% | |
| BSBR | BANCO SANTANDER BRASIL S Aads rep 1 unit | $83,000 | +10.7% | 12,068 | 0.0% | 0.01% | -16.7% | |
| REFR | RESEARCH FRONTIERS INC | $76,000 | +5.6% | 18,000 | 0.0% | 0.00% | -33.3% | |
| CORR | CORENERGY INFRASTRUCTURE TR | $77,000 | +5.5% | 10,739 | 0.0% | 0.00% | -33.3% | |
| PLBC | PLUMAS BANCORP | $77,000 | 0.0% | 12,448 | 0.0% | 0.00% | -33.3% | |
| PROSPECT CAPITAL CORPORATIONnote 5.500% 8/1 | $67,000 | -2.9% | 65,000 | 0.0% | 0.00% | -20.0% | ||
| PTGCY | PORTUGAL TELECOM SGPS S Asponsored adr | $54,000 | +14.9% | 12,000 | 0.0% | 0.00% | -25.0% | |
| OMEX | ODYSSEY MARINE EXPLORATION I | $46,000 | 0.0% | 15,393 | 0.0% | 0.00% | -25.0% | |
| MWW | MONSTER WORLDWIDE INC | $60,000 | -9.1% | 13,501 | 0.0% | 0.00% | -40.0% | |
| CIF | MFS INTERMEDIATE HIGH INC FDsh ben int | $52,000 | -3.7% | 19,019 | 0.0% | 0.00% | -25.0% | |
| WTSLQ | WET SEAL INCcl a | $44,000 | -17.0% | 11,252 | 0.0% | 0.00% | -25.0% | |
| BPZRQ | BPZ RESOURCES INC | $53,000 | +10.4% | 27,000 | 0.0% | 0.00% | -25.0% | |
| ARES CAP CORPnote 5.125% 6/0 | $41,000 | 0.0% | 39,000 | 0.0% | 0.00% | -33.3% | ||
| USEG | U S ENERGY CORP WYO | $40,000 | +2.6% | 19,050 | 0.0% | 0.00% | -33.3% | |
| PZG | PARAMOUNT GOLD & SILVER CORP | $16,000 | +6.7% | 12,500 | 0.0% | 0.00% | 0.0% | |
| PEABODY ENERGY CORPsdcv 4.750%12/1 | $16,000 | +14.3% | 20,000 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 30 | Q3 2020 | 4.4% |
| SPDR S&P 500 ETF TR | 30 | Q3 2020 | 3.2% |
| ISHARES TR | 30 | Q3 2020 | 2.2% |
| VANGUARD BD INDEX FDS | 30 | Q3 2020 | 1.8% |
| ISHARES TR | 30 | Q3 2020 | 2.1% |
| ISHARES TR | 30 | Q3 2020 | 2.0% |
| MICROSOFT CORP | 30 | Q3 2020 | 1.8% |
| VANGUARD STAR FDS | 30 | Q3 2020 | 1.4% |
| ISHARES TR | 30 | Q3 2020 | 3.0% |
| AT&T INC | 30 | Q3 2020 | 1.1% |
View First Allied Advisory Services, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2020-11-13 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-05-08 |
| 13F-HR | 2020-02-10 |
| 13F-HR | 2019-11-06 |
| 13F-HR | 2019-08-12 |
| 13F-HR | 2019-05-06 |
| 13F-HR | 2019-02-15 |
| 13F-HR/A | 2019-01-03 |
| 13F-HR | 2018-11-14 |
View First Allied Advisory Services, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.