$1.72 Billion is the total value of First Allied Advisory Services, Inc.'s 1003 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 23.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PG | Sell | PROCTER & GAMBLE CO | $7,051,000 | -18.8% | 93,771 | -17.3% | 0.41% | -40.8% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $7,018,000 | +3.1% | 151,423 | -0.7% | 0.41% | -24.9% |
| QCOM | Sell | QUALCOMM INC | $6,239,000 | +3.8% | 92,677 | -6.1% | 0.36% | -24.2% |
| IJJ | Sell | ISHARESs&p mc 400vl etf | $5,690,000 | +5.6% | 52,680 | -0.9% | 0.33% | -23.0% |
| DVY | Sell | ISHARESselect divid etf | $5,194,000 | -1.8% | 78,135 | -5.7% | 0.30% | -28.3% |
| EMB | Sell | ISHARESjp mor em mk etf | $4,340,000 | -10.2% | 39,690 | -9.9% | 0.25% | -34.3% |
| NLY | Sell | ANNALY CAP MGMT INC | $4,203,000 | -13.9% | 363,297 | -6.1% | 0.24% | -37.0% |
| O | Sell | REALTY INCOME CORP | $3,653,000 | -12.0% | 91,657 | -7.7% | 0.21% | -35.6% |
| JNK | Sell | SPDR SERIES TRUSTbrc hgh yld bd | $3,489,000 | -1.2% | 87,381 | -2.1% | 0.20% | -28.0% |
| PM | Sell | PHILIP MORRIS INTL INC | $3,394,000 | -0.8% | 39,176 | -0.6% | 0.20% | -27.5% |
| BOND | Sell | PIMCO ETF TRtotl retn etf | $3,287,000 | -8.6% | 31,055 | -9.0% | 0.19% | -33.4% |
| CHRW | Sell | C H ROBINSON WORLDWIDE INC | $3,242,000 | +2.3% | 54,394 | -3.3% | 0.19% | -25.0% |
| MCD | Sell | MCDONALDS CORP | $3,161,000 | -5.1% | 32,798 | -2.6% | 0.18% | -30.6% |
| ADM | Sell | ARCHER DANIELS MIDLAND CO | $2,982,000 | -0.2% | 81,176 | -7.7% | 0.17% | -26.9% |
| SBUX | Sell | STARBUCKS CORP | $2,965,000 | +12.7% | 38,412 | -3.8% | 0.17% | -17.6% |
| TIP | Sell | ISHAREStips bd etf | $2,931,000 | -55.7% | 26,074 | -56.0% | 0.17% | -67.6% |
| IJK | Sell | ISHARESs&p mc 400gr etf | $2,929,000 | -1.1% | 21,055 | -8.3% | 0.17% | -28.0% |
| DUK | Sell | DUKE ENERGY CORP NEW | $2,910,000 | -10.5% | 43,538 | -9.6% | 0.17% | -34.7% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $2,806,000 | -13.5% | 341,749 | -9.3% | 0.16% | -36.8% |
| CHI | Sell | CALAMOS CONV OPP AND INC FDsh ben int | $2,708,000 | -6.8% | 214,596 | -6.8% | 0.16% | -31.9% |
| BAC | Sell | BANK OF AMERICA CORPORATION | $2,602,000 | -38.6% | 187,733 | -43.1% | 0.15% | -55.3% |
| SO | Sell | SOUTHERN CO | $2,322,000 | -12.2% | 56,691 | -5.9% | 0.14% | -36.0% |
| IVV | Sell | ISHAREScore s&p500 etf | $2,235,000 | -87.4% | 13,236 | -88.0% | 0.13% | -90.8% |
| KYN | Sell | KAYNE ANDERSON MLP INVSMNT C | $2,213,000 | -10.5% | 61,744 | -2.7% | 0.13% | -34.5% |
| NFX | Sell | NEWFIELD EXPL CO | $2,197,000 | +11.5% | 80,388 | -2.4% | 0.13% | -18.5% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $2,110,000 | -4.4% | 26,515 | -4.3% | 0.12% | -30.1% |
| ETP | Sell | ENERGY TRANSFER PRTNRS L Punit ltd partn | $2,095,000 | -7.4% | 40,395 | -9.7% | 0.12% | -32.2% |
| NYCB | Sell | NEW YORK CMNTY BANCORP INC | $2,037,000 | +2.0% | 133,642 | -6.1% | 0.12% | -25.2% |
| SCHW | Sell | SCHWAB CHARLES CORP NEW | $1,952,000 | -2.4% | 92,370 | -2.3% | 0.11% | -28.3% |
| HDV | Sell | ISHAREShigh dividnd etf | $1,942,000 | -9.3% | 29,311 | -9.3% | 0.11% | -33.9% |
| KYE | Sell | KAYNE ANDERSON ENRGY TTL RT | $1,931,000 | -0.6% | 64,456 | -0.7% | 0.11% | -27.7% |
| POT | Sell | POTASH CORP SASK INC | $1,893,000 | -59.5% | 60,614 | -50.5% | 0.11% | -70.4% |
| AGG | Sell | ISHAREScore totusbd etf | $1,794,000 | -82.2% | 16,728 | -82.2% | 0.10% | -87.1% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,720,000 | -13.3% | 35,429 | -20.7% | 0.10% | -36.7% |
| CAC | Sell | CAMDEN NATL CORP | $1,644,000 | +2.2% | 40,340 | -11.0% | 0.10% | -25.0% |
| WOOD | Sell | ISHARESgl timb fore etf | $1,622,000 | +0.6% | 32,898 | -7.6% | 0.09% | -26.6% |
| ISCB | Sell | ISHARESmrgstr sm cp etf | $1,621,000 | -45.9% | 13,628 | -50.1% | 0.09% | -60.7% |
| IMCG | Sell | ISHARESmrgstr md cp grw | $1,605,000 | -53.9% | 12,034 | -58.3% | 0.09% | -66.4% |
| SPLV | Sell | POWERSHARES ETF TR IIs&p500 low vol | $1,576,000 | -28.8% | 50,196 | -29.0% | 0.09% | -48.0% |
| BBT | Sell | BB&T CORP | $1,575,000 | +0.4% | 45,399 | -1.9% | 0.09% | -26.4% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $1,514,000 | -13.7% | 116,398 | -14.2% | 0.09% | -37.1% |
| EEP | Sell | ENBRIDGE ENERGY PARTNERS L P | $1,514,000 | -6.6% | 49,842 | -6.5% | 0.09% | -31.8% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $1,507,000 | -6.0% | 17,974 | -5.8% | 0.09% | -31.2% |
| LOW | Sell | LOWES COS INC | $1,379,000 | +12.2% | 28,937 | -4.0% | 0.08% | -18.4% |
| CLX | Sell | CLOROX CO DEL | $1,312,000 | -5.1% | 16,136 | -4.0% | 0.08% | -30.9% |
| SRV | Sell | CUSHING MLP TOTAL RETURN FD | $1,284,000 | -3.9% | 160,500 | -3.6% | 0.08% | -29.2% |
| PCN | Sell | PIMCO CORPORATE INCOME STRAT | $1,282,000 | -6.7% | 76,668 | -2.9% | 0.08% | -31.2% |
| CIM | Sell | CHIMERA INVT CORP | $1,274,000 | -38.9% | 421,328 | -39.4% | 0.07% | -55.4% |
| AMJ | Sell | JPMORGAN CHASE & COalerian ml etn | $1,216,000 | -18.9% | 27,043 | -15.9% | 0.07% | -40.8% |
| SLB | Sell | SCHLUMBERGER LTD | $1,212,000 | +19.9% | 13,719 | -3.6% | 0.07% | -12.3% |
| PPT | Sell | PUTNAM PREMIER INCOME TRsh ben int | $1,178,000 | -4.1% | 223,465 | -2.9% | 0.07% | -29.6% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD INC | $1,183,000 | -1.4% | 90,681 | -2.4% | 0.07% | -28.1% |
| JHP | Sell | NUVEEN QUALITY PFD INC FD 3 | $1,151,000 | -11.1% | 145,146 | -5.6% | 0.07% | -35.0% |
| IJH | Sell | ISHAREScore s&p mcp etf | $1,114,000 | +6.3% | 9,017 | -0.4% | 0.06% | -22.6% |
| ITB | Sell | ISHARESus home cons etf | $1,099,000 | -27.6% | 49,706 | -27.1% | 0.06% | -47.1% |
| BIDU | Sell | BAIDU INCspon adr rep a | $1,098,000 | +26.4% | 7,054 | -23.4% | 0.06% | -7.2% |
| MVF | Sell | BLACKROCK MUNIVEST FD INC | $1,078,000 | -12.2% | 114,858 | -5.5% | 0.06% | -35.7% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,080,000 | -70.9% | 13,370 | -70.9% | 0.06% | -78.6% |
| EWX | Sell | SPDR INDEX SHS FDSs&p emktsc etf | $1,062,000 | -56.3% | 23,170 | -58.1% | 0.06% | -68.0% |
| KRE | Sell | SPDR SERIES TRUSTs&p regl bkg | $1,070,000 | -2.2% | 30,161 | -6.9% | 0.06% | -28.7% |
| JPS | Sell | NUVEEN QUALITY PFD INCOME FD | $1,068,000 | -13.0% | 131,126 | -6.3% | 0.06% | -36.7% |
| FDX | Sell | FEDEX CORP | $1,039,000 | +14.4% | 9,118 | -1.7% | 0.06% | -16.7% |
| RTN | Sell | RAYTHEON CO | $1,033,000 | -77.0% | 13,452 | -80.0% | 0.06% | -83.2% |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $1,009,000 | -0.2% | 17,863 | -3.7% | 0.06% | -27.2% |
| UPLMQ | Sell | ULTRA PETROLEUM CORP | $1,001,000 | -2.3% | 48,704 | -6.1% | 0.06% | -29.3% |
| SE | Sell | SPECTRA ENERGY CORP | $972,000 | -8.7% | 28,100 | -9.3% | 0.06% | -32.9% |
| FXD | Sell | FIRST TR EXCHANGE TRADED FDconsumr discre | $974,000 | +8.9% | 32,782 | -0.5% | 0.06% | -19.7% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $961,000 | +7.7% | 30,700 | -1.0% | 0.06% | -21.1% |
| PSCH | Sell | POWERSHARES ETF TR IIs&p smcp hc po | $920,000 | +3.3% | 18,772 | -9.2% | 0.05% | -23.9% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD V | $909,000 | -4.2% | 76,842 | -2.7% | 0.05% | -30.3% |
| WM | Sell | WASTE MGMT INC DEL | $905,000 | -1.5% | 21,718 | -4.8% | 0.05% | -27.4% |
| PDM | Sell | PIEDMONT OFFICE REALTY TR IN | $904,000 | -6.6% | 52,020 | -3.7% | 0.05% | -31.2% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $873,000 | -20.6% | 9,569 | -24.7% | 0.05% | -42.0% |
| DLN | Sell | WISDOMTREE TRlargecap divid | $852,000 | -4.8% | 13,955 | -6.7% | 0.05% | -29.6% |
| JTP | Sell | NUVEEN QUALITY PFD INCOME FD | $867,000 | -22.9% | 113,091 | -17.7% | 0.05% | -44.4% |
| PDP | Sell | POWERSHARES ETF TRUSTdwa tech ldrs | $854,000 | -44.8% | 25,210 | -49.3% | 0.05% | -59.3% |
| KMB | Sell | KIMBERLY CLARK CORP | $839,000 | -3.3% | 8,925 | -0.3% | 0.05% | -29.0% |
| RWO | Sell | SPDR INDEX SHS FDSdj glb rl es etf | $829,000 | -43.4% | 19,564 | -43.7% | 0.05% | -59.0% |
| EWZ | Sell | ISHARESmsci brz cap etf | $813,000 | -10.1% | 16,926 | -17.6% | 0.05% | -34.7% |
| APA | Sell | APACHE CORP | $807,000 | -22.4% | 9,437 | -24.3% | 0.05% | -43.4% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $783,000 | -84.8% | 21,091 | -84.4% | 0.05% | -88.8% |
| HPF | Sell | HANCOCK JOHN PFD INCOME FD I | $794,000 | -10.1% | 41,238 | -2.2% | 0.05% | -34.3% |
| UL | Sell | UNILEVER PLCspon adr new | $788,000 | -10.9% | 20,635 | -6.9% | 0.05% | -34.3% |
| ZBH | Sell | ZIMMER HLDGS INC | $769,000 | +8.2% | 9,353 | -1.6% | 0.04% | -21.1% |
| BBBY | Sell | BED BATH & BEYOND INC | $774,000 | -7.0% | 10,120 | -13.8% | 0.04% | -31.8% |
| MUE | Sell | BLACKROCK MUNIHLDNGS QLTY II | $775,000 | -10.2% | 61,518 | -1.6% | 0.04% | -34.8% |
| WPZ | Sell | WILLIAMS PARTNERS L P | $780,000 | -4.1% | 14,801 | -6.5% | 0.04% | -30.8% |
| ZF | Sell | ZWEIG FD | $771,000 | +2.5% | 55,425 | -1.0% | 0.04% | -25.0% |
| DHR | Sell | DANAHER CORP DEL | $754,000 | +1.9% | 10,879 | -6.4% | 0.04% | -25.4% |
| KRFT | Sell | KRAFT FOODS GROUP INC | $751,000 | -14.8% | 14,385 | -8.2% | 0.04% | -37.1% |
| PHK | Sell | PIMCO HIGH INCOME FD | $741,000 | +0.3% | 62,067 | -1.6% | 0.04% | -27.1% |
| MFA | Sell | MFA FINL INC | $739,000 | -15.6% | 99,235 | -4.0% | 0.04% | -38.6% |
| HCA | Sell | HCA HOLDINGS INC | $746,000 | +13.4% | 17,455 | -4.5% | 0.04% | -17.3% |
| SIEGY | Sell | SIEMENS A Gsponsored adr | $743,000 | +15.2% | 6,289 | -2.7% | 0.04% | -15.7% |
| BDJ | Sell | BLACKROCK ENHANCED EQT DIV T | $733,000 | -4.7% | 97,189 | -4.1% | 0.04% | -29.5% |
| FSD | Sell | FIRST TR HIGH INCOME L/S FD | $721,000 | -10.0% | 40,411 | -10.0% | 0.04% | -34.4% |
| MPW | Sell | MEDICAL PPTYS TRUST INC | $720,000 | -42.7% | 59,495 | -32.4% | 0.04% | -58.0% |
| AHT | Sell | ASHFORD HOSPITALITY TR INC | $707,000 | -21.5% | 57,125 | -27.5% | 0.04% | -43.1% |
| IYJ | Sell | ISHARESu.s. inds etf | $680,000 | -20.1% | 7,496 | -27.1% | 0.04% | -41.2% |
| NGG | Sell | NATIONAL GRID PLCspon adr new | $689,000 | -11.8% | 11,786 | -15.5% | 0.04% | -35.5% |
| PFN | Sell | PIMCO INCOME STRATEGY FUND I | $689,000 | -4.7% | 67,748 | -1.7% | 0.04% | -31.0% |
| IXJ | Sell | ISHARESglob hlthcre etf | $688,000 | +6.7% | 8,658 | -0.1% | 0.04% | -21.6% |
| AMAT | Sell | APPLIED MATLS INC | $679,000 | +17.7% | 38,527 | -1.1% | 0.04% | -13.0% |
| BWP | Sell | BOARDWALK PIPELINE PARTNERSut ltd partner | $678,000 | -7.9% | 22,350 | -8.4% | 0.04% | -33.9% |
| NEE | Sell | NEXTERA ENERGY INC | $676,000 | -3.0% | 8,441 | -1.7% | 0.04% | -30.4% |
| VNM | Sell | MARKET VECTORS ETF TRvietnam etf | $667,000 | -9.5% | 37,443 | -6.3% | 0.04% | -33.9% |
| NOV | Sell | NATIONAL OILWELL VARCO INC | $651,000 | -1.5% | 8,314 | -13.4% | 0.04% | -28.3% |
| XRAY | Sell | DENTSPLY INTL INC NEW | $660,000 | +6.1% | 15,190 | -0.1% | 0.04% | -24.0% |
| BTA | Sell | BLACKROCK LONG-TERM MUNI ADV | $642,000 | -15.2% | 60,703 | -9.6% | 0.04% | -38.3% |
| TTE | Sell | TOTAL S Asponsored adr | $626,000 | +10.4% | 10,638 | -8.4% | 0.04% | -20.0% |
| GBAB | Sell | GUGGENHEIM BLD AMR BDS MNG D | $626,000 | -14.2% | 31,255 | -7.9% | 0.04% | -37.9% |
| BBN | Sell | BLACKROCK BUILD AMER BD TR | $622,000 | -11.1% | 32,211 | -7.9% | 0.04% | -35.7% |
| CQP | Sell | CHENIERE ENERGY PARTNERS LP | $622,000 | -13.4% | 23,600 | -1.7% | 0.04% | -36.8% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $623,000 | -64.7% | 15,666 | -64.8% | 0.04% | -74.5% |
| MA | Sell | MASTERCARD INCcl a | $626,000 | +15.5% | 939 | -0.6% | 0.04% | -16.3% |
| IDU | Sell | ISHARESu.s. utilits etf | $605,000 | -40.9% | 6,485 | -40.6% | 0.04% | -57.3% |
| FFC | Sell | FLAHERTY&CRMN PFD SEC INCOM | $610,000 | -7.2% | 33,491 | -3.5% | 0.04% | -32.7% |
| FISV | Sell | FISERV INC | $609,000 | -19.9% | 6,055 | -30.7% | 0.04% | -42.6% |
| GPC | Sell | GENUINE PARTS CO | $607,000 | +2.5% | 7,498 | -1.4% | 0.04% | -25.5% |
| TGP | Sell | TEEKAY LNG PARTNERS L Pprtnrsp units | $591,000 | -2.6% | 13,395 | -3.7% | 0.03% | -29.2% |
| MRO | Sell | MARATHON OIL CORP | $582,000 | -4.0% | 16,776 | -4.2% | 0.03% | -29.2% |
| IHY | Sell | MARKET VECTORS ETF TRintl hi yld bd | $584,000 | -7.0% | 21,928 | -9.5% | 0.03% | -32.0% |
| UTG | Sell | REAVES UTIL INCOME FD | $575,000 | -5.1% | 22,900 | -4.2% | 0.03% | -31.2% |
| HYEM | Sell | MARKET VECTORS ETF TRemkt hiyld bd | $574,000 | -0.7% | 22,841 | -1.0% | 0.03% | -28.3% |
| MCK | Sell | MCKESSON CORP | $546,000 | +11.2% | 4,265 | -0.5% | 0.03% | -17.9% |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $546,000 | -40.6% | 59,766 | -37.7% | 0.03% | -56.2% |
| EMLC | Sell | MARKET VECTORS ETF TRem lc curr dbt | $556,000 | -6.1% | 22,763 | -6.6% | 0.03% | -31.9% |
| IAT | Sell | ISHARESus regnl bks etf | $534,000 | -33.5% | 17,969 | -34.1% | 0.03% | -51.6% |
| AOD | Sell | ALPINE TOTAL DYNAMIC DIVID F | $527,000 | -12.9% | 131,571 | -14.8% | 0.03% | -35.4% |
| CLR | Sell | CONTINENTAL RESOURCES INC | $537,000 | +17.5% | 4,967 | -4.9% | 0.03% | -13.9% |
| LVS | Sell | LAS VEGAS SANDS CORP | $520,000 | 0.0% | 7,697 | -21.6% | 0.03% | -26.8% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $507,000 | -1.4% | 7,898 | -27.8% | 0.03% | -26.8% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $508,000 | -7.1% | 3,359 | -8.4% | 0.03% | -31.8% |
| PGF | Sell | POWERSHARES ETF TRUSTfinl pfd ptfl | $507,000 | -7.0% | 29,444 | -3.5% | 0.03% | -30.2% |
| BPT | Sell | BP PRUDHOE BAY RTY TRunit ben int | $519,000 | -13.4% | 5,996 | -3.7% | 0.03% | -37.5% |
| TUR | Sell | ISHARESmsci turkey etf | $499,000 | -16.4% | 9,041 | -10.4% | 0.03% | -39.6% |
| SGOL | Sell | ETFS GOLD TR | $491,000 | -20.7% | 3,748 | -26.6% | 0.03% | -40.8% |
| ESLT | Sell | ELBIT SYS LTDord | $503,000 | -7.2% | 9,416 | -27.1% | 0.03% | -32.6% |
| DVN | Sell | DEVON ENERGY CORP NEW | $500,000 | -5.1% | 8,644 | -14.2% | 0.03% | -31.0% |
| HCP | Sell | HCP INC | $501,000 | -10.7% | 12,253 | -0.3% | 0.03% | -35.6% |
| CAG | Sell | CONAGRA FOODS INC | $494,000 | -13.8% | 16,200 | -1.9% | 0.03% | -37.0% |
| EEA | Sell | EUROPEAN EQUITY FUND | $492,000 | -8.4% | 60,592 | -18.4% | 0.03% | -32.6% |
| GOLD | Sell | BARRICK GOLD CORP | $499,000 | +5.9% | 26,813 | -10.0% | 0.03% | -23.7% |
| DHG | Sell | DWS HIGH INCOME OPPORT FD IN | $483,000 | -4.9% | 34,417 | -2.3% | 0.03% | -30.0% |
| DLTR | Sell | DOLLAR TREE INC | $478,000 | +10.9% | 8,400 | -0.0% | 0.03% | -17.6% |
| UTXPRA | Sell | UNITED TECHNOLOGIES CORPunit 99/99/9999 | $482,000 | +5.7% | 7,495 | -2.3% | 0.03% | -22.2% |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP | $476,000 | 0.0% | 115,605 | -3.8% | 0.03% | -26.3% |
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 | $478,000 | -4.6% | 36,801 | -0.6% | 0.03% | -30.0% |
| PMM | Sell | PUTNAM MANAGED MUN INCOM TR | $461,000 | -17.5% | 68,598 | -14.0% | 0.03% | -40.0% |
| VAR | Sell | VARIAN MED SYS INC | $467,000 | -6.8% | 6,217 | -15.9% | 0.03% | -32.5% |
| RRC | Sell | RANGE RES CORP | $470,000 | -6.2% | 6,164 | -5.1% | 0.03% | -32.5% |
| PEGA | Sell | PEGASYSTEMS INC | $470,000 | -1.1% | 11,706 | -18.0% | 0.03% | -28.9% |
| FUND | Sell | ROYCE FOCUS TR | $461,000 | +2.0% | 63,564 | -2.0% | 0.03% | -25.0% |
| HAL | Sell | HALLIBURTON CO | $441,000 | -46.2% | 9,201 | -53.4% | 0.03% | -60.0% |
| LUMN | Sell | CENTURYLINK INC | $440,000 | -17.0% | 14,176 | -3.7% | 0.03% | -38.1% |
| AMT | Sell | AMERICAN TOWER CORP NEW | $441,000 | -0.9% | 5,970 | -1.7% | 0.03% | -25.7% |
| FGD | Sell | FIRST TR EXCHANGE TRADED FDdj glbl divid | $443,000 | -0.7% | 17,215 | -10.7% | 0.03% | -27.8% |
| SRE | Sell | SEMPRA ENERGY | $429,000 | 0.0% | 4,982 | -4.5% | 0.02% | -26.5% |
| LO | Sell | LORILLARD INC | $427,000 | -17.4% | 9,602 | -19.4% | 0.02% | -39.0% |
| SRPT | Sell | SAREPTA THERAPEUTICS INC | $428,000 | -13.9% | 9,054 | -30.6% | 0.02% | -37.5% |
| RWR | Sell | SPDR SERIES TRUSTdj reit etf | $430,000 | -49.2% | 5,845 | -47.3% | 0.02% | -62.7% |
| HOLX | Sell | HOLOGIC INC | $429,000 | -4.0% | 20,720 | -10.6% | 0.02% | -30.6% |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $435,000 | -25.9% | 6,450 | -28.8% | 0.02% | -46.8% |
| LBJ | Sell | DIREXION SHS ETF TRlatn am bull3x | $433,000 | -3.1% | 18,481 | -9.4% | 0.02% | -30.6% |
| MWE | Sell | MARKWEST ENERGY PARTNERS L Punit ltd partn | $429,000 | +5.1% | 5,933 | -3.2% | 0.02% | -24.2% |
| IYT | Sell | ISHAREStrans avg etf | $408,000 | +2.0% | 3,500 | -4.4% | 0.02% | -25.0% |
| KEGXQ | Sell | KEY ENERGY SVCS INC | $416,000 | +22.7% | 56,984 | -0.0% | 0.02% | -11.1% |
| AXP | Sell | AMERICAN EXPRESS CO | $411,000 | -1.7% | 5,319 | -6.0% | 0.02% | -27.3% |
| ETV | Sell | EATON VANCE TX MNG BY WRT OP | $411,000 | -11.0% | 31,380 | -11.2% | 0.02% | -35.1% |
| LLL | Sell | L-3 COMMUNICATIONS HLDGS INC | $413,000 | +9.5% | 4,356 | -0.8% | 0.02% | -20.0% |
| SH | Sell | PROSHARES TR | $417,000 | -81.2% | 14,927 | -80.0% | 0.02% | -86.4% |
| LII | Sell | LENNOX INTL INC | $404,000 | -7.1% | 5,360 | -20.5% | 0.02% | -31.4% |
| WFM | Sell | WHOLE FOODS MKT INC | $390,000 | -6.7% | 6,738 | -19.3% | 0.02% | -30.3% |
| PKO | Sell | PIMCO INCOME OPPORTUNITY FD | $396,000 | -6.8% | 14,476 | -2.6% | 0.02% | -32.4% |
| NVDA | Sell | NVIDIA CORP | $397,000 | +6.1% | 25,551 | -3.6% | 0.02% | -23.3% |
| HTA | Sell | HEALTHCARE TR AMER INCcl a | $402,000 | -29.8% | 38,327 | -25.4% | 0.02% | -50.0% |
| GMPRB | Sell | GENERAL MTRS COjr pfd cnv srb | $393,000 | -35.5% | 7,770 | -38.7% | 0.02% | -53.1% |
| EWY | Sell | ISHARESmsci sth kor etf | $390,000 | -29.7% | 6,402 | -37.0% | 0.02% | -47.7% |
| VRSK | Sell | VERISK ANALYTICS INCcl a | $387,000 | -68.6% | 5,950 | -71.1% | 0.02% | -76.5% |
| PRGO | Sell | PERRIGO CO | $397,000 | +1.0% | 3,240 | -0.6% | 0.02% | -25.8% |
| ACN | Sell | ACCENTURE PLC IRELAND | $395,000 | -20.0% | 5,365 | -22.8% | 0.02% | -41.0% |
| YELP | Sell | YELP INCcl a | $385,000 | +22.6% | 5,787 | -35.7% | 0.02% | -12.0% |
| ETR | Sell | ENTERGY CORP NEW | $377,000 | -13.1% | 6,029 | -3.8% | 0.02% | -37.1% |
| VFL | Sell | DELAWARE INVT NAT MUNI INC Fsh ben int | $380,000 | -30.0% | 31,942 | -25.3% | 0.02% | -48.8% |
| INFN | Sell | INFINERA CORPORATION | $368,000 | -2.1% | 32,471 | -7.9% | 0.02% | -30.0% |
| BLW | Sell | BLACKROCK LTD DURATION INC T | $367,000 | -12.4% | 21,829 | -7.7% | 0.02% | -36.4% |
| PAYX | Sell | PAYCHEX INC | $360,000 | +10.8% | 8,881 | -0.7% | 0.02% | -19.2% |
| IYF | Sell | ISHARESu.s. finls etf | $367,000 | -47.0% | 5,013 | -48.5% | 0.02% | -61.8% |
| SSS | Sell | SOVRAN SELF STORAGE INC | $369,000 | +12.5% | 4,881 | -4.1% | 0.02% | -19.2% |
| HYV | Sell | BLACKROCK CORPOR HI YLD FD V | $359,000 | -13.1% | 29,675 | -12.4% | 0.02% | -36.4% |
| NBB | Sell | NUVEEN BUILD AMER BD FD | $357,000 | -18.1% | 19,533 | -12.1% | 0.02% | -40.0% |
| SU | Sell | SUNCOR ENERGY INC NEW | $350,000 | -10.7% | 9,926 | -28.8% | 0.02% | -35.5% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $341,000 | -41.7% | 4,768 | -41.1% | 0.02% | -57.4% |
| EIX | Sell | EDISON INTL | $347,000 | -11.5% | 7,514 | -8.0% | 0.02% | -35.5% |
| JDSU | Sell | JDS UNIPHASE CORP | $342,000 | +0.3% | 23,352 | -1.8% | 0.02% | -25.9% |
| PFL | Sell | PIMCO INCOME STRATEGY FUND | $350,000 | -17.1% | 31,445 | -13.9% | 0.02% | -41.2% |
| MYI | Sell | BLACKROCK MUNIYIELD QLTY FD | $351,000 | -49.1% | 27,004 | -45.1% | 0.02% | -63.6% |
| SIRI | Sell | SIRIUS XM RADIO INC | $346,000 | +11.6% | 88,510 | -3.8% | 0.02% | -20.0% |
| IWV | Sell | ISHARESrussell 3000 etf | $336,000 | -84.0% | 3,296 | -84.9% | 0.02% | -88.0% |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $327,000 | -1.2% | 17,937 | -1.7% | 0.02% | -26.9% |
| HOT | Sell | STARWOOD HOTELS&RESORTS WRLD | $321,000 | +2.2% | 4,799 | -4.3% | 0.02% | -24.0% |
| ADBE | Sell | ADOBE SYS INC | $326,000 | +0.9% | 6,282 | -11.3% | 0.02% | -26.9% |
| ARLP | Sell | ALLIANCE RES PARTNER L Put ltd part | $312,000 | -41.6% | 4,201 | -44.7% | 0.02% | -58.1% |
| ACAS | Sell | AMERICAN CAP LTD | $302,000 | +7.5% | 21,866 | -1.2% | 0.02% | -18.2% |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $303,000 | -31.6% | 11,632 | -46.4% | 0.02% | -48.6% |
| IGT | Sell | INTERNATIONAL GAME TECHNOLOG | $309,000 | +11.6% | 16,455 | -0.8% | 0.02% | -18.2% |
| REM | Sell | ISHARESmrg rl es cp etf | $312,000 | -22.0% | 26,349 | -16.1% | 0.02% | -43.8% |
| RWX | Sell | SPDR INDEX SHS FDSdj intl rl etf | $314,000 | -94.5% | 7,478 | -94.7% | 0.02% | -96.0% |
| STON | Sell | STONEMOR PARTNERS L P | $308,000 | -28.5% | 13,062 | -23.6% | 0.02% | -47.1% |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $284,000 | -14.2% | 32,004 | -10.3% | 0.02% | -34.6% |
| LNG | Sell | CHENIERE ENERGY INC | $289,000 | +12.5% | 8,450 | -8.4% | 0.02% | -15.0% |
| UMPQ | Sell | UMPQUA HLDGS CORP | $289,000 | -1.4% | 18,026 | -5.2% | 0.02% | -26.1% |
| FVD | Sell | FIRST TR VALUE LINE DIVID IN | $295,000 | -6.9% | 14,699 | -8.9% | 0.02% | -32.0% |
| CWB | Sell | SPDR SERIES TRUSTbrc cnv secs etf | $289,000 | -73.7% | 6,347 | -75.4% | 0.02% | -80.7% |
| FNF | Sell | FIDELITY NATIONAL FINANCIALcl a | $300,000 | +10.7% | 11,336 | -0.1% | 0.02% | -22.7% |
| PCLN | Sell | PRICELINE COM INC | $292,000 | -40.4% | 291 | -51.7% | 0.02% | -56.4% |
| FGPRQ | Sell | FERRELLGAS PARTNERS L.P.unit ltd part | $295,000 | +1.4% | 13,216 | -2.2% | 0.02% | -26.1% |
| BCH | Sell | BANCO DE CHILEsponsored adr | $293,000 | -29.1% | 3,184 | -33.0% | 0.02% | -48.5% |
| FIO | Sell | FUSION-IO INC | $290,000 | -11.9% | 21,715 | -5.9% | 0.02% | -34.6% |
| IGD | Sell | ING GLOBAL EQTY DIV & PREM O | $293,000 | -61.5% | 32,494 | -59.8% | 0.02% | -72.1% |
| X | Sell | UNITED STATES STL CORP NEW | $286,000 | -9.5% | 14,121 | -21.0% | 0.02% | -32.0% |
| HE | Sell | HAWAIIAN ELEC INDUSTRIES | $294,000 | -1.7% | 11,498 | -1.5% | 0.02% | -29.2% |
| MHI | Sell | PIONEER MUN HIGH INCOME TR | $300,000 | -10.2% | 21,109 | -7.6% | 0.02% | -37.0% |
| K | Sell | KELLOGG CO | $271,000 | -63.4% | 4,545 | -60.6% | 0.02% | -72.9% |
| JLL | Sell | JONES LANG LASALLE INC | $272,000 | -6.2% | 3,147 | -0.9% | 0.02% | -30.4% |
| EWA | Sell | ISHARESmsci aust etf | $268,000 | -81.6% | 10,538 | -83.7% | 0.02% | -86.2% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $271,000 | -13.1% | 67,862 | -7.5% | 0.02% | -36.0% |
| COF | Sell | CAPITAL ONE FINL CORP | $283,000 | +9.7% | 4,094 | -0.1% | 0.02% | -23.8% |
| NPI | Sell | NUVEEN PREM INCOME MUN FD | $279,000 | -7.0% | 21,718 | -3.7% | 0.02% | -33.3% |
| MAT | Sell | MATTEL INC | $280,000 | -9.4% | 6,648 | -1.3% | 0.02% | -36.0% |
| TXN | Sell | TEXAS INSTRS INC | $281,000 | +16.1% | 6,943 | -0.8% | 0.02% | -15.8% |
| LEN | Sell | LENNAR CORPcl a | $277,000 | -7.7% | 7,672 | -5.5% | 0.02% | -33.3% |
| BTTGY | Sell | BT GROUP PLCadr | $261,000 | -39.4% | 4,734 | -48.2% | 0.02% | -55.9% |
| BLE | Sell | BLACKROCK MUNI INCOME TR II | $260,000 | -4.1% | 18,400 | -1.6% | 0.02% | -31.8% |
| TCP | Sell | TC PIPELINES LP | $263,000 | -20.1% | 5,389 | -20.5% | 0.02% | -42.3% |
| DBA | Sell | POWERSHS DB MULTI SECT COMMps db agricul fd | $264,000 | -51.1% | 10,172 | -53.4% | 0.02% | -65.1% |
| IGIB | Sell | ISHARESinterm cr bd etf | $266,000 | -55.4% | 2,472 | -55.3% | 0.02% | -68.8% |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FD | $265,000 | -21.4% | 30,808 | -11.1% | 0.02% | -44.4% |
| ERF | Sell | ENERPLUS CORP | $246,000 | -11.5% | 14,793 | -23.8% | 0.01% | -36.4% |
| ROSE | Sell | ROSETTA RESOURCES INC | $238,000 | +14.4% | 4,371 | -9.9% | 0.01% | -17.6% |
| APU | Sell | AMERIGAS PARTNERS L Punit l p int | $248,000 | -21.5% | 5,835 | -8.9% | 0.01% | -44.0% |
| HYMB | Sell | SPDR SERIES TRUSTnuv hghyld mun | $237,000 | -34.9% | 4,541 | -32.7% | 0.01% | -51.7% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $246,000 | -3.5% | 2,606 | -16.2% | 0.01% | -30.0% |
| APL | Sell | ATLAS PIPELINE PARTNERS LPunit l p int | $234,000 | +0.9% | 5,959 | -0.3% | 0.01% | -22.2% |
| XEL | Sell | XCEL ENERGY INC | $240,000 | -14.3% | 8,642 | -12.2% | 0.01% | -36.4% |
| CYE | Sell | BLACKROCK CORPOR HI YLD III | $247,000 | -6.4% | 33,997 | -4.9% | 0.01% | -33.3% |
| DBC | Sell | POWERSHARES DB CMDTY IDX TRAunit ben int | $242,000 | -72.8% | 9,415 | -73.3% | 0.01% | -80.3% |
| DNP | Sell | DNP SELECT INCOME FD | $247,000 | -12.7% | 25,713 | -10.7% | 0.01% | -39.1% |
| MPC | Sell | MARATHON PETE CORP | $249,000 | -10.1% | 3,866 | -0.5% | 0.01% | -36.4% |
| IEP | Sell | ICAHN ENTERPRISES LPdepositary unit | $248,000 | -18.4% | 3,065 | -26.1% | 0.01% | -41.7% |
| VCLT | Sell | VANGUARD SCOTTSDALE FDSlg-term cor bd | $220,000 | -32.1% | 2,725 | -30.2% | 0.01% | -50.0% |
| SPIP | Sell | SPDR SERIES TRUSTbarclys tips etf | $215,000 | -1.8% | 3,883 | -1.6% | 0.01% | -23.5% |
| SLY | Sell | SPDR SERIES TRUSTs&p 600 sml cap | $225,000 | -8.5% | 2,350 | -16.8% | 0.01% | -35.0% |
| PX | Sell | PRAXAIR INC | $225,000 | -0.4% | 1,905 | -2.8% | 0.01% | -27.8% |
| HYF | Sell | MANAGED HIGH YIELD PLUS FD I | $223,000 | -18.6% | 109,964 | -19.1% | 0.01% | -40.9% |
| MGM | Sell | MGM RESORTS INTERNATIONAL | $215,000 | +15.0% | 10,717 | -15.8% | 0.01% | -13.3% |
| LULU | Sell | LULULEMON ATHLETICA INC | $220,000 | -34.1% | 3,100 | -40.4% | 0.01% | -51.9% |
| HBI | Sell | HANESBRANDS INC | $230,000 | -11.9% | 3,693 | -27.3% | 0.01% | -38.1% |
| MUH | Sell | BLACKROCK MUNIHLDGS FD II IN | $231,000 | -8.7% | 16,308 | -3.2% | 0.01% | -35.0% |
| BLK | Sell | BLACKROCK INC | $222,000 | -7.9% | 819 | -10.1% | 0.01% | -31.6% |
| PNW | Sell | PINNACLE WEST CAP CORP | $212,000 | -4.9% | 3,909 | -1.3% | 0.01% | -33.3% |
| PWV | Sell | POWERSHARES ETF TRUSTdynm lrg cp vl | $212,000 | -4.1% | 8,171 | -6.2% | 0.01% | -33.3% |
| HIG | Sell | HARTFORD FINL SVCS GROUP INC | $211,000 | -33.0% | 6,789 | -33.8% | 0.01% | -52.0% |
| AEF | Sell | ABERDEEN CHILE FD INC | $208,000 | -27.8% | 15,367 | -29.1% | 0.01% | -47.8% |
| NNN | Sell | NATIONAL RETAIL PPTYS INC | $206,000 | -18.9% | 6,474 | -10.8% | 0.01% | -40.0% |
| NPT | Sell | NUVEEN PREM INCOME MUN FD 4 | $203,000 | -6.5% | 16,684 | -3.2% | 0.01% | -29.4% |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $200,000 | -22.2% | 13,520 | -21.8% | 0.01% | -40.0% |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $190,000 | -8.2% | 11,185 | -8.2% | 0.01% | -31.2% |
| CPL | Sell | CPFL ENERGIA S Asponsored adr | $192,000 | -16.2% | 11,082 | -10.5% | 0.01% | -38.9% |
| VXX | Sell | BARCLAYS BK PLCipath s&p500 vix | $188,000 | -38.8% | 13,053 | -11.2% | 0.01% | -54.2% |
| FRI | Sell | FIRST TR S&P REIT INDEX FD | $191,000 | -5.0% | 10,661 | -1.2% | 0.01% | -31.2% |
| FNFG | Sell | FIRST NIAGARA FINL GP INC | $197,000 | -1.5% | 19,120 | -4.2% | 0.01% | -31.2% |
| NEV | Sell | NUVEEN ENHANCED MUN VALUE FD | $190,000 | -9.1% | 13,800 | -4.2% | 0.01% | -35.3% |
| MQT | Sell | BLACKROCK MUNIY QUALITY FD I | $183,000 | -8.5% | 15,139 | -1.9% | 0.01% | -31.2% |
| 7105SC | Sell | DOW 30SM ENHANCED PREM & INC | $165,000 | -44.6% | 13,875 | -43.4% | 0.01% | -58.3% |
| PAAS | Sell | PAN AMERICAN SILVER CORP | $179,000 | -54.3% | 17,000 | -49.5% | 0.01% | -67.7% |
| MGF | Sell | MFS GOVT MKTS INCOME TRsh ben int | $155,000 | -69.4% | 27,116 | -67.7% | 0.01% | -77.5% |
| ZNGA | Sell | ZYNGA INCcl a | $155,000 | +38.4% | 41,120 | -1.4% | 0.01% | 0.0% |
| VKI | Sell | INVESCO ADVANTAGE MUNICIPALsh ben int | $149,000 | -26.6% | 14,200 | -16.0% | 0.01% | -43.8% |
| ERH | Sell | WELLS FARGO ADVANTAGE UTILS | $140,000 | -26.7% | 11,653 | -27.4% | 0.01% | -46.7% |
| ACI | Sell | ARCH COAL INC | $129,000 | -42.2% | 30,585 | -45.9% | 0.01% | -55.6% |
| NKX | Sell | NUVEEN CAL AMT-FREE MUN INC | $141,000 | -12.4% | 11,998 | -1.6% | 0.01% | -38.5% |
| HL | Sell | HECLA MNG CO | $119,000 | -11.9% | 38,647 | -14.4% | 0.01% | -36.4% |
| ANRZQ | Sell | ALPHA NATURAL RESOURCES INC | $116,000 | -21.1% | 19,377 | -32.2% | 0.01% | -41.7% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $119,000 | -10.5% | 18,296 | -9.4% | 0.01% | -36.4% |
| NRK | Sell | NUVEEN NY AMT-FREE MUN INCOM | $126,000 | -25.0% | 10,359 | -17.6% | 0.01% | -46.2% |
| CLM | Sell | CORNERSTONE STRATEGIC VALUE | $114,000 | -13.0% | 15,947 | -11.1% | 0.01% | -30.0% |
| LXP | Sell | LEXINGTON REALTY TRUST | $115,000 | -13.5% | 10,404 | -10.7% | 0.01% | -36.4% |
| FAV | Sell | FIRST TR DIVIDEND INCOME FD | $111,000 | -13.3% | 13,093 | -18.5% | 0.01% | -40.0% |
| NOK | Sell | NOKIA CORPsponsored adr | $99,000 | +26.9% | 15,309 | -26.4% | 0.01% | 0.0% |
| NCT | Sell | NEWCASTLE INVT CORP | $102,000 | -1.9% | 17,314 | -9.8% | 0.01% | -25.0% |
| IID | Sell | ING INTL HIGH DIVD EQTY INC | $109,000 | -9.2% | 12,000 | -6.2% | 0.01% | -40.0% |
| PSMI | Sell | PEREGRINE SEMICONDUCTOR CORP | $110,000 | -24.1% | 12,193 | -9.1% | 0.01% | -50.0% |
| EAD | Sell | WELLS FARGO ADVANTAGE INCOME | $99,000 | -25.6% | 10,766 | -23.1% | 0.01% | -45.5% |
| PGHEF | Sell | PENGROWTH ENERGY CORP | $84,000 | +21.7% | 14,168 | -2.7% | 0.01% | 0.0% |
| DHY | Sell | CREDIT SUISSE HIGH YLD BND Fsh ben int | $90,000 | -55.2% | 28,528 | -55.4% | 0.01% | -68.8% |
| ERS | Sell | EMPIRE RES INC DEL | $89,000 | -30.5% | 23,050 | -8.0% | 0.01% | -50.0% |
| SQNM | Sell | SEQUENOM INC | $92,000 | -35.7% | 34,600 | -1.0% | 0.01% | -54.5% |
| AGD | Sell | ALPINE GLOBAL DYNAMIC DIVD F | $89,000 | -1.1% | 18,859 | -3.8% | 0.01% | -28.6% |
| MFM | Sell | MFS MUN INCOME TRsh ben int | $81,000 | -45.6% | 12,233 | -43.1% | 0.01% | -58.3% |
| DNDNQ | Sell | DENDREON CORP | $45,000 | -87.6% | 17,155 | -80.7% | 0.00% | -89.7% |
| CRIS | Sell | CURIS INC | $45,000 | +7.1% | 10,000 | -23.1% | 0.00% | 0.0% |
| NAVB | Sell | NAVIDEA BIOPHARMACEUTICALS I | $33,000 | -83.5% | 12,568 | -83.2% | 0.00% | -87.5% |
| 4305PS | Sell | ALCATEL-LUCENTsponsored adr | $35,000 | +94.4% | 10,255 | -2.7% | 0.00% | +100.0% |
| AMRS | Sell | AMYRIS INC | $31,000 | -32.6% | 14,072 | -12.3% | 0.00% | -50.0% |
| STPFQ | Sell | SUNTECH PWR HLDGS CO LTDadr | $33,000 | +73.7% | 20,175 | -1.0% | 0.00% | 0.0% |
| VELTF | Sell | VELTI PLC ST HELIER | $15,000 | -82.6% | 58,485 | -7.1% | 0.00% | -85.7% |
| FCEL | Sell | FUELCELL ENERGY INC | $13,000 | -43.5% | 10,300 | -43.7% | 0.00% | -50.0% |
| DSCO | Sell | DISCOVERY LABORATORIES INC N | $20,000 | +25.0% | 10,000 | -4.8% | 0.00% | 0.0% |
| GRXRT | Exit | GABELLI HLTHCARE & WELLNESSright 07/17/2013 | $0 | – | -29,929 | -100.0% | 0.00% | – |
| CIK | Exit | CREDIT SUISSE ASSET MGMT INC | $0 | – | -11,500 | -100.0% | -0.00% | – |
| ONTY | Exit | ONCOTHYREON INC | $0 | – | -36,000 | -100.0% | -0.01% | – |
| RFMD | Exit | RF MICRODEVICES INC | $0 | – | -14,175 | -100.0% | -0.01% | – |
| CMU | Exit | MFS HIGH YIELD MUN TRsh ben int | $0 | – | -17,196 | -100.0% | -0.01% | – |
| NUGT | Exit | DIREXION SHS ETF TRdly glmnrbu3xnew | $0 | – | -12,575 | -100.0% | -0.01% | – |
| RJZ | Exit | SWEDISH EXPT CR CORPrg metal etn22 | $0 | – | -10,000 | -100.0% | -0.01% | – |
| S | Exit | SPRINT NEXTEL CORP | $0 | – | -12,213 | -100.0% | -0.01% | – |
| LEO | Exit | DREYFUS STRATEGIC MUNS INC | $0 | – | -10,446 | -100.0% | -0.01% | – |
| LVL | Exit | CLAYMORE EXCHANGE TRD FD TRgug s&pg div opp | $0 | – | -10,130 | -100.0% | -0.01% | – |
| CSE | Exit | CAPITALSOURCE INC | $0 | – | -13,220 | -100.0% | -0.01% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATL MUNI | $0 | – | -10,138 | -100.0% | -0.01% | – |
| IIM | Exit | INVESCO VALUE MUN INCOME TR | $0 | – | -10,357 | -100.0% | -0.01% | – |
| CII | Exit | BLACKROCK ENH CAP & INC FD I | $0 | – | -11,612 | -100.0% | -0.01% | – |
| MMU | Exit | WESTERN ASST MNGD MUN FD INC | $0 | – | -12,000 | -100.0% | -0.01% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tsh ben int | $0 | – | -10,572 | -100.0% | -0.01% | – |
| NAD | Exit | NUVEEN DIVID ADVANTAGE MUN F | $0 | – | -13,140 | -100.0% | -0.01% | – |
| MHD | Exit | BLACKROCK MUNIHOLDINGS FD IN | $0 | – | -10,428 | -100.0% | -0.01% | – |
| FAM | Exit | FIRST TR ABERDEEN GLBL OPP F | $0 | – | -11,811 | -100.0% | -0.02% | – |
| MAKO | Exit | MAKO SURGICAL CORP | $0 | – | -15,888 | -100.0% | -0.02% | – |
| SPH | Exit | SUBURBAN PROPANE PARTNERS Lunit ltd partn | $0 | – | -4,217 | -100.0% | -0.02% | – |
| FCHPRA | Exit | FELCOR LODGING TR INCpfd cv a $1.95 | $0 | – | -8,342 | -100.0% | -0.02% | – |
| EOG | Exit | EOG RES INC | $0 | – | -1,542 | -100.0% | -0.02% | – |
| PSR | Exit | POWERSHARES ACTIVE MNG ETF Tus real est fd | $0 | – | -3,616 | -100.0% | -0.02% | – |
| SGY | Exit | STONE ENERGY CORP | $0 | – | -10,267 | -100.0% | -0.02% | – |
| LNT | Exit | ALLIANT ENERGY CORP | $0 | – | -4,488 | -100.0% | -0.02% | – |
| HLS | Exit | HEALTHSOUTH CORP | $0 | – | -7,819 | -100.0% | -0.02% | – |
| VQT | Exit | BARCLAYS BK PLCs&p 500 veqtor | $0 | – | -1,648 | -100.0% | -0.02% | – |
| MFL | Exit | BLACKROCK MUNIHLDS INVSTM QL | $0 | – | -16,925 | -100.0% | -0.02% | – |
| HRB | Exit | BLOCK H & R INC | $0 | – | -8,500 | -100.0% | -0.02% | – |
| TGH | Exit | TEXTAINER GROUP HOLDINGS LTD | $0 | – | -6,186 | -100.0% | -0.02% | – |
| NMD | Exit | NUVEEN MUN HIGH INC OPPTY FD | $0 | – | -19,834 | -100.0% | -0.02% | – |
| DGS | Exit | WISDOMTREE TRUSTemg mkts smcap | $0 | – | -5,180 | -100.0% | -0.02% | – |
| TYL | Exit | TYLER TECHNOLOGIES INC | $0 | – | -3,597 | -100.0% | -0.02% | – |
| ITG | Exit | INVESTMENT TECHNOLOGY GRP NE | $0 | – | -17,554 | -100.0% | -0.02% | – |
| EIO | Exit | EATON VANCE OHIO MUN BD FD | $0 | – | -20,000 | -100.0% | -0.02% | – |
| VSS | Exit | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $0 | – | -2,811 | -100.0% | -0.02% | – |
| LNC | Exit | LINCOLN NATL CORP IND | $0 | – | -6,896 | -100.0% | -0.02% | – |
| TBF | Exit | PROSHARES TRshrt 20+yr tre | $0 | – | -7,997 | -100.0% | -0.02% | – |
| PVR | Exit | PVR PARTNERS L P | $0 | – | -8,970 | -100.0% | -0.02% | – |
| VFC | Exit | V F CORP | $0 | – | -1,294 | -100.0% | -0.02% | – |
| KMR | Exit | KINDER MORGAN MANAGEMENT LLC | $0 | – | -3,001 | -100.0% | -0.02% | – |
| LL | Exit | LUMBER LIQUIDATORS HLDGS INC | $0 | – | -3,341 | -100.0% | -0.02% | – |
| COL | Exit | ROCKWELL COLLINS INC | $0 | – | -4,532 | -100.0% | -0.02% | – |
| PL | Exit | PROTECTIVE LIFE CORP | $0 | – | -7,165 | -100.0% | -0.02% | – |
| CAR | Exit | AVIS BUDGET GROUP | $0 | – | -9,739 | -100.0% | -0.02% | – |
| VRTS | Exit | VIRTUS INVT PARTNERS INC | $0 | – | -1,573 | -100.0% | -0.02% | – |
| NQJ | Exit | NUVEEN NJ INVT QUALITY MUN F | $0 | – | -21,200 | -100.0% | -0.02% | – |
| NHI | Exit | NATIONAL HEALTH INVS INC | $0 | – | -5,089 | -100.0% | -0.02% | – |
| UHS | Exit | UNIVERSAL HLTH SVCS INCcl b | $0 | – | -4,620 | -100.0% | -0.02% | – |
| CINF | Exit | CINCINNATI FINL CORP | $0 | – | -6,830 | -100.0% | -0.02% | – |
| BRCD | Exit | BROCADE COMMUNICATIONS SYS I | $0 | – | -55,242 | -100.0% | -0.02% | – |
| CTB | Exit | COOPER TIRE & RUBR CO | $0 | – | -9,342 | -100.0% | -0.02% | – |
| UYM | Exit | PROSHARES TR | $0 | – | -9,491 | -100.0% | -0.03% | – |
| USIG | Exit | ISHARES TRbarclys cr bd | $0 | – | -3,061 | -100.0% | -0.03% | – |
| SHV | Exit | ISHARES TRbarclys sh trea | $0 | – | -2,988 | -100.0% | -0.03% | – |
| EFII | Exit | ELECTRONICS FOR IMAGING INC | $0 | – | -11,748 | -100.0% | -0.03% | – |
| SPDW | Exit | SPDR INDEX SHS FDSs&p wrld ex us | $0 | – | -13,569 | -100.0% | -0.03% | – |
| WCRX | Exit | WARNER CHILCOTT PLC IRELAND | $0 | – | -17,948 | -100.0% | -0.03% | – |
| WRLD | Exit | WORLD ACCEP CORP DEL | $0 | – | -4,038 | -100.0% | -0.03% | – |
| MLPI | Exit | UBS AG JERSEY BRHalerian infrst | $0 | – | -9,250 | -100.0% | -0.03% | – |
| YCS | Exit | PROSHARES TR IIultrashort yen n | $0 | – | -6,103 | -100.0% | -0.03% | – |
| LNCOQ | Exit | LINNCO LLC | $0 | – | -10,545 | -100.0% | -0.03% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -31,186 | -100.0% | -0.03% | – |
| PCY | Exit | POWERSHARES GLOBAL ETF TRUSTsovereign debt | $0 | – | -15,309 | -100.0% | -0.03% | – |
| HMA | Exit | HEALTH MGMT ASSOC INC NEWcl a | $0 | – | -27,487 | -100.0% | -0.03% | – |
| RIMG | Exit | RIMAGE CORP | $0 | – | -51,500 | -100.0% | -0.03% | – |
| ROC | Exit | ROCKWOOD HLDGS INC | $0 | – | -7,216 | -100.0% | -0.04% | – |
| WIN | Exit | WINDSTREAM CORP | $0 | – | -62,700 | -100.0% | -0.04% | – |
| LSE | Exit | CAPLEASE INC | $0 | – | -59,091 | -100.0% | -0.04% | – |
| MYY | Exit | PROSHARES TR | $0 | – | -23,344 | -100.0% | -0.04% | – |
| BFK | Exit | BLACKROCK MUN INCOME TRsh ben int | $0 | – | -39,407 | -100.0% | -0.04% | – |
| GF | Exit | NEW GERMANY FD INC | $0 | – | -31,566 | -100.0% | -0.04% | – |
| SNDK | Exit | SANDISK CORP | $0 | – | -9,306 | -100.0% | -0.04% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -105,480 | -100.0% | -0.05% | – |
| MDIV | Exit | FIRST TR EXCHANGE TRADED FDmulti asset di | $0 | – | -27,460 | -100.0% | -0.05% | – |
| NUO | Exit | NUVEEN OHIO QUALITY INCOME M | $0 | – | -38,387 | -100.0% | -0.05% | – |
| PSQ | Exit | PROSHARES TR | $0 | – | -25,564 | -100.0% | -0.05% | – |
| HYD | Exit | MARKET VECTORS ETF TRhg yld mun etf | $0 | – | -21,797 | -100.0% | -0.05% | – |
| RYL | Exit | RYLAND GROUP INC | $0 | – | -16,365 | -100.0% | -0.05% | – |
| TXI | Exit | TEXAS INDS INC | $0 | – | -10,945 | -100.0% | -0.06% | – |
| Z | Exit | ZILLOW INCcl a | $0 | – | -13,231 | -100.0% | -0.06% | – |
| XHB | Exit | SPDR SERIES TRUSTs&p homebuild | $0 | – | -34,818 | -100.0% | -0.08% | – |
| EEMA | Exit | ISHARES INCemkts asia idx | $0 | – | -21,246 | -100.0% | -0.09% | – |
| RWM | Exit | PROSHARES TR | $0 | – | -53,996 | -100.0% | -0.09% | – |
| SCHM | Exit | SCHWAB STRATEGIC TRus mid-cap etf | $0 | – | -49,441 | -100.0% | -0.13% | – |
| GYLD | Exit | NORTHERN LTS ETF TRarrow dj globl | $0 | – | -62,212 | -100.0% | -0.13% | – |
| MVV | Exit | PROSHARES TR | $0 | – | -23,941 | -100.0% | -0.18% | – |
| PIE | Exit | POWERSHARES ETF TRUST IIdwa emrg mkts | $0 | – | -155,393 | -100.0% | -0.22% | – |
| WDR | Exit | WADDELL & REED FINL INCcl a | $0 | – | -71,068 | -100.0% | -0.25% | – |
| V107SC | Exit | WELLPOINT INC | $0 | – | -42,192 | -100.0% | -0.27% | – |
| EPP | Exit | ISHARES INCmsci pac j idx | $0 | – | -86,585 | -100.0% | -0.30% | – |
| SSO | Exit | PROSHARES TR | $0 | – | -118,851 | -100.0% | -0.73% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 30 | Q3 2020 | 4.4% |
| SPDR S&P 500 ETF TR | 30 | Q3 2020 | 3.2% |
| ISHARES TR | 30 | Q3 2020 | 2.2% |
| VANGUARD BD INDEX FDS | 30 | Q3 2020 | 1.8% |
| ISHARES TR | 30 | Q3 2020 | 2.1% |
| ISHARES TR | 30 | Q3 2020 | 2.0% |
| MICROSOFT CORP | 30 | Q3 2020 | 1.8% |
| VANGUARD STAR FDS | 30 | Q3 2020 | 1.4% |
| ISHARES TR | 30 | Q3 2020 | 3.0% |
| AT&T INC | 30 | Q3 2020 | 1.1% |
View First Allied Advisory Services, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2020-11-13 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-05-08 |
| 13F-HR | 2020-02-10 |
| 13F-HR | 2019-11-06 |
| 13F-HR | 2019-08-12 |
| 13F-HR | 2019-05-06 |
| 13F-HR | 2019-02-15 |
| 13F-HR/A | 2019-01-03 |
| 13F-HR | 2018-11-14 |
View First Allied Advisory Services, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.