Clear Harbor Asset Management, LLC - Q3 2021 holdings

$5.39 Billion is the total value of Clear Harbor Asset Management, LLC's 385 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 28.3% .

 Value Shares↓ Weighting
TNA SellDIREXION SHS ETF TRput$663,200,000
+45732.8%
8,000
-48.4%
12.31%
+6933.1%
T SellAT&T INCcall$135,050,000
+46792.4%
5,000
-50.0%
2.51%
+7060.0%
ROP SellROPER TECHNOLOGIES INC$99,561,000
-5.4%
223,166
-0.3%
1.85%
-85.5%
AWK SellAMERICAN WTR WKS CO INC NEW$31,783,000
+9.5%
188,018
-0.1%
0.59%
-83.2%
ENPH SellENPHASE ENERGY INC$27,306,000
-20.4%
182,074
-2.5%
0.51%
-87.8%
TRMB SellTRIMBLE INC$23,673,000
+0.4%
287,813
-0.1%
0.44%
-84.6%
TSM SellTAIWAN SEMICONDUCTOR MFG LTDsponsored ads$20,132,000
-12.5%
180,312
-5.9%
0.37%
-86.6%
PH SellPARKER-HANNIFIN CORP$17,000,000
-9.5%
60,796
-0.6%
0.32%
-86.1%
FLEX SellFLEX LTDord$15,542,000
-1.7%
879,071
-0.7%
0.29%
-85.0%
IDN SellINTELLICHECK INC$12,051,000
-3.6%
1,471,469
-1.4%
0.22%
-85.2%
HON SellHONEYWELL INTL INC$12,009,000
-3.3%
56,572
-0.1%
0.22%
-85.2%
PXD SellPIONEER NAT RES CO$10,589,000
+0.5%
63,593
-1.9%
0.20%
-84.6%
CAT SellCATERPILLAR INC$9,541,000
-11.8%
49,701
-0.0%
0.18%
-86.5%
BND SellVANGUARD BD INDEX FDStotal bnd mrkt$8,898,000
-1.4%
104,135
-0.9%
0.16%
-84.9%
QRVO SellQORVO INC$7,435,000
-15.7%
44,471
-1.4%
0.14%
-87.1%
CPK SellCHESAPEAKE UTILS CORP$7,361,000
-0.9%
61,312
-0.7%
0.14%
-84.8%
SPGI SellS&P GLOBAL INC$6,318,000
-6.5%
14,870
-9.7%
0.12%
-85.7%
PFE SellPFIZER INC$4,420,000
+7.2%
102,778
-2.4%
0.08%
-83.6%
RE SellEVEREST RE GROUP LTD$4,380,000
-1.7%
17,466
-1.2%
0.08%
-85.0%
MEOH SellMETHANEX CORP$4,284,000
+36.9%
93,050
-1.6%
0.08%
-78.9%
RTX SellRAYTHEON TECHNOLOGIES CORP$4,178,000
-1.4%
48,605
-2.1%
0.08%
-84.8%
WTRG SellESSENTIAL UTILS INC$4,024,000
-1.3%
87,331
-2.2%
0.08%
-84.8%
UNP SellUNION PAC CORP$3,983,000
-12.1%
20,322
-1.4%
0.07%
-86.5%
CWT SellCALIFORNIA WTR SVC GROUP$3,937,000
+4.5%
66,814
-1.5%
0.07%
-84.0%
NJR SellNEW JERSEY RES CORP$3,753,000
-14.5%
107,828
-2.7%
0.07%
-86.8%
T SellAT&T INC$3,578,000
-18.9%
132,470
-13.6%
0.07%
-87.7%
NYMT SellNEW YORK MTG TR INC$3,527,000
-4.9%
827,850
-0.2%
0.06%
-85.5%
DHR SellDANAHER CORPORATION$3,455,000
+10.3%
11,350
-2.8%
0.06%
-83.2%
KHC SellKRAFT HEINZ CO$3,141,000
-10.7%
85,307
-1.0%
0.06%
-86.4%
SLRC SellSLR INVESTMENT CORP$3,036,000
+0.7%
158,698
-1.9%
0.06%
-84.7%
FANG SellDIAMONDBACK ENERGY INC$2,949,000
-2.1%
31,153
-2.9%
0.06%
-84.9%
UNH SellUNITEDHEALTH GROUP INC$2,931,000
-8.9%
7,500
-6.6%
0.05%
-86.2%
AR SellANTERO RESOURCES CORP$2,873,000
-0.6%
152,739
-20.6%
0.05%
-84.9%
DEO SellDIAGEO PLCspon adr new$2,803,000
+0.3%
14,522
-0.4%
0.05%
-84.7%
AINV SellAPOLLO INVT CORP$2,765,000
-7.8%
213,180
-3.0%
0.05%
-86.0%
EIX SellEDISON INTL$2,583,000
-5.5%
46,563
-1.5%
0.05%
-85.5%
C SellCITIGROUP INC$2,542,000
-3.4%
36,226
-2.6%
0.05%
-85.3%
MRK SellMERCK & CO INC$2,514,000
-18.5%
33,475
-15.7%
0.05%
-87.4%
CHNG SellCHANGE HEALTHCARE INC$2,468,000
-14.5%
117,845
-6.0%
0.05%
-86.9%
BUR SellBURFORD CAP LTD$2,445,000
+4.6%
223,870
-1.6%
0.04%
-84.1%
NET SellCLOUDFLARE INC$2,445,000
+6.4%
21,702
-0.1%
0.04%
-83.9%
DFS SellDISCOVER FINL SVCS$2,359,000
-29.6%
19,205
-32.2%
0.04%
-89.2%
HD SellHOME DEPOT INC$2,181,000
-1.8%
6,645
-4.6%
0.04%
-85.1%
SJW SellSJW GROUP$1,968,000
-2.3%
29,787
-6.4%
0.04%
-84.8%
CVX SellCHEVRON CORP NEW$1,955,000
-10.4%
19,271
-7.5%
0.04%
-86.4%
FDX SellFEDEX CORP$1,794,000
-38.8%
8,180
-16.7%
0.03%
-90.7%
CF SellCF INDS HLDGS INC$1,618,000
-34.9%
28,990
-40.0%
0.03%
-90.0%
MO SellALTRIA GROUP INC$1,559,000
-6.1%
34,245
-1.7%
0.03%
-85.6%
BIL SellSPDR SER TRspdr bloomberg$1,488,000
-11.4%
16,266
-11.4%
0.03%
-86.3%
HCA SellHCA HEALTHCARE INC$1,492,000
+17.3%
6,148
-0.1%
0.03%
-81.8%
MTDR SellMATADOR RES CO$1,415,000
-7.2%
37,185
-12.2%
0.03%
-85.9%
CGBD SellTCG BDC INC$1,387,000
+1.3%
103,435
-0.2%
0.03%
-84.3%
AMAT SellAPPLIED MATLS INC$1,277,000
-23.1%
9,922
-14.9%
0.02%
-88.1%
AMGN SellAMGEN INC$1,275,000
-13.4%
5,995
-0.7%
0.02%
-86.5%
SE SellSEA LTDsponsord ads$1,312,000
+14.9%
4,115
-1.1%
0.02%
-82.6%
BAC SellBK OF AMERICA CORP$1,237,000
-5.5%
29,131
-8.3%
0.02%
-85.5%
WRK SellWESTROCK CO$1,216,000
-9.1%
24,405
-3.0%
0.02%
-85.8%
DELL SellDELL TECHNOLOGIES INCcl c$1,166,000
+4.0%
11,207
-0.3%
0.02%
-83.8%
CI SellCIGNA CORP NEW$1,163,000
-15.7%
5,809
-0.2%
0.02%
-86.8%
CVS SellCVS HEALTH CORP$1,082,000
-10.9%
12,752
-12.3%
0.02%
-86.4%
VRP SellINVESCO EXCH TRADED FD TR IIvar rate pfd$998,000
-5.7%
38,070
-5.4%
0.02%
-85.2%
ACGL SellARCH CAP GROUP LTDord$924,000
-5.1%
24,200
-3.2%
0.02%
-85.6%
AGO SellASSURED GUARANTY LTD$792,000
-12.2%
16,912
-11.0%
0.02%
-86.2%
TREX SellTREX CO INC$811,000
-3.7%
7,957
-3.4%
0.02%
-85.3%
DE SellDEERE & CO$780,000
-7.1%
2,329
-2.2%
0.01%
-86.3%
CAR SellAVIS BUDGET GROUP$732,000
+38.9%
6,287
-7.1%
0.01%
-78.1%
BKLN SellINVESCO EXCH TRADED FD TR IIsr ln etf$680,000
-2.4%
30,775
-2.2%
0.01%
-84.5%
GM SellGENERAL MTRS CO$708,000
-22.5%
13,435
-13.0%
0.01%
-88.3%
CC SellCHEMOURS CO$590,000
-35.2%
20,314
-22.4%
0.01%
-90.0%
GPRE SellGREEN PLAINS INC$582,000
-21.0%
17,825
-18.7%
0.01%
-87.6%
ARGO SellARGO GROUP INTL HLDGS LTD$608,000
-18.3%
11,647
-18.8%
0.01%
-87.8%
ITW SellILLINOIS TOOL WKS INC$537,000
-10.2%
2,599
-2.8%
0.01%
-86.1%
BHC SellBAUSCH HEALTH COS INC$552,000
-18.7%
19,825
-14.2%
0.01%
-87.8%
EAF SellGRAFTECH INTL LTD$459,000
-19.3%
44,475
-9.1%
0.01%
-87.0%
GSL SellGLOBAL SHIP LEASE INC NEW$474,000
+17.0%
19,975
-3.5%
0.01%
-81.6%
FE SellFIRSTENERGY CORP$470,000
-15.9%
13,200
-12.1%
0.01%
-86.8%
GWRS SellGLOBAL WTR RES INC$406,000
-1.7%
21,667
-10.3%
0.01%
-84.0%
INSE SellINSPIRED ENTMT INC$444,000
-23.8%
37,983
-16.9%
0.01%
-88.7%
LAUR SellLAUREATE EDUCATION INCcl a$409,000
-3.3%
24,048
-17.4%
0.01%
-84.3%
MRNA SellMODERNA INC$446,000
+59.3%
1,160
-2.5%
0.01%
-76.5%
AEL SellAMERICAN EQTY INVT LIFE HLD$419,000
-13.6%
14,160
-5.6%
0.01%
-86.4%
BABA SellALIBABA GROUP HLDG LTDsponsored ads$414,000
-78.9%
2,795
-67.7%
0.01%
-96.6%
MDLZ SellMONDELEZ INTL INCcl a$367,000
-26.7%
6,305
-21.4%
0.01%
-88.5%
AXP SellAMERICAN EXPRESS CO$385,000
-20.1%
2,300
-21.1%
0.01%
-87.9%
VIAC SellVIACOMCBS INCcl b$389,000
-83.7%
9,842
-81.3%
0.01%
-97.6%
GDO SellWESTERN ASSET GLOBAL CORP DE$363,000
-21.4%
20,150
-18.8%
0.01%
-87.5%
INDA SellISHARES TRmsci india etf$384,000
-4.0%
7,890
-12.7%
0.01%
-85.4%
AMBC SellAMBAC FINL GROUP INC$303,000
-14.6%
21,130
-6.8%
0.01%
-86.0%
TV SellGRUPO TELEVISA S A Bspon adr rep ord$335,000
-24.2%
30,510
-1.5%
0.01%
-88.9%
PRAA SellPRA GROUP INC$343,000
-3.7%
8,148
-12.0%
0.01%
-86.0%
PARR SellPAR PAC HOLDINGS INC$316,000
-31.0%
20,084
-26.2%
0.01%
-89.1%
UBER SellUBER TECHNOLOGIES INC$313,000
-17.8%
6,985
-8.2%
0.01%
-87.0%
HYI SellWESTERN ASSET HIGH YIELD DEF$319,000
+0.6%
20,001
-0.9%
0.01%
-84.2%
EQT SellEQT CORP$244,000
-28.4%
11,930
-22.2%
0.01%
-87.8%
RNR SellRENAISSANCERE HLDGS LTD$254,000
-30.0%
1,820
-25.4%
0.01%
-88.6%
GDX SellVANECK ETF TRUSTgold miners etf$273,000
-16.8%
9,261
-4.0%
0.01%
-87.5%
III SellINFORMATION SVCS GROUP INC$294,000
+3.9%
41,000
-15.2%
0.01%
-85.3%
EDD SellMORGAN STANLEY EMERGING MKTS$214,000
-5.7%
36,585
-1.1%
0.00%
-85.7%
NEE SellNEXTERA ENERGY INC$224,000
+6.2%
2,857
-1.0%
0.00%
-84.6%
MBI SellMBIA INC$199,000
-23.2%
15,500
-34.0%
0.00%
-87.1%
ADM SellARCHER DANIELS MIDLAND CO$210,000
-2.8%
3,492
-2.2%
0.00%
-84.6%
VOD SellVODAFONE GROUP PLC NEWsponsored adr$218,000
-84.0%
14,131
-82.2%
0.00%
-97.6%
AXS SellAXIS CAP HLDGS LTD$221,000
-11.6%
4,795
-5.9%
0.00%
-86.7%
FRO SellFRONTLINE LTD$222,000
-7.5%
23,705
-11.2%
0.00%
-86.2%
STKL SellSUNOPTA INC$177,000
-37.9%
19,775
-15.0%
0.00%
-91.4%
CPLP SellCAPITAL PRODUCT PARTNERS L Ppartnershp units$186,000
-25.0%
14,300
-29.6%
0.00%
-90.0%
SellJAKKS PAC INC$159,000
-31.5%
13,344
-36.7%
0.00%
-89.3%
HMHC SellHOUGHTON MIFFLIN HARCOURT CO$163,000
+18.1%
12,110
-2.8%
0.00%
-82.4%
ETRN SellEQUITRANS MIDSTREAM CORP$109,000
+13.5%
10,744
-4.3%
0.00%
-83.3%
CLBRU SellCOLOMBIER ACQUISITION CORPunit 99/99/9999$109,000
-92.0%
11,000
-92.0%
0.00%
-98.8%
PESI SellPERMA-FIX ENVIRONMENTAL SVCS$116,000
-14.1%
17,440
-7.5%
0.00%
-87.5%
ADMS SellADAMAS PHARMACEUTICALS INC$93,000
-13.9%
18,889
-7.4%
0.00%
-84.6%
TMTSW SellSPARTACUS ACQUISITION CORP*w exp 10/31/202$58,000
+23.4%
36,250
-3.3%
0.00%
-83.3%
REPH SellRECRO PHARMA INC$70,000
-11.4%
34,103
-0.9%
0.00%
-90.0%
RTPWS ExitREINVENT TECHNOLOGY PARTNERS*w exp 09/16/202$0-10,000
-100.0%
-0.00%
LPTX ExitLEAP THERAPEUTICS INC$0-17,500
-100.0%
-0.00%
ESGC ExitEROS STX GLOBAL CORPORATION$0-45,000
-100.0%
-0.01%
SNCR ExitSYNCHRONOSS TECHNOLOGIES INC$0-25,000
-100.0%
-0.01%
BW ExitBABCOCK & WILCOX ENTERPRISES$0-13,825
-100.0%
-0.01%
MBI ExitMBIA INCcall$0-10,000
-100.0%
-0.01%
CLOVW ExitCLOVER HEALTH INVESTMENTS CO*w exp 04/21/202$0-21,000
-100.0%
-0.01%
HRTG ExitHERITAGE INSURANCE HLDGS INC$0-15,769
-100.0%
-0.02%
TMO ExitTHERMO FISHER SCIENTIFIC INC$0-400
-100.0%
-0.02%
ALLE ExitALLEGION PLC$0-1,450
-100.0%
-0.02%
PRDO ExitPERDOCEO ED CORP$0-16,565
-100.0%
-0.02%
NWN ExitNORTHWEST NAT HLDG CO$0-4,017
-100.0%
-0.03%
MVIS ExitMICROVISION INC DELcall$0-13,000
-100.0%
-0.03%
SLV ExitISHARES SILVER TRishares$0-9,198
-100.0%
-0.03%
GOLD ExitBARRICK GOLD CORP$0-10,942
-100.0%
-0.03%
ETN ExitEATON CORP PLC$0-1,615
-100.0%
-0.03%
DELL ExitDELL TECHNOLOGIES INCcall$0-2,500
-100.0%
-0.03%
FIV ExitFIRST TR SR FLOATING RATE 20$0-26,405
-100.0%
-0.03%
SD ExitSANDRIDGE ENERGY INC$0-41,735
-100.0%
-0.03%
COP ExitCONOCOPHILLIPS$0-4,590
-100.0%
-0.03%
AMC ExitAMC ENTMT HLDGS INCcall$0-5,000
-100.0%
-0.03%
HEDJ ExitWISDOMTREE TRcall$0-4,000
-100.0%
-0.04%
ALXN ExitALEXION PHARMACEUTICALS INC$0-1,800
-100.0%
-0.04%
CHMA ExitCHIASMA INC$0-78,904
-100.0%
-0.04%
BIDU ExitBAIDU INCspon adr rep a$0-2,145
-100.0%
-0.05%
XSOE ExitWISDOMTREE TRem ex st-owned$0-10,502
-100.0%
-0.05%
RRD ExitDONNELLEY R R & SONS CO$0-73,465
-100.0%
-0.06%
SFIX ExitSTITCH FIX INC$0-8,825
-100.0%
-0.06%
TLRY ExitTILRAY INC$0-30,123
-100.0%
-0.07%
RAVN ExitRAVEN INDS INC$0-9,500
-100.0%
-0.07%
SRNG ExitSOARING EAGLE ACQUISITION CO$0-61,000
-100.0%
-0.07%
VHC ExitVIRNETX HLDG CORP$0-159,845
-100.0%
-0.08%
PTMN ExitPORTMAN RIDGE FIN CORP$0-304,496
-100.0%
-0.09%
MA ExitMASTERCARD INCORPORATEDcl a$0-2,376
-100.0%
-0.10%
AMC ExitAMC ENTMT HLDGS INC$0-16,800
-100.0%
-0.12%
PRGO ExitPERRIGO CO PLC$0-20,615
-100.0%
-0.12%
MDCA ExitMDC PARTNERS INC.cl a sub vtg$0-175,507
-100.0%
-0.12%
TNK ExitTEEKAY TANKERS LTDcl a$0-81,828
-100.0%
-0.14%
TQQQ ExitPROSHARES TRput$0-10,000
-100.0%
-0.15%
MFA ExitMFA FINL INC$0-290,000
-100.0%
-0.16%
SPG ExitSIMON PPTY GROUP INC NEW$0-10,478
-100.0%
-0.17%
WBA ExitWALGREENS BOOTS ALLIANCE INC$0-32,971
-100.0%
-0.21%
TWTR ExitTWITTER INC$0-26,120
-100.0%
-0.22%
MAC ExitMACERICH CO$0-104,425
-100.0%
-0.23%
TLT ExitISHARES TRput$0-36,900
-100.0%
-0.64%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-11-03
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
ROPER TECHNOLOGIES INC42Q3 202317.6%
AMERICAN WTR WKS CO INC NEW42Q3 20235.4%
APPLE INC42Q3 20236.7%
FLEXTRONICS INTL LTD42Q3 20233.8%
PIONEER NAT RES CO42Q3 20235.7%
TRIMBLE NAVIGATION LTD42Q3 20233.2%
PARKER-HANNIFIN CORP42Q3 20232.7%
BERKSHIRE HATHAWAY INC DEL42Q3 20232.2%
TAIWAN SEMICONDUCTOR MFG LTD42Q3 20233.1%
HARTFORD FINL SVCS GROUP INC42Q3 20232.3%

View Clear Harbor Asset Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Clear Harbor Asset Management, LLC Q3 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
LIQTECH INTERNATIONAL INCJanuary 12, 2023577,6041.3%
CUI Global, Inc.January 29, 20181012.0%
China Ceramics Co., LtdJanuary 29, 2015360,2891.8%

View Clear Harbor Asset Management, LLC's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G/A2024-01-30
13F-HR2024-01-18
13F-HR2023-10-26
13F-HR2023-07-21
13F-HR2023-05-04
13F-HR2023-01-20
SC 13G/A2023-01-12
SC 13G/A2023-01-12
13F-HR2022-10-25
13F-HR2022-07-20

View Clear Harbor Asset Management, LLC's complete filings history.

Compare quarters

Export Clear Harbor Asset Management, LLC's holdings