$427 Million is the total value of Clear Harbor Asset Management, LLC's 214 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 61.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CLB | Buy | CORE LABORATORIES N V | $13,063,000 | +8.7% | 65,806 | +4.6% | 3.06% | +1.4% |
| AWK | Buy | AMERICAN WTR WKS CO INC NEW | $12,135,000 | +8.3% | 267,288 | +0.8% | 2.84% | +0.9% |
| FLEX | Buy | FLEXTRONICS INTL LTDord | $10,637,000 | +19.3% | 1,151,216 | +0.4% | 2.49% | +11.2% |
| XOM | Buy | EXXON MOBIL CORP | $10,567,000 | -2.0% | 108,183 | +1.6% | 2.48% | -8.6% |
| JCI | Buy | JOHNSON CTLS INC | $9,660,000 | -7.1% | 204,141 | +0.7% | 2.26% | -13.4% |
| HIG | Buy | HARTFORD FINL SVCS GROUP INC | $7,599,000 | +6.4% | 215,446 | +9.3% | 1.78% | -0.8% |
| AAPL | Buy | APPLE INC | $6,861,000 | +22.8% | 12,782 | +28.3% | 1.61% | +14.5% |
| APA | Buy | APACHE CORP | $6,334,000 | +9.3% | 76,365 | +13.3% | 1.48% | +1.9% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $6,331,000 | +5.9% | 50,664 | +0.5% | 1.48% | -1.3% |
| ENOC | Buy | ENERNOC INC | $5,383,000 | +32.5% | 241,620 | +2.3% | 1.26% | +23.5% |
| NJR | Buy | NEW JERSEY RES | $4,665,000 | +9.6% | 93,672 | +1.7% | 1.09% | +2.1% |
| CTWS | Buy | CONNECTICUT WTR SVC INC | $4,437,000 | -3.5% | 129,850 | +0.3% | 1.04% | -10.1% |
| SJI | Buy | SOUTH JERSEY INDS INC | $3,775,000 | +0.9% | 67,298 | +0.6% | 0.88% | -6.1% |
| CPK | Buy | CHESAPEAKE UTILS CORP | $3,770,000 | +5.5% | 59,693 | +0.3% | 0.88% | -1.7% |
| TWO | Buy | TWO HBRS INVT CORP | $3,704,000 | +39.9% | 361,371 | +26.7% | 0.87% | +30.5% |
| AXS | Buy | AXIS CAPITAL HOLDINGS LTD | $3,165,000 | +86.2% | 69,033 | +93.2% | 0.74% | +73.5% |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $3,011,000 | +40.9% | 31,594 | +40.6% | 0.70% | +31.3% |
| MTDR | Buy | MATADOR RES CO | $2,923,000 | +31.7% | 119,361 | +0.2% | 0.68% | +22.8% |
| MOS | New | MOSAIC CO NEW | $2,896,000 | – | 57,919 | +100.0% | 0.68% | – |
| J105SC | New | CONVERSANT INC | $2,831,000 | – | 100,570 | +100.0% | 0.66% | – |
| XRX | Buy | XEROX CORP | $2,735,000 | +32.2% | 242,060 | +42.4% | 0.64% | +23.3% |
| AET | Buy | AETNA INC NEW | $2,664,000 | +52.2% | 35,536 | +39.2% | 0.62% | +41.8% |
| EMC | Buy | E M C CORP MASS | $2,639,000 | +160.5% | 96,285 | +139.0% | 0.62% | +142.4% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $2,438,000 | +33.5% | 12,668 | +30.1% | 0.57% | +24.4% |
| CUI | Buy | CUI GLOBAL INC | $2,350,000 | +551.0% | 213,657 | +274.5% | 0.55% | +504.4% |
| MRK | Buy | MERCK & CO INC NEW | $2,220,000 | +15.6% | 39,098 | +1.9% | 0.52% | +7.7% |
| TWI | Buy | TITAN INTL INC ILL | $2,191,000 | +8.6% | 115,395 | +2.9% | 0.51% | +1.2% |
| FSC | Buy | FIFTH STREET FINANCE CORP | $2,152,000 | +86.8% | 227,524 | +82.6% | 0.50% | +73.8% |
| T | Buy | AT&T INC | $2,083,000 | +42.1% | 59,402 | +42.5% | 0.49% | +32.6% |
| AGNC | Buy | AMERICAN CAPITAL AGENCY CORP | $1,913,000 | +37.6% | 89,025 | +23.6% | 0.45% | +28.4% |
| GM | New | GENERAL MTRS CO | $1,787,000 | – | 51,915 | +100.0% | 0.42% | – |
| DDS | Buy | DILLARDS INCcl a | $1,655,000 | +386.8% | 17,910 | +411.7% | 0.39% | +356.5% |
| LIQT | Buy | LIQTECH INTL INC | $1,620,000 | +67.4% | 852,594 | +98.2% | 0.38% | +56.0% |
| STX | New | SEAGATE TECHNOLOGY PLC | $1,565,000 | – | 27,867 | +100.0% | 0.37% | – |
| GPS | New | GAP INC DEL | $1,490,000 | – | 37,187 | +100.0% | 0.35% | – |
| ABR | New | ARBOR RLTY TR INC | $1,465,000 | – | 211,657 | +100.0% | 0.34% | – |
| TSRE | Buy | TRADE STR RESIDENTIAL INC | $1,376,000 | +71.8% | 181,485 | +43.4% | 0.32% | +60.2% |
| HFC | Buy | HOLLYFRONTIER CORP | $1,361,000 | +24.2% | 28,602 | +29.7% | 0.32% | +16.0% |
| OXLC | Buy | OXFORD LANE CAP CORP | $1,298,000 | +26.3% | 77,738 | +31.1% | 0.30% | +17.8% |
| VZ | New | VERIZON COMMUNICATIONS INC | $1,261,000 | – | 26,517 | +100.0% | 0.30% | – |
| VOD | New | VODAFONE GROUP PLC NEWspnsr adr no par | $1,256,000 | – | 34,131 | +100.0% | 0.29% | – |
| CF | Buy | CF INDS HLDGS INC | $1,242,000 | +23.3% | 4,767 | +10.3% | 0.29% | +15.0% |
| CVX | Buy | CHEVRON CORP NEW | $1,228,000 | -4.2% | 10,327 | +0.6% | 0.29% | -10.6% |
| MTGE | Buy | AMERICAN CAP MTG INVT CORP | $1,143,000 | +495.3% | 60,900 | +453.6% | 0.27% | +458.3% |
| CSCO | New | CISCO SYS INC | $1,129,000 | – | 50,374 | +100.0% | 0.26% | – |
| SLRC | Buy | SOLAR CAP LTD | $1,083,000 | +7.8% | 49,735 | +11.6% | 0.25% | +0.4% |
| ACRE | Buy | ARES COML REAL ESTATE CORP | $1,023,000 | +17.0% | 76,282 | +14.4% | 0.24% | +9.1% |
| OCN | New | OCWEN FINL CORP | $981,000 | – | 25,050 | +100.0% | 0.23% | – |
| ABB | Buy | ABB LTDsponsored adr | $956,000 | +4.0% | 37,080 | +7.2% | 0.22% | -3.0% |
| DXJ | Buy | WISDOMTREE TRjapn hedge eqt | $925,000 | +7.9% | 19,530 | +15.9% | 0.22% | +0.9% |
| WAC | New | WALTER INVT MGMT CORP | $895,000 | – | 30,000 | +100.0% | 0.21% | – |
| VMBS | New | VANGUARD SCOTTSDALE FDSmortg-back sec | $886,000 | – | 17,125 | +100.0% | 0.21% | – |
| UNH | Buy | UNITEDHEALTH GROUP INC | $844,000 | +12.1% | 10,300 | +3.0% | 0.20% | +4.8% |
| MPW | New | MEDICAL PPTYS TRUST INC | $831,000 | – | 65,000 | +100.0% | 0.20% | – |
| WAG | Buy | WALGREEN CO | $753,000 | +15.8% | 11,403 | +0.8% | 0.18% | +8.0% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $719,000 | +2.9% | 28,970 | +3.1% | 0.17% | -4.5% |
| PNC | Buy | PNC FINL SVCS GROUP INC | $707,000 | +13.7% | 8,128 | +1.3% | 0.17% | +6.4% |
| SJM | Buy | SMUCKER J M CO | $698,000 | -3.6% | 7,182 | +2.8% | 0.16% | -10.4% |
| PCYO | Buy | PURECYCLE CORP | $653,000 | -4.3% | 107,886 | +0.1% | 0.15% | -10.5% |
| HEROQ | Buy | HERCULES OFFSHORE INC | $645,000 | +147.1% | 140,450 | +251.1% | 0.15% | +128.8% |
| VFC | Buy | V F CORP | $643,000 | +0.2% | 10,389 | +0.8% | 0.15% | -6.2% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $629,000 | +26.1% | 10,671 | +25.7% | 0.15% | +17.6% |
| QCOM | Buy | QUALCOMM INC | $620,000 | +20.4% | 7,860 | +13.4% | 0.14% | +12.4% |
| TICC | Buy | TICC CAPITAL CORP | $602,000 | -4.9% | 61,580 | +0.5% | 0.14% | -11.3% |
| ETN | New | EATON CORP PLC | $594,000 | – | 7,914 | +100.0% | 0.14% | – |
| LO | New | LORILLARD INC | $595,000 | – | 11,000 | +100.0% | 0.14% | – |
| RIO | New | RIO TINTO PLCsponsored adr | $587,000 | – | 10,510 | +100.0% | 0.14% | – |
| DNRCQ | New | DENBURY RES INC | $583,000 | – | 35,575 | +100.0% | 0.14% | – |
| ORBK | Buy | ORBOTECH LTDord | $571,000 | +62.2% | 37,100 | +42.7% | 0.13% | +52.3% |
| IEF | Buy | ISHARES7-10 y tr bd etf | $560,000 | +2.8% | 5,505 | +0.2% | 0.13% | -4.4% |
| BTU | New | PEABODY ENERGY CORP | $533,000 | – | 32,625 | +100.0% | 0.12% | – |
| CHMI | Buy | CHERRY HILL MTG INVT CORP | $527,000 | +60.7% | 28,130 | +52.7% | 0.12% | +50.0% |
| USB | New | US BANCORP DEL | $499,000 | – | 22,830 | +100.0% | 0.12% | – |
| CRK | Buy | COMSTOCK RES INC | $480,000 | +162.3% | 21,000 | +110.0% | 0.11% | +143.5% |
| FTDCQ | New | FTD COS INC | $477,000 | – | 15,000 | +100.0% | 0.11% | – |
| MBI | Buy | MBIA INC | $471,000 | +295.8% | 33,680 | +236.8% | 0.11% | +266.7% |
| TEX | Buy | TEREX CORP NEW | $446,000 | +10.9% | 10,070 | +5.1% | 0.10% | +3.0% |
| IAU | Buy | ISHARES GOLD TRUSTishares | $445,000 | +7.0% | 35,750 | +0.4% | 0.10% | -1.0% |
| VVUS | New | VIVUS INC | $431,000 | – | 72,500 | +100.0% | 0.10% | – |
| IGSB | Buy | ISHARES1-3 yr cr bd etf | $429,000 | +1.4% | 4,068 | +1.5% | 0.10% | -5.7% |
| TLT | Buy | ISHARES20+ yr tr bd etf | $422,000 | +10.5% | 3,870 | +3.1% | 0.10% | +3.1% |
| MPC | New | MARATHON PETE CORP | $392,000 | – | 4,500 | +100.0% | 0.09% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $389,000 | – | 2,081 | +100.0% | 0.09% | – |
| OUTR | New | OUTERWALL INC | $366,000 | – | 5,050 | +100.0% | 0.09% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $340,000 | – | 4,527 | +100.0% | 0.08% | – |
| MNTX | Buy | MANITEX INTL INC | $340,000 | +4.3% | 20,840 | +1.4% | 0.08% | -2.4% |
| ALD | Buy | WISDOMTREE TRasia lc dbt fd | $328,000 | +1.9% | 6,750 | +0.2% | 0.08% | -4.9% |
| SCO | Buy | PROSHARES TR IIultsh dj ubs cru | $299,000 | -7.1% | 10,490 | +2.9% | 0.07% | -13.6% |
| ADSK | Buy | AUTODESK INC | $295,000 | +2.8% | 6,005 | +5.3% | 0.07% | -4.2% |
| LQD | Buy | ISHARESiboxx inv cp etf | $288,000 | +3.6% | 2,466 | +1.4% | 0.07% | -4.3% |
| SAND | Buy | SANDSTORM GOLD LTD | $262,000 | +30.3% | 46,706 | +0.3% | 0.06% | +19.6% |
| SPIB | Buy | SPDR SERIES TRUSTintr trm corp bd | $243,000 | +14.1% | 7,135 | +12.8% | 0.06% | +5.6% |
| M | New | MACYS INC | $237,000 | – | 4,000 | +100.0% | 0.06% | – |
| UPIP | New | UNWIRED PLANET INC NEW | $230,000 | – | 105,800 | +100.0% | 0.05% | – |
| WSTC | New | WEST CORP | $215,000 | – | 9,005 | +100.0% | 0.05% | – |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $211,000 | – | 9,240 | +100.0% | 0.05% | – |
| DHR | Buy | DANAHER CORP DEL | $208,000 | +0.5% | 2,770 | +3.2% | 0.05% | -5.8% |
| GDX | New | MARKET VECTORS ETF TRgold miner etf | $201,000 | – | 8,500 | +100.0% | 0.05% | – |
| SIMO | New | SILICON MOTION TECHNOLOGY COsponsored adr | $180,000 | – | 10,700 | +100.0% | 0.04% | – |
| NNY | Buy | NUVEEN NY MUN VALUE FD | $168,000 | +22.6% | 17,750 | +13.4% | 0.04% | +14.7% |
| CLMS | New | CALAMOS ASSET MGMT INCcl a | $146,000 | – | 11,275 | +100.0% | 0.03% | – |
| FLWS | New | 1 800 FLOWERS COMcl a | $141,000 | – | 25,000 | +100.0% | 0.03% | – |
| MXWL | New | MAXWELL TECHNOLOGIES INC | $136,000 | – | 10,500 | +100.0% | 0.03% | – |
| STNG | New | SCORPIO TANKERS INC | $132,000 | – | 13,273 | +100.0% | 0.03% | – |
| BIOS | New | BIOSCRIP INC | $92,000 | – | 13,250 | +100.0% | 0.02% | – |
| IDSY | Buy | I D SYSTEMS INC | $91,000 | +1.1% | 16,100 | +3.2% | 0.02% | -8.7% |
| HK | New | HALCON RES CORPcall | $39,000 | – | 25,000 | +100.0% | 0.01% | – |
| APA | New | APACHE CORPcall | $30,000 | – | 16,500 | +100.0% | 0.01% | – |
| API | New | ADVANCED PHOTONIX INCcl a | $8,000 | – | 12,000 | +100.0% | 0.00% | – |
| GCVRZ | New | SANOFIright 12/31/2020 | $10,000 | – | 33,635 | +100.0% | 0.00% | – |
| UNXLQ | New | UNI PIXEL INCcall | $0 | – | 2,500 | +100.0% | 0.00% | – |
| SIAL | New | SIGMA ALDRICH CORP | $0 | – | 10,999 | +100.0% | 0.00% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $0 | – | 600 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROPER TECHNOLOGIES INC | 42 | Q3 2023 | 17.6% |
| AMERICAN WTR WKS CO INC NEW | 42 | Q3 2023 | 5.4% |
| APPLE INC | 42 | Q3 2023 | 6.7% |
| FLEXTRONICS INTL LTD | 42 | Q3 2023 | 3.8% |
| PIONEER NAT RES CO | 42 | Q3 2023 | 5.7% |
| TRIMBLE NAVIGATION LTD | 42 | Q3 2023 | 3.2% |
| PARKER-HANNIFIN CORP | 42 | Q3 2023 | 2.7% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 2.2% |
| TAIWAN SEMICONDUCTOR MFG LTD | 42 | Q3 2023 | 3.1% |
| HARTFORD FINL SVCS GROUP INC | 42 | Q3 2023 | 2.3% |
View Clear Harbor Asset Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LIQTECH INTERNATIONAL INC | January 12, 2023 | 577,604 | 1.3% |
| CUI Global, Inc. | January 29, 2018 | 10 | 12.0% |
| China Ceramics Co., Ltd | January 29, 2015 | 360,289 | 1.8% |
View Clear Harbor Asset Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| SC 13G/A | 2024-01-30 |
| 13F-HR | 2024-01-18 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-01-20 |
| SC 13G/A | 2023-01-12 |
| SC 13G/A | 2023-01-12 |
| 13F-HR | 2022-10-25 |
View Clear Harbor Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.