$283 Million is the total value of Shaker Financial Services, LLC's 161 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 88.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRtr unit | $18,310,000 | – | 38,550 | +100.0% | 6.47% | – |
| GDV | Buy | GABELLI DIVID & INCOME TR | $9,929,000 | +48.3% | 367,756 | +41.7% | 3.51% | +30.9% |
| NFJ | Buy | VIRTUS DIVIDEND INTEREST & P | $8,696,000 | +23.3% | 541,477 | +13.9% | 3.07% | +8.8% |
| DIAX | Buy | NUVEEN DOW 30 DYNMC OVERWRT | $7,424,000 | +56.0% | 417,799 | +47.1% | 2.62% | +37.7% |
| SOR | Buy | SOURCE CAP INC | $6,627,000 | +7.2% | 153,371 | +10.7% | 2.34% | -5.5% |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $5,142,000 | +76.5% | 335,610 | +82.2% | 1.82% | +55.7% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $5,075,000 | -3.7% | 314,828 | +6.1% | 1.79% | -15.0% |
| CII | Buy | BLACKROCK ENHANCD CAP & INM | $5,016,000 | +58.8% | 226,746 | +45.0% | 1.77% | +40.1% |
| BXMX | Buy | NUVEEN S&P 500 BUY-WRITE INC | $5,010,000 | +107.0% | 342,005 | +101.1% | 1.77% | +82.7% |
| ETG | New | EATON VANCE TX ADV GLBL DIV | $4,520,000 | – | 198,844 | +100.0% | 1.60% | – |
| SPXX | Buy | NUVEEN S&P 500 DYNAMIC OVERW | $4,511,000 | +19.2% | 242,503 | +9.5% | 1.59% | +5.2% |
| FAX | Buy | ABERDEEN ASIA-PACIFIC INCOME | $4,256,000 | +158.6% | 1,114,168 | +180.9% | 1.50% | +128.1% |
| NIE | Buy | VIRTUS ALLIANZGI EQUITY & CO | $4,122,000 | +6.7% | 136,748 | +4.4% | 1.46% | -5.8% |
| BGH | Buy | BARINGS GLOBAL SHORT DURATIO | $4,044,000 | +30.8% | 233,217 | +29.0% | 1.43% | +15.4% |
| BGB | Buy | BLACKSTONE STRATEGIC CREDIT | $3,743,000 | +36.9% | 277,478 | +40.5% | 1.32% | +20.8% |
| JPC | Buy | NUVEEN PFD & INCOME OPPORTUN | $3,608,000 | +153.4% | 369,687 | +157.0% | 1.27% | +123.5% |
| NSL | Buy | NUVEEN SR INCOME FD | $3,404,000 | +30.7% | 576,916 | +29.6% | 1.20% | +15.4% |
| FINS | Buy | ANGEL OAK FINL STRATEGIES IN | $3,241,000 | +7.7% | 189,976 | +7.5% | 1.14% | -4.9% |
| JPS | Buy | NUVEEN PFD & INCM SECURTIES | $3,142,000 | +260.3% | 323,298 | +263.2% | 1.11% | +218.1% |
| ARDC | New | ARES DYNAMIC CR ALLOCATION F | $3,083,000 | – | 188,779 | +100.0% | 1.09% | – |
| PPT | Buy | PUTNAM PREMIER INCOME TRsh ben int | $3,036,000 | +37.4% | 710,940 | +47.1% | 1.07% | +21.3% |
| AGD | Buy | ABERDEEN GLOBAL DYNAMIC DIVI | $2,903,000 | +157.6% | 240,129 | +147.7% | 1.02% | +127.3% |
| VGI | Buy | VIRTUS GLOBAL MULTI-SECTOR I | $2,876,000 | +6.0% | 257,670 | +11.8% | 1.02% | -6.4% |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $2,601,000 | – | 244,473 | +100.0% | 0.92% | – |
| HEQ | Buy | JOHN HANCOCK HEDGED EQUITY & | $2,589,000 | +1040.5% | 199,186 | +999.3% | 0.91% | +904.4% |
| JQC | Buy | NUVEEN CR STRATEGIES INCOME | $2,517,000 | +9.2% | 387,850 | +10.4% | 0.89% | -3.6% |
| QQQX | Buy | NUVEEN NASDAQ 100 DYNAMIC OV | $2,334,000 | +20.0% | 76,139 | +11.1% | 0.82% | +5.9% |
| FFA | Buy | FIRST TR ENHANCED EQUITY INC | $2,254,000 | +340.2% | 105,859 | +307.2% | 0.80% | +288.3% |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $2,241,000 | +19.8% | 264,873 | +14.9% | 0.79% | +5.7% |
| EMD | Buy | WESTERN ASSET EMERGING MKTS | $2,190,000 | +200.0% | 171,107 | +218.9% | 0.77% | +164.7% |
| ISD | Buy | PGIM HIGH YIELD BOND FUND IN | $2,158,000 | +20.9% | 134,445 | +22.3% | 0.76% | +6.7% |
| HGLB | Buy | HIGHLAND GLOBAL ALLOCATION F | $2,123,000 | +282.5% | 234,076 | +283.1% | 0.75% | +237.8% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $2,102,000 | +154.5% | 206,650 | +152.1% | 0.74% | +124.2% |
| FRA | Buy | BLACKROCK FLOATING RATE INCO | $2,078,000 | +34.4% | 154,753 | +33.7% | 0.73% | +18.6% |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $2,034,000 | – | 242,702 | +100.0% | 0.72% | – |
| DHF | New | BNY MELLON HIGH YIELD STRATEsh ben int | $1,884,000 | – | 615,614 | +100.0% | 0.66% | – |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $1,824,000 | +71.9% | 150,357 | +73.9% | 0.64% | +51.5% |
| WDI | New | WESTERN ASSET DIVERSIFIED IN | $1,798,000 | – | 98,200 | +100.0% | 0.64% | – |
| DLY | New | DOUBLELINE YIELD OPPORTUNITI | $1,781,000 | – | 95,247 | +100.0% | 0.63% | – |
| SWZ | Buy | SWISS HELVETIA FD INC | $1,714,000 | +30.0% | 172,410 | +20.1% | 0.60% | +14.8% |
| HIX | New | WESTERN ASSET HIGH INCOME FD | $1,657,000 | – | 231,361 | +100.0% | 0.58% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $1,599,000 | – | 129,600 | +100.0% | 0.56% | – |
| JSD | Buy | NUVEEN SHORT DURATION CR OPP | $1,601,000 | +164.6% | 108,042 | +169.5% | 0.56% | +133.5% |
| New | NUVEEN MULTI ASSET INCOME FU | $1,584,000 | – | 84,942 | +100.0% | 0.56% | – | |
| EAD | Buy | ALLSPRING INCOME OPPORTUNITinc oppty fd | $1,571,000 | +110.9% | 171,459 | +102.5% | 0.56% | +86.2% |
| FCT | Buy | FIRST TR SR FLTG RATE INCOME | $1,556,000 | +233.2% | 129,012 | +238.4% | 0.55% | +194.1% |
| BGX | New | BLACKSTONE LONG SHORT CR INC | $1,463,000 | – | 99,499 | +100.0% | 0.52% | – |
| GLV | New | CLOUGH GLOBAL DIVID & INCOME | $1,419,000 | – | 132,366 | +100.0% | 0.50% | – |
| DDF | Buy | DELAWARE INVTS DIVID & INCOM | $1,348,000 | +80.0% | 115,226 | +69.7% | 0.48% | +58.7% |
| EVF | New | EATON VANCE SR INCOME TRsh ben int | $1,304,000 | – | 193,457 | +100.0% | 0.46% | – |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD | $1,277,000 | +66.7% | 80,434 | +68.7% | 0.45% | +46.9% |
| VLT | Buy | INVESCO HIGH INCOME TR II | $1,263,000 | +437.4% | 87,962 | +446.7% | 0.45% | +374.5% |
| JEMD | Buy | NUVEEN EMERGING MKTS DEBT 20 | $1,216,000 | +89.4% | 160,590 | +100.0% | 0.43% | +66.9% |
| RSF | New | RIVERNORTH SPECIALTY FIN COR | $1,199,000 | – | 62,470 | +100.0% | 0.42% | – |
| JRI | New | NUVEEN REAL ASSET INCOME & G | $1,191,000 | – | 73,862 | +100.0% | 0.42% | – |
| IGA | New | VOYA GLBL ADV & PREM OPP FD | $1,188,000 | – | 114,539 | +100.0% | 0.42% | – |
| FSD | Buy | FIRST TR HIGH INCOME LONG / | $1,149,000 | +30.3% | 73,704 | +32.8% | 0.41% | +15.0% |
| CPZ | Buy | CALAMOS LNG SHR EQT DYNAMIC | $1,079,000 | +355.3% | 55,373 | +376.4% | 0.38% | +301.1% |
| IAE | Buy | VOYA ASIA PAC HIGH DIV EQT I | $1,002,000 | -5.6% | 123,494 | +0.1% | 0.35% | -16.7% |
| ACP | New | ABERDEEN INCOME CR STRATEGIE | $987,000 | – | 96,939 | +100.0% | 0.35% | – |
| JCE | New | NUVEEN CORE EQUITY ALPHA FD | $979,000 | – | 52,714 | +100.0% | 0.35% | – |
| BCV | Buy | BANCROFT FD LTD | $966,000 | -5.6% | 36,561 | +5.9% | 0.34% | -16.6% |
| GLQ | New | CLOUGH GLOBAL EQUITY FD | $963,000 | – | 73,302 | +100.0% | 0.34% | – |
| HTY | New | HANCOCK JOHN INVT TRtax adv glb sh | $945,000 | – | 145,632 | +100.0% | 0.33% | – |
| New | THORNBURG INCM BUILDER OPP T | $896,000 | – | 48,000 | +100.0% | 0.32% | – | |
| EDD | New | MORGAN STANLEY EMERGING MKTS | $875,000 | – | 159,760 | +100.0% | 0.31% | – |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $859,000 | +172.7% | 53,349 | +167.6% | 0.30% | +140.5% |
| DBL | Buy | DOUBLELINE OPPORTUNISTIC CR | $854,000 | +28.8% | 44,541 | +32.5% | 0.30% | +14.0% |
| RIV | New | RIVERNORTH OPPORTUNITIES FD | $853,000 | – | 53,473 | +100.0% | 0.30% | – |
| PHT | New | PIONEER HIGH INCOME FUND INC | $832,000 | – | 85,734 | +100.0% | 0.29% | – |
| HYI | New | WESTERN ASSET HIGH YIELD DEF | $820,000 | – | 52,013 | +100.0% | 0.29% | – |
| DHY | Buy | CREDIT SUISSE HIGH YIELD BDsh ben int | $723,000 | +28.9% | 292,686 | +28.8% | 0.26% | +13.8% |
| FTF | New | FRANKLIN LTD DURATION INCOME | $708,000 | – | 77,865 | +100.0% | 0.25% | – |
| BIGZ | New | BLACKROCK INNOVATION AND GRW | $683,000 | – | 47,000 | +100.0% | 0.24% | – |
| NBXG | New | NEUBERGER BERMAN NEXT GENERA | $657,000 | – | 38,000 | +100.0% | 0.23% | – |
| MFD | Buy | MACQUARIE / FIRST TR GLOBAL | $539,000 | +57.1% | 55,830 | +55.0% | 0.19% | +38.7% |
| NPCT | New | NUVEEN CORE PLUS IMPACT FUND | $500,000 | – | 27,303 | +100.0% | 0.18% | – |
| PTA | New | COHEN & STEERS TAX ADVAN PFD | $493,000 | – | 20,500 | +100.0% | 0.17% | – |
| SDHY | New | PGIM SHORT DUR HIG YLD OPP F | $474,000 | – | 25,700 | +100.0% | 0.17% | – |
| EXG | New | EATON VANCE TAX-MANAGED GLOB | $452,000 | – | 42,389 | +100.0% | 0.16% | – |
| CEE | New | CENTRAL & EASTERN EUROPE FD | $400,000 | – | 15,163 | +100.0% | 0.14% | – |
| New | MAINSTAY CBRE GBL INFRSTR ME | $353,000 | – | 18,300 | +100.0% | 0.12% | – | |
| IGD | Buy | VOYA GLBL EQTY DIV & PREM OP | $352,000 | +232.1% | 56,763 | +215.4% | 0.12% | +195.2% |
| NRO | New | NEUBERGER BERMAN REAL ESTATE | $339,000 | – | 64,365 | +100.0% | 0.12% | – |
| CSQ | New | CALAMOS STRATEGIC TOTAL RETU | $309,000 | – | 16,011 | +100.0% | 0.11% | – |
| TEI | New | TEMPLETON EMERGING MKTS INCO | $299,000 | – | 41,051 | +100.0% | 0.11% | – |
| EOD | Buy | ALLSPRING GLOBAL DIVIDEND OP | $294,000 | +44.1% | 49,895 | +34.9% | 0.10% | +26.8% |
| CIK | New | CREDIT SUISSE ASSET MGMT INC | $274,000 | – | 79,823 | +100.0% | 0.10% | – |
| NHS | New | NEUBERGER BERMAN HIGH YIELD | $270,000 | – | 21,700 | +100.0% | 0.10% | – |
| AWP | Buy | ABERDEEN GLOBAL PREMIER PPTY | $254,000 | +84.1% | 37,066 | +62.6% | 0.09% | +63.6% |
| IDE | New | VOYA INFRASTRUCTURE INDLS & | $239,000 | – | 19,783 | +100.0% | 0.08% | – |
| CGO | New | CALAMOS GLOBAL TOTAL RETURN | $238,000 | – | 15,507 | +100.0% | 0.08% | – |
| DMO | New | WESTERN ASSET MTG DEFINED OP | $176,000 | – | 11,583 | +100.0% | 0.06% | – |
| SPE | New | SPECIAL OPPORTUNITIES FD INC | $162,000 | – | 10,457 | +100.0% | 0.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-07
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-02 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.