$176 Million is the total value of Shaker Financial Services, LLC's 109 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 75.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JCE | Buy | NUVEEN CORE EQUITY ALPHA FUN | $7,592,000 | +43.2% | 545,042 | +34.4% | 4.31% | +37.2% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $7,331,000 | +12.0% | 533,138 | +3.5% | 4.16% | +7.3% |
| ASG | Buy | LIBERTY ALL-STAR GROWTH FD I | $5,682,000 | +14.5% | 1,251,533 | +5.4% | 3.22% | +9.7% |
| GAM | New | GENERAL AMERN INVS INC | $4,872,000 | – | 145,400 | +100.0% | 2.76% | – |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $4,862,000 | +15.3% | 890,494 | +9.0% | 2.76% | +10.5% |
| JTD | Buy | NUVEEN TAX ADVANTAGED DIV GR | $4,644,000 | +20.1% | 310,840 | +12.0% | 2.64% | +15.1% |
| SOR | Buy | SOURCE CAP INC | $4,339,000 | +39.9% | 115,534 | +33.9% | 2.46% | +34.1% |
| ISD | Buy | PRUDENTIAL SHT DURATION HG Y | $4,323,000 | +57.0% | 281,055 | +58.0% | 2.45% | +50.4% |
| HNW | Buy | PIONEER DIV HIGH INCOME TRUS | $3,796,000 | +17.5% | 234,628 | +16.3% | 2.15% | +12.6% |
| JTA | Buy | NUVEEN TX ADV TOTAL RET STRG | $3,306,000 | +17.7% | 270,135 | +8.9% | 1.88% | +12.8% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $3,224,000 | +70.2% | 263,596 | +71.2% | 1.83% | +63.0% |
| GPM | New | GUGGENHEIM ENHNCD EQTY INCM | $3,197,000 | – | 395,664 | +100.0% | 1.81% | – |
| EOS | Buy | EATON VANCE ENH EQTY INC FD | $3,117,000 | +785.5% | 230,750 | +739.9% | 1.77% | +750.5% |
| EFF | Buy | EATON VANCE FLTG RATE INCOM | $3,106,000 | +264.1% | 184,320 | +270.5% | 1.76% | +248.9% |
| GF | Buy | NEW GERMANY FD INC | $3,045,000 | +57.9% | 206,189 | +39.8% | 1.73% | +51.3% |
| CII | Buy | BLACKROCK ENH CAP & INC FD I | $3,033,000 | +77.2% | 211,810 | +69.6% | 1.72% | +69.7% |
| PHT | Buy | PIONEER HIGH INCOME TR | $2,889,000 | +998.5% | 292,727 | +1035.0% | 1.64% | +950.6% |
| IGA | Buy | VOYA GLBL ADV & PREM OPP FD | $2,811,000 | +120.0% | 268,203 | +106.3% | 1.60% | +110.7% |
| ZF | Buy | ZWEIG FD | $2,749,000 | +124.2% | 247,221 | +142.1% | 1.56% | +114.9% |
| BGX | Buy | BLACKSTONE GSO LNG SHRT CR I | $2,706,000 | +21.1% | 168,273 | +19.8% | 1.54% | +16.1% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $2,676,000 | +4.6% | 370,683 | +2.6% | 1.52% | +0.2% |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $2,652,000 | +551.6% | 315,682 | +557.1% | 1.50% | +524.5% |
| LGI | Buy | LAZARD GLB TTL RET&INCM FD I | $2,409,000 | +84.7% | 160,504 | +69.2% | 1.37% | +77.1% |
| BGY | Buy | BLACKROCK INTL GRWTH & INC T | $2,217,000 | +509.1% | 382,872 | +480.1% | 1.26% | +482.4% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $2,208,000 | +213.6% | 254,107 | +219.6% | 1.25% | +200.5% |
| HYI | Buy | WESTERN ASSET HGH YLD DFNDFD | $2,157,000 | +233.9% | 140,458 | +227.0% | 1.22% | +219.6% |
| DHF | Buy | DREYFUS HIGH YIELD STRATEGIEsh ben int | $1,944,000 | +206.1% | 573,510 | +203.4% | 1.10% | +193.4% |
| DDF | Buy | DELAWARE INVTS DIV & INCOME | $1,835,000 | +30.0% | 177,765 | +25.7% | 1.04% | +24.5% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $1,777,000 | +60.4% | 141,264 | +60.2% | 1.01% | +53.7% |
| FOF | Buy | COHEN & STEERS CLOSED END OP | $1,686,000 | +36.7% | 135,915 | +28.9% | 0.96% | +31.1% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $1,653,000 | +96.8% | 113,167 | +83.9% | 0.94% | +88.7% |
| KMM | New | DEUTSCHE MULTI-MKT INCOME TR | $1,642,000 | – | 188,725 | +100.0% | 0.93% | – |
| FFA | Buy | FIRST TR ENHANCED EQTY INC F | $1,498,000 | +42.0% | 103,717 | +32.9% | 0.85% | +36.0% |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $1,380,000 | – | 140,644 | +100.0% | 0.78% | – |
| NHS | New | NEUBERGER BERMAN HGH YLD FD | $1,378,000 | – | 115,971 | +100.0% | 0.78% | – |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $1,357,000 | +68.2% | 164,255 | +54.3% | 0.77% | +61.1% |
| DIAX | Buy | NUVEEN DOW 30 DYN OVERWRITE | $1,205,000 | +630.3% | 77,027 | +599.9% | 0.68% | +598.0% |
| DUC | New | DUFF & PHELPS UTIL CORP BD T | $1,199,000 | – | 130,165 | +100.0% | 0.68% | – |
| MCR | New | MFS CHARTER INCOME TRsh ben int | $1,140,000 | – | 132,358 | +100.0% | 0.65% | – |
| EGIF | New | EAGLE GRWTH & INCOME OPPTY F | $1,112,000 | – | 65,605 | +100.0% | 0.63% | – |
| RVT | Buy | ROYCE VALUE TR INC | $1,060,000 | +38.7% | 75,701 | +32.7% | 0.60% | +33.0% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $1,025,000 | +162.8% | 93,840 | +160.7% | 0.58% | +151.9% |
| RIV | Buy | RIVERNORTH OPPRTUNITIES FD I | $987,000 | +64.8% | 50,329 | +58.7% | 0.56% | +57.7% |
| GDO | Buy | WESTERN ASSET GLOBAL CP DEFI | $981,000 | +20.1% | 56,326 | +18.0% | 0.56% | +15.1% |
| SPEPRB | New | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $929,000 | – | 36,515 | +100.0% | 0.53% | – |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $825,000 | +1209.5% | 163,685 | +1200.1% | 0.47% | +1164.9% |
| TY | Buy | TRI CONTL CORP | $811,000 | +30.2% | 35,098 | +24.3% | 0.46% | +24.7% |
| INB | New | COHEN & STEERS GLOBAL INC BL | $738,000 | – | 80,620 | +100.0% | 0.42% | – |
| INF | New | BROOKFIELD GLOBL LISTED INFR | $730,000 | – | 55,340 | +100.0% | 0.41% | – |
| IID | New | VOYA INTL HIGH DIVID EQTY IN | $730,000 | – | 104,974 | +100.0% | 0.41% | – |
| VVR | Buy | INVESCO SR INCOME TR | $730,000 | +111.0% | 157,644 | +111.3% | 0.41% | +102.0% |
| EVV | New | EATON VANCE LTD DUR INCOME F | $724,000 | – | 52,385 | +100.0% | 0.41% | – |
| SPXX | New | NUVEEN S&P 500 DYN OVERWRITE | $723,000 | – | 48,808 | +100.0% | 0.41% | – |
| RQI | Buy | COHEN & STEERS QUALITY RLTY | $695,000 | +86.3% | 56,512 | +85.1% | 0.39% | +78.3% |
| HPS | Buy | HANCOCK JOHN PFD INCOME FD I | $643,000 | +120.2% | 34,853 | +111.9% | 0.36% | +111.0% |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $642,000 | +81.9% | 91,827 | +74.0% | 0.36% | +74.2% |
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $632,000 | – | 48,015 | +100.0% | 0.36% | – |
| BLW | New | BLACKROCK LTD DURATION INC T | $607,000 | – | 38,984 | +100.0% | 0.34% | – |
| BCV | New | BANCROFT FUND LTD | $591,000 | – | 28,083 | +100.0% | 0.34% | – |
| EXD | New | EATON VANCE TAX-ADV BD & OPT | $575,000 | – | 51,903 | +100.0% | 0.33% | – |
| VLT | New | INVESCO HIGH INCOME TR II | $560,000 | – | 38,840 | +100.0% | 0.32% | – |
| FSD | New | FIRST TR HIGH INCOME L/S FD | $551,000 | – | 33,102 | +100.0% | 0.31% | – |
| JGH | New | NUVEEN GLOBAL HIGH INCOME FD | $528,000 | – | 32,038 | +100.0% | 0.30% | – |
| ECF | New | ELLSWORTH GROWTH & INCOME FD | $439,000 | – | 50,816 | +100.0% | 0.25% | – |
| MSD | New | MORGAN STANLEY EMER MKTS DEB | $414,000 | – | 44,334 | +100.0% | 0.24% | – |
| JDD | New | NUVEEN DIVERSIFIED DIV INCM | $356,000 | – | 30,108 | +100.0% | 0.20% | – |
| GHY | Buy | PRUDENTIAL GLB SHT DUR HG YL | $354,000 | +72.7% | 23,743 | +72.1% | 0.20% | +66.1% |
| HTD | New | HANCOCK JOHN TAX-ADV DIV INC | $340,000 | – | 13,798 | +100.0% | 0.19% | – |
| MIN | Buy | MFS INTER INCOME TRsh ben int | $340,000 | -0.6% | 78,980 | +2.7% | 0.19% | -4.9% |
| ACV | New | ALLIANZGI DIVERS INC & CNV F | $334,000 | – | 16,439 | +100.0% | 0.19% | – |
| PPR | New | VOYA PRIME RATE TRsh ben int | $318,000 | – | 58,800 | +100.0% | 0.18% | – |
| CIK | New | CREDIT SUISSE ASSET MGMT INC | $317,000 | – | 95,964 | +100.0% | 0.18% | – |
| RFI | New | COHEN & STEERS TOTAL RETURN | $312,000 | – | 25,354 | +100.0% | 0.18% | – |
| CUBA | New | HERZFELD CARIBBEAN BASIN FD | $206,000 | – | 29,128 | +100.0% | 0.12% | – |
| LCM | New | ADVENT CLAYMORE ENH GRW & IN | $183,000 | – | 21,626 | +100.0% | 0.10% | – |
| FUND | Buy | SPROTT FOCUS TR INC | $167,000 | +41.5% | 22,470 | +32.1% | 0.10% | +35.7% |
| FAM | New | FIRST TR ABERDEEN GLBL OPP F | $146,000 | – | 12,600 | +100.0% | 0.08% | – |
| GGZ | New | GABELLI GLB SML & MD CP VAL | $137,000 | – | 12,000 | +100.0% | 0.08% | – |
| AGC | New | ADVENT CLAY CONV SEC INC FD | $119,000 | – | 19,474 | +100.0% | 0.07% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2017-05-18
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-02 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.