$169 Million is the total value of Shaker Financial Services, LLC's 109 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 51.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $6,547,000 | -13.6% | 515,118 | -10.6% | 3.88% | -22.0% |
| DCA | Sell | VIRTUS TOTAL RETURN FD | $3,046,000 | -11.4% | 681,356 | -6.1% | 1.80% | -20.0% |
| CSQ | Sell | CALAMOS STRATEGIC TOTL RETN | $2,688,000 | -25.3% | 261,695 | -25.3% | 1.59% | -32.6% |
| EEA | Sell | EUROPEAN EQUITY FUND | $2,484,000 | -21.9% | 321,770 | -20.0% | 1.47% | -29.4% |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $2,440,000 | -16.8% | 299,053 | -20.4% | 1.44% | -24.9% |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $2,165,000 | -2.9% | 161,164 | -6.2% | 1.28% | -12.3% |
| MFV | Sell | MFS SPL VALUE TRsh ben int | $2,091,000 | -7.8% | 375,475 | -5.8% | 1.24% | -16.7% |
| EOI | Sell | EATON VANCE ENHANCED EQ INC | $2,082,000 | -45.7% | 167,911 | -44.6% | 1.23% | -51.0% |
| VGI | Sell | VIRTUS GLOBAL MULTI-SEC INC | $1,873,000 | -43.6% | 122,157 | -41.6% | 1.11% | -49.1% |
| CGO | Sell | CALAMOS GLOBAL TOTAL RETURN | $1,833,000 | -28.8% | 174,072 | -22.6% | 1.08% | -35.7% |
| TSLF | Sell | THL CR SR LN FD | $1,775,000 | -25.9% | 94,733 | -34.8% | 1.05% | -33.1% |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $1,764,000 | -63.7% | 197,347 | -66.0% | 1.04% | -67.2% |
| DDF | Sell | DELAWARE INVTS DIV & INCOME | $1,411,000 | -14.6% | 141,431 | -15.3% | 0.84% | -22.9% |
| IGA | Sell | VOYA GLBL ADV & PREM OPP FD | $1,278,000 | -27.4% | 130,027 | -25.3% | 0.76% | -34.5% |
| ZF | Sell | ZWEIG FD | $1,226,000 | -58.0% | 102,136 | -54.7% | 0.73% | -62.1% |
| FFA | Sell | FIRST TR ENHANCED EQTY INC F | $1,055,000 | -8.4% | 78,062 | -9.4% | 0.62% | -17.2% |
| GDV | Sell | GABELLI DIVD & INCOME TR | $1,001,000 | -81.8% | 49,966 | -82.6% | 0.59% | -83.6% |
| EFF | Sell | EATON VANCE FLTG RATE INCOM | $853,000 | 0.0% | 49,746 | -8.8% | 0.50% | -9.7% |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $840,000 | -31.0% | 61,547 | -24.6% | 0.50% | -37.7% |
| RVT | Sell | ROYCE VALUE TR INC | $764,000 | +3.4% | 57,049 | -2.3% | 0.45% | -6.8% |
| BOE | Sell | BLACKROCK GLOBAL OPP EQTY TR | $739,000 | -34.1% | 63,869 | -30.2% | 0.44% | -40.4% |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $646,000 | -25.5% | 42,957 | -23.6% | 0.38% | -32.7% |
| TY | Sell | TRI CONTL CORP | $623,000 | -71.3% | 28,241 | -72.1% | 0.37% | -74.1% |
| QQQX | Sell | NUVEEN NASDAQ 100 DYNAMIC OV | $589,000 | -52.0% | 31,757 | -51.0% | 0.35% | -56.6% |
| AIF | Sell | APOLLO TACTICAL INCOME FD IN | $462,000 | -57.7% | 26,870 | -62.0% | 0.27% | -61.7% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $390,000 | -33.9% | 36,000 | -34.0% | 0.23% | -40.3% |
| BGY | Sell | BLACKROCK INTL GRWTH & INC T | $364,000 | -74.3% | 66,000 | -72.4% | 0.22% | -76.8% |
| FT | Sell | FRANKLIN UNVL TRsh ben int | $353,000 | -35.7% | 52,789 | -34.6% | 0.21% | -41.9% |
| CIF | Sell | MFS INTERMEDIATE HIGH INC FDsh ben int | $344,000 | -78.9% | 133,242 | -79.1% | 0.20% | -80.9% |
| AVK | Sell | ADVENT CLAYMORE CV SECS & IN | $234,000 | -36.2% | 15,955 | -36.5% | 0.14% | -42.3% |
| JPW | Sell | NUVEEN FLEXIBLE INVT INCOME | $224,000 | -79.1% | 13,437 | -78.5% | 0.13% | -81.1% |
| CHY | Sell | CALAMOS CONV & HIGH INCOME F | $224,000 | -22.5% | 21,200 | -19.3% | 0.13% | -30.0% |
| GHY | Sell | PRUDENTIAL GLB SHT DUR HG YL | $205,000 | -87.1% | 13,800 | -86.8% | 0.12% | -88.4% |
| PGZ | Sell | PRINCIPAL REAL ESTATE INCOME | $190,000 | -45.9% | 11,924 | -40.0% | 0.11% | -50.9% |
| RGT | Sell | ROYCE GLOBAL VALUE TR INC | $182,000 | -15.0% | 22,610 | -14.3% | 0.11% | -22.9% |
| DIAX | Sell | NUVEEN DOW 30 DYN OVERWRITE | $165,000 | 0.0% | 11,006 | -3.8% | 0.10% | -9.3% |
| PHD | Sell | PIONEER FLOATING RATE TR | $142,000 | -79.1% | 12,000 | -79.2% | 0.08% | -81.2% |
| FUND | Sell | SPROTT FOCUS TR INC | $118,000 | -59.6% | 17,005 | -59.9% | 0.07% | -63.4% |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $63,000 | -84.4% | 12,590 | -84.3% | 0.04% | -86.0% |
| AGD | Exit | ALPINE GLOBAL DYNAMIC DIVD F | $0 | – | -14,800 | -100.0% | -0.08% | – |
| SBW | Exit | WESTERN ASSET WORLDWIDE INCO | $0 | – | -14,507 | -100.0% | -0.11% | – |
| EFR | Exit | EATON VANCE SR FLTNG RTE TR | $0 | – | -12,000 | -100.0% | -0.11% | – |
| FSD | Exit | FIRST TR HIGH INCOME L/S FD | $0 | – | -11,410 | -100.0% | -0.12% | – |
| MMT | Exit | MFS MULTIMARKET INCOME TRsh ben int | $0 | – | -30,000 | -100.0% | -0.12% | – |
| EXD | Exit | EATON VANCE TAX-ADV BD & OPT | $0 | – | -17,635 | -100.0% | -0.14% | – |
| VLT | Exit | INVESCO HIGH INCOME TR II | $0 | – | -15,507 | -100.0% | -0.15% | – |
| KHI | Exit | DEUTSCHE HIGH INCOME TR | $0 | – | -25,866 | -100.0% | -0.16% | – |
| NHS | Exit | NEUBERGER BERMAN HGH YLD FD | $0 | – | -20,414 | -100.0% | -0.16% | – |
| JHI | Exit | HANCOCK JOHN INVS TR | $0 | – | -14,494 | -100.0% | -0.16% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -51,000 | -100.0% | -0.17% | – |
| ERC | Exit | WELLS FARGO MULTI SECTOR INCwf mlt sectr inc | $0 | – | -23,381 | -100.0% | -0.20% | – |
| FPF | Exit | FIRST TR INTER DUR PFD & IN | $0 | – | -14,750 | -100.0% | -0.23% | – |
| E103PS | Exit | WESTERN ASSET EMRG MKT INCM | $0 | – | -33,481 | -100.0% | -0.25% | – |
| GFY | Exit | WESTERN ASSET VAR RT STRG FD | $0 | – | -25,629 | -100.0% | -0.27% | – |
| MCR | Exit | MFS CHARTER INCOME TRsh ben int | $0 | – | -50,751 | -100.0% | -0.29% | – |
| RMRM | Exit | RMR REAL ESTATE INCOME FUND | $0 | – | -21,946 | -100.0% | -0.31% | – |
| AFT | Exit | APOLLO SR FLOATING RATE FD I | $0 | – | -34,075 | -100.0% | -0.38% | – |
| IID | Exit | VOYA INTL HIGH DIVID EQTY IN | $0 | – | -87,441 | -100.0% | -0.38% | – |
| DEX | Exit | DELAWARE ENHANCED GBL DIV & | $0 | – | -57,675 | -100.0% | -0.38% | – |
| DUC | Exit | DUFF & PHELPS UTIL CORP BD T | $0 | – | -63,560 | -100.0% | -0.41% | – |
| JDD | Exit | NUVEEN DIVERSIFIED DIV INCM | $0 | – | -55,025 | -100.0% | -0.42% | – |
| GGZ | Exit | GABELLI GLB SML & MD CP VAL | $0 | – | -63,403 | -100.0% | -0.45% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INCO | $0 | – | -52,697 | -100.0% | -0.47% | – |
| EVV | Exit | EATON VANCE LTD DUR INCOME F | $0 | – | -59,057 | -100.0% | -0.53% | – |
| LCM | Exit | ADVENT CLAYMORE ENH GRW & IN | $0 | – | -105,945 | -100.0% | -0.58% | – |
| EVG | Exit | EATON VANCE SH TM DR DIVR IN | $0 | – | -67,092 | -100.0% | -0.60% | – |
| PPR | Exit | VOYA PRIME RATE TRsh ben int | $0 | – | -175,770 | -100.0% | -0.61% | – |
| ECF | Exit | ELLSWORTH GROWTH & INCOME FD | $0 | – | -114,092 | -100.0% | -0.61% | – |
| KMM | Exit | DEUTSCHE MULTI-MKT INCOME TR | $0 | – | -117,827 | -100.0% | -0.66% | – |
| INB | Exit | COHEN & STEERS GLOBAL INC BL | $0 | – | -126,753 | -100.0% | -0.74% | – |
| BLW | Exit | BLACKROCK LTD DURATION INC T | $0 | – | -74,645 | -100.0% | -0.76% | – |
| EOD | Exit | WELLS FARGO GLOBAL DIVIDENDwf global oppty | $0 | – | -205,126 | -100.0% | -0.78% | – |
| GGE | Exit | GUGGENHEIM ENHANCED EQUITY S | $0 | – | -81,057 | -100.0% | -0.85% | – |
| SPEPRB | Exit | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $0 | – | -50,464 | -100.0% | -0.86% | – |
| SPXX | Exit | NUVEEN S&P 500 DYN OVERWRITE | $0 | – | -104,163 | -100.0% | -0.94% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -107,949 | -100.0% | -0.98% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -152,108 | -100.0% | -1.00% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -488,225 | -100.0% | -1.17% | – |
| FHY | Exit | FIRST TR STRATEGIC HIGH INC | $0 | – | -165,268 | -100.0% | -1.34% | – |
| HHY | Exit | BROOKFIELD HIGH INCOME FD IN | $0 | – | -404,080 | -100.0% | -1.94% | – |
| GAM | Exit | GENERAL AMERN INVS INC | $0 | – | -152,947 | -100.0% | -3.28% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-08
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.