$169 Million is the total value of Shaker Financial Services, LLC's 109 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 125.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CET | Buy | CENTRAL SECS CORP | $7,029,000 | +37.3% | 322,601 | +33.8% | 4.16% | +23.9% |
| JCE | Buy | NUVEEN CORE EQUITY ALPHA FUN | $5,302,000 | +174.1% | 405,389 | +187.8% | 3.14% | +147.6% |
| GEQ | Buy | GUGGENHEIM EQ WEIGHT ENHANC | $5,262,000 | +122.9% | 321,450 | +129.1% | 3.12% | +101.3% |
| ASG | Buy | LIBERTY ALL-STAR GROWTH FD I | $4,961,000 | +1.8% | 1,186,956 | +5.0% | 2.94% | -8.0% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $4,322,000 | +95.7% | 286,583 | +92.7% | 2.56% | +76.6% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $4,215,000 | +114.0% | 816,921 | +114.8% | 2.50% | +93.2% |
| BGB | Buy | BLACKSTONE GSO STRATEGIC CR | $4,035,000 | +505.9% | 263,024 | +489.4% | 2.39% | +446.7% |
| JTD | Buy | NUVEEN TAX ADVANTAGED DIV GR | $3,866,000 | +69.3% | 277,506 | +80.4% | 2.29% | +52.8% |
| BXMX | New | NUVEEN S&P 500 BUY-WRITE INC | $3,634,000 | – | 285,670 | +100.0% | 2.15% | – |
| PFL | Buy | PIMCO INCOME STRATEGY FUND | $3,398,000 | +1383.8% | 321,483 | +1401.8% | 2.01% | +1241.3% |
| HNW | Buy | PIONEER DIV HIGH INCOME TRUS | $3,231,000 | +37.4% | 201,698 | +40.0% | 1.91% | +24.1% |
| CHW | New | CALAMOS GBL DYN INCOME FUND | $3,201,000 | – | 459,278 | +100.0% | 1.90% | – |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $3,117,000 | +8.8% | 164,141 | +9.7% | 1.85% | -1.8% |
| SOR | Buy | SOURCE CAP INC | $3,101,000 | +30.2% | 86,272 | +33.1% | 1.84% | +17.6% |
| JTA | New | NUVEEN TX ADV TOTAL RET STRG | $2,808,000 | – | 248,069 | +100.0% | 1.66% | – |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $2,767,000 | +198.8% | 281,436 | +209.6% | 1.64% | +170.0% |
| ISD | Buy | PRUDENTIAL SHT DURATION HG Y | $2,754,000 | +124.8% | 177,912 | +132.2% | 1.63% | +103.1% |
| RA | New | BROOKFIELD REAL ASSETS INCOM | $2,715,000 | – | 121,706 | +100.0% | 1.61% | – |
| KIO | Buy | KKR INCOME OPPORTUNITIES FD | $2,623,000 | +69.2% | 163,619 | +69.2% | 1.55% | +52.9% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $2,558,000 | +3452.8% | 361,315 | +3513.2% | 1.52% | +3123.4% |
| PFN | New | PIMCO INCOME STRATEGY FUND I | $2,350,000 | – | 247,660 | +100.0% | 1.39% | – |
| ETJ | New | EATON VANCE RISK MNGD DIV EQ | $2,333,000 | – | 260,351 | +100.0% | 1.38% | – |
| BGX | Buy | BLACKSTONE GSO LNG SHRT CR I | $2,235,000 | +178.3% | 140,413 | +171.7% | 1.32% | +151.0% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $2,103,000 | +194.5% | 324,518 | +183.7% | 1.24% | +166.0% |
| FCO | Buy | ABERDEEN GLOBAL INCOME FD IN | $1,956,000 | +182.7% | 245,669 | +212.4% | 1.16% | +155.1% |
| GF | Buy | NEW GERMANY FD INC | $1,928,000 | -4.3% | 147,521 | +5.1% | 1.14% | -13.6% |
| VTA | New | INVESCO DYNAMIC CR OPP FD | $1,894,000 | – | 153,983 | +100.0% | 1.12% | – |
| IGD | New | VOYA GLBL EQTY DIV & PREM OP | $1,809,000 | – | 266,814 | +100.0% | 1.07% | – |
| CII | New | BLACKROCK ENH CAP & INC FD I | $1,712,000 | – | 124,908 | +100.0% | 1.01% | – |
| CHI | Buy | CALAMOS CONV OPP AND INC FDsh ben int | $1,595,000 | +142.4% | 158,081 | +148.3% | 0.94% | +118.5% |
| DHY | New | CREDIT SUISSE HIGH YLD BND Fsh ben int | $1,551,000 | – | 580,971 | +100.0% | 0.92% | – |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,534,000 | +103.7% | 179,372 | +130.3% | 0.91% | +83.8% |
| GGT | New | GABELLI MULTIMEDIA TR INC | $1,448,000 | – | 200,034 | +100.0% | 0.86% | – |
| NIE | New | ALLIANZGI EQUITY & CONV INCO | $1,414,000 | – | 76,743 | +100.0% | 0.84% | – |
| ETG | Buy | EATON VANCE TX ADV GLBL DIV | $1,365,000 | +227.3% | 97,011 | +246.5% | 0.81% | +196.0% |
| LGI | New | LAZARD GLB TTL RET&INCM FD I | $1,304,000 | – | 94,870 | +100.0% | 0.77% | – |
| FOF | New | COHEN & STEERS CLOSED END OP | $1,233,000 | – | 105,406 | +100.0% | 0.73% | – |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $1,108,000 | – | 88,168 | +100.0% | 0.66% | – |
| EXG | New | EATON VANCE TAX MNGD GBL DV | $1,076,000 | – | 134,204 | +100.0% | 0.64% | – |
| GGM | New | GUGGENHEIM CR ALLOCATION FD | $1,053,000 | – | 47,137 | +100.0% | 0.62% | – |
| GAB | New | GABELLI EQUITY TR INC | $990,000 | – | 179,267 | +100.0% | 0.59% | – |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $889,000 | – | 85,918 | +100.0% | 0.53% | – |
| FDEU | New | FIRST TR DYNAMIC EUROPE EQT | $882,000 | – | 56,855 | +100.0% | 0.52% | – |
| GDO | Buy | WESTERN ASSET GLOBAL CP DEFI | $817,000 | +359.0% | 47,746 | +375.4% | 0.48% | +313.7% |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $807,000 | +30.8% | 106,426 | +31.6% | 0.48% | +18.0% |
| HIE | New | MILLER HOWARD HIGH INC EQTY | $806,000 | – | 65,077 | +100.0% | 0.48% | – |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $704,000 | +44.3% | 79,500 | +38.3% | 0.42% | +30.3% |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $693,000 | +110.6% | 103,742 | +103.0% | 0.41% | +89.8% |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $670,000 | – | 82,156 | +100.0% | 0.40% | – |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $638,000 | +349.3% | 50,566 | +350.8% | 0.38% | +306.5% |
| DHF | New | DREYFUS HIGH YIELD STRATEGIEsh ben int | $635,000 | – | 189,000 | +100.0% | 0.38% | – |
| GCV | New | GABELLI CONV&INCOM SECS FD I | $625,000 | – | 132,967 | +100.0% | 0.37% | – |
| RIV | New | RIVERNORTH OPPRTUNITIES FD I | $599,000 | – | 31,704 | +100.0% | 0.36% | – |
| IVH | Buy | IVY HIGH INC OPPORTUNITIES F | $585,000 | +197.0% | 39,635 | +188.8% | 0.35% | +168.2% |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $523,000 | – | 31,736 | +100.0% | 0.31% | – |
| SWZ | Buy | SWISS HELVETIA FD INC | $491,000 | +41.1% | 48,116 | +47.7% | 0.29% | +27.6% |
| EAD | New | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $407,000 | – | 48,040 | +100.0% | 0.24% | – |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $400,000 | – | 54,807 | +100.0% | 0.24% | – |
| RQI | Buy | COHEN & STEERS QUALITY RLTY | $373,000 | +68.0% | 30,534 | +83.5% | 0.22% | +51.4% |
| EOS | New | EATON VANCE ENH EQTY INC FD | $352,000 | – | 27,475 | +100.0% | 0.21% | – |
| VVR | New | INVESCO SR INCOME TR | $346,000 | – | 74,600 | +100.0% | 0.20% | – |
| MIN | New | MFS INTER INCOME TRsh ben int | $342,000 | – | 76,916 | +100.0% | 0.20% | – |
| HPS | New | HANCOCK JOHN PFD INCOME FD I | $292,000 | – | 16,450 | +100.0% | 0.17% | – |
| PKO | New | PIMCO INCOME OPPORTUNITY FD | $285,000 | – | 12,307 | +100.0% | 0.17% | – |
| JPS | New | NUVEEN PREFERRED SECURITIES | $279,000 | – | 30,000 | +100.0% | 0.16% | – |
| SCD | New | LMP CAP & INCOME FD INC | $278,000 | – | 20,921 | +100.0% | 0.16% | – |
| PHT | New | PIONEER HIGH INCOME TR | $263,000 | – | 25,792 | +100.0% | 0.16% | – |
| JRI | New | NUVEEN REAL ASSET INC & GROW | $202,000 | – | 12,864 | +100.0% | 0.12% | – |
| MFD | New | MACQUARIE FT TR GB INF UT DI | $177,000 | – | 15,500 | +100.0% | 0.10% | – |
| KST | New | DEUTSCHE STRATEGIC INCOME TR | $150,000 | – | 12,598 | +100.0% | 0.09% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-08
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.