$152 Million is the total value of Shaker Financial Services, LLC's 112 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 114.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GDV | Buy | GABELLI DIVD & INCOME TR | $5,512,000 | +369.5% | 286,947 | +367.6% | 3.62% | +343.6% |
| CET | Buy | CENTRAL SECS CORP | $5,121,000 | +31.5% | 241,083 | +21.6% | 3.36% | +24.2% |
| GAM | Buy | GENERAL AMERN INVS INC | $4,994,000 | +9.5% | 152,947 | +3.3% | 3.28% | +3.4% |
| ASG | Buy | LIBERTY ALL-STAR GROWTH FD I | $4,872,000 | +19.0% | 1,130,470 | +13.0% | 3.20% | +12.4% |
| EOI | New | EATON VANCE ENHANCED EQ INC | $3,833,000 | – | 302,997 | +100.0% | 2.51% | – |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $3,600,000 | +811.4% | 350,211 | +775.4% | 2.36% | +761.7% |
| DCA | Buy | VIRTUS TOTAL RETURN FD | $3,438,000 | +99.2% | 725,238 | +95.0% | 2.26% | +88.2% |
| EEA | Buy | EUROPEAN EQUITY FUND | $3,179,000 | +68.8% | 402,402 | +65.6% | 2.08% | +59.5% |
| HHY | Buy | BROOKFIELD HIGH INCOME FD IN | $2,958,000 | +32.5% | 404,080 | +30.6% | 1.94% | +25.2% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $2,934,000 | +215.1% | 375,623 | +196.2% | 1.92% | +197.8% |
| ZF | Buy | ZWEIG FD | $2,921,000 | +223.1% | 225,523 | +214.2% | 1.92% | +205.1% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $2,866,000 | +493.4% | 149,669 | +468.3% | 1.88% | +461.2% |
| CGO | Buy | CALAMOS GLOBAL TOTAL RETURN | $2,573,000 | +17.1% | 224,916 | +11.4% | 1.69% | +10.6% |
| TSLF | Buy | THL CR SR LN FD | $2,397,000 | +21.7% | 145,366 | +18.7% | 1.57% | +15.0% |
| SOR | New | SOURCE CAP INC | $2,381,000 | – | 64,838 | +100.0% | 1.56% | – |
| HNW | Buy | PIONEER DIV HIGH INCOME TRUS | $2,351,000 | +45.4% | 144,084 | +39.9% | 1.54% | +37.3% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $2,209,000 | +48.6% | 148,745 | +37.6% | 1.45% | +40.4% |
| TY | Buy | TRI CONTL CORP | $2,168,000 | +103.0% | 101,393 | +95.0% | 1.42% | +91.6% |
| FHY | Buy | FIRST TR STRATEGIC HIGH INC | $2,039,000 | +224.2% | 165,268 | +214.4% | 1.34% | +205.9% |
| GF | Buy | NEW GERMANY FD INC | $2,014,000 | +235.7% | 140,326 | +210.4% | 1.32% | +216.8% |
| JCE | New | NUVEEN CORE EQUITY ALPHA FUN | $1,934,000 | – | 140,871 | +100.0% | 1.27% | – |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $1,782,000 | +154.9% | 488,225 | +146.7% | 1.17% | +141.0% |
| CIF | Buy | MFS INTERMEDIATE HIGH INC FDsh ben int | $1,632,000 | +8.4% | 637,415 | +4.6% | 1.07% | +2.4% |
| GHY | New | PRUDENTIAL GLB SHT DUR HG YL | $1,585,000 | – | 104,930 | +100.0% | 1.04% | – |
| KIO | Buy | KKR INCOME OPPORTUNITIES FD | $1,550,000 | +77.8% | 96,728 | +67.0% | 1.02% | +67.9% |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $1,524,000 | – | 152,108 | +100.0% | 1.00% | – |
| BGY | Buy | BLACKROCK INTL GRWTH & INC T | $1,419,000 | +13.3% | 239,212 | +9.8% | 0.93% | +7.1% |
| SPEPRB | New | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $1,303,000 | – | 50,464 | +100.0% | 0.86% | – |
| GGE | Buy | GUGGENHEIM ENHANCED EQUITY S | $1,299,000 | +44.5% | 81,057 | +38.9% | 0.85% | +36.5% |
| ISD | New | PRUDENTIAL SHT DURATION HG Y | $1,225,000 | – | 76,628 | +100.0% | 0.80% | – |
| EOD | Buy | WELLS FARGO GLOBAL DIVIDENDwf global oppty | $1,192,000 | +382.6% | 205,126 | +396.2% | 0.78% | +357.3% |
| BLW | Buy | BLACKROCK LTD DURATION INC T | $1,158,000 | +249.8% | 74,645 | +243.9% | 0.76% | +230.0% |
| INB | Buy | COHEN & STEERS GLOBAL INC BL | $1,127,000 | +562.9% | 126,753 | +550.0% | 0.74% | +526.3% |
| KMM | New | DEUTSCHE MULTI-MKT INCOME TR | $1,007,000 | – | 117,827 | +100.0% | 0.66% | – |
| ECF | Buy | ELLSWORTH GROWTH & INCOME FD | $934,000 | +4.8% | 114,092 | +0.9% | 0.61% | -1.0% |
| EHI | New | WESTERN ASSET GLB HI INCOME | $926,000 | – | 90,915 | +100.0% | 0.61% | – |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $920,000 | +28.1% | 67,092 | +26.1% | 0.60% | +20.8% |
| LCM | New | ADVENT CLAYMORE ENH GRW & IN | $885,000 | – | 105,945 | +100.0% | 0.58% | – |
| HYI | New | WESTERN ASSET HGH YLD DFNDFD | $867,000 | – | 56,231 | +100.0% | 0.57% | – |
| EFF | Buy | EATON VANCE FLTG RATE INCOM | $853,000 | +58.0% | 54,533 | +51.2% | 0.56% | +49.1% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $810,000 | +44.9% | 59,057 | +41.9% | 0.53% | +36.9% |
| BGX | Buy | BLACKSTONE GSO LNG SHRT CR I | $803,000 | +16.0% | 51,685 | +7.9% | 0.53% | +9.8% |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $753,000 | – | 77,887 | +100.0% | 0.49% | – |
| GGZ | Buy | GABELLI GLB SML & MD CP VAL | $685,000 | +89.8% | 63,403 | +82.1% | 0.45% | +78.9% |
| PHD | New | PIONEER FLOATING RATE TR | $680,000 | – | 57,654 | +100.0% | 0.45% | – |
| BGB | Buy | BLACKSTONE GSO STRATEGIC CR | $666,000 | +137.9% | 44,622 | +128.9% | 0.44% | +125.3% |
| JDD | New | NUVEEN DIVERSIFIED DIV INCM | $643,000 | – | 55,025 | +100.0% | 0.42% | – |
| DUC | New | DUFF & PHELPS UTIL CORP BD T | $621,000 | – | 63,560 | +100.0% | 0.41% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $590,000 | – | 54,545 | +100.0% | 0.39% | – |
| DEX | New | DELAWARE ENHANCED GBL DIV & | $584,000 | – | 57,675 | +100.0% | 0.38% | – |
| IID | New | VOYA INTL HIGH DIVID EQTY IN | $578,000 | – | 87,441 | +100.0% | 0.38% | – |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $577,000 | +34.2% | 34,075 | +25.3% | 0.38% | +26.4% |
| FT | New | FRANKLIN UNVL TRsh ben int | $549,000 | – | 80,731 | +100.0% | 0.36% | – |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $488,000 | – | 57,500 | +100.0% | 0.32% | – |
| MCR | New | MFS CHARTER INCOME TRsh ben int | $438,000 | – | 50,751 | +100.0% | 0.29% | – |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $404,000 | +359.1% | 79,942 | +344.1% | 0.26% | +334.4% |
| E103PS | New | WESTERN ASSET EMRG MKT INCM | $385,000 | – | 33,481 | +100.0% | 0.25% | – |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $367,000 | – | 25,140 | +100.0% | 0.24% | – |
| PGZ | New | PRINCIPAL REAL ESTATE INCOME | $351,000 | – | 19,885 | +100.0% | 0.23% | – |
| SWZ | New | SWISS HELVETIA FD INC | $348,000 | – | 32,572 | +100.0% | 0.23% | – |
| FPF | New | FIRST TR INTER DUR PFD & IN | $344,000 | – | 14,750 | +100.0% | 0.23% | – |
| ERC | New | WELLS FARGO MULTI SECTOR INCwf mlt sectr inc | $303,000 | – | 23,381 | +100.0% | 0.20% | – |
| FUND | New | SPROTT FOCUS TR INC | $292,000 | – | 42,380 | +100.0% | 0.19% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $289,000 | – | 26,283 | +100.0% | 0.19% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $261,000 | – | 51,000 | +100.0% | 0.17% | – |
| JHI | New | HANCOCK JOHN INVS TR | $242,000 | – | 14,494 | +100.0% | 0.16% | – |
| PFL | New | PIMCO INCOME STRATEGY FUND | $229,000 | – | 21,407 | +100.0% | 0.15% | – |
| RQI | New | COHEN & STEERS QUALITY RLTY | $222,000 | – | 16,643 | +100.0% | 0.15% | – |
| RGT | New | ROYCE GLOBAL VALUE TR INC | $214,000 | – | 26,391 | +100.0% | 0.14% | – |
| IVH | New | IVY HIGH INC OPPORTUNITIES F | $197,000 | – | 13,722 | +100.0% | 0.13% | – |
| MMT | New | MFS MULTIMARKET INCOME TRsh ben int | $183,000 | – | 30,000 | +100.0% | 0.12% | – |
| GDO | New | WESTERN ASSET GLOBAL CP DEFI | $178,000 | – | 10,043 | +100.0% | 0.12% | – |
| DIAX | New | NUVEEN DOW 30 DYN OVERWRITE | $165,000 | – | 11,446 | +100.0% | 0.11% | – |
| AGD | New | ALPINE GLOBAL DYNAMIC DIVD F | $129,000 | – | 14,800 | +100.0% | 0.08% | – |
| HIX | New | WESTERN ASSET HIGH INCM FD I | $72,000 | – | 10,000 | +100.0% | 0.05% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-02
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.