$135 Million is the total value of Shaker Financial Services, LLC's 159 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 31.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ZF | Sell | ZWEIG FD | $2,889,000 | -5.2% | 213,835 | -10.1% | 2.14% | -4.4% |
| ASG | Sell | LIBERTY ALL-STAR GROWTH FD I | $1,956,000 | -4.2% | 397,607 | -12.7% | 1.45% | -3.4% |
| DDF | Sell | DELAWARE INVTS DIV & INCOME | $1,895,000 | -6.5% | 213,929 | -5.8% | 1.41% | -5.7% |
| JCE | Sell | NUVEEN CORE EQUITY ALPHA FUN | $1,742,000 | -21.3% | 112,223 | -23.9% | 1.29% | -20.7% |
| PDI | Sell | PIMCO DYNAMIC INCOME FD | $1,690,000 | -31.7% | 58,893 | -30.4% | 1.25% | -31.2% |
| GF | Sell | NEW GERMANY FD INC | $1,674,000 | -14.4% | 81,319 | -26.8% | 1.24% | -13.8% |
| NHS | Sell | NEUBERGER BERMAN HGH YLD FD | $1,496,000 | -20.4% | 114,516 | -21.9% | 1.11% | -19.8% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $1,413,000 | -64.0% | 261,206 | -65.4% | 1.05% | -63.7% |
| BDJ | Sell | BLACKROCK ENHANCED EQT DIV T | $1,382,000 | -20.5% | 183,751 | -19.5% | 1.02% | -19.9% |
| CET | Sell | CENTRAL SECS CORP | $1,243,000 | -55.5% | 53,069 | -59.9% | 0.92% | -55.2% |
| BOE | Sell | BLACKROCK GLOBAL OPP EQTY TR | $1,240,000 | -36.2% | 88,622 | -38.4% | 0.92% | -35.7% |
| PDT | Sell | HANCOCK JOHN PREMUIM DIV FD | $1,219,000 | -24.3% | 101,875 | -16.1% | 0.90% | -23.8% |
| JHP | Sell | NUVEEN QUALITY PFD INC FD 3 | $1,082,000 | -21.5% | 137,179 | -16.2% | 0.80% | -20.9% |
| EEA | Sell | EUROPEAN EQUITY FUND | $1,081,000 | +6.8% | 132,974 | -5.9% | 0.80% | +7.7% |
| MHY | Sell | WESTERN ASSET MGD HI INCM FD | $1,054,000 | -32.7% | 185,241 | -30.9% | 0.78% | -32.1% |
| DEX | Sell | DELAWARE ENHANCED GBL DIV & | $1,037,000 | -50.2% | 87,171 | -51.3% | 0.77% | -49.8% |
| SGL | Sell | STRATEGIC GLOBAL INCOME FD | $995,000 | -47.9% | 107,150 | -47.2% | 0.74% | -47.5% |
| LOR | Sell | LAZARD WORLD DIVID & INCOME | $907,000 | -14.9% | 67,736 | -16.7% | 0.67% | -14.3% |
| COY | Sell | BLACKROCK CORPOR HIGH YLD FD | $852,000 | -15.0% | 118,539 | -13.7% | 0.63% | -14.4% |
| BGR | Sell | BLACKROCK ENERGY & RES TR | $754,000 | -20.1% | 29,208 | -22.5% | 0.56% | -19.6% |
| AOD | Sell | ALPINE TOTAL DYNAMIC DIVID F | $690,000 | -53.7% | 171,746 | -54.9% | 0.51% | -53.3% |
| LAQ | Sell | ABERDEEN LATIN AMER EQTY FD | $660,000 | -0.9% | 20,820 | -1.9% | 0.49% | 0.0% |
| CII | Sell | BLACKROCK ENH CAP & INC FD I | $647,000 | -67.7% | 49,996 | -68.5% | 0.48% | -67.4% |
| DHG | Sell | DWS HIGH INCOME OPPORT FD IN | $609,000 | -28.2% | 43,016 | -26.9% | 0.45% | -27.6% |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $585,000 | -6.4% | 48,927 | -1.4% | 0.43% | -5.7% |
| FEO | Sell | FIRST TR/ABERDEEN EMERG OPT | $545,000 | +0.9% | 28,591 | -0.3% | 0.40% | +1.8% |
| RNP | Sell | COHEN & STEERS REIT & PFD IN | $543,000 | -36.8% | 35,016 | -29.6% | 0.40% | -36.2% |
| EDD | Sell | MORGAN STANLEY EM MKTS DM DE | $527,000 | -77.0% | 37,373 | -76.5% | 0.39% | -76.9% |
| FAV | Sell | FIRST TR DIVIDEND INCOME FD | $490,000 | -84.0% | 58,286 | -84.5% | 0.36% | -83.9% |
| STK | Sell | COLUMBIA SELIGM PREM TECH GR | $443,000 | -49.6% | 31,146 | -49.1% | 0.33% | -49.1% |
| MIN | Sell | MFS INTER INCOME TRsh ben int | $438,000 | -61.1% | 82,460 | -57.9% | 0.32% | -60.7% |
| MCN | Sell | MADISON CVRED CALL & EQ STR | $423,000 | -54.7% | 53,384 | -54.6% | 0.31% | -54.3% |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $422,000 | -73.5% | 28,078 | -73.5% | 0.31% | -73.3% |
| PAI | Sell | WESTERN ASSET INCOME FD | $418,000 | -48.1% | 32,892 | -47.5% | 0.31% | -47.7% |
| DCA | Sell | VIRTUS TOTAL RETURN FD | $392,000 | -39.3% | 99,524 | -40.4% | 0.29% | -38.7% |
| JOF | Sell | JAPAN SMALLER CAPTLZTN FD IN | $388,000 | -7.0% | 42,631 | -12.3% | 0.29% | -6.2% |
| HYF | Sell | MANAGED HIGH YIELD PLUS FD I | $382,000 | -27.0% | 191,230 | -26.9% | 0.28% | -26.5% |
| HIS | Sell | BLACKROCK HIGH INCOME SHS | $370,000 | -3.4% | 177,803 | -0.2% | 0.27% | -2.8% |
| CHN | Sell | CHINA FD INC | $357,000 | +6.6% | 16,428 | -2.0% | 0.26% | +7.3% |
| HAV | Sell | HELIOS ADVANTAGE INCOME FD I | $356,000 | -53.5% | 41,763 | -54.6% | 0.26% | -53.1% |
| GHI | Sell | GLOBAL HIGH INCOME FUND INC | $352,000 | -31.8% | 34,208 | -27.3% | 0.26% | -31.3% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $335,000 | -86.6% | 55,248 | -86.3% | 0.25% | -86.4% |
| ETG | Sell | EATON VANCE TX ADV GLBL DIV | $328,000 | -79.2% | 21,000 | -79.9% | 0.24% | -79.1% |
| TAI | Sell | TRANSAMERICA INCOME SHS INC | $316,000 | -76.5% | 15,471 | -76.2% | 0.23% | -76.3% |
| APB | Sell | ASIA PAC FD INC | $307,000 | -1.9% | 30,301 | -2.3% | 0.23% | -0.9% |
| GLU | Sell | GABELLI GLOBL UTIL & INCOME | $305,000 | -31.8% | 15,506 | -34.7% | 0.23% | -31.3% |
| MSD | Sell | MORGAN STANLEY EMER MKTS DEB | $302,000 | -53.1% | 30,183 | -52.3% | 0.22% | -52.7% |
| IRL | Sell | NEW IRELAND FUND INC | $295,000 | +10.5% | 25,024 | -2.6% | 0.22% | +11.2% |
| QQQX | Sell | NASDAQ PREM INCM & GRW FD IN | $290,000 | -38.8% | 18,054 | -40.4% | 0.22% | -38.4% |
| GAM | Sell | GENERAL AMERN INVS INC | $271,000 | -59.6% | 7,947 | -62.1% | 0.20% | -59.2% |
| PSF | Sell | COHEN & STEERS SLT PFD INCM | $247,000 | -17.9% | 10,294 | -11.3% | 0.18% | -17.6% |
| LGI | Sell | LAZARD GLB TTL RET&INCM FD I | $244,000 | -27.4% | 14,558 | -29.2% | 0.18% | -26.7% |
| FHY | Sell | FIRST TR STRATEGIC HIGH INC | $225,000 | -55.8% | 14,159 | -56.2% | 0.17% | -55.5% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $210,000 | -8.3% | 10,623 | -12.4% | 0.16% | -7.7% |
| NRO | Sell | NEUBERGER BERMAN RE ES SEC F | $205,000 | -19.6% | 45,424 | -14.3% | 0.15% | -19.1% |
| SCD | Sell | LMP CAP & INCOME FD INC | $201,000 | -20.9% | 13,508 | -17.9% | 0.15% | -20.3% |
| SGF | Sell | SINGAPORE FD INC | $189,000 | -24.7% | 14,425 | -25.7% | 0.14% | -24.3% |
| E103PS | Sell | WESTERN ASSET EMRG MKT INCM | $149,000 | -13.9% | 11,911 | -9.0% | 0.11% | -12.6% |
| HIH | Sell | HELIOS HIGH INCOME FD INC | $97,000 | -84.6% | 11,629 | -84.9% | 0.07% | -84.4% |
| JEQ | Sell | JAPAN EQUITY FD INC | $88,000 | -55.8% | 12,936 | -58.0% | 0.06% | -55.5% |
| CIF | Sell | MFS INTERMEDIATE HIGH INC FDsh ben int | $54,000 | -70.0% | 19,500 | -68.8% | 0.04% | -69.7% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $43,000 | -73.0% | 10,672 | -71.4% | 0.03% | -72.6% |
| GRXRT | Exit | GABELLI HLTHCARE & WELLNESSright 07/17/2013 | $0 | – | -14,909 | -100.0% | -0.00% | – |
| EHI | Exit | WESTERN ASSET GLB HI INCOME | $0 | – | -13,000 | -100.0% | -0.12% | – |
| NAI | Exit | ALLIANZGI INTL & PREM STRATE | $0 | – | -17,475 | -100.0% | -0.12% | – |
| HSA | Exit | HELIOS STRATEGIC INCOME FD I | $0 | – | -29,250 | -100.0% | -0.13% | – |
| KST | Exit | DWS STRATEGIC INCOME TR | $0 | – | -14,043 | -100.0% | -0.13% | – |
| TEI | Exit | TEMPLETON EMERG MKTS INCOME | $0 | – | -13,600 | -100.0% | -0.15% | – |
| BME | Exit | BLACKROCK HEALTH SCIENCES TR | $0 | – | -6,708 | -100.0% | -0.15% | – |
| FSD | Exit | FIRST TR HIGH INCOME L/S FD | $0 | – | -11,857 | -100.0% | -0.15% | – |
| ABE | Exit | ABERDEEN EMERGING MKTS SMALL | $0 | – | -11,371 | -100.0% | -0.17% | – |
| SPXX | Exit | NUVEEN EQUITY PREM & GROWTH | $0 | – | -16,608 | -100.0% | -0.17% | – |
| BNA | Exit | BLACKROCK INCOME OPP TRUST I | $0 | – | -25,383 | -100.0% | -0.19% | – |
| NGZ | Exit | ALLIANZGI GLOBAL EQUITY & CO | $0 | – | -21,445 | -100.0% | -0.22% | – |
| CYE | Exit | BLACKROCK CORPOR HI YLD III | $0 | – | -42,699 | -100.0% | -0.23% | – |
| PFN | Exit | PIMCO INCOME STRATEGY FUND I | $0 | – | -33,000 | -100.0% | -0.26% | – |
| HPI | Exit | HANCOCK JOHN PFD INCOME FDsh ben int | $0 | – | -17,828 | -100.0% | -0.27% | – |
| PFL | Exit | PIMCO INCOME STRATEGY FUND | $0 | – | -36,139 | -100.0% | -0.32% | – |
| PKO | Exit | PIMCO INCOME OPPORTUNITY FD | $0 | – | -16,100 | -100.0% | -0.34% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD V | $0 | – | -39,262 | -100.0% | -0.35% | – |
| INF | Exit | BROOKFIELD GLOBL LISTED INFR | $0 | – | -26,332 | -100.0% | -0.42% | – |
| KMM | Exit | DWS MULTI MKT INCOME TR | $0 | – | -73,573 | -100.0% | -0.53% | – |
| HHY | Exit | HELIOS HIGH YIELD FD | $0 | – | -85,875 | -100.0% | -0.61% | – |
| HYI | Exit | WESTERN ASSET HGH YLD DFNDFD | $0 | – | -51,348 | -100.0% | -0.67% | – |
| HPS | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -53,745 | -100.0% | -0.72% | – |
| EVV | Exit | EATON VANCE LTD DUR INCOME F | $0 | – | -80,198 | -100.0% | -0.94% | – |
| PIM | Exit | PUTNAM MASTER INTER INCOME Tsh ben int | $0 | – | -259,079 | -100.0% | -0.95% | – |
| BGY | Exit | BLACKROCK INTL GRWTH & INC T | $0 | – | -197,315 | -100.0% | -1.07% | – |
| BHK | Exit | BLACKROCK CORE BD TR | $0 | – | -121,708 | -100.0% | -1.18% | – |
| SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -158,442 | -100.0% | -1.44% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-01
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 45 | Q2 2024 | 5.1% |
| EUROPEAN EQUITY FUND | 45 | Q2 2024 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 42 | Q2 2024 | 3.3% |
| ROYCE MICRO-CAP TR INC | 42 | Q2 2024 | 2.7% |
| GENERAL AMERN INVS INC | 41 | Q2 2024 | 4.8% |
| TRI CONTL CORP | 41 | Q2 2024 | 4.6% |
| NEW GERMANY FD INC | 41 | Q2 2024 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 40 | Q2 2024 | 4.2% |
| GABELLI DIVID & INCOME TR | 39 | Q2 2024 | 4.7% |
| WELLS FARGO INCOME OPPORTUNI | 39 | Q2 2024 | 1.7% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-08-02 |
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.