$23.1 Million is the total value of PATHSTONE FAMILY OFFICE, LLC's 303 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 610.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWB | Buy | ISHARESrus 1000 etf | $2,392,000 | +7.9% | 25,406 | +3.1% | 10.36% | +302.2% |
| CSCO | Buy | CISCO SYS INC | $614,000 | -3.0% | 26,146 | +0.7% | 2.66% | +261.8% |
| IVV | Buy | ISHAREScore s&p500 etf | $235,000 | +46.9% | 1,395 | +40.1% | 1.02% | +447.3% |
| NIO | New | NUVEEN MUN OPPORTUNITY FD IN | $200,000 | – | 15,475 | +100.0% | 0.87% | – |
| NPM | New | NUVEEN PREM INCOME MUN FD 2 | $177,000 | – | 13,662 | +100.0% | 0.77% | – |
| BGB | New | BLACKSTONE GSO STRATEGIC CR | $152,000 | – | 8,607 | +100.0% | 0.66% | – |
| IIM | New | INVESCO VALUE MUN INCOME TR | $138,000 | – | 10,091 | +100.0% | 0.60% | – |
| NEA | New | NUVEEN AMT-FREE MUN INCOME F | $138,000 | – | 11,079 | +100.0% | 0.60% | – |
| GOOGL | Buy | GOOGLE INCcl a | $135,000 | +13.4% | 152 | +11.8% | 0.58% | +323.9% |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $124,000 | – | 6,986 | +100.0% | 0.54% | – |
| NZF | New | NUVEEN DIV ADV MUNI FD 3 | $124,000 | – | 9,765 | +100.0% | 0.54% | – |
| VCLK | New | VALUECLICK INC | $120,000 | – | 5,757 | +100.0% | 0.52% | – |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $119,000 | – | 7,966 | +100.0% | 0.52% | – |
| ACP | Buy | AVENUE INCOME CR STRATEGIES | $108,000 | +89.5% | 6,336 | +91.2% | 0.47% | +609.1% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $103,000 | +17.0% | 1,123 | +11.4% | 0.45% | +337.3% |
| AFB | New | ALLIANCEBERNSTEIN NATL MUNI | $100,000 | – | 7,705 | +100.0% | 0.43% | – |
| PMO | New | PUTNAM MUN OPPORTUNITIES TRsh ben int | $90,000 | – | 8,155 | +100.0% | 0.39% | – |
| NVG | New | NUVEEN DIVID ADVANTAGE MUN I | $86,000 | – | 6,626 | +100.0% | 0.37% | – |
| NAD | New | NUVEEN DIVID ADVANTAGE MUN F | $86,000 | – | 6,627 | +100.0% | 0.37% | – |
| MUA | New | BLACKROCK MUNIASSETS FD INC | $84,000 | – | 7,014 | +100.0% | 0.36% | – |
| VMO | New | INVESCO MUN OPPORTUNITY TR | $81,000 | – | 7,026 | +100.0% | 0.35% | – |
| EOT | New | EATON VANCE NATL MUN OPPORT | $80,000 | – | 4,372 | +100.0% | 0.35% | – |
| E103PS | New | WESTERN ASSET EMRG MKT INCM | $80,000 | – | 6,366 | +100.0% | 0.35% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $74,000 | – | 4,444 | +100.0% | 0.32% | – |
| NXZ | New | NUVEEN DIV ADVANTAGE MUN FD | $72,000 | – | 5,672 | +100.0% | 0.31% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD V | $72,000 | – | 6,245 | +100.0% | 0.31% | – |
| VTA | New | INVESCO DYNAMIC CR OPP FD | $67,000 | – | 5,228 | +100.0% | 0.29% | – |
| MUE | New | BLACKROCK MUNIHLDNGS QLTY II | $67,000 | – | 5,441 | +100.0% | 0.29% | – |
| EVG | New | EATON VANCE SH TM DR DIVR IN | $67,000 | – | 4,193 | +100.0% | 0.29% | – |
| EAD | New | WELLS FARGO ADVANTAGE INCOME | $62,000 | – | 6,863 | +100.0% | 0.27% | – |
| NFLX | Buy | NETFLIX INC | $61,000 | – | 201 | +100.0% | 0.26% | – |
| CL | Buy | COLGATE PALMOLIVE CO | $59,000 | +7.3% | 995 | +3.6% | 0.26% | +298.4% |
| VKQ | New | INVESCO MUN TR | $57,000 | – | 4,804 | +100.0% | 0.25% | – |
| NQU | New | NUVEEN QUALITY INCOME MUN FD | $57,000 | – | 4,397 | +100.0% | 0.25% | – |
| MUS | New | BLACKROCK MUNIHOLDNGS QLTY I | $53,000 | – | 4,251 | +100.0% | 0.23% | – |
| BGX | New | BLACKSTONE GSO LNG SHRT CR I | $52,000 | – | 2,802 | +100.0% | 0.22% | – |
| ISD | New | PRUDENTIAL SHT DURATION HG Y | $52,000 | – | 2,873 | +100.0% | 0.22% | – |
| EEM | Buy | ISHARESmsci emg mkt etf | $50,000 | +8.7% | 1,211 | +1.1% | 0.22% | +307.5% |
| NMO | New | NUVEEN MUN MKT OPPORTUNITY F | $48,000 | – | 3,759 | +100.0% | 0.21% | – |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $48,000 | – | 3,314 | +100.0% | 0.21% | – |
| JFR | New | NUVEEN FLOATING RATE INCOME | $44,000 | – | 3,692 | +100.0% | 0.19% | – |
| NQS | New | NUVEEN SELECT QUALITY MUN FD | $43,000 | – | 3,204 | +100.0% | 0.19% | – |
| GMCR | Buy | GREEN MTN COFFEE ROASTERS IN | $43,000 | +87.0% | 577 | +92.3% | 0.19% | +588.9% |
| PHD | New | PIONEER FLOATING RATE TR | $43,000 | – | 3,271 | +100.0% | 0.19% | – |
| SBW | New | WESTERN ASSET WORLDWIDE INCO | $42,000 | – | 3,305 | +100.0% | 0.18% | – |
| JSD | New | NUVEEN SHT DUR CR OPP FD | $42,000 | – | 2,124 | +100.0% | 0.18% | – |
| YELP | New | YELP INCcl a | $41,000 | – | 609 | +100.0% | 0.18% | – |
| NQ | New | NQ MOBILE INCadr repstg cl a | $40,000 | – | 1,835 | +100.0% | 0.17% | – |
| NQM | New | NUVEEN INVT QUALITY MUN FD I | $39,000 | – | 2,664 | +100.0% | 0.17% | – |
| EHI | New | WESTERN ASSET GLB HI INCOME | $39,000 | – | 2,971 | +100.0% | 0.17% | – |
| LNKD | Buy | LINKEDIN CORP | $38,000 | – | 160 | +100.0% | 0.16% | – |
| BKT | New | BLACKROCK INCOME TR INC | $34,000 | – | 5,131 | +100.0% | 0.15% | – |
| NXP | New | NUVEEN SELECT TAX FREE INCMsh ben int | $33,000 | – | 2,636 | +100.0% | 0.14% | – |
| EOG | Buy | EOG RES INC | $32,000 | +39.1% | 189 | +7.4% | 0.14% | +414.8% |
| TRIP | New | TRIPADVISOR INC | $30,000 | – | 390 | +100.0% | 0.13% | – |
| SAM | New | BOSTON BEER INCcl a | $30,000 | – | 128 | +100.0% | 0.13% | – |
| DXCM | New | DEXCOM INC | $28,000 | – | 998 | +100.0% | 0.12% | – |
| MDSO | New | MEDIDATA SOLUTIONS INC | $28,000 | – | 292 | +100.0% | 0.12% | – |
| JLS | New | NUVEEN MTG OPPORTUNITY TERM | $28,000 | – | 1,190 | +100.0% | 0.12% | – |
| BYM | New | BLACKROCK MUNICIPL INC QLTY | $28,000 | – | 2,244 | +100.0% | 0.12% | – |
| IVH | New | IVY HIGH INC OPPORTUNITIES F | $28,000 | – | 1,630 | +100.0% | 0.12% | – |
| ALNY | New | ALNYLAM PHARMACEUTICALS INC | $27,000 | – | 417 | +100.0% | 0.12% | – |
| QLIK | New | QLIK TECHNOLOGIES INC | $26,000 | – | 731 | +100.0% | 0.11% | – |
| DSM | New | DREYFUS STRATEGIC MUN BD FD | $24,000 | – | 3,172 | +100.0% | 0.10% | – |
| NXR | New | NUVEEN SELECT TAX FREE INCMsh ben int | $23,000 | – | 1,773 | +100.0% | 0.10% | – |
| DHG | New | DWS HIGH INCOME OPPORT FD IN | $23,000 | – | 1,635 | +100.0% | 0.10% | – |
| RH | New | RESTORATION HARDWARE HLDGS I | $22,000 | – | 351 | +100.0% | 0.10% | – |
| HYS | Buy | PIMCO ETF TR0-5 high yield | $21,000 | +110.0% | 200 | +100.0% | 0.09% | +658.3% |
| WFM | Buy | WHOLE FOODS MKT INC | $21,000 | – | 376 | +100.0% | 0.09% | – |
| DMB | New | DREYFUS MUN BD INFRSTRCTR FD | $21,000 | – | 2,000 | +100.0% | 0.09% | – |
| CAR | New | AVIS BUDGET GROUP | $20,000 | – | 706 | +100.0% | 0.09% | – |
| SAN | New | BANCO SANTANDER SAadr | $20,000 | – | 2,400 | +100.0% | 0.09% | – |
| MHY | New | WESTERN ASSET MGD HI INCM FD | $19,000 | – | 3,681 | +100.0% | 0.08% | – |
| KMX | New | CARMAX INC | $19,000 | – | 408 | +100.0% | 0.08% | – |
| MFM | New | MFS MUN INCOME TRsh ben int | $19,000 | – | 3,306 | +100.0% | 0.08% | – |
| MQT | New | BLACKROCK MUNIY QUALITY FD I | $19,000 | – | 1,692 | +100.0% | 0.08% | – |
| NUW | New | NUVEEN AMT-FREE MUN VALUE FD | $19,000 | – | 1,100 | +100.0% | 0.08% | – |
| CMG | Buy | CHIPOTLE MEXICAN GRILL INC | $19,000 | +280.0% | 45 | +200.0% | 0.08% | +1266.7% |
| TILE | New | INTERFACE INC | $18,000 | – | 907 | +100.0% | 0.08% | – |
| GIMO | New | GIGAMON INC | $17,000 | – | 444 | +100.0% | 0.07% | – |
| IBB | New | ISHARESnasdq biotec etf | $16,000 | – | 75 | +100.0% | 0.07% | – |
| CE | Buy | CELANESE CORP DEL | $16,000 | +23.1% | 301 | +0.3% | 0.07% | +360.0% |
| NGVC | New | NATURAL GROCERS BY VITAMIN C | $15,000 | – | 375 | +100.0% | 0.06% | – |
| AXAS | New | ABRAXAS PETE CORP | $15,000 | – | 6,000 | +100.0% | 0.06% | – |
| WTR | New | AQUA AMERICA INC | $15,000 | – | 625 | +100.0% | 0.06% | – |
| FHY | New | FIRST TR STRATEGIC HIGH INC | $15,000 | – | 918 | +100.0% | 0.06% | – |
| NOV | New | NATIONAL OILWELL VARCO INC | $14,000 | – | 176 | +100.0% | 0.06% | – |
| DMF | New | DREYFUS MUN INCOME INC | $14,000 | – | 1,463 | +100.0% | 0.06% | – |
| MNP | New | WESTERN ASST MN PRT FD INC | $14,000 | – | 1,037 | +100.0% | 0.06% | – |
| BTA | New | BLACKROCK LONG-TERM MUNI ADV | $14,000 | – | 1,214 | +100.0% | 0.06% | – |
| NXQ | New | NUVEEN SELECT TAX FREE INCMsh ben int | $14,000 | – | 1,142 | +100.0% | 0.06% | – |
| CBST | New | CUBIST PHARMACEUTICALS INC | $13,000 | – | 200 | +100.0% | 0.06% | – |
| CXO | New | CONCHO RES INC | $13,000 | – | 115 | +100.0% | 0.06% | – |
| EXAS | New | EXACT SCIENCES CORP | $13,000 | – | 1,071 | +100.0% | 0.06% | – |
| PODD | New | INSULET CORP | $12,000 | – | 318 | +100.0% | 0.05% | – |
| COG | Buy | CABOT OIL & GAS CORP | $11,000 | -35.3% | 300 | +24.5% | 0.05% | +140.0% |
| BSX | New | BOSTON SCIENTIFIC CORP | $11,000 | – | 865 | +100.0% | 0.05% | – |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWAR | $11,000 | – | 600 | +100.0% | 0.05% | – |
| VIPS | New | VIPSHOP HLDGS LTDsponsored adr | $11,000 | – | 200 | +100.0% | 0.05% | – |
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $10,000 | +11.1% | 123 | +0.8% | 0.04% | +330.0% |
| BEBE | New | BEBE STORES INC | $10,000 | – | 1,615 | +100.0% | 0.04% | – |
| IP | New | INTL PAPER CO | $9,000 | – | 205 | +100.0% | 0.04% | – |
| T104SC | New | ANNIES INC | $9,000 | – | 176 | +100.0% | 0.04% | – |
| BTU | Buy | PEABODY ENERGY CORP | $9,000 | +28.6% | 513 | +0.4% | 0.04% | +387.5% |
| WY | New | WEYERHAEUSER CO | $9,000 | – | 320 | +100.0% | 0.04% | – |
| DIS | Buy | DISNEY WALT CO | $6,000 | +100.0% | 77 | +102.6% | 0.03% | +766.7% |
| NKE | Buy | NIKE INCcl b | $5,000 | +66.7% | 72 | +80.0% | 0.02% | +633.3% |
| ILMN | New | ILLUMINA INC | $5,000 | – | 57 | +100.0% | 0.02% | – |
| KMR | Buy | KINDER MORGAN MANAGEMENT LLC | $5,000 | -16.7% | 70 | +1.4% | 0.02% | +214.3% |
| FLTX | New | FLEETMATICS GROUP PLC | $5,000 | – | 146 | +100.0% | 0.02% | – |
| AWAY | New | HOMEAWAY INC | $5,000 | – | 182 | +100.0% | 0.02% | – |
| PCLN | New | PRICELINE COM INC | $4,000 | – | 4 | +100.0% | 0.02% | – |
| TTSH | New | TILE SHOP HLDGS INC | $4,000 | – | 176 | +100.0% | 0.02% | – |
| RHT | New | RED HAT INC | $4,000 | – | 80 | +100.0% | 0.02% | – |
| LVS | New | LAS VEGAS SANDS CORP | $3,000 | – | 45 | +100.0% | 0.01% | – |
| EL | New | LAUDER ESTEE COS INCcl a | $3,000 | – | 36 | +100.0% | 0.01% | – |
| ISRG | New | INTUITIVE SURGICAL INC | $3,000 | – | 7 | +100.0% | 0.01% | – |
| ICE | New | INTERCONTINENTALEXCHANGE INC | $3,000 | – | 16 | +100.0% | 0.01% | – |
| N | New | NETSUITE INC | $3,000 | – | 24 | +100.0% | 0.01% | – |
| NBL | New | NOBLE ENERGY INC | $3,000 | – | 46 | +100.0% | 0.01% | – |
| HOG | New | HARLEY DAVIDSON INC | $3,000 | – | 39 | +100.0% | 0.01% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $3,000 | – | 19 | +100.0% | 0.01% | – |
| NVDA | New | NVIDIA CORP | $3,000 | – | 168 | +100.0% | 0.01% | – |
| EBAY | Buy | EBAY INC | $3,000 | 0.0% | 58 | +16.0% | 0.01% | +333.3% |
| OII | New | OCEANEERING INTL INC | $3,000 | – | 32 | +100.0% | 0.01% | – |
| CTRP | New | CTRIP COM INTL LTD | $3,000 | – | 54 | +100.0% | 0.01% | – |
| ROK | New | ROCKWELL AUTOMATION INC | $3,000 | – | 24 | +100.0% | 0.01% | – |
| CCXI | New | CHEMOCENTRYX INC | $3,000 | – | 769 | +100.0% | 0.01% | – |
| CRM | Buy | SALESFORCE COM INC | $3,000 | – | 64 | +100.0% | 0.01% | – |
| SCHW | New | SCHWAB CHARLES CORP NEW | $3,000 | – | 125 | +100.0% | 0.01% | – |
| AXP | New | AMERICAN EXPRESS CO | $2,000 | – | 29 | +100.0% | 0.01% | – |
| F102PS | New | BABCOCK & WILCOX CO NEW | $2,000 | – | 64 | +100.0% | 0.01% | – |
| ADSK | New | AUTODESK INC | $2,000 | – | 53 | +100.0% | 0.01% | – |
| HSY | New | HERSHEY CO | $2,000 | – | 20 | +100.0% | 0.01% | – |
| STT | New | STATE STR CORP | $2,000 | – | 37 | +100.0% | 0.01% | – |
| MJN | New | MEAD JOHNSON NUTRITION CO | $2,000 | – | 31 | +100.0% | 0.01% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $2,000 | – | 43 | +100.0% | 0.01% | – |
| AKAM | New | AKAMAI TECHNOLOGIES INC | $2,000 | – | 48 | +100.0% | 0.01% | – |
| RNA | New | PROSENSA HLDG N V | $2,000 | – | 307 | +100.0% | 0.01% | – |
| NOW | New | SERVICENOW INC | $2,000 | – | 44 | +100.0% | 0.01% | – |
| CVI | Exit | CVR ENERGY INC | $0 | – | 0 | +100.0% | 0.00% | – |
| CP | Exit | CANADIAN PAC RY LTD | $0 | – | 0 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2013-10-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 12.1% |
| UNITED PARCEL SERVICE INC | 42 | Q3 2023 | 2.1% |
| EXXON MOBIL CORP | 42 | Q3 2023 | 1.0% |
| META PLATFORMS INC | 42 | Q3 2023 | 0.8% |
| INTEL CORP | 42 | Q3 2023 | 0.3% |
| ISHARES TR | 41 | Q3 2023 | 19.0% |
| APPLE INC | 41 | Q3 2023 | 14.9% |
| BECTON DICKINSON & CO | 41 | Q3 2023 | 23.8% |
| ISHARES TR | 41 | Q3 2023 | 8.0% |
| AMAZON COM INC | 41 | Q3 2023 | 1.2% |
View PATHSTONE FAMILY OFFICE, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-NT | 2024-05-13 |
| 13F-NT | 2024-02-14 |
| SC 13G | 2024-01-19 |
| 13F-HR/A | 2024-01-16 |
| 13F-HR | 2023-11-08 |
| 13F-HR/A | 2023-10-24 |
| 13F-HR/A | 2023-10-24 |
| 13F-HR/A | 2023-10-24 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
View PATHSTONE FAMILY OFFICE, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.