$1.31 Billion is the total value of Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's 381 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SB | Exit | SAFE BULKERS INC | $0 | – | -27,765 | -100.0% | -0.00% | – |
| FEACWS | Exit | FLYING EAGLE ACQUISITION COR*w exp 02/26/202 | $0 | – | -10,092 | -100.0% | -0.00% | – |
| KCACWS | Exit | KENSINGTON CAP ACQUISITION C*w exp 07/01/202 | $0 | – | -12,012 | -100.0% | -0.01% | – |
| GMHIW | Exit | GORES METROPOULOS INC*w exp 01/28/202 | $0 | – | -17,983 | -100.0% | -0.01% | – |
| TRNEWS | Exit | TRINE ACQUISITION CORP*w exp 03/31/202 | $0 | – | -25,277 | -100.0% | -0.01% | – |
| NLY | Exit | ANNALY CAPITAL MANAGEMENT IN | $0 | – | -12,000 | -100.0% | -0.01% | – |
| NRZ | Exit | NEW RESIDENTIAL INVT CORP | $0 | – | -16,187 | -100.0% | -0.01% | – |
| FMCIW | Exit | FORUM MERGER II CORP*w exp 09/30/202 | $0 | – | -17,638 | -100.0% | -0.01% | – |
| DMYTWS | Exit | DMY TECHNOLOGY GROUP INC*w exp 02/21/202 | $0 | – | -53,163 | -100.0% | -0.01% | – |
| SPAQWS | Exit | SPARTAN ENERGY ACQUISITION C*w exp 08/27/202 | $0 | – | -42,074 | -100.0% | -0.02% | – |
| VLDRW | Exit | VELODYNE LIDAR INC*w exp 09/29/202 | $0 | – | -40,279 | -100.0% | -0.02% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -1,197 | -100.0% | -0.02% | – |
| GH | Exit | GUARDANT HEALTH INC | $0 | – | -2,027 | -100.0% | -0.02% | – |
| LCAHW | Exit | LANDCADIA HLDGS II INC*w exp 05/09/202 | $0 | – | -49,367 | -100.0% | -0.02% | – |
| OPESW | Exit | OPES ACQUISITION CORP*w exp 03/13/202 | $0 | – | -93,913 | -100.0% | -0.02% | – |
| IVW | Exit | ISHARES TRs&p 500 grwt etf | $0 | – | -1,009 | -100.0% | -0.02% | – |
| HCACW | Exit | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $0 | – | -100,113 | -100.0% | -0.02% | – |
| SPXU | Exit | PROSHARES TRultrapro short s | $0 | – | -30,000 | -100.0% | -0.02% | – |
| LHX | Exit | L3HARRIS TECHNOLOGIES INC | $0 | – | -1,545 | -100.0% | -0.02% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -20,321 | -100.0% | -0.03% | – |
| SDS | Exit | PROSHARES TRultrashrt s&p500 | $0 | – | -23,000 | -100.0% | -0.03% | – |
| CR | Exit | CRANE CO | $0 | – | -7,391 | -100.0% | -0.03% | – |
| FTV | Exit | FORTIVE CORP | $0 | – | -5,360 | -100.0% | -0.04% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -4,344 | -100.0% | -0.04% | – |
| SCHD | Exit | SCHWAB STRATEGIC TRus dividend eq | $0 | – | -8,332 | -100.0% | -0.04% | – |
| WU | Exit | WESTERN UN CO | $0 | – | -23,290 | -100.0% | -0.04% | – |
| BSJK | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -23,700 | -100.0% | -0.05% | – |
| SOXX | Exit | ISHARES TRphlx semicnd etf | $0 | – | -2,169 | -100.0% | -0.06% | – |
| BSCK | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -100,202 | -100.0% | -0.18% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 22.3% |
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 13.8% |
| ISHARES INC | 42 | Q3 2023 | 5.3% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| SPDR SER TR | 42 | Q3 2023 | 5.3% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 8.4% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 3.8% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 7.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.3% |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-02-08 |
| SC 13G | 2024-02-08 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-08 |
| SC 13G/A | 2023-02-07 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.