$1.31 Billion is the total value of Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's 381 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 22.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VGSH | Sell | VANGUARD SCOTTSDALE FDSshort term treas | $44,534,000 | -3.2% | 722,953 | -2.4% | 3.40% | -13.6% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $32,681,000 | +8.8% | 87,409 | -2.6% | 2.49% | -3.0% |
| ADBE | Sell | ADOBE SYSTEMS INCORPORATED | $15,690,000 | -29.8% | 31,373 | -31.2% | 1.20% | -37.4% |
| IWC | Sell | ISHARES TRmicro-cap etf | $13,348,000 | +27.1% | 112,495 | -3.1% | 1.02% | +13.5% |
| VV | Sell | VANGUARD INDEX FDSlarge cap etf | $12,677,000 | +10.2% | 72,135 | -1.9% | 0.97% | -1.6% |
| SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $11,450,000 | +2.7% | 125,889 | -9.0% | 0.87% | -8.4% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $8,598,000 | +25.2% | 44,163 | -1.1% | 0.66% | +11.8% |
| SHM | Sell | SPDR SER TRnuveen blmbrg sr | $8,327,000 | -3.3% | 167,240 | -3.2% | 0.64% | -13.7% |
| SCHA | Sell | SCHWAB STRATEGIC TRus sml cap etf | $8,195,000 | +27.9% | 92,082 | -1.8% | 0.62% | +14.3% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $7,916,000 | +15.5% | 157,974 | -0.3% | 0.60% | +3.1% |
| FTSL | Sell | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $7,610,000 | +2.3% | 159,916 | -1.1% | 0.58% | -8.7% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $6,652,000 | -1.4% | 34,178 | -13.7% | 0.51% | -12.0% |
| EWX | Sell | SPDR INDEX SHS FDSs&p emktsc etf | $6,595,000 | +16.0% | 127,728 | -0.3% | 0.50% | +3.5% |
| V | Sell | VISA INC | $6,013,000 | -7.2% | 27,491 | -15.1% | 0.46% | -17.2% |
| HYD | Sell | VANECK VECTORS ETF TRhigh yld mun etf | $5,992,000 | +1.1% | 97,372 | -1.8% | 0.46% | -9.7% |
| Z | Sell | ZILLOW GROUP INCcl c cap stk | $5,281,000 | -14.3% | 40,685 | -32.9% | 0.40% | -23.4% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $5,251,000 | -23.1% | 16,736 | -31.9% | 0.40% | -31.5% |
| COST | Sell | COSTCO WHSL CORP NEW | $5,241,000 | +2.1% | 13,909 | -3.8% | 0.40% | -8.9% |
| NFLX | Sell | NETFLIX INC | $4,357,000 | +7.6% | 8,058 | -0.5% | 0.33% | -4.0% |
| SPSB | Sell | SPDR SER TRportfolio short | $4,164,000 | -4.6% | 132,610 | -4.7% | 0.32% | -15.0% |
| SCHC | Sell | SCHWAB STRATEGIC TRintl sceqt etf | $3,880,000 | +7.4% | 103,043 | -7.2% | 0.30% | -3.9% |
| DWX | Sell | SPDR INDEX SHS FDSs&p intl etf | $3,642,000 | +8.0% | 99,605 | -0.4% | 0.28% | -3.5% |
| VYM | Sell | VANGUARD WHITEHALL FDShigh div yld | $3,525,000 | +4.6% | 38,525 | -7.5% | 0.27% | -6.6% |
| FNDE | Sell | SCHWAB STRATEGIC TRschwb fdt emk lg | $3,505,000 | +13.6% | 124,039 | -4.7% | 0.27% | +1.1% |
| BCOR | Sell | BLUCORA INC | $3,409,000 | -26.1% | 214,247 | -56.3% | 0.26% | -34.0% |
| SPIB | Sell | SPDR SER TRportfolio intrmd | $3,099,000 | +0.6% | 83,357 | -0.5% | 0.24% | -10.3% |
| SHW | Sell | SHERWIN WILLIAMS CO | $2,638,000 | +1.4% | 3,590 | -3.9% | 0.20% | -9.5% |
| FDM | Sell | FIRST TR DOW JONES SELECT MI | $2,581,000 | +17.1% | 53,903 | -8.4% | 0.20% | +4.8% |
| SBUX | Sell | STARBUCKS CORP | $2,539,000 | -10.1% | 23,734 | -27.8% | 0.19% | -19.5% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $2,429,000 | +16.9% | 1,386 | -2.3% | 0.18% | +3.9% |
| DLS | Sell | WISDOMTREE TRintl smcap div | $2,258,000 | +4.5% | 33,146 | -8.1% | 0.17% | -7.0% |
| DES | Sell | WISDOMTREE TRus smallcap divd | $2,254,000 | +23.6% | 84,738 | -2.1% | 0.17% | +10.3% |
| CDNA | Sell | CAREDX INC | $2,177,000 | +13.3% | 30,048 | -40.7% | 0.17% | +1.2% |
| PBP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 buy wrt | $2,065,000 | -2.9% | 100,783 | -9.3% | 0.16% | -13.7% |
| HYS | Sell | PIMCO ETF TR0-5 high yield | $2,057,000 | +2.5% | 20,940 | -2.1% | 0.16% | -8.2% |
| BSV | Sell | VANGUARD BD INDEX FDSshort trm bond | $1,995,000 | -6.1% | 24,070 | -5.9% | 0.15% | -16.0% |
| USB | Sell | US BANCORP DEL | $1,936,000 | +22.5% | 41,555 | -5.8% | 0.15% | +9.6% |
| SCZ | Sell | ISHARES TReafe sml cp etf | $1,911,000 | +10.6% | 27,966 | -4.5% | 0.15% | -1.4% |
| NKE | Sell | NIKE INCcl b | $1,889,000 | +10.2% | 13,354 | -2.2% | 0.14% | -1.4% |
| CVX | Sell | CHEVRON CORP NEW | $1,785,000 | -0.3% | 21,139 | -15.0% | 0.14% | -11.1% |
| EEMS | Sell | ISHARES INCem mkt sm-cp etf | $1,777,000 | +19.7% | 33,645 | -0.7% | 0.14% | +6.3% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $1,644,000 | -1.0% | 6,490 | -11.0% | 0.12% | -12.0% |
| TDY | Sell | TELEDYNE TECHNOLOGIES INC | $1,546,000 | +0.8% | 3,944 | -20.2% | 0.12% | -9.9% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $1,517,000 | -25.3% | 17,565 | -25.2% | 0.12% | -33.3% |
| BA | Sell | BOEING CO | $1,430,000 | -42.2% | 6,681 | -55.4% | 0.11% | -48.6% |
| SCHH | Sell | SCHWAB STRATEGIC TRus reit etf | $1,422,000 | -1.0% | 37,450 | -7.8% | 0.11% | -12.2% |
| IWB | Sell | ISHARES TRrus 1000 etf | $1,335,000 | +9.8% | 6,302 | -3.0% | 0.10% | -1.9% |
| T | Sell | AT&T INC | $1,302,000 | -6.1% | 45,285 | -6.9% | 0.10% | -16.1% |
| HD | Sell | HOME DEPOT INC | $1,280,000 | -8.5% | 4,820 | -4.3% | 0.10% | -18.3% |
| AMGN | Sell | AMGEN INC | $1,144,000 | -12.7% | 4,976 | -3.5% | 0.09% | -22.3% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $1,128,000 | +25.2% | 5,755 | -4.3% | 0.09% | +11.7% |
| XOM | Sell | EXXON MOBIL CORP | $1,106,000 | +1.7% | 26,828 | -15.3% | 0.08% | -9.7% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $995,000 | +7.0% | 7,050 | -2.5% | 0.08% | -3.8% |
| WPS | Sell | ISHARES TRintl devppty etf | $931,000 | +13.1% | 26,095 | -0.3% | 0.07% | +1.4% |
| RWX | Sell | SPDR INDEX SHS FDSdj intl rl etf | $926,000 | +14.2% | 27,170 | -0.4% | 0.07% | +2.9% |
| FPEI | Sell | FIRST TR EXCH TRADED FD IIIinstl pfd secs | $931,000 | 0.0% | 45,695 | -4.9% | 0.07% | -11.2% |
| SQ | Sell | SQUARE INCcl a | $899,000 | +10.2% | 4,129 | -17.8% | 0.07% | -1.4% |
| MET | Sell | METLIFE INC | $881,000 | +17.3% | 18,766 | -7.2% | 0.07% | +4.7% |
| HSY | Sell | HERSHEY CO | $885,000 | +1.8% | 5,807 | -4.2% | 0.07% | -9.5% |
| MRK | Sell | MERCK & CO. INC | $836,000 | -66.3% | 10,219 | -65.8% | 0.06% | -69.8% |
| LMT | Sell | LOCKHEED MARTIN CORP | $824,000 | -15.7% | 2,321 | -9.1% | 0.06% | -25.0% |
| SPLK | Sell | SPLUNK INC | $821,000 | -11.8% | 4,835 | -2.3% | 0.06% | -21.2% |
| LLY | Sell | LILLY ELI & CO | $802,000 | +5.9% | 4,748 | -7.2% | 0.06% | -6.2% |
| AMAT | Sell | APPLIED MATLS INC | $780,000 | +21.1% | 9,035 | -16.6% | 0.06% | +7.3% |
| PFG | Sell | PRINCIPAL FINANCIAL GROUP IN | $750,000 | +15.7% | 15,108 | -6.1% | 0.06% | +3.6% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $727,000 | -1.9% | 11,725 | -4.6% | 0.06% | -12.7% |
| PEP | Sell | PEPSICO INC | $727,000 | -1.6% | 4,900 | -8.0% | 0.06% | -12.7% |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $703,000 | -94.2% | 7,667 | -94.8% | 0.05% | -94.8% |
| JPM | Sell | JPMORGAN CHASE & CO | $669,000 | -81.1% | 5,264 | -85.7% | 0.05% | -83.2% |
| RWR | Sell | SPDR SER TRdj reit etf | $656,000 | +5.1% | 7,562 | -5.5% | 0.05% | -5.7% |
| ZEN | Sell | ZENDESK INC | $641,000 | +32.7% | 4,479 | -4.5% | 0.05% | +19.5% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $640,000 | -8.8% | 12,210 | -19.5% | 0.05% | -18.3% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $627,000 | +17.9% | 8,768 | -5.2% | 0.05% | +6.7% |
| XEL | Sell | XCEL ENERGY INC | $636,000 | -26.0% | 9,544 | -23.3% | 0.05% | -34.2% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $621,000 | -58.8% | 4,937 | -60.2% | 0.05% | -63.6% |
| ABT | Sell | ABBOTT LABS | $585,000 | -1.3% | 5,340 | -2.1% | 0.04% | -11.8% |
| ROK | Sell | ROCKWELL AUTOMATION INC | $590,000 | -58.9% | 2,352 | -63.8% | 0.04% | -63.4% |
| UNP | Sell | UNION PAC CORP | $559,000 | -2.4% | 2,685 | -7.7% | 0.04% | -12.2% |
| GILD | Sell | GILEAD SCIENCES INC | $568,000 | -10.1% | 9,745 | -2.6% | 0.04% | -20.4% |
| DHS | Sell | WISDOMTREE TRus high dividend | $550,000 | +6.4% | 7,925 | -4.2% | 0.04% | -4.5% |
| CLX | Sell | CLOROX CO DEL | $529,000 | -5.4% | 2,621 | -1.5% | 0.04% | -16.7% |
| SPLV | Sell | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $477,000 | -13.1% | 8,476 | -17.2% | 0.04% | -23.4% |
| ETN | Sell | EATON CORP PLC | $457,000 | +12.3% | 3,808 | -4.5% | 0.04% | 0.0% |
| SCHM | Sell | SCHWAB STRATEGIC TRus mid-cap etf | $429,000 | -3.6% | 6,294 | -21.6% | 0.03% | -13.2% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $421,000 | +16.3% | 8,156 | -0.7% | 0.03% | +3.2% |
| AEP | Sell | AMERICAN ELEC PWR CO INC | $404,000 | -7.3% | 4,856 | -9.1% | 0.03% | -16.2% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $397,000 | +22.5% | 945 | -1.0% | 0.03% | +7.1% |
| LUV | Sell | SOUTHWEST AIRLS CO | $365,000 | +9.6% | 7,824 | -11.9% | 0.03% | 0.0% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $358,000 | +9.5% | 2,620 | -5.4% | 0.03% | -3.6% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $351,000 | +6.0% | 1,456 | -4.6% | 0.03% | -3.6% |
| RWO | Sell | SPDR INDEX SHS FDSdj glb rl es etf | $326,000 | +7.9% | 7,333 | -4.2% | 0.02% | -3.8% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $306,000 | +3.7% | 656 | -1.6% | 0.02% | -8.0% |
| BAX | Sell | BAXTER INTL INC | $303,000 | -1.0% | 3,778 | -0.7% | 0.02% | -11.5% |
| SYK | Sell | STRYKER CORPORATION | $276,000 | -46.0% | 1,128 | -54.0% | 0.02% | -52.3% |
| SCHG | Sell | SCHWAB STRATEGIC TRus lcap gr etf | $260,000 | -65.4% | 2,026 | -69.0% | 0.02% | -68.8% |
| FNDX | Sell | SCHWAB STRATEGIC TRschwab fdt us lg | $248,000 | +8.3% | 5,484 | -7.2% | 0.02% | -5.0% |
| DHR | Sell | DANAHER CORPORATION | $218,000 | -91.2% | 980 | -91.5% | 0.02% | -92.0% |
| NVTA | Sell | INVITAE CORP | $204,000 | -4.7% | 4,876 | -1.0% | 0.02% | -11.1% |
| SDY | Sell | SPDR SER TRs&p divid etf | $204,000 | -12.4% | 1,921 | -23.8% | 0.02% | -20.0% |
| CLDR | Sell | CLOUDERA INC | $140,000 | +11.1% | 10,032 | -13.5% | 0.01% | 0.0% |
| GE | Sell | GENERAL ELECTRIC CO | $121,000 | +57.1% | 11,177 | -9.5% | 0.01% | +28.6% |
| F | Sell | FORD MTR CO DEL | $93,000 | +12.0% | 10,545 | -15.3% | 0.01% | 0.0% |
| SB | Exit | SAFE BULKERS INC | $0 | – | -27,765 | -100.0% | -0.00% | – |
| FEACWS | Exit | FLYING EAGLE ACQUISITION COR*w exp 02/26/202 | $0 | – | -10,092 | -100.0% | -0.00% | – |
| KCACWS | Exit | KENSINGTON CAP ACQUISITION C*w exp 07/01/202 | $0 | – | -12,012 | -100.0% | -0.01% | – |
| GMHIW | Exit | GORES METROPOULOS INC*w exp 01/28/202 | $0 | – | -17,983 | -100.0% | -0.01% | – |
| TRNEWS | Exit | TRINE ACQUISITION CORP*w exp 03/31/202 | $0 | – | -25,277 | -100.0% | -0.01% | – |
| NLY | Exit | ANNALY CAPITAL MANAGEMENT IN | $0 | – | -12,000 | -100.0% | -0.01% | – |
| NRZ | Exit | NEW RESIDENTIAL INVT CORP | $0 | – | -16,187 | -100.0% | -0.01% | – |
| FMCIW | Exit | FORUM MERGER II CORP*w exp 09/30/202 | $0 | – | -17,638 | -100.0% | -0.01% | – |
| DMYTWS | Exit | DMY TECHNOLOGY GROUP INC*w exp 02/21/202 | $0 | – | -53,163 | -100.0% | -0.01% | – |
| SPAQWS | Exit | SPARTAN ENERGY ACQUISITION C*w exp 08/27/202 | $0 | – | -42,074 | -100.0% | -0.02% | – |
| VLDRW | Exit | VELODYNE LIDAR INC*w exp 09/29/202 | $0 | – | -40,279 | -100.0% | -0.02% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -1,197 | -100.0% | -0.02% | – |
| GH | Exit | GUARDANT HEALTH INC | $0 | – | -2,027 | -100.0% | -0.02% | – |
| LCAHW | Exit | LANDCADIA HLDGS II INC*w exp 05/09/202 | $0 | – | -49,367 | -100.0% | -0.02% | – |
| OPESW | Exit | OPES ACQUISITION CORP*w exp 03/13/202 | $0 | – | -93,913 | -100.0% | -0.02% | – |
| IVW | Exit | ISHARES TRs&p 500 grwt etf | $0 | – | -1,009 | -100.0% | -0.02% | – |
| HCACW | Exit | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $0 | – | -100,113 | -100.0% | -0.02% | – |
| SPXU | Exit | PROSHARES TRultrapro short s | $0 | – | -30,000 | -100.0% | -0.02% | – |
| LHX | Exit | L3HARRIS TECHNOLOGIES INC | $0 | – | -1,545 | -100.0% | -0.02% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -20,321 | -100.0% | -0.03% | – |
| SDS | Exit | PROSHARES TRultrashrt s&p500 | $0 | – | -23,000 | -100.0% | -0.03% | – |
| CR | Exit | CRANE CO | $0 | – | -7,391 | -100.0% | -0.03% | – |
| FTV | Exit | FORTIVE CORP | $0 | – | -5,360 | -100.0% | -0.04% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -4,344 | -100.0% | -0.04% | – |
| SCHD | Exit | SCHWAB STRATEGIC TRus dividend eq | $0 | – | -8,332 | -100.0% | -0.04% | – |
| WU | Exit | WESTERN UN CO | $0 | – | -23,290 | -100.0% | -0.04% | – |
| BSJK | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -23,700 | -100.0% | -0.05% | – |
| SOXX | Exit | ISHARES TRphlx semicnd etf | $0 | – | -2,169 | -100.0% | -0.06% | – |
| BSCK | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -100,202 | -100.0% | -0.18% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 22.3% |
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 13.8% |
| ISHARES INC | 42 | Q3 2023 | 5.3% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| SPDR SER TR | 42 | Q3 2023 | 5.3% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 8.4% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 3.8% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 7.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.3% |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-02-08 |
| SC 13G | 2024-02-08 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-08 |
| SC 13G/A | 2023-02-07 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.