$466 Million is the total value of Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's 151 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 22.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $94,487,000 | +5.6% | 1,191,509 | +6.7% | 20.26% | -1.9% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $59,338,000 | +5.2% | 679,005 | +6.0% | 12.72% | -2.2% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $40,711,000 | +5.9% | 833,908 | +7.3% | 8.73% | -1.6% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $30,232,000 | -0.3% | 360,546 | +0.5% | 6.48% | -7.3% |
| IEMG | Buy | ISHARES INCcore msci emkt | $24,856,000 | +7.9% | 436,845 | +2.5% | 5.33% | +0.3% |
| SJNK | Buy | SPDR SER TRbloomberg srt tr | $20,314,000 | +9.7% | 737,085 | +11.3% | 4.36% | +1.9% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $11,902,000 | +7.3% | 143,438 | +7.4% | 2.55% | -0.4% |
| SHM | Buy | SPDR SER TRnuveen blmbrg sr | $9,903,000 | +20.5% | 206,699 | +22.2% | 2.12% | +12.0% |
| HYMB | Buy | SPDR SERIES TRUSTnuv hghyld mun | $6,804,000 | -0.6% | 122,238 | +1.9% | 1.46% | -7.7% |
| MUB | Buy | ISHARES TRnational mun etf | $6,470,000 | +28.3% | 58,421 | +28.5% | 1.39% | +19.3% |
| EMB | Buy | ISHARES TRjpmorgan usd emg | $6,120,000 | +5.8% | 52,709 | +6.0% | 1.31% | -1.7% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $5,383,000 | +10.1% | 39,218 | +3.9% | 1.15% | +2.3% |
| MSFT | Buy | MICROSOFT CORP | $4,762,000 | +35.6% | 55,668 | +18.0% | 1.02% | +25.9% |
| SCHZ | Buy | SCHWAB STRATEGIC TRus aggregate b | $4,642,000 | -0.2% | 89,198 | +0.5% | 1.00% | -7.3% |
| AAPL | Buy | APPLE INC | $4,546,000 | +12.4% | 26,864 | +2.3% | 0.98% | +4.4% |
| FPE | Buy | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $4,016,000 | +29.6% | 200,702 | +30.0% | 0.86% | +20.4% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $3,822,000 | +16.4% | 85,192 | +12.7% | 0.82% | +8.2% |
| HYD | Buy | VANECK VECTORS ETF TRhigh yld mun etf | $3,389,000 | +28.7% | 108,629 | +29.1% | 0.73% | +19.6% |
| AMZN | Buy | AMAZON COM INC | $3,214,000 | +167.6% | 2,748 | +120.0% | 0.69% | +148.7% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $3,196,000 | +146.2% | 11,976 | +131.8% | 0.68% | +128.3% |
| TIP | Buy | ISHARES TRtips bd etf | $3,167,000 | +0.6% | 27,765 | +0.2% | 0.68% | -6.5% |
| PG | Buy | PROCTER AND GAMBLE CO | $3,100,000 | +237.7% | 33,743 | +234.4% | 0.66% | +213.7% |
| FM | Buy | ISHARES INCmsci frntr100etf | $2,930,000 | +7.0% | 88,459 | +1.2% | 0.63% | -0.6% |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $2,424,000 | +8.4% | 86,741 | +4.4% | 0.52% | +0.8% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $2,091,000 | +179.9% | 13,423 | +161.2% | 0.45% | +160.5% |
| CVX | Buy | CHEVRON CORP NEW | $2,091,000 | +12.1% | 16,699 | +5.2% | 0.45% | +4.2% |
| COMT | Buy | ISHARES U S ETF TR | $1,988,000 | +12.4% | 54,692 | +7.7% | 0.43% | +4.4% |
| INTC | Buy | INTEL CORP | $1,941,000 | +29.9% | 42,058 | +7.2% | 0.42% | +20.6% |
| VNQI | Buy | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $1,846,000 | +5.4% | 30,516 | +3.5% | 0.40% | -2.0% |
| DES | Buy | WISDOMTREE TRus smallcap divd | $1,575,000 | +11.9% | 54,228 | +223.9% | 0.34% | +4.0% |
| BA | Buy | BOEING CO | $1,100,000 | +39.8% | 3,729 | +20.4% | 0.24% | +29.7% |
| IGSB | Buy | ISHARES TR1 3 yr cr bd etf | $943,000 | +8.1% | 9,020 | +8.9% | 0.20% | +0.5% |
| DLS | Buy | WISDOMTREE TRintl smcap div | $930,000 | +4.7% | 12,111 | +0.8% | 0.20% | -2.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $883,000 | +35.0% | 6,317 | +25.6% | 0.19% | +25.2% |
| DEM | Buy | WISDOMTREE TRemer mkt high fd | $850,000 | +16.8% | 18,736 | +10.7% | 0.18% | +8.3% |
| NKE | Buy | NIKE INCcl b | $796,000 | +39.2% | 12,729 | +15.5% | 0.17% | +29.5% |
| IWC | Buy | ISHARES TRmicro-cap etf | $794,000 | +7.9% | 8,296 | +6.4% | 0.17% | 0.0% |
| XOM | Buy | EXXON MOBIL CORP | $746,000 | +44.6% | 8,925 | +41.8% | 0.16% | +34.5% |
| IEFA | Buy | ISHARES TRcore msci eafe | $713,000 | +5.8% | 10,784 | +2.7% | 0.15% | -1.9% |
| SCHC | Buy | SCHWAB STRATEGIC TRintl sceqt etf | $689,000 | +17.0% | 18,805 | +14.4% | 0.15% | +8.8% |
| COST | Buy | COSTCO WHSL CORP NEW | $656,000 | +15.3% | 3,523 | +1.6% | 0.14% | +7.6% |
| EFA | Buy | ISHARES TRmsci eafe etf | $641,000 | +7.4% | 9,119 | +4.5% | 0.14% | -0.7% |
| BAC | Buy | BANK AMER CORP | $639,000 | +48.6% | 21,663 | +27.8% | 0.14% | +38.4% |
| MO | Buy | ALTRIA GROUP INC | $614,000 | +162.4% | 8,592 | +132.7% | 0.13% | +144.4% |
| T | Buy | AT&T INC | $601,000 | +4.9% | 15,455 | +5.6% | 0.13% | -2.3% |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $601,000 | – | 13,096 | +100.0% | 0.13% | – |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $595,000 | +5.7% | 4,023 | +1.0% | 0.13% | -1.5% |
| FB | Buy | FACEBOOK INCcl a | $562,000 | +18.6% | 3,187 | +14.9% | 0.12% | +11.0% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $557,000 | +12.1% | 529 | +3.7% | 0.12% | +3.5% |
| AMGN | Buy | AMGEN INC | $541,000 | -4.6% | 3,112 | +2.3% | 0.12% | -11.5% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $536,000 | +40.3% | 3,513 | +36.4% | 0.12% | +30.7% |
| JPM | Buy | JPMORGAN CHASE & CO | $497,000 | +43.6% | 4,652 | +28.5% | 0.11% | +33.8% |
| FEM | Buy | FIRST TR EXCH TRD ALPHA FD Iemerg mkt alph | $487,000 | +2.1% | 17,444 | +0.1% | 0.10% | -5.5% |
| EWX | Buy | SPDR INDEX SHS FDSs&p emktsc etf | $473,000 | +5.1% | 9,091 | +0.0% | 0.10% | -2.9% |
| ORCL | Buy | ORACLE CORP | $465,000 | +15.4% | 9,844 | +18.0% | 0.10% | +7.5% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $449,000 | +16.9% | 13,185 | +14.9% | 0.10% | +7.9% |
| SCHO | New | SCHWAB STRATEGIC TRsht tm us tres | $449,000 | – | 8,982 | +100.0% | 0.10% | – |
| WPS | Buy | ISHARES TRintl devppty etf | $423,000 | +5.5% | 10,720 | +1.8% | 0.09% | -2.2% |
| FTSL | Buy | FIRST TR EXCHANGE TRADED FDsenior ln fd | $416,000 | +0.5% | 8,660 | +0.7% | 0.09% | -7.3% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $401,000 | +30.6% | 5,215 | +25.9% | 0.09% | +21.1% |
| IEI | Buy | ISHARES TR3 7 yr treas bd | $390,000 | +6.6% | 3,193 | +7.8% | 0.08% | 0.0% |
| PM | Buy | PHILIP MORRIS INTL INC | $388,000 | +75.6% | 3,672 | +84.3% | 0.08% | +62.7% |
| FDM | Buy | FIRST TR DJS MICROCAP INDEX | $376,000 | +41.9% | 7,930 | +38.4% | 0.08% | +32.8% |
| PEP | Buy | PEPSICO INC | $360,000 | +27.7% | 2,998 | +18.3% | 0.08% | +18.5% |
| DHR | Buy | DANAHER CORP DEL | $357,000 | +19.4% | 3,850 | +10.3% | 0.08% | +11.6% |
| RWO | Buy | SPDR INDEX SHS FDSdj glb rl es etf | $323,000 | +4.5% | 6,603 | +2.0% | 0.07% | -2.8% |
| MCD | Buy | MCDONALDS CORP | $316,000 | +18.4% | 1,836 | +7.6% | 0.07% | +9.7% |
| DGS | Buy | WISDOMTREE TRemg mkts smcap | $314,000 | +9.4% | 6,028 | +3.1% | 0.07% | +1.5% |
| EBND | Buy | SPDR SERIES TRUSTblombrg brc emrg | $314,000 | +3.3% | 10,591 | +4.2% | 0.07% | -4.3% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $307,000 | +20.4% | 2,523 | +20.1% | 0.07% | +11.9% |
| IWB | New | ISHARES TRrus 1000 etf | $300,000 | – | 2,019 | +100.0% | 0.06% | – |
| ALK | New | ALASKA AIR GROUP INC | $294,000 | – | 3,996 | +100.0% | 0.06% | – |
| MMM | New | 3M CO | $291,000 | – | 1,238 | +100.0% | 0.06% | – |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $288,000 | +15.7% | 5,628 | +5.8% | 0.06% | +8.8% |
| KO | Buy | COCA COLA CO | $284,000 | +10.5% | 6,197 | +8.4% | 0.06% | +3.4% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $275,000 | +32.9% | 1,451 | +25.5% | 0.06% | +22.9% |
| FISV | New | FISERV INC | $269,000 | – | 2,049 | +100.0% | 0.06% | – |
| ABBV | New | ABBVIE INC | $262,000 | – | 2,705 | +100.0% | 0.06% | – |
| MRK | Buy | MERCK & CO INC | $258,000 | -6.9% | 4,594 | +6.3% | 0.06% | -14.1% |
| CAT | New | CATERPILLAR INC DEL | $256,000 | – | 1,626 | +100.0% | 0.06% | – |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $249,000 | -0.8% | 4,064 | +3.1% | 0.05% | -8.6% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $247,000 | +17.6% | 1,120 | +4.6% | 0.05% | +10.4% |
| XEL | Buy | XCEL ENERGY INC | $247,000 | +5.1% | 5,137 | +3.6% | 0.05% | -1.9% |
| PSX | Buy | PHILLIPS 66 | $247,000 | +21.1% | 2,446 | +9.7% | 0.05% | +12.8% |
| HD | New | HOME DEPOT INC | $246,000 | – | 1,296 | +100.0% | 0.05% | – |
| DVY | New | ISHARES TRselect divid etf | $232,000 | – | 2,351 | +100.0% | 0.05% | – |
| OXY | New | OCCIDENTAL PETE CORP DEL | $224,000 | – | 3,040 | +100.0% | 0.05% | – |
| HPQ | New | HP INC | $222,000 | – | 10,576 | +100.0% | 0.05% | – |
| EEM | New | ISHARES TRmsci emg mkt etf | $204,000 | – | 4,339 | +100.0% | 0.04% | – |
| MDLZ | New | MONDELEZ INTL INCcl a | $205,000 | – | 4,794 | +100.0% | 0.04% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE C | $159,000 | – | 11,052 | +100.0% | 0.03% | – |
| CHK | New | CHESAPEAKE ENERGY CORP | $40,000 | – | 10,200 | +100.0% | 0.01% | – |
| CVM | New | CEL SCI CORP | $21,000 | – | 11,300 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 22.3% |
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 13.8% |
| ISHARES INC | 42 | Q3 2023 | 5.3% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| SPDR SER TR | 42 | Q3 2023 | 5.3% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 8.4% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 3.8% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 7.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.3% |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| SC 13G/A | 2024-02-08 |
| SC 13G | 2024-02-08 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-08 |
| SC 13G/A | 2023-02-07 |
| 13F-HR | 2022-11-03 |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.